UPPER-BOUND APPROACH ANALYSIS OF DRIVING POWER OF WHEEL FOR CASTEX

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Upper bound analysis for deep tunnel face with joined failure mechanism of translation and rotation

A joined failure mechanism of translation and rotation was proposed for the stability analysis of deep tunnel face, and the upper bound solution of supporting force of deep tunnel was calculated under pore water pressure. The calculations were based on limit analysis method of upper bound theory, with the employment of non-associated Mohr-Coulomb flow rule. Nonlinear failure criterion was adopted. Optimized analysis was conducted for the effects of the tunnel depth, pore water pressure coefficient, the initial cohesive force and nonlinear coefficient on supporting force. The upper bound solutions are obtained by optimum method. Results are listed and compared with the previously published solutions for the verification of correctness and effectiveness. The failure shapes are presented, and results are discussed for different pore water pressure coefficients and nonlinear coefficients of tunnel face.

Upper bound for the time derivative of entropy for a stochastic dynamical system with double singularities driven by non-Gaussian noise

A stochastic dynamical system with double singularities driven by non-Gaussian noise is investigated. The Fokker Plank equation of the system is obtained through the path-integral approach and the method of transformation. Based on the definition of Shannon＇s information entropy and the Schwartz inequality principle, the upper bound for the time derivative of entropy is calculated both in the absence and in the presence of non-equilibrium constraint. The present calculations can be used to interpret the effects of the system dissipative parameter, the system singularity strength parameter, the noise correlation time and the noise deviation parameter on the upper bound.

UPPER BOUND METHOD FOR SINTERED POWDER MATERIALS IN PLANE STRAIN

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Sharp upper bounds for the adjacency and the signless Laplacian spectral radius of graphs

Let G be a simple graph with n vertices and m edges. In this paper, we present some new upper bounds for the adjacency and the signless Laplacian spectral radius of graphs in which every pair of adjacent vertices has at least one common adjacent vertex. Our results improve some known upper bounds. The main tool we use here is the Lagrange identity.

Upper Bound Solutions for Uplift Ultimate Bearing Capacity of Suction Caisson Foundation

Suction caisson foundation derives most of their uplift resistance from passive suction developed during the pullout movement. It was observed that the passive suction generated in soil at the bottom of the caisson and the failure mode of suction caisson foundation subjecting pullout loading behaves as a reverse compression failure mechanism.The upper bound theorems have been proved to be a powerful method to find the critical failure mechanism and critical load associated with foundations, buried caissons and other geotechnical structures. However, limited attempts have been reported to estimate the uplift bearing capacity of the suction caisson foundation using the upper bound solution. In this paper, both reverse failure mechanisms from Prandtl and Hill were adopted as the failure mechanisms for the computation of the uplift bearing capacity of the suction caisson. New equations were proposed based on both failure mechanisms to estimate the pullout capacity of the suction caisson. The proposed equations were verified by the test results and experimental data from published literature. And the two solutions agree reasonably well with the other test results. It can be proved that both failure mechanisms are reasonably and more consistent with the actual force condition.

Upper Bound Solution of Soil Slope Stability under Coupling Effect of Rainfall and Earthquake

Based on the limit analysis upper bound method,a new model of soil slope collapse has been proposed which consists of two rigid block zones and a plastic shear zone.Soil slope was induced failure by coupling effect of rainfall and earthquake,and these blocks were also incorporated horizontal earthquake force and vertical gravitate.The velocities and forces were analyzed in three blocks,and the expression of velocity discontinuities was obtained by the principle of incompressibility.The external force work for the blocks,the internal energy of the plastic shear zone and the velocity discontinuous were solved.The present stability ratios are compared to the prevenient research,which shows the superiority of the mechanism and rationality of the analysis.The critical height of the soil slope can provide theoretical basis for slope support and design.

Upper-bound limit analysis based on the natural element method

The natural element method （NEM） is a newly- developed numerical method based on Voronoi diagram and Delaunay triangulation of scattered points, which adopts natural neighbour interpolation to construct trial functions in the framework of Galerkin method. Owing to its distinctive advantages, the NEM is used widely in many problems of computational mechanics. Utilizing the NEM, this paper deals with numerical limit analysis of structures made up of perfectly rigid-plastic material. According to kinematic the- orem of plastic limit analysis, a mathematical programming natural element formulation is established for determining the upper bound multiplier of plane problems, and a direct iteration algorithm is proposed accordingly to solve it. In this algorithm, the plastic incompressibility condition is handled by two different treatments, and the nonlinearity and nons- moothness of the goal function are overcome by distinguishing the rigid zones from the plastic zones at each iteration. The procedure implementation of iterative process is quite simple and effective because each iteration is equivalent to solving an associated elastic problem. The obtained limit load multiplier is proved to monotonically converge to the upper bound of true solution. Several benchmark examples are investigated to validate the significant performance of the NEM in the application field of limit analysis.

Upper bound solution for supporting pressure acting on shallow tunnel based on modified tangential technique

Based on the nonlinear failure criterion and the upper bound theorem, the modified tangential technique method was proposed to derive the expression of supporting pressure acting on shallow tunnel. Instead of the same stress state, different normal stresses on element boundaries were used. In order to investigate the influence of different factors on supporting pressures, the failure mechanism was established. The solution of supporting pressure, with different parameters, was obtained by optimization theory. The corresponding failure mechanism and numerical results were presented. In comparison with the results using the single tangential technique method, it is found that the proposed method is effective, and the good agreement shows that the present solution of supporting pressure is reliable.

Face stability analysis of circular tunnels in layered rock masses using the upper bound theorem

An analysis of tunnel face stability generally assumes a single homogeneous rock mass.However,most rock tunnel projects are excavated in stratified rock masses.This paper presents a two-dimensional(2D)analytical model for estimating the face stability of a rock tunnel in the presence of rock mass stratification.The model uses the kinematical limit analysis approach combined with the block calculation technique.A virtual support force is applied to the tunnel face,and then solved using an optimization method based on the upper limit theorem of limit analysis and the nonlinear Hoek-Brown yield criterion.Several design charts are provided to analyze the effects of rock layer thickness on tunnel face stability,tunnel diameter,the arrangement sequence of weak and strong rock layers,and the variation in rock layer parameters at different positions.The results indicate that the thickness of the rock layer,tunnel diameter,and arrangement sequence of weak and strong rock layers significantly affect the tunnel face stability.Variations in the parameters of the lower layer of the tunnel face have a greater effect on tunnel stability than those of the upper layer.

A new failure mechanism for deep cavity and upper bound solution of supporting pressure

The investigation of supporting pressure is of great significance to the design of underground structures.Based on the kinematical approach of limit analysis,an improved failure mechanism is proposed,and the supporting pressure is investigated for deep buried cavity.Three failure mechanisms are first introduced according to the existing failure mechanisms of geotechnical structures of limit analysis.A comparison with respect to the optimal failure mechanisms and the upper bound solutions provided among these three mechanisms are then conducted in an attempt to obtain the improved failure mechanism.The results provided by the improved failure mechanism are in good agreement with those by the existing method,the numerical solution and field monitoring,which demonstrates that the proposed failure mechanism is effective for the upper bound analysis of supporting pressure.

Upper bound analysis of slope stability with nonlinear failure criterion based on strength reduction technique

Based on the upper bound limit analysis theorem and the shear strength reduction technique,the equation for expressing critical limit-equilibrium state was employed to define the safety factor of a given slope and its corresponding critical failure mechanism by means of the kinematical approach of limit analysis theory.The nonlinear shear strength parameters were treated as variable parameters and a kinematically admissible failure mechanism was considered for calculation schemes.The iterative optimization method was adopted to obtain the safety factors.Case study and comparative analysis show that solutions presented here agree with available predictions when nonlinear criterion reduces to linear criterion,and the validity of present method could be illuminated.From the numerical results,it can also be seen that nonlinear parameter m,slope foot gradient β,height of slope H,slope top gradient α and soil bulk density γ have significant effects on the safety factor of the slope.

Upper bound solutions of stability factor of shallow tunnels in saturated soil based on strength reduction technique

Based on the upper bound theorem of limit analysis,the factor of safety for shallow tunnel in saturated soil is calculated in conjunction with the strength reduction technique.To analyze the influence of the pore pressure on the factor of safety for shallow tunnel,the power of pore pressure is regarded as a power of external force in the energy calculation.Using the rigid multiple-block failure mechanism,the objective function for the factor of safety is constructed and the optimal solutions are derived by employing the sequential quadratic programming.According to the results of optimization calculation,the factor of safety of shallow tunnel for different pore pressure coefficients and variational groundwater tables are obtained.The parameter analysis shows that the pore pressure coefficient and the location of the groundwater table have significant influence on the factor of safety for shallow tunnel.

Upper bound analytical solution for surrounding rock pressure of shallow unsymmetrical loading tunnels

By combining the results of laboratory model tests with relevant flow rules, the failure mode of shallow unsymmetrical loading tunnels and the corresponding velocity field were established. According to the principle of virtual power, the upper bound solution for surrounding rock pressure of shallow unsymmetrical loading tunnel was derived and verified by an example. The results indicate that the calculated results of the derived upper bound method for surrounding rock pressure of shallow unsymmetrical loading tunnels are relatively close to those of the existing "code method" and test results, which means that the proposed method is feasible. The current code method underestimates the unsymmetrical loading feature of surrounding rock pressure of shallow unsymmetrical loading tunnels, so it is unsafe; when the burial depth is less or greater than two times of the tunnel span and the unsymmetrical loading angle is less than 45°, the upper bound method or the average value of the results calculated by the upper bound method and code method respectively, is comparatively reasonable. When the burial depth is greater than two times of the tunnel span and the unsymmetrical loading angle is greater than 45°, the code method is more suitable.

Force analysis of pile foundation in rock slope based on upper-bound theorem of limit

Based on the characteristic that the potential sliding surfaces of rock slope are commonly in the shape of either line or fold line,analysis thought of conventional pile foundation in the flat ground under complex load condition was applied and the upper-bound theorem of limit analysis was used to compute thrust of rock layers with all possible distribution shapes. The interaction of slope and pile was considered design load in terms of slope thrust,and the finite difference method was derived to calculate inner-force and displacement of bridge pile foundation in rock slope under complex load condition. The result of example shows that the distribution model of slope thrust has certain impact on displacement and inner-force of bridge pile foundation. The maximum displacement growth rate reaches 54% and the maximum moment and shear growth rates reach only 15% and 20%,respectively,but the trends of inner-force and displacement of bridge pile foundation are basically the same as those of the conventional pile foundation in the flat ground. When the piles bear the same level lateral thrust,the distribution shapes of slope thrust have different influence on inner-force of pile foundation,especially the rectangle distribution,and the triangle thrust has the smallest displacement and inner-force of pile foundation.

Upper bound limit analysis of roof collapse in shallow tunnels with arbitrary cross sections under condition of seepage force

The analytical solutions for predicting the exact shape of collapse mechanisms in shallow tunnels with arbitrary excavation profiles were obtained by virtue of the upper bound theorem of limit analysis and variation principle according to Hoek-Brown failure criterion. The seepage force was included in the upper bound limit analysis, and it was computed from the gradient of excess pore pressure distribution. The seepage was regarded as a work rate of external force. The numerical results of roof collapse in square and circular tunnels with different rock parameters were derived and discussed, which proves to be valid in comparison with the previous work. The influences of different parameters on the shape of collapsing blocks were also discussed.

Combined influence of nonlinearity and dilation on slope stability evaluated by upper-bound limit analysis

The combined influence of nonlinearity and dilation on slope stability was evaluated using the upper-bound limit analysis theorem.The mechanism of slope collapse was analyzed by dividing it into arbitrary discrete soil blocks with the nonlinear Mohr–Coulomb failure criterion and nonassociated flow rule.The multipoint tangent(multi-tangent) technique was used to analyze the slope stability by linearizing the nonlinear failure criterion.A general expression for the slope safety factor was derived based on the virtual work principle and the strength reduction technique,and the global slope safety factor can be obtained by the optimization method of nonlinear sequential quadratic programming.The results show better agreement with previous research result when the nonlinear failure criterion reduces to a linear failure criterion or the non-associated flow rule reduces to an associated flow rule,which demonstrates the rationality of the presented method.Slope safety factors calculated by the multi-tangent inclined-slices technique were smaller than those obtained by the traditional single-tangent inclined-slices technique.The results show that the multi-tangent inclined-slices technique is a safe and effective method of slope stability limit analysis.The combined effect of nonlinearity and dilation on slope stability was analyzed,and the parameter analysis indicates that nonlinearity and dilation have significant influence on the result of slope stability analysis.

A Lower and Upper Bound Method for Complex System Reliability Evaluation

It is hard for the existing methods to obtain the expression of the system reliability for most of the practical complex systems with a large number of components and possible states.A new regression algorithm based on the lower and upper bounds is presented in this paper,which can obtain the system reliability analytically without concerning the structure of the complex system.The method has been applied to a real system and the reliability results are compared with those acquired by the classical method and the parametric method.The effectiveness and accuracy of the proposed method have been testified.

Upper bound seismic rotational stability analysis of gravity retaining walls considering embedment depth

Stability analysis of gravity retaining wall was currently based on the assumption that the wall had no embedment depth. The effect of earth berm was usually neglected. The present work highlighted the importance of embedment depth when assessing the seismic stability of gravity retaining walls with the pattern of pure rotation. In the framework of upper bound theorem of limit analysis, pseudo-static method was applied into two groups of parallel rigid soil slices methods in order to account for the effect of embedment depth on evaluating the critical acceleration of wall-soil system. The present analytical solution is identical to the results obtained from using limit equilibrium method, and the two methods are based on different theory backgrounds. Parameter analysis indicates that the critical acceleration increases slowly when the ratio of the embedment depth to the total height of the wall is from 0 to 0.15 and increases drastically when the ratio exceeds 0.15.