Evaluation of slope stability through rock mass classification and kinematic analysis of some major slopes along NH-1A from Ramban to Banihal, North Western Himalayas

The network of Himalayan roadways and highways connects some remote regions of valleys or hill slopes,which is vital for India’s socio-economic growth.Due to natural and artificial factors,frequency of slope instabilities along the networks has been increasing over last few decades.Assessment of stability of natural and artificial slopes due to construction of these connecting road networks is significant in safely executing these roads throughout the year.Several rock mass classification methods are generally used to assess the strength and deformability of rock mass.This study assesses slope stability along the NH-1A of Ramban district of North Western Himalayas.Various structurally and non-structurally controlled rock mass classification systems have been applied to assess the stability conditions of 14 slopes.For evaluating the stability of these slopes,kinematic analysis was performed along with geological strength index(GSI),rock mass rating(RMR),continuous slope mass rating(CoSMR),slope mass rating(SMR),and Q-slope in the present study.The SMR gives three slopes as completely unstable while CoSMR suggests four slopes as completely unstable.The stability of all slopes was also analyzed using a design chart under dynamic and static conditions by slope stability rating(SSR)for the factor of safety(FoS)of 1.2 and 1 respectively.Q-slope with probability of failure(PoF)1%gives two slopes as stable slopes.Stable slope angle has been determined based on the Q-slope safe angle equation and SSR design chart based on the FoS.The value ranges given by different empirical classifications were RMR(37-74),GSI(27.3-58.5),SMR(11-59),and CoSMR(3.39-74.56).Good relationship was found among RMR&SSR and RMR&GSI with correlation coefficient(R 2)value of 0.815 and 0.6866,respectively.Lastly,a comparative stability of all these slopes based on the above classification has been performed to identify the most critical slope along this road.

Forward prediction for tunnel geology and classification of surrounding rock based on seismic wave velocity layered tomography

Excavation under complex geological conditions requires effective and accurate geological forward-prospecting to detect the unfavorable geological structure and estimate the classification of surround-ing rock in front of the tunnel face.In this work,a forward-prediction method for tunnel geology and classification of surrounding rock is developed based on seismic wave velocity layered tomography.In particular,for the problem of strong multi-solution of wave velocity inversion caused by few ray paths in the narrow space of the tunnel,a layered inversion based on regularization is proposed.By reducing the inversion area of each iteration step and applying straight-line interface assumption,the convergence and accuracy of wave velocity inversion are effectively improved.Furthermore,a surrounding rock classification network based on autoencoder is constructed.The mapping relationship between wave velocity and classification of surrounding rock is established with density,Poisson’s ratio and elastic modulus as links.Two numerical examples with geological conditions similar to that in the field tunnel and a field case study in an urban subway tunnel verify the potential of the proposed method for practical application.

Rock mass quality classification based on deep learning:A feasibility study for stacked autoencoders

Objective and accurate evaluation of rock mass quality classification is the prerequisite for reliable sta-bility assessment.To develop a tool that can deliver quick and accurate evaluation of rock mass quality,a deep learning approach is developed,which uses stacked autoencoders(SAEs)with several autoencoders and a softmax net layer.Ten rock parameters of rock mass rating(RMR)system are calibrated in this model.The model is trained using 75%of the total database for training sample data.The SAEs trained model achieves a nearly 100%prediction accuracy.For comparison,other different models are also trained with the same dataset,using artificial neural network(ANN)and radial basis function(RBF).The results show that the SAEs classify all test samples correctly while the rating accuracies of ANN and RBF are 97.5%and 98.7%,repectively,which are calculated from the confusion matrix.Moreover,this model is further employed to predict the slope risk level of an abandoned quarry.The proposed approach using SAEs,or deep learning in general,is more objective and more accurate and requires less human inter-vention.The findings presented here shall shed light for engineers/researchers interested in analyzing rock mass classification criteria or performing field investigation.

Evaluation and classification of rock heterogeneity based on acoustic emission detection

For deep rock mechanics and subsurface engineering,accurately characterizing and evaluating rock heterogeneity as well as analyzing the correlation between the heterogeneity and physical and mechanical properties of rocks are critical.This study investigated the characteristics of acoustic emission signals produced in the process of strong and weak phase damage to rocks.The failure mechanisms of the strong and weak phases were analyzed by performing Brazilian splitting tests on different metagabbros and granites.The strong-weak phase ratio of the rocks and the uniformity of their spatial distribution were characterized.Test results show that as the feldspar develops,the strong-phase ratio of the metagabbro increases.However,the spatial distribution of feldspar minerals in the metagabbro becomes less uniform.The mineral spatial distribution uniformity in the altered granite is good;however,its strong-phase ratio is low.Furthermore,the strong-phase ratio of the typical granite is high;however,its mineral spatial distribution uniformity is poor.Moreover,uniaxial and triaxial test results show that the peak strength and elastic modulus of the rocks are related to the strong-weak phase ratio and mineral spatial distribution uniformity of the rocks.This study provides a new analytical method for the mechanical evaluation of deep rocks.

Discussion on classification and naming scheme of fine-grained sedimentary rocks

Based on reviews and summaries of the naming schemes of fine-grained sedimentary rocks, and analysis of characteristics of fine-grained sedimentary rocks, the problems existing in the classification and naming of fine-grained sedimentary rocks are discussed. On this basis, following the principle of three-level nomenclature, a new scheme of rock classification and naming for fine-grained sedimentary rocks is determined from two perspectives: First, fine-grained sedimentary rocks are divided into 12 types in two major categories, mudstone and siltstone, according to particle size(sand, silt and mud). Second,fine-grained sedimentary rocks are divided into 18 types in four categories, carbonate rock, fine-grained felsic sedimentary rock,clay rock and mixed fine-grained sedimentary rock according to mineral composition(carbonate minerals, felsic detrital minerals and clay minerals as three end elements). Considering the importance of organic matter in unconventional oil and gas generation and evaluation, organic matter is taken as the fourth element in the scheme. Taking the organic matter contents of 0.5% and 2% as dividing points, fine grained sedimentary rocks are divided into three categories, organic-poor, organic-bearing,and organic-rich ones. The new scheme meets the requirement of unconventional oil and gas exploration and development today and solves the problem of conceptual confusion in fine-grained sedimentary rocks, providing a unified basic term system for the research of fine-grained sedimentology.

Real-time prediction of rock mass classification based on TBM operation big data and stacking technique of ensemble learning

Real-time prediction of the rock mass class in front of the tunnel face is essential for the adaptive adjustment of tunnel boring machines(TBMs).During the TBM tunnelling process,a large number of operation data are generated,reflecting the interaction between the TBM system and surrounding rock,and these data can be used to evaluate the rock mass quality.This study proposed a stacking ensemble classifier for the real-time prediction of the rock mass classification using TBM operation data.Based on the Songhua River water conveyance project,a total of 7538 TBM tunnelling cycles and the corresponding rock mass classes are obtained after data preprocessing.Then,through the tree-based feature selection method,10 key TBM operation parameters are selected,and the mean values of the 10 selected features in the stable phase after removing outliers are calculated as the inputs of classifiers.The preprocessed data are randomly divided into the training set(90%)and test set(10%)using simple random sampling.Besides stacking ensemble classifier,seven individual classifiers are established as the comparison.These classifiers include support vector machine(SVM),k-nearest neighbors(KNN),random forest(RF),gradient boosting decision tree(GBDT),decision tree(DT),logistic regression(LR)and multilayer perceptron(MLP),where the hyper-parameters of each classifier are optimised using the grid search method.The prediction results show that the stacking ensemble classifier has a better performance than individual classifiers,and it shows a more powerful learning and generalisation ability for small and imbalanced samples.Additionally,a relative balance training set is obtained by the synthetic minority oversampling technique(SMOTE),and the influence of sample imbalance on the prediction performance is discussed.

Classification and assessment of rock mass parameters in Choghart iron mine using P-wave velocity

Engineering rock mass classification,based on empirical relations between rock mass parameters and engineering applications,is commonly used in rock engineering and forms the basis for designing rock structures.The basic data required may be obtained from visual observation and laboratory or field tests.However,owing to the discontinuous and variable nature of rock masses,it is difficult for rock engineers to directly obtain the specific design parameters needed.As an alternative,the use of geophysical methods in geomechanics such as seismography may largely address this problem.In this study,25 seismic profiles with the total length of 543 m have been scanned to determine the geomechanical properties of the rock mass in blocks Ⅰ,Ⅲ and Ⅳ-2 of the Choghart iron mine.Moreover,rock joint measurements and sampling for laboratory tests were conducted.The results show that the rock mass rating（RMR） and Q values have a close relation with P-wave velocity parameters,including P-wave velocity in field(V;).P-wave velocity in the laboratory(V;) and the ratio of V;V;(i.e.K;= V;/V;.However,Q value,totally,has greater correlation coefficient and less error than the RMR,In addition,rock mass parameters including rock quality designation（RQD）,uniaxial compressive strength（UCS）,joint roughness coefficient（JRC） and Schmidt number（RN） show close relationship with P-wave velocity.An equation based on these parameters was obtained to estimate the P-wave velocity in the rock mass with a correlation coefficient of 91%.The velocities in two orthogonal directions and the results of joint study show that the wave velocity anisotropy in rock mass may be used as an efficient tool to assess the strong and weak directions in rock mass.

Application of rock mass classification systems to rock slope stability assessment:A case study

The stability of rock slopes is considered crucial to public safety in highways passing through rock cuts, as well as to personnel and equipment safety in open pit mines. Slope instability and failures occur due to many factors such as adverse slope geometries, geological discontinuities, weak or weathered slope materials as well as severe weather conditions. External loads like heavy precipitation and seismicity could play a significant role in slope failure. In this paper, several rock mass classification systems developed for rock slope stability assessment are evaluated against known rock slope conditions in a region of Saudi Arabia, where slopes located in rugged terrains with complex geometry serve as highway road cuts. Selected empirical methods have been applied to 22 rock cuts that are selected based on their failure mechanisms and slope materials. The stability conditions are identified, and the results of each rock slope classification system are compared. The paper also highlights the limitations of the empirical classification methods used in the study and proposes future research directions.

A generic method for rock mass classification

Rock mass classification(RMC) is of critical importance in support design and applications to mining,tunneling and other underground excavations. Although a number of techniques are available, there exists an uncertainty in application to complex underground works. In the present work, a generic rock mass rating(GRMR) system is developed. The proposed GRMR system refers to as most commonly used techniques, and two rock load equations are suggested in terms of GRMR, which are based on the fact that whether all the rock parameters considered by the system have an influence or only few of them are influencing. The GRMR method has been validated with the data obtained from three underground coal mines in India. Then, a semi-empirical model is developed for the GRMR method using artificial neural network(ANN), and it is validated by a comparative analysis of ANN model results with that by analytical GRMR method.

Application of GA-SVM in classification of surrounding rock based on model reliability examination

In order to improve the discrimination precision of support vector machine(SVM) in classification of surrounding rock, a Genetic Algorithm(GA) was used to optimize SVM parameters in the solution space.The idea of examination of model reliability was introduced to check the reliability of the SVM parameters,obtained by genetic algorithms.In the process of model reliability,a trend examination method is presented,which checks the reliability of the model via the influence trend of impact factors on the object of evaluation and their evaluation level.Trend examination methods are universal,showing new ideas in model reliability examination and can be used in any problems of examination of reliability of models,based on previous experience.We established a GA-SVM based reliability model of a classification the surrounding rock and applied it to a practical engineering situation.The result shows that the improved SVM has a high capability for generalization and prediction accuracy in classification of surrounding rock.

Applying rock mass classifications to carbonate rocks for engineering purposes with a new approach using the rock engineering system

Classical rock mass classification systems are not applicable to carbonate rocks,especially when these are affected by karst processes.Their applications to such settings could therefore result in outcomes not representative of the real stress-strain behavior.In this study,we propose a new classification of carbonate rock masses for engineering purposes,by adapting the rock engineering system(RES) method by Hudson for fractured and karstified rock masses,in order to highlight the problems of implementation of geomechanical models to carbonate rocks.This new approach allows a less rigid classification for carbonate rock masses,taking into account the local properties of the outcrops,the site conditions and the type of engineering work as well.

A novel approach to structural anisotropy classification for jointed rock masses using theoretical rock quality designation formulation adjusted to joint spacing

Rock quality designation(RQD)has been considered as a one-dimensional jointing degree property since it should be determined by measuring the core lengths obtained from drilling.Anisotropy index of jointing degree(AI_(jd))was formulated by Zheng et al.(2018)by considering maximum and minimum values of RQD for a jointed rock medium in three-dimensional space.In accordance with spacing terminology by ISRM(1981),defining the jointing degree for the rock masses composed of extremely closely spaced joints as well as for the rock masses including widely to extremely widely spaced joints is practically impossible because of the use of 10 cm as a threshold value in the conventional form of RQD.To overcome this limitation,theoretical RQD(TRQD_(t))introduced by Priest and Hudson(1976)can be taken into consideration only when the statistical distribution of discontinuity spacing has a negative exponential distribution.Anisotropy index of the jointing degree was improved using TRQD_(t) which was adjusted to wider joint spacing by considering Priest(1993)’s recommendation on the use of variable threshold value(t)in TRQD_(t) formulation.After applications of the improved anisotropy index of a jointing degree(AI'_(jd))to hypothetical jointed rock mass cases,the effect of persistency of joints on structural anisotropy of rock mass was introduced to the improved AI'_(jd) formulation by considering the ratings of persistency of joints as proposed by Bieniawski(1989)’s rock mass rating(RMR)classification.Two real cases were assessed in the stratified marl and the columnar basalt using the weighted anisotropy index of jointing degree(W_AI'_(jd)).A structural anisotropy classification was developed using the RQD classification proposed by Deere(1963).The proposed methodology is capable of defining the structural anisotropy of a rock mass including joint pattern from extremely closely to extremely widely spaced joints.

Kinematic Analysis and Rock Mass Classifications for Rock Slope Failure at USAID Highways

Rock slope kinematic analysis and rock mass classifications has been conducted at the 17^(th) km to 26^(th) km of USAID(United States Agency for International Development)highway in Indonesia.This research aimed to examine the type of rock slope failures and the quality of rock mass as well.The scan-line method was performed in six slopes by using a geological compass to determine rock mass structure on the rock slope,and the condition of joints such as persistence,aperture,roughness,infilling material,weathering and groundwater conditions.Slope kinematic analysis was performed employing a stereographic projection.The rock slope quality and stability were investigated based on RMR(rock mass rating)and SMR(slope mass rating)parameters.The rock slope kinematic analysis revealed that planar failure was likely to occur in Slope 1,3,and 4,the wedge failure in Slope 1 and 6,and toppling failure in Slope 2,5,and 6.The RMR rating is ranging from 57 to 64 and can be categorized as Fair to Good rock.The SMR rating revealed that the failure probability of Slope 3 was 90%,while it was from 40%to 60%for others.Despite the uniform RMR for all slopes,the SMR was significantly different.The detailed quantitative consideration of orientation of joint sets and geometry of the slope contributed to such differences in outcomes.

The Principle of the Drilling by Impregnated Diamond Bits and the Classification of Rocks

Recently impregnated diamond bits have been widely applied in drilling hard and medium - hard formations in the world . It is quite necessary to study the fracturing mecha-nism of the impregnated diamond bit and the classification of rocks , which can realize optimum drilling . Using multi - parameter rotary test stand can monitor and print nine parameters . The diamond size and concentration for experiment are various and there are nearly 200 types of samples , numbering over 1000 pieces . The results of laboratory are the same as those in the field . Besides , this paper expresses that the diamond concentration of impregnated diamond bits effect the bonding strength of diamond imbedded in ma-trix . During drilling by impregnated diamond bits three ways are used to cool the bits . The contact area between impregnated diamond layer and flow , and the drilling flow through annulus carrying away heat with conduction form can be shown by equations . It is impossible to classify the rock drillability only by using single factor . The best method is to use main factors to analyse the drillability of rocks. Only in this way , the results can be applied to practice .

Performance characteristics of tunnel boring machine in basalt and pyroclastic rocks of Deccan traps–A case study

A12.24km long tunnel between Maroshi and Ruparel College is being excavated by tunnel boring machine(TBM)to improve the water supply system of Greater Mumbai,India.In this paper,attempt has been made to establish the relationship between various litho-units of Deccan traps,stability of tunnel and TBM performances during the construction of5.83km long tunnel between Maroshi and Vakola.The Maroshi–Vakola tunnel passes under the Mumbai Airport and crosses both runways with an overburden cover of around70m.The tunneling work was carried out without disturbance to the ground.The rock types encountered during excavation arefine compacted basalt,porphyritic basalt,amygdaloidal basalt pyroclastic rocks with layers of red boles and intertrappean beds consisting of various types of shales Relations between rock mass properties,physico-mechanical properties,TBM specifications and the cor responding TBM performance were established.A number of support systems installed in the tunne during excavation were also discussed.The aim of this paper is to establish,with appropriate accuracy the nature of subsurface rock mass condition and to study how it will react to or behave during under ground excavation by TBM.The experiences gained from this project will increase the ability to cope with unexpected ground conditions during tunneling using TBM.

A new method to test rock abrasiveness based on physico-mechanical and structural properties of rocks

A new method to test rock abrasiveness is proposed based upon the dependence of rock abrasiveness on their structural and physico-mechanical properties. The article describes the procedure of presentation of properties that govern rock abrasiveness on a canonical scale by dimensionless components, and the integrated estimation of the properties by a generalized index. The obtained results are compared with the known classifications of rock abrasiveness.

Geological conditions and key rock mechanics issues in the Western Route of South-to-North Water Transfer Project

In terms of special geological conditions of the Western Route of South-to-North Water Transfer Project, the classification method for surrounding rocks is discussed by combining with the construction method of tunnel boring machine （TBM）. The classification standard of surrounding rocks is put forward on the basis of physical simulations and engineering practices. Damage, deformation and evolution of surrounding rocks induced by TBM excavation are discussed. Meanwhile, the long-term deformation mechanisms and stability of surrounding rocks are also studied. On this basis, a three-dimensional constitutive model for interbedded sandstone slate and a fiat shell-joint element-foundation system for calculating internal forces of segment lining are established. The deformation features of surrounding rocks of deep and steep interbedded sandstone slate and their influences on internal forces of segment lining are presented. Finally, the design methods of segment lining constructed in deep and steep flysch are proposed.

Classification and rating of disintegrated dolomite strata for slope stability analysis

Although disintegrated dolomite,widely distributed across the globe,has conventionally been a focus of research in underground engineering,the issue of slope stability issues in disintegrated dolomite strata is gaining increasing prominence.This is primarily due to their unique properties,including low strength and loose structure.Current methods for evaluating slope stability,such as basic quality(BQ)and slope stability probability classification(SSPC),do not adequately account for the poor integrity and structural fragmentation characteristic of disintegrated dolomite.To address this challenge,an analysis of the applicability of the limit equilibrium method(LEM),BQ,and SSPC methods was conducted on eight disintegrated dolomite slopes located in Baoshan,Southwest China.However,conflicting results were obtained.Therefore,this paper introduces a novel method,SMRDDS,to provide rapid and accurate assessment of disintegrated dolomite slope stability.This method incorporates parameters such as disintegrated grade,joint state,groundwater conditions,and excavation methods.The findings reveal that six slopes exhibit stability,while two are considered partially unstable.Notably,the proposed method demonstrates a closer match with the actual conditions and is more time-efficient compared with the BQ and SSPC methods.However,due to the limited research on disintegrated dolomite slopes,the results of the SMRDDS method tend to be conservative as a safety precaution.In conclusion,the SMRDDS method can quickly evaluate the current situation of disintegrated dolomite slopes in the field.This contributes significantly to disaster risk reduction for disintegrated dolomite slopes.

Identification and characterization of microfractures in carbonate samples

Based on the rock typing method of pore geometry and structure(PGS), rock samples from carbonate reservoir A and carbonate reservoir B were classified using data of routine and special core analysis and thin section images, and microfractures in the carbonate reservoir samples were identified and characterized. Establishment of rock types demonstrates that microfractures have developed in all rock types in carbonate reservoir A, but only partially in certain rock types in carbonate reservoir B with porosity of 1%–11%, less vuggy, and hardness of medium hard to hard. The cut-off porosity was determined for each type of rock to distinguish samples with and without conductive microfractures. The impact of conductive microfractures on improving permeability was analyzed. On the basis of relationship of permeability and original initial water saturation, the permeability equation was derived by certain special core analysis data with conductive microfractures selected by PGS equation, and the permeability of samples with conductive microfractures has been successfully predicted.

Empirical approach for reliability evaluation of tunnel excavation stability using the Q rock mass classification system

The critical strain concept has been widely used in analytical or numerical approaches to evaluate the stability of underground excavations.Analytical,empirical,and numerical procedures are usually used to determine the critical strain values.This paper presents a reliability assessment procedure for evaluating excavation stability using the empirical approach based on the rock mass classification Q and the first order reliability method(FORM).In contrast to deterministic critical strain values,a probabilistic critical strain,which considers uncertainties in rock mass parameters,was incorporated in a limit state function for reliability analysis.Using the rock mass classification Q,the empirically estimated tunnel stain was included in the limit state function.The critical strain and estimated tunnel strain were probabilistically characterized based on the rock mass classification Q-derived rock mass properties.Monte Carlo simulations were also conducted for comparing the reliability analysis results with those derived from the FORM algorithm.A highway tunnel case study was used to demonstrate the reliability assessment procedure.The effects of the input ground parameter correlations,probability distributions,and coefficients of variation on tunnel reliability were investigated.Results show that uncorrelated and normally distributed input parameters(intact rock strength and elastic modulus)have generated more conservative reliability.The reliability analysis results also show that the tunnel had relatively high reliability(reliability index of 2.78 and probability of failure of 0.27%),indicating the tunnel is not expected to experience instability after excavation.The tunnel excavation stability was assessed using analytical and numerical approaches for comparison.The results were consistent with the reliability analysis using the FORM algorithm’s Q-based empirical method.