High-Precision DOA Estimation Method Based on Synthetic Aperture Technique

The existing direction-of-arrival(DOA)estimation methods only utilize the current received signals,which are susceptible to noise.In this paper,a method for DOA estimation based on a motion platform is proposed to achieve high-precision DOA estimation by utilizing past and present signals.The concept of synthetic aperture is introduced to construct a linear DOA estima-tion model.A DOA fine-tuning method based on the linear model is proposed to eliminate the lin-ear DOA variation,achieving a non-coherent accumulation of DOA estimations.Moreover,the baseband modulation and the phase modulation caused by the range history are compensated to achieve the coherent accumulation of all the DOA estimations.Simulation results show that the proposed method can significantly improve the DOA estimated accuracy at low signal-to-noise ratios(SNR).

Improved Capon Estimator for High-Resolution DOA Estimation and Its Statistical Analysis

Despite some efforts and attempts have been made to improve the direction-of-arrival(DOA)estimation performance of the standard Capon beamformer(SCB)in array processing,rigorous statistical performance analyses of these modified Capon estimators are still lacking.This paper studies an improved Capon estimator(ICE)for estimating the DOAs of multiple uncorrelated narrowband signals,where the higherorder inverse(sample)array covariance matrix is used in the Capon-like cost function.By establishing the relationship between this nonparametric estimator and the parametric and classic subspace-based MUSIC(multiple signal classification),it is clarified that as long as the power order of the inverse covariance matrix is increased to reduce the influence of signal subspace components in the ICE,the estimation performance of the ICE becomes equivalent to that of the MUSIC regardless of the signal-to-noise ratio(SNR).Furthermore the statistical performance of the ICE is analyzed,and the large-sample mean-squared-error(MSE)expression of the estimated DOA is derived.Finally the effectiveness and the theoretical analysis of the ICE are substantiated through numerical examples,where the Cramer-Rao lower bound(CRB)is used to evaluate the validity of the derived asymptotic MSE expression.

Direction-of-arrival estimation based on direct data domain (D3) method

A direction-of-arrival （DOA） estimation algorithm based on direct data domain （D3） approach is presented. This method can accuracy estimate DOA using one snapshot modified data, called the temporal and spatial two-dimensional vector reconstruction （TSR） method. The key idea is to apply the D3 approach which can extract the signal of given frequency but null out other frequency signals in temporal domain. Then the spatial vector reconstruction processing is used to estimate the angle of the spatial coherent signal source based on extract signal data. Compared with the common temporal and spatial processing approach, the TSR method has a lower computational load, higher real-time performance, robustness and angular accuracy of DOA. The proposed algorithm can be directly applied to the phased array radar of coherent pulses. Simulation results demonstrate the performance of the proposed technique.

Wideband direction-of-arrival estimation based on cubic spline function

A new direction-of-arrival （DOA） estimation algorithm for wideband sources is introduced, The new method obtains the output of the virtual arrays in the signal bandwidth using cubic spline function interpolation techniques. The narrowband high- resolution algorithm is then used to get the DOA estimation. This technique does not require any preliminary knowledge of DOA angles. Simulation results demonstrate the effectiveness of the method.

Wideband Direction-of-Arrival Estimation Based on Deep Learning

The performance of traditional high-resolution direction-of-arrival(DOA)estimation methods is sensitive to the inaccurate knowledge on prior information,including the position of ar-ray elements,array gain and phase,and the mutual coupling between the array elements.Learning-based methods are data-driven and are expected to perform better than their model-based counter-parts,since they are insensitive to the array imperfections.This paper presents a learning-based method for DOA estimation of multiple wideband far-field sources.The processing procedure mainly includes two steps.First,a beamspace preprocessing structure which has the property of fre-quency invariant is applied to the array outputs to perform focusing over a wide bandwidth.In the second step,a hierarchical deep neural network is employed to achieve classification.Different from neural networks which are trained through a huge data set containing different angle combinations,our deep neural network can achieve DOA estimation of multiple sources with a small data set,since the classifiers can be trained in different small subregions.Simulation results demonstrate that the proposed method performs well both in generalization and imperfections adaptation.

Underdetermined DOA estimation via multiple time-delay covariance matrices and deep residual network

Higher-order statistics based approaches and signal sparseness based approaches have emerged in recent decades to resolve the underdetermined direction-of-arrival(DOA)estimation problem.These model-based methods face great challenges in practical applications due to high computational complexity and dependence on ideal assumptions.This paper presents an effective DOA estimation approach based on a deep residual network(DRN)for the underdetermined case.We first extract an input feature from a new matrix calculated by stacking several covariance matrices corresponding to different time delays.We then provide the input feature to the trained DRN to construct the super resolution spectrum.The DRN learns the mapping relationship between the input feature and the spatial spectrum by training.The proposed approach is superior to existing model-based estimation methods in terms of calculation efficiency,independence of source sparseness and adaptive capacity to non-ideal conditions(e.g.,low signal to noise ratio,short bit sequence).Simulations demonstrate the validity and strong performance of the proposed algorithm on both overdetermined and underdetermined cases.

2D DOA Estimation Algorithm with Increased Degrees of Freedom for Two Parallel Linear Arrays

In this paper,a two-dimensional(2 D)direction-of-arrival(DOA)estimation algorithm with increased degrees of freedom for two parallel linear arrays is presented.Being different from the conventional two-parallel linear array,the proposed two-parallel linear array consists of two uniform linear arrays with non-equal inter-element spacing.Propagator method(PM)is used to obtain a special matrix which can be utilized to increase the virtual elements of one of uniform linear arrays.Then,the PM algorithm is used again to obtain automatically paired elevation and azimuth angles.The simulation results and complexity analysis show that the proposed method can increase the number of distinguishable signals and improve the estimation precision without increasing the computational complexity.

DOA ESTIMATION USING A SPARSE LINEAR MODEL BASED ON EIGENVECTORS

To reduce high computational cost of existing Direction-Of-Arrival(DOA) estimation techniques within a sparse representation framework,a novel method with low computational com-plexity is proposed.Firstly,a sparse linear model constructed from the eigenvectors of covariance matrix of array received signals is built.Then based on the FOCal Underdetermined System Solver(FOCUSS) algorithm,a sparse solution finding algorithm to solve the model is developed.Compared with other state-of-the-art methods using a sparse representation,our approach also can resolve closely and highly correlated sources without a priori knowledge of the number of sources.However,our method has lower computational complexity and performs better in low Signal-to-Noise Ratio(SNR).Lastly,the performance of the proposed method is illustrated by computer simulations.

MULTI-INVARIANCE ESPRIT-LIKE ALGORITHMS FOR COHERENT DOA ESTIMATION

Estimation of Signal Parameters via Rotational Invariance Technique(ESPRIT) algorithm can estimate Direction-Of-Arrival(DOA) of coherent signal,but its performance can not reach full satisfaction.We reconstruct the received signal to form data model with multi-invariance property,and multi-invariance ESPRIT algorithm for coherent DOA estimation is proposed in this paper.The proposed algorithm can resolve the DOAs of coherent signals and performs better in DOA estimation than that of ESPRIT-like algorithm.Meanwhile,it identifies more DOAs than ESPRIT-like algorithm.The simulation results demonstrate its validity.

DOA estimation of coexisted noncoherent and coherent signals via sparse representation of cleaned array covariance matrix

A new direction finding method is presented to deal with coexisted noncoherent and co- herent signals without smoothing operation. First the direction-of-arrival （DOA） estimation task is herein reformulated as a sparse reconstruction problem of the cleaned array covariance matrix, which is processed to eliminate the affection of the noise. Then by using the block of matrices, the information of DOAs which we pursuit are implied in the sparse coefficient matrix. Finally, the sparse reconstruction problem is solved by the improved M-FOCUSS method, which is applied to the situation of block of matrices. This method outperforms its data domain counterpart in terms of noise suppression, and has a better performance in DOA estimation than the customary spatial smoothing technique. Simulation results verify the efficacy of the proposed method.

DOA estimation of incoherently distributed sources using importance sampling maximum likelihood

In this paper, an importance sampling maximum likelihood(ISML) estimator for direction-of-arrival(DOA) of incoherently distributed(ID) sources is proposed. Starting from the maximum likelihood estimation description of the uniform linear array(ULA), a decoupled concentrated likelihood function(CLF) is presented. A new objective function based on CLF which can obtain a closed-form solution of global maximum is constructed according to Pincus theorem. To obtain the optimal value of the objective function which is a complex high-dimensional integral,we propose an importance sampling approach based on Monte Carlo random calculation. Next, an importance function is derived, which can simplify the problem of generating random vector from a high-dimensional probability density function(PDF) to generate random variable from a one-dimensional PDF. Compared with the existing maximum likelihood(ML) algorithms for DOA estimation of ID sources, the proposed algorithm does not require initial estimates, and its performance is closer to CramerRao lower bound(CRLB). The proposed algorithm performs better than the existing methods when the interval between sources to be estimated is small and in low signal to noise ratio(SNR)scenarios.

Improved Eigenstructure-Based 2D DOA Estimation Approaches Based on Nystrom Approximation

In this paper,we propose improved approaches for two-dimensional(2 D) direction-of-arrival(DOA) estimation for a uniform rectangular array(URA).Unlike the conventional eigenstructure-based estimation approaches such as Multiple Signals Classification(MUSIC) and Estimation of Signal Parameters via Rotational Invariance Technique(ESPRIT),the proposed approaches estimate signal and noise subspaces with Nystr?m approximation,which only need to calculate two sub-matrices of the whole sample covariance matrix and avoid the need to directly calculate the eigenvalue decomposition(EVD) of the sample covariance matrix.Hence,the proposed approaches can improve the computational efficiency greatly for large-scale URAs.Numerical results verify the reliability and efficiency of the proposed approaches.

Triad-displaced ULAs configuration for non-circular sources with larger continuous virtual aperture and enhanced degrees of freedom

Non-uniform linear array(NULA)configurations are well renowned due to their structural ability for providing increased degrees of freedom(DOF)and wider array aperture than uniform linear arrays(ULAs).These characteristics play a significant role in improving the direction-of-arrival(DOA)estimation accuracy.However,most of the existing NULA geometries are primarily applicable to circular sources(CSs),while they limitedly improve the DOF and continuous virtual aperture for noncircular sources(NCSs).Toward this purpose,we present a triaddisplaced ULAs(Tdis-ULAs)configuration for NCS.The TdisULAs structure generally consists of three ULAs,which are appropriately placed.The proposed antenna array approach fully exploits the non-circular characteristics of the sources.Given the same number of elements,the Tdis-ULAs design achieves more DOF and larger hole-free co-array aperture than its sparse array competitors.Advantageously,the number of uniform DOF,optimal distribution of elements among the ULAs,and precise element positions are uniquely determined by the closed-form expressions.Moreover,the proposed array also produces a filled resulting co-array.Numerical simulations are conducted to show the performance advantages of the proposed Tdis-ULAs configuration over its counterpart designs.

Low-complexity 2D coherently distributed sources decoupled DOAs estimation method

The existing directions-of-arrival （DOAs） estimation methods for two-dimensional （2D） coherently distributed sources need one- or two-dimensional search, and the computational complexities of them are high. In addition, most of them are designed for special angular signal distribution functions. As a result, their performances will degenerate when deal with different sources with different angular signal distribution functions or unknown angular signal distribution functions. In this paper, a low-complexity decoupled DOAs estimation method without searching using two parallel uniform linear arrays （ULAs） is proposed for coherently distributed sources, as well as a novel parameter matching method. It can resolve the problems mentioned above efficiently. Simulation results validate the effectiveness of our approach.

Synchronized perturbation elimination and DOA estimation via signal selection mechanism and parallel deep capsule networks in multipath environment

State-of-the-art model-driven Direction-Of-Arrival(DOA)estimation methods for multipath signals face great challenges in practical application because of the dependence on the precise multipath model.In this paper,we introduce a framework,based on deep learning,for synchronizing perturbation auto-elimination with effective DOA estimation in multipath environment.Firstly,a signal selection mechanism is introduced to roughly locate specific signals to spatial subregion via frequency domain filters and compressive sensing-based method.Then,we set the mean of the correlation matrix’s row vectors as the input feature to construct the spatial spectrum by the corresponding single network within the parallel deep capsule networks.The proposed method enhances the generalization capability to untrained scenarios and the adaptability to non-ideal conditions,e.g.,lower SNRs,smaller snapshots,unknown reflection coefficients and perturbational steering vectors,which make up for the defects of the previous model-driven methods.Simulations are carried out to demonstrate the superiority of the proposed method.

Joint DOA and channel estimation with data detection based on 2D unitary ESPRIT in massive MIMO systems

We propose a novel method for joint two-dimensional (2D) direction-of-arrival (DOA) and channel estimation with data detection for uniform rectangular arrays (URAs) for the massive multiple-input multiple-output (MIMO) systems. The conventional DOA estimation algorithms usually assume that the channel impulse responses are known exactly. However, the large number of antennas in a massive MIMO system can lead to a challenge in estimating accurate corresponding channel impulse responses. In contrast, a joint DOA and channel estimation scheme is proposed, which first estimates the channel impulse responses for the links between the transmitters and antenna elements using training sequences. After that, the DOAs of the waves are estimated based on a unitary ESPRIT algorithm using previous channel impulse response estimates instead of accurate channel impulse responses and then, the enhanced channel impulse response estimates can be obtained. The proposed estimator enjoys closedform expressions, and thus it bypasses the search and pairing processes. In addition, a low-complexity approach toward data detection is presented by reducing the dimension of the inversion matrix in massive MIMO systems.Different cases for the proposed method are analyzed by changing the number of antennas. Experimental results demonstrate the validity of the proposed method.

Complex-Valued Convolutional Neural Networks Design and Its Application on UAV DOA Estimation in Urban Environments

Direction-of-arrival(DOA)estimation is an important task in many unmanned aerial vehicle(UAV)applications.However,the complicated electromagnetic wave propagation in urban environments substantially deteriorates the performance of many conventional model-driven DOA estimation approaches.To alleviate this,a deep learning based DOA estimation approach is proposed in this paper.Specifically,a complex-valued convolutional neural network(CCNN)is designed to fit the electromagnetic UAV signal with complex envelope better.In the CCNN design,we construct some mapping functions using quantum probabilities,and further analyze some factors which may impact the convergence of complex-valued neural networks.Numerical simulations show that the proposed CCNN converges faster than the real convolutional neural network,and the DOA estimation result is more accurate and robust.

Computationally efficient direction finding using polynomial rooting with reduced-order and real-valued computations

The root multiple signal classification（root-MUSIC） algorithm is one of the most important techniques for direction of arrival（DOA） estimation. Using a uniform linear array（ULA） composed of M sensors, this method usually estimates L signal DOAs by finding roots that lie closest to the unit circle of a（2M-1）-order polynomial, where L 〈 M. A novel efficient root-MUSIC-based method for direction estimation is presented, in which the order of polynomial is efficiently reduced to 2L. Compared with the unitary root-MUSIC（U-root-MUSIC） approach which involves real-valued computations only in the subspace decomposition stage, both tasks of subspace decomposition and polynomial rooting are implemented with real-valued computations in the new technique,which hence shows a significant efficiency advantage over most state-of-the-art techniques. Numerical simulations are conducted to verify the correctness and efficiency of the new estimator.

PERFORMANCE ANALYSIS OF THE MUSIC ALGORITHM IN THE PRESENCE OF AMPLITUDE AND PHASE ERROR

This paper presents the performance analysis of the MUSIC algorithm in the presence of channel amplitude and phase Error. Theoretical expression for the error of DOA estimating with MUSIC algorithm and Cramer-Rao bound are derived. It is compared with simulations performed for some representative cases. The results of theoretical expression and simulation show that existence of these errors will increase the error of DOA estimating and degrade its performance.

2D Augmented Coprime Array Geometry Based on the Difference and Sum Coarray Concept

The concept of difference and sum(diff-sum)coarray has attracted a lot of attentions in the estimation of direction-of-arrival(DOA)for the past few years,due to its high degrees-of-freedom(DOFs).A vectorized conjugate augmented MUSIC(VCA-MUSIC)algorithm is applied to generate an equivalent signal model which contains the virtual sensor positions of both the difference and sum of the physical sensors in the two-dimensional(2D)arrays,by utilizing both the spatial and temporal information.Besides,an augmented 2D coprime array configuration is presented with the basis on the concept of difference and sum coarray.By compressing the inter-element spacing of one subarray and introducing the proper separation between the two subarrays of 2D coprime array,the redundancy between the difference coarray and the sum one can be reduced so that more virtual sensors in both coarrays can make contributions to the DOFs.As a result,a much larger consecutive area in the diff-sum coarray can be achieved,which can significantly increase the DOFs.Numerical simulations verify the superiority of the proposed array configuration.