An Approach for Quantifying the Influence of Seepage Dissolution on Seismic Performance of Concrete Dams

Many concrete dams seriously suffer from long-term seepage dissolution,and the induced mechanical property deterioration of concrete may significantly affect the structural performance,especially the seismic safety.An approach is presented in this paper to quantify the influence of seepage dissolution on seismic performance of concrete dams.To connect laboratory test with numerical simulation,dissolution tests are conducted for concrete specimens and using the cumulative relative leached calcium as an aging index,a deterioration model is established to predict the mechanical property of leached concrete in the first step.A coupled seepage-calcium dissolutionmigrationmodel containing two calculation modes is proposed to simulate the spatially non-uniformdeterioration of concrete dams.Based on the simulated state of a roller compacted concrete dam subjected to 100 years of seepage dissolution,seismic responses of the damare subsequently analyzed.During which the nonlinear cracking of concrete,the radiation damping of the far-field foundation is considered.Research results show that seepage dissolution will seriously weaken the seismic safety of concrete dams because of the dissolution-induced decrease of effective thickness of the dam body.The upstream surface,dam toe and gallery wall suffer from a large degree of dissolution,whereas it is minimal and basically the same inside the dam body,at a degree of 0.19%within 100 years.The horizontal displacements of dam crest under the design static load and fortification against earthquake increase by 6.9%and 21.9%,respectively,and the dissolution-induced seismic cracking leads to the failure of dam anti-seepage system.This study can provide engineers with a reference basis for reinforcement decision of old concrete dams.

Seismic safety of high concrete dams

China is a country of high seismicity with many hydropower resources. Recently,a series of high arch dams have either been completed or are being constructed in seismic regions,of which most are concrete dams. The evaluation of seismic safety often becomes a critical problem in dam design. In this paper,a brief introduction to major progress in the research on seismic aspects of large concrete dams,conducted mainly at the Institute of Water Resources and Hydropower Research(IWHR) during the past 60 years,is presented. The dam site-specific ground motion input,improved response analysis,dynamic model test verification,field experiment investigations,dynamic behavior of dam concrete,and seismic monitoring and observation are described. Methods to prevent collapse of high concrete dams under maximum credible earthquakes are discussed.

Application of thermodynamics-based rate-dependent constitutive models of concrete in the seismic analysis of concrete dams

This paper discusses the seismic analysis of concrete dams with consideration of material nonlinearity. Based on a consistent rate-dependent model and two thermodynamics-based models, two thermodynamics-based rate-dependent constitutive models were developed with consideration of the influence of the strain rate. They can describe the dynamic behavior of concrete and be applied to nonlinear seismic analysis of concrete dams taking into account the rate sensitivity of concrete. With the two models, a nonlinear analysis of the seismic response of the Koyna Gravity Dam and the Dagangshan Arch Dam was conducted. The results were compared with those of a linear elastic model and two rate-independent thermodynamics-based constitutive models, and the influences of constitutive models and strain rate on the seismic response of concrete dams were discussed. It can be concluded from the analysis that, during seismic response, the tensile stress is the control stress in the design and seismic safety evaluation of concrete dams. In different models, the plastic strain and plastic strain rate of concrete dams show a similar distribution. When the influence of the strain rate is considered, the maximum plastic strain and plastic strain rate decrease.

Reducing risks in the investigation, design and construction of large concrete dams

An overview of the GeoSafe 2016 Symposium topic is provided using the example of large concrete dams for purposes of illustration.It is essential that the risks associated with large dams be evaluated rigorously and managed proactively at all stages of their lives so that the risk of failure remains As Low As Reasonably Practicable(ALARP).Rock engineering features of large concrete dams that require particular attention,assessment and monitoring during the investigation,design,construction,initial filling,inservice operation,and subsequent repair and upgrade stages of the lives of concrete dams are identified and illustrated by examples from recorded experiences.A number of major concrete dam failures,including that of the St.Francis dam,California,U.S.A.,in 1928,have led to significant developments in rock mechanics and rock engineering knowledge and techniques,as well as in dam design and review processes.More recent advances include a range of analytical,numerical modelling,probabilistic,reliability,failure mode and risk assessment approaches.

METHODS FOR IDENTIFYING SUB-REGIONAL MATERIAL PARAMETERS OF CONCRETE DAMS USING MODAL DATA

Methods for identifying sub-regional material parameters of concrete damsusing incomplete rnodal data are presented. With the measurements of the first frequency andincomplete mode shape, identification methods were built by both the output error approach and theminimum deviation approach. The minimum deviation approach was introduced as physical constraints tothe output error approach, allowing the output error-minimum deviation coupled approach to bedeveloped. The simulated annealing-simplex shape algorithm was applied to solve the identificationmodels. Numerical simulations were carried out with noisy incomplete measurements to illustrate therobustness of the methods.

The damage to model concrete gravity dams subjected to water explosions

Over the past century,the safety of dams has gradually attracted attention from all parties.Research on the dynamic response and damage evolution of dams under extreme loads is the basis of dam safety issues.In recent decades,scholars have studied the responses of dams under earthquake loads,but there is still much room for improvement in experimental and theoretical research on small probability loads such as explosions.In this paper,a 50-m-high concrete gravity dam is used as a prototype dam,and a water explosion model test of a 2.5-m-high concrete gravity dam is designed.The water pressure and the acceleration response of the dam body in the test are analysed.The pressure characteristics and dynamic response of the dam body are assessed.Taking the dam damage test as an example,a numerical model of concrete gravity dam damage is established,and the damage evolution of the dam body is analysed.By combining experiments and numerical simulations,the damage characteristics of the dam body under the action of different charge water explosions are clarified.The integrity of the dam body is well maintained under the action of a small-quantity water explosion,and the dynamic response of the dam body is mainly caused by the shock wave.Both the shock wave and the bubble pulsation cause the dam body to accelerate,and the peak acceleration of the dam body under the action of the bubble pulsation is only one percent of the peak acceleration of the dam body under the action of the shock wave.When subjected to explosions in large quantities of water,the dam body is seriously damaged.Under the action of a shock wave,the dam body produces a secondary acceleration response,which is generated by an internal interaction after the dam body is damaged.The damage evolution process of the dam body under the action of a large-scale water explosion is analysed,and it is found that the shock wave pressure of the water explosion causes local damage to the dam body facing the explosion.After the peak value of the shock wave,the impulse continues to act on the dam body,causing cumulative damage and damage inside the dam body.

A general framework for modeling long-term behavior of earth and concrete dams

Many problems are linked with the long-term behavior of both earthdams and concrete dams.They range from hydraulic fracturing to alkali-silica reaction(ASR)and to repair work in concrete dams,from seismic behavior to secondary consolidation in earthdams.A common framework for the simulation of such systems is shown,based on the mechanics of multiphase porous media.The general model is particularized to specific situations and several examples are shown.

Incremental dynamic analysis of concrete gravity dams including base and lift joints

The growth in computer processing power has made it possible to use time-consuming analysis methods such as incremental dynamic analysis（IDA） with higher accuracy in less time.In an IDA study,a series of earthquake records are applied to a structure at successively increasing intensity levels,which causes the structure to shift from the elastic state into the inelastic state and finally into collapse.In this way,the limit-states and capacity of a structure can be determined.In the present research,the IDA of a concrete gravity dam considering a nonlinear concrete behavior,and sliding planes within the dam body and at the dam-foundation interface,is performed.The influence of the friction angle and lift joint slope on the response parameters are investigated and the various limit-states of the dam are recognized.It is observed that by introducing a lift joint,the tensile damage can be avoided for the dam structure.The lift joint sliding is essentially independent of the base joint friction angle and the upper ligament over the inclined lift joint slides into the upstream direction in strong earthquakes.

Seismic stability analysis of concrete gravity dams with penetrated cracks

The seismic stability of a cracked dam was examined in this study. Geometric nonlinearity and large deformations, as well as the contact condition at the crack site, were taken into consideration. The location of penetrated cracks was first identified using the concrete plastic-damage model based on the nonlinear finite element method （FEM）. Then, the hard contact algorithm was used to simulate the crack interaction in the normal direction, and the Coloumb friction model was used to simulate the crack interaction in the tangential direction. After verification of numerical models through a case study, the seismic stability of the Koyna Dam with two types of penetrated cracks is discussed in detail with different seismic peak accelerations, and the collapse processes of the cracked dam are also presented. The results show that the stability of the dam with two types of penetrated cracks can be ensured in an earthquake with a magnitude of the original Koyna earthquake, and the cracked dam has a large earthquake-resistant margin. The failure processes of the cracked dam in strong earthquakes can be divided into two stages： the sliding stage and the overturning stage. The sliding stage ends near the peak acceleration, and the top block slides a long distance along the crack before the collapse occurs. The maximum sliding displacement of the top block will decrease with an increasing friction coefficient at the crack site.

Determination of Monitoring Control Value for Concrete Gravity Dam Spatial Deformation Based on POT Model

Deformation can directly reflect the working behavior of the dam,so determining the deformation monitoring control value can effectively monitor the safety of dam operation.The traditional dam deformation monitoring control value only considers the single measuring point.In order to overcome the limitation,this paper presents a new method to determine the monitoring control value for concrete gravity dam based on the deformations of multi-measuring points.A dam’s comprehensive deformation displacement is determined by the measured values at different measuring points on the positive inverted vertical line and the corresponding weight of eachmeasuring point.The projection pursuit method(PPM)combined with the grey wolf optimization(GWO)algorithm is used to determine the weight of each measuring point according to the spatial correlation distribution characteristics of dam deformation.The peaks over threshold(POT)model based on the extreme value theory is adopted to determine the monitoring control value with the obtained dam comprehensive deformation displacement.In addition,the POTmodel is improved with the automatic threshold determinationmethod based on the 3σcriterion in probability theory and the GWO algorithm,which can avoid subjectivity and randomness in determining the threshold.The results of the engineering application show the feasibility and applicability of the proposed method.

A combined finite element and deep learning network for structural dynamic response estimation on concrete gravity dam subjected to blast loads

Social infrastructures such as dams are likely to be exposed to high risk of terrorist and military attacks,leading to increasing attentions on their vulnerability and catastrophic consequences under such events.This paper tries to develop advanced deep learning approaches for structural dynamic response prediction and dam health diagnosis.At first,the improved long short-term memory(LSTM)networks are proposed for data-driven structural dynamic response analysis with the data generated by a single degree of freedom(SDOF)and the finite numerical simulation,due to the unavailability of abundant practical structural response data of concrete gravity dam under blast events.Three kinds of LSTM-based models are discussed with the various cases of noise-contaminated signals,and the results prove that LSTM-based models have the potential for quick structural response estimation under blast loads.Furthermore,the damage indicators(i.e.,peak vibration velocity and domain frequency)are extracted from the predicted velocity histories,and their relationship with the dam damage status from the numerical simulation is established.This study provides a deep-learning based structural health monitoring(SHM)framework for quick assessment of dam experienced underwater explosions through blastinduced monitoring data.

Experimental study on temperature stress calculation and temperature control optimization of concrete based on early age parameters

Temperature control curve is the key to achieving temperature control and crack prevention of high concrete dam during construction,and its rationality depends on the accurate measurement of temperature stress.With the simulation testing machine for the temperature stress,in the present study,we carried out the deformation process tests of concrete under three temperature curves:convex,straight and concave.Besides,we not only measured the early-age elastic modulus,creep parameters and stress process,but also proposed the preferred type.The results show that at early age,higher temperature always leads to greater elastic modulus and smaller creep.However,the traditional indoor experiments have underestimated the elastic modulus and creep development at early age,which makes the calculated value of temperature stress too small,thus increasing the cracking risk.In this study,the stress values of the three curves calculated based on the strain and early-age parameters are in good agreement with the temperature stress measured by the temperature stress testing machine,which verifies the method accuracy.When the temperature changes along the concave curve,the law of stress development is in consistent with that of strength.Under this condition,the stress fluctuation is small and the crack prevention safety of the concave type is higher,so the concave type is better.The test results provide a reliable basis and support for temperature control curve design and optimization of concrete dams.

堆石混凝土坝概述及下一代混凝土坝施工技术展望

Over the past few decades,one of the most significant advances in dam construction has been the inven-tion of the rock-filled concrete(RFC)dam,which is constructed by pouring high-performance self-compacting concrete(HSCC)to fill the voids in preplaced large rocks.The innovative use of large rocks in dam construction provides engineers with a material that requires less cement consumption and hydration heat while enhancing construction efficiency and environmental friendliness.However,two fundamental scientific issues related to RFC need to be addressed:namely,the pouring compactness and the effect of large rocks on the mechanical and physical properties of RFC.This article provides a timely review of fundamental research and innovations in the design,construction,and quality control of RFCdams.Prospects for next-generation concrete dams are discussed from the perspectives of envi-ronmental friendliness,intrinsic safety,and labor savings.

STUDY ON COUPLING MODEL OF (SEEPAGE-FIELD) AND STRESS-FIELD FOR ROLLED CONTROL CONCRETE DAM

Based on the construction interfaces in rolled control concrete dam(RCCD), the methods were proposed to calculate the influence thickness of construction interfaces and the corresponding physical mechanics parameters. The principle on establishing the coupling model of seepage_field and stress_field for RCCD was presented. A 3_D Finite Element Method(FEM) program was developed. Study shows that such parameters as the thickness of construction interfaces,the elastic ratio and the (Poisson's) ratio obtained by tests and theoretical analysis are more reasonable, the coupling model of seepage_field and stress_field for RCCD may indicate the coupling effect between the two fields scientifically, and the developed 3_D FEM program can reflect the effect of the construction interfaces more adequately. According to the study, many scientific opinions are given both to analyze the influence of the construction interfaces to the (dam's) characteristic, and to reveal the interaction between the stress_field and the seepage_field.

Study of damage to a high concrete dam subjected to underwater shock waves

To study the effect of a strong underwater shock wave on a concrete dam, this research aims to improve hammer impact methods in model tests. Six 1:200 scale models were designed and tested under distributed impact loads. A device was deployed for a direct measurement of the impact force at the upstream face of the dams. The model dam bases were anchored to prevent displacement. The experimental results indicate that the top part of the concrete dam is a weak zone, and the impact failure initiates with a fracture on the top of the dam. The peak value of impact stress increases when the second crack appears in the concrete dam from the upstream face to the downstream face. And, the level of the second crack in the dam body is lower as the peak value of impact stress increases. In this study, dynamic analysis was conducted by calculating the results to verify the effectiveness of a device to directly measure the impact force. This method may be used to approximately forecast the damage of concrete dam and may also be useful in other engineering applications.

Effects of spatial variation in cohesion over the concrete-rock interface on dam sliding stability

The limit equilibrium method （LEM） is widely used for sliding stability evaluation of concrete gravitydams. Failure is then commonly assumed to occur along the entire sliding surface simultaneously.However, the brittle behaviour of bonded concrete-rock contacts, in combination with the varying stressover the interface, implies that the failure of bonded dam-foundation interfaces occurs progressively. Inaddition, the spatial variation in cohesion may introduce weak spots where failure can be initiated.Nonetheless, the combined effect of brittle failure and spatial variation in cohesion on the overall shearstrength of the interface has not been studied previously. In this paper, numerical analyses are used toinvestigate the effect of brittle failure in combination with spatial variation in cohesion that is taken intoaccount by random fields with different correlation lengths. The study concludes that a possible existenceof weak spots along the interface has to be considered since it significantly reduces the overallshear strength of the interface, and implications for doing so are discussed.

Seismic response of concrete gravity dam reinforced with FRP sheets on dam surface

This paper aims at exploring the effects of anti-seismic reinforcement with the fiber-reinforced polymer （FRP） material bonded to the dam surface in dam engineering. Time-history analysis was performed to simulate the seismic failure process of a gravity dam that was assumed to be reinforced at the locations of slope discontinuity at the downstream surface, part of the upstream face, and the dam heel. A damage model considering the influence of concrete heterogeneity was used to model the nonlinearity of concrete. A bond-slip model was applied to the interface between FRP and concrete, and the reinforcement mechanism was analyzed through the bond stress and the stress in FRP. The results of the crack pattern, displacement, and acceleration of the reinforced dam were compared with those of the original one. It is shown that FRP, as a reinforcement material, postpones the occurrence of cracks and slows the crack propagation, and that cracks emanating from the upstream surface and downstream surface are not connected, meaning that the reinforced dam can retain water-impounding function when subjected to the earthquake. Anti-seismic reinforcement with FRP is therefore beneficial to improving the seismic resistant capability of concrete dams.

Wave passage and incoherency effects on seismic response of high arch dams

The effects ofincoherency and wave-passage on the nonlinear responses of concrete arch dams are investigated in this study. A double curvature arch dam is selected as a numerical example. The reservoir is modeled as a compressible material and the foundation is modeled as a massless medium. Ground motion time-histories are artificially generated using the Monte Carlo simulation approach. Four different finite element models （FEM） are considered： uniform excitation; incoherence effect; wave passage effect; and both incoherence and wave passage effects. It was revealed that modeling multiple-supports excitation could have a significant impact on the structural response of the dam by inducing a pseudo-static effect. Also, it was concluded that the coherency effect overshadows the wave passage effect and the results obtained from non-uniform excitation of FEM, including the wave passage effect, is close to the results of the FEM when it is uniformly excited.

Dynamic impact of boulders on different types of concrete dam

Concrete dams are reliable when subjected to static loads such as earth pressure and water pressure.However,the dam failure would be abrupt and catastrophic if it is impacted by boulders.This study simulated the dynamic response of flat dam,concave dam,and convex dam under the impact of boulders by using ANSYS/LS-DYNA finite element software.In the numerical simulation,the strain rate effect under the impact load is considered,and Holmquist-Johnson-Cook(HJC)model-a dynamic damage constitutive model is applied to concrete materials.Results show that the peak impact force of concave dam is minimum.Meanwhile,for different dam types(flat dam,concave dam,and convex dam)and impactor velocities(5,10,and 15 m/s),the impact force fluctuates with the height of the impact point and it reaches the maximum value when the height of the impact point is 2/3 of the dam height.Numerical simulation mainly considers different masses and velocities and obtains empirical formulae of impact force for three dam types.The established empirical formula for the flat dam is compared with the existing classical formula and several similar experimental tests.It was found that the newly empirical formulae are reasonable and effective,and it provides design suggestions for similar concrete dams.

ANALYSIS MODEL ON GRADUAL CHANGE PRINCIPLE OF EFFECT ZONES OF LAYER FACE FOR ROLLED CONTROL CONCRETE DAM

The effect zones of layer face for RCC （rolled control concrete） dam have gradual change characteristics. Based on the analysis thought of complex material, a model was built to analyze above principle of RCC dam by use of series-wound and shunt-wound connection. Some methods were proposed to determine the instantaneous Young＇s modulus, delayed Young＇s modulus and viscosity coefficient of effect zones of layer face. Above models and methods were used to mine the principle of gradual change of key calculation parameters which can response the characteristics of effect zones. The principle of gradual change was described. A model was established to analyze the threedimensional viscoelastic problem of RCC dam. Above programs were developed. The examples show that the proposed models and methods to determine the key calculation parameters of effect zones can reflect the status of RCC dam accurately.