Effects of water saturation and loading rate on direct shear tests of andesite

For estimating the long-term stability of underground framework,it is vital to learn the mechanical and rheological characteristics of rock in multiple water saturation conditions.However,the majority of previous studies explored the rheological properties of rock in air-dried and water saturated conditions,as well as the water effects on compressive and tensile strengths.In this study,andesite was subjected to direct shear tests under five water saturation conditions,which were controlled by varying the wetting and drying time.The tests were conducted at alternating displacement rates under three vertical stresses.The results reveal that the shear strength decreases exponentially as water saturation increases,and that the increase in shear strength with a tenfold increase in displacement rate is nearly constant for each of the vertical stresses.Based on the findings of the shear tests in this study and the compression and tension tests in previous studies,the influences of both water saturation and loading rate on the Hoek-Brown failure criterion for the andesite was examined.These results indicate that the brittleness index of the andesite,which is defined as the ratio of uniaxial compressive strength to tensile strength,is independent of both water saturation and loading rate and that the influences of the water saturation dependence and the loading rate dependence of the failure criterion can be converted between each other.

Numerical and experimental direct shear tests for coarse-grained soils

The presence of particles larger than the permissible dimensions of conventional laboratory specimens causes difficulty in the determination of shear strength of coarse-grained soils. In this research, the influence of particle size on shear strength of coarse-grained soils was investigated by resorting to experimental tests in different scale and numerical simulations based on discrete element method （DEM）. Experimental tests on such soil specimens were based on using the techniques designated as ＂parallel＂ and ＂scalping＂ to prepare gradation of samples in view of the limitation of laboratory specimen size. As a second approach, the direct shear test was numerically simulated on assemblies of elliptical particles. The behaviors of samples under experimental and numerical tests are presented and compared, indicating that the modification of sample gradation has a significant influence on the mechanical properties of coarse-grained soils. It is noted that the shear strengths of samples produced by the scalping method are higher than samples by the parallel method. The scalping method for preparing specimens for direct shear test is therefore recommended. The micromechanical behavior of assemblies under direct shear test is also discussed and the effects of stress level on sample behavior are investigated.

A novel method for geometric quality assurance of rock joint replicas in direct shear testing-Part 2:Validation and mechanical replicability

Each rock joint is unique by nature which means that utilization of replicas in direct shear tests is required in experimental parameter studies.However,a method to acquire knowledge about the ability of the replicas to imitate the shear mechanical behavior of the rock joint and their dispersion in direct shear testing is lacking.In this study,a novel method is presented for geometric quality assurance of replicas.The aim is to facilitate generation of high-quality direct shear testing data as a prerequisite for reliable subsequent analyses of the results.In Part 1 of this study,two quality assurance parameters,smf and V_(Hp100),are derived and their usefulness for evaluation of geometric deviations,i.e.geometric reproducibility,is shown.In Part 2,the parameters are validated by showing a correlation between the parameters and the shear mechanical behavior,which qualifies the parameters for usage in the quality assurance method.Unique results from direct shear tests presenting comparisons between replicas and the rock joint show that replicas fulfilling proposed threshold values of σ_(mf)<0.06 mm and
|V_(Hp100)|
<0.2 mm have a narrow dispersion and imitate the shear mechanical behavior of the rock joint in all aspects apart from having a slightly lower peak shear strength.The wear in these replicas,which have similar morphology as the rock joint,is in the same areas as in the rock joint.The wear is slightly larger in the rock joint and therefore the discrepancy in peak shear strength derives from differences in material properties,possibly from differences in toughness.It is shown by application of the suggested method that the quality assured replicas manufactured following the process employed in this study phenomenologically capture the shear strength characteristics,which makes them useful in parameter studies.

Shear behaviour of a rock bridge sandwiched between incipient joints under the influence of hydraulic pressures

The rock bridges sandwiched in incipiently jointed rock mass were considered as barriers that block the fluid seepage,and provide certain shear strength reservation.For better revealing the influence of hydraulic pressure on the failure behaviour of rock bridges,direct shear tests were carried out through a newly proposed method on rock samples that contain two parallel incipient joints.By developing the gypsum-silicone pad coupling samples,a conventional triaxial test system was qualified to implement direct shear tests with satisfied sealing capability.The results showed that the rock bridges could be failed through the tensile failure,shear failure and mixed failure mechanism.The hydraulic pressure would facilitate the tensile failure mechanism and induce rougher fracture surfaces;while the normal stress would facilitate the shear failure mechanism and induce less rough fracture.The hydraulic pressure reduced the global shear strength of the rock block through reducing the efficient normal stress applied on the rock bridge area,which was highly dependent on the joint persistence,k.Moreover,because of the iterating occurrence of the hydraulic pressure lag with the fracture propagation,the rock bridge failure stage in the shear stress-shear displacement curves displayed a fluctuation trend.

Numerical analysis of loess and weak intercalated layer failure behavior under direct shearing and cyclic loading

The mechanical behavior of the joints inside a loess layer is greatly important in weak intercalation studies owing to its involvement in a wide range of landslides in the loess region in China.The shear behavior of the joints in the loess stratum during direct shear and cyclic loadings was investigated using the PFC2D discrete element software.Loess mudstone and mudstone with weak intercalated layer materials were subjected to direct testing,and cyclic shear tests were conducted with consideration to the influence of normal stress and shear velocity.The macroscopic properties and damage patterns were obtained for six numerical configurations;namely,loess-weathered mudstone with 0°,10°,and-10°joints and weathered mudstone with 0°,10°,and-10°weak intercalated layers.The numerical test results revealed that,in the direct shear tests,the shear stress and shear displacement of the samples increased with the normal stress.In the cyclic shear tests with a total cycle number N=20,the shear stress-shear strain curve of the six different configurations exhibited a hysteresis loop.The numerical tests also revealed that,under cyclic shear,the normal stress and shear velocity affected the shear strength.The degree of damage increased as the shear velocity decreased from 0.1 mm/s to 0.005 mm/s for all six numerical configurations.Compared with the damage pattern of the direct shear tests,the damage of the cyclic shear tests mainly comprised shear cracks and fractures,some shaking consolidation settlement and fewer shear strain occurred around the joints.In the direct shear tests,more compression cracks and fractures occurred in the samples.The damage mainly developed along the joints,and shearing-off damage occurred.The results obtained by this study further elucidate the failure mechanism and microscopic damage response of the joints in the loess stratum in Northwest China.

Application of in situ direct shear device to shear strength measurement of rockfill materials

A simplified in situ direct shear test （DST） was developed for measuring the shear strength of soils in fields. In this test, a latticed sheafing frame replaces the upper half of the shear box used in the conventional direct shear box test. The latticed shearing frame is directly embedded in the ground to be tested after a construction process and is pulled with a flexible chain while a constant dead load is applied to the sample in the sheafing frame. This simplified in situ DST has been validated by comparing its results with those of triaxial tests on samples with parallel gradations under normal stresses less than 100 kPa. In this study, the DST was further validated by carrying out tests on samples with the same gradations, rather than on samples with parallel gradations, under normal stresses up to 880 kPa. In addition, the DST was performed inside fills in two applications.

Design and verification of portable direct shear tester with application to remolded colluvium geomaterials

The mechanical properties of colluvium strongly govern the stability of colluvial slopes, and they arc essential for the related analysis and design. Nevertheless, their measurement is not easy on account of heterogeneity in property and difficulty of sampling. This study attempted to evaluate the shear strength of remolded colluvium by means of a simple direct shear test in the field. A portable direct shear tester was designed to overcome the inconvenience and expensiveness of the conventional large-scale in-situ direct shear test. It can be easily assembled and applied for the silnplc field direct shear test. For calibration, the results of the portable direct shear tester were compared with the results of the laboratory direct shear tester for four different types of soil samples, i.e. standard sand, slate debris, arenaceous shale debris and mixture of gravel and sand. Correlation formulas were established based on the calibration, enabling the portable direct shear tester to measure and estimate the shear strength of remoldcd colluvium in field. This study primarily focuses on the colluvium in Central Taiwan, including the lateritic Dadu Terrace and the arcnaceous shale of Taiping-Wufcng mounts. The portable direct shear tester was applied to sites selected in these areas, and the results were furthcr analyzed and discussed.

Shear Strength of Unbound Crop By-Products Using the Direct Shear Box Apparatus

The return to old building methods by mixing crop by-products with mineral binders is arousing great interest in Europe since about 25 years.The use of these bio-aggregates based materials for the design of building envelopes is a valuable opportunity to deal with increasingly demanding thermal regulations.In addition,the regulatory framework is moving towards reducing the overall car-bon footprint of new buildings.Some traditional and historic buildings are based on timber framing with earth-straw as infill material for instance.Hemp concrete is a bio-based material that can be manually tamped in timber stud walls or more recently in the form of precast blocks.Owing to their low compressive strength,bio-based concretes using a large volume fraction of plant-derived aggregates are only considered as thermal and sound insulation materials.The structural design practice of wood frame walls does not assume any mechanical contribution of hemp concrete whereas it may contribute to the racking strength of the structure.In this context,more research is needed regarding the shear behavior of crop by-products and bio-based concretes.In this case,the objective of the study was to perform direct shear tests under three levels of normal pressure on hemp shiv and rice husk as unbound crop by-products.The results showed that the friction angle of the granular skeleton based on rice husk for a given relative displacement was significantly lower than that measured on hemp shiv.This is in accordance with what had been observed on bio-based concretes cast by mixing aggregates with lime and shear strength parameters measured by means of triaxial compression.

Mathematical Modeling of Shear Stress and Direct Shear Test for Compressible Soil: Case of Soil Bordering the Wouri River

This paper focuses on the development of the mathematical model of shear stress by direct shear test for compressible soil of the littoral region, which will be a great tool in the hand of geotechnical engineers. The most common use of a shear test is to determine the shear strength which is the maximum shear stress that a material can withstand before the failure occurs. This parameter is useful in many engineering designs such as foundations, roads and retaining walls. We carried out an experimental laboratory test of ten samples of undisturbed soil taken at different points of the border of Wouri river of Cameroon. The samples were collected at different depths and a direct shear test was conducted. The investigations have been performed under constant vertical stresses and constant sample volume with the aim to determine the frictional angle and the cohesion of the compressible soil which are so important to establish the conditions of buildings stability. Special care was taken to derive loading conditions actually existing in the ground and to duplicate them in the laboratory. Given that the buildings constructed in this area are subjected to settlement, landslide, and punch break or shear failure, the cohesion and the frictional angle are determined through the rupture line after assessed the mean values of the shear stress for the considered ten samples. The bearing capacity of the soil, which is the fundamental soil parameter, was calculated. From the laboratory experimental results, the least squared method was used to derive an approximated mathematical model of the shearing stress. Many optimizations methods were then considered to reach the best adjustment.

Mechanical behaviour of fiber-reinforced grout in rock bolt reinforcement

Grouted rock bolts subject to axial loading in the field exhibit various failure modes,among which the most predominant one is the bolt-grout interface failure.Thus,mechanical characterization of the grout is essential for understanding its performance in ground support.To date,few studies have been conducted to characterize the mechanical behaviour of fiber-reinforced grout(FRG)in rock bolt reinforcement.Here we experimentally studied the mechanical behaviour of FRG under uniaxial compression,indirect tension,and direct shear loading conditions.We also conducted a series of pullout tests of rebar bolt encapsulated with different grouts including conventional cementitious grout and FRG.FRG was developed using 15%silica fume(SF)replacement of cement(by weight)and steel fiber to achieve highstrength and crack-resistance to overcome drawbacks of the conventional grout.Two types of steel fibers including straight and wavy steel fibers were further added to enhance the grout quality.The effect of fiber shape and fiber volume proportion on the grout mechanical properties were examined.Our experimental results showed that the addition of SF and steel fiber by 1.5%fiber volume proportion could lead to the highest compressive,tensile,and shear strengths of the grout.The minimum volume of fiber that could improve the mechanical properties of grout was found at 0.5%.The scanning electron microscopy(SEM)analysis demonstrated that steel fibers act as an excellent bridge to prevent the cracks from propagating at the interfacial region and hence to aid in maintaining the integrity of the cementitious grout.Our laboratory pullout tests further confirmed that FRG could prevent the cylindrical grout annulus from radial crack and hence improve the rebar’s load carrying capacity.Therefore,FRG has a potential to be utilized in civil and mining applications where high-strength and crack-resistance support is required.

Study on Shear Strength Characteristics of Basalt-Concrete Bonding Interface Based on in-situ Direct Shear Test

In rock engineering,the shear strength of the basalt-concrete bonding interface is a key factor affecting the shear performance of hydroelectric dam foundations,embedded rock piles and rock bolts.In this study,30 sets of in-situ direct shear tests were conducted on the basalt-concrete bond interface in the Baihetan dam area to investigate the shear strength characteristics of the basalt-concrete bonding interface.The bonding interface contains two states,i.e.,the bonding interface is not sheared,termed as se(symbolic meaning see Table 1);the bonding interface is sheared with rupture surface,termed as si.The effects of lithology,Joints structure,rock type grade and concrete compressive strength on the shear strength of the concrete-basalt contact surface were investigated.The test results show that the shear strength of the bonding interface(s_(e)&s_(i))of columnar jointed basalt with concrete is greater than that of the bonding interface(s_(e)&s_(i))of non-columnar jointed one with the same rock type grade.When the rock type grade isⅢ_(2),fcol is 1.22 times higher than fncol and ccol is 1.13 times greater than cncol.The shear strength parameters of the basalt-concrete bonding interface differ significantly for different lithologies.The cohesion of the bonding interface(s_(i))of cryptocrystalline basalt with concrete is 2.05 times higher than that of the bonding interface(s_(i))of breccia lava with concrete under the same rock type grade condition.Rock type grade has a large influence on the shear strength of the non-columnar jointed basalt-concrete bonding interface(s_(e)&s_(i)).cnol increases by 33%when the grade of rock type rises fromⅢ_(1)toⅡ_(1).the rock type grade has a greater effect on bonding interface(s_(i))cohesion than the coefficient of friction.When the rock type grade is reduced fromⅢ_(2)toⅢ_(1),f_(ncol)′increases by 2%and c_(ncol)′improves by 44%.The shear strength of the non-columnar jointed basalt-concrete bonding interface(s_(e)&s_(i))increases with the increase of the compressive strength of concrete.When concrete compressive strength rises from 22.2 to 27.6 MPa,the cohesion increases by 94%.

Physical and mechanical properties and microstructures of submarine soils in the Yellow Sea

In recent years,the exploration of seabed has been intensified,but the submarine soils of silt and sand in the Yellow Sea area have not been well investigated so far.In this study,the physical and mechanical properties of silt and sand from the Yellow Sea were measured using a direct shear apparatus and their microstructures were observed using a scanning electron microscope.The test results suggest that the shear strength of silt and sand increases linearly with the increase of normal stress.Based on the direct shear test,the scanning electron microscope was used to observe the section surface of sand.It is observed that the section surface becomes rough,with many“V”‐shaped cracks.Many particles appear on the surface of the silt structure and tend to be disintegrated.The X‐ray diffraction experiment reveals that the sand and silt have different compositions.The shear strength of sand is slightly greater than that of silt under high stress,which is related to the shape of soil particles and the mineral composition.These results can be a reference for further study of other soils in the Yellow Sea;meanwhile,they can serve as soil parameters for the stability and durability analyses of offshore infrastructure construction.

Soil shear properties as infl uenced by straw content:An evaluation of field-collected and laboratory-remolded soils

Following a rice or wheat harvest, a large amount of crop residue （straw） is retained in fields. The straw is often incorporated into the soil in order to increase the soil organic carbon storage and to reduce soil erosion. However, it has become apparent that the incorporated straw can significantly alter soil shear properties, which can dramatically affect energy inputs for tilling and other soil management practices. In this study, laboratory-remolded wheat straw-soil samples were compared with field-collected straw-soil samples; we found high correlations for the cohesion （R2=0.9084） and internal friction angle （R2=0.9548） properties of the samples. Shear tests on rice and wheat straw with different moisture content levels clearly demonstrated the relatively higher shear strength of wheat straw compared to rice straw. The cohesion of remolded rice and wheat straw-soil samples exhibited an increasing linear trend with an increase in densities, whereas the internal friction angle data for these samples exhibited a quadratic trend. Overlapping the cohesion curves revealed that the wheat straw-soil and rice straw-soil samples had the same cohesion at a straw density of 0.63%. Similar results were obtained when the internal fraction angle curves overlapped; the resultant point of intersection was observed at a straw density of 0.46%. As a whole, the remolded sample methodology was found suitable to simulate the shear properties of soils sampled directly from fields.

Cracking behaviors and strength of rock-like samples with steps of different geometries under shear stress

Steps are distinctive features for estimating the movement of the upper and lower block of faults.However,studies about the influence of steps as a special type of discontinuity on cracking behaviors and strength of rock masses are limited.In this research,rock-like samples with steps and preexisting flaws were fabricated.Step height h and the inclination angle of gentle slope of the stepαwere set to different values.Direct shear tests were conducted on these samples under different normal stresses.The experimental results reveal that the inclination angle of the gentle slope of the stepα,step height h,and normal stress have an influence on the strength,crack initiation,and crack propagation of the samples.The experimental results show that crack behaviors and shear strength were affected by step inclination anglesαand step height h.As the normal stress increases,the improvement of the strength of samples with a large step height is larger than that of samples with a small step height,the improvement of the strength of samples withαof 10°is larger than that of samples withαof 0°and-10°.The discrete element method was used to simulate the shear test.Numerical results show five different types of displacement vectors,which can be used to determine whether the cracks are tensile cracks or shear cracks.The above conclusions can provide help for estimating mechanical properties and failure modes of rock masses with steps of different geometries.

Shear Induced Seepage and Heat Transfer Evolution in a Single-Fractured Hot-Dry-Rock

In the enhanced geothermal system(EGS),the injected fluid will induce shear sliding of rock fractures(i.e.,hydroshearing),which consequently,would increase the fracture aperture and improve the heat transfer efficiency of the geothermal reservoir.In this study,theoretical analysis,experimental research and numerical simulation were performed to uncover the permeability and heat transfer enhancement mechanism of the Hot-Dry-Rock(HDR)mass under the impact of shearing.By conducting the direct shear test with the fractured rock samples,the evolution process of fracture aperture during the shearing tests was observed,during which process,cubic law was adopted to depict the rock fracture permeability.To investigate the seepage characteristics and temperature distribution of the fractured HDR under the influence of shearing,a simulation study of shear-seepage-heat transfer in a fractured rock mass has been conducted to validate the observed shear-induced fracture dilation during the direct shear test.The results demonstrate that(1)the hydroshearing increases the dilation of granite fracture and enhances the permeability of the HDR rock mass,while the temperature around the HDR fracture will reduce.(2)Fracture roughness is of vital importance to enhance the permeability during the shearing tests.To be more specific,a rougher fracture always implies a higher permeability and a greater heat extraction efficiency.(3)The shear induced heat extracting efficiency is dominated by the increased fluid flux in the earlier period of the EGS reservoir,and this efficiency is controlled by the outlet water temperature since the fluid flux becomes stable after the shearing test.Therefore,balancing the hydroshearing enhanced heat extraction efficiency and EGS reservoir lifespan would be significant to the sustainable development and utilization of geothermal energy.

Experimental and Numerical Study on the Shear Strength and Strain Energy of Rock Under Constant Shear Stress and Unloading Normal Stress

Excavation and earth surface processes(e.g.,river incision)always induce the unloading of stress,which can cause the failure of rocks.To study the shear mechanical behavior of a rock sample under unloading normal stress conditions,a new stress path for direct shear tests was proposed to model the unloading of stress caused by excavation and other processes.The effects of the initial stresses(i.e.,the normal stress and shear stress before unloading)on the shear behavior and energy conversion were investigated using laboratory tests and numerical simulations.The shear strength of a rock under constant stress or under unloading normal stress conforms to the Mohr Coulomb criterion.As the initial normal stress increases,the cohesion decreases linearly and the tangent of the internal friction angle increases linearly.Compared with the results of the tests under constant normal stress,the cohesions of the rock samples under unloading normal stress are smaller and their internal friction angles are larger.A strength envelope surface can be used to describe the relationship between the initial stresses and the failure normal stress.Shear dilatancy can decrease the total energy of the direct shear test under constant normal stress or unloading normal stress,particularly when the stress levels(the initial stresses in the test under unloading normal stress or the normal stress in the test under constant normal stress)are high.The ratio of the dissipated energy to the total energy at the moment failure occurs decreases exponentially with increasing initial stresses.The direct shear test under constant normal stress can be considered to be a special case of a direct shear test under unloading normal stress with an unloading amount of zero.

Study on Shear Strength Characteristics of Columnar Jointed Basalt Based on in-situ Direct Shear Test at Baihetan Hydropower Station

Columnar jointed basalt(CJB) widely distributes in the dam site of the Baihetan Hydropower Station.The columnar joint structure and fracture development of CJB have significant influence on the mechanical properties of rock mass,and the mechanical properties of CJB are of great significance to the Baihetan Hydropower Project.Therefore,in-situ direct shear tests were carried out on ten test adit at different locations in the dam site area to study the shear behavior of CJB.In this study,21 sets of in-situ direct shear tests were conducted for rock types of type Ⅱ_(2),type Ⅲ_(1)and type Ⅲ_(2),with horizontal and vertical shear planes and two different specimen sizes of CJB.Shear strength parameters of CJB were obtained by linear fitting of in-situ direct shear test results based on the Mohr-Coulomb strength criterion.The results indicate that the shear strength parameters of CJB with horizontal shear plane increase as the increase of rock type grade.The shear strength parameters of CJB show obvious anisotropy and the friction coefficient of the horizontal shear plane is greater than the vertical shear plane.The friction coefficient in the horizontal direction of the shear plane is 1.27 times that in the vertical direction of the shear plane.With the increase of rock type grade,the difference of friction coefficient becomes larger.However,the cohesion changes little whether the shear plane is horizontal or vertical.In addition,the size effect of CJB in this area is significant.The shear strength parameters of large size(100 cm × 100 cm) specimens are lower than those of regular size(50 cm × 50 cm) specimens.The reduction of cohesion is greater than that of the friction coefficient.For rock type Ⅲ_(2),the cohesion of large-size specimens is 0.637 of the regular-size specimens.The reduction percentage of the friction coefficient for type Ⅲ_(2)is 1.66 times that of type Ⅲ_(1).The reduction percentage of the cohesion for type Ⅲ_(2)is 1.27 times that of type Ⅲ_(1).The size effect decreases with the increase of rock type grade.The research results of this study can provide an important basis for the selection of rock mechanics parameters in the dam site area of Baihetan Hydropower Station and the stability analysis of the dam foundation and rocky slopes.

Dynamic behaviors of rockslides subjected to brittle failure of locked segments

Locked segments are recognized as a critical role that controls the stability of rock slopes but remain an unclear and challenging problem with respect to their role incorporated into the failure mechanism.In order to study the effect of the locked segments on the initial failure process of rockslides,thirty-six groups of locked segment specimens with three different lithologies were prepared,direct shear tests were carried out to obtain the accelerations caused by brittle failure of the locked segment specimens.Experiment results showed that the maximum accelerations caused by the brittle failure of locked segment specimens was 2.91 g in the horizontal direction,and 3.18 g in the vertical direction.We took the Wangjiayan rockslide in 2008 Wenchuan earthquake as an example,the critical balance condition of the sliding mass under combined effect of gravity and accelerations induced by brittle failure of locked segment was analyzed,which indicated that the initial failure process of the Wangjiayan rockslides was notably influenced by the existence of the locked segment.The departure acceleration and direction of the Wangjiayan rockslide were proposed.The study results can provide a new insight into the understanding of the initial failure mechanism of rockslides with locked segments.

Comparison between Empirical Estimation by JRC-JCS Model and Direct Shear Test for Joint Shear Strength

In order to study the reliability of the empirical estimation of joint shear strength by the JRC（joint roughness coefficient）-JCS（joint compressive strength） model,natural rock joints of dif-ferent lithologic characteristics and different sizes were selected as samples,and their shear strengths under dry and saturated conditions were measured by direct shear test and compared to those esti-mated by the JRC-JCS model.Comparison results show that for natural rock joints with joint surfaces closely matched,the average relative error of joint shear strength between empirical estimation and direct shear test is 9.9%;the reliability of the empirical estimation of joint shear strength by the JRC-JCS model is good under both dry and saturated conditions if the JRC is determined accounting for directional statistical measurements,scale effect and surface smoothing during shearing.However,for natural rock joints with joint surfaces mismatched,the average relative error of joint shear strength between empirical estimation and direct shear test is 39.9%;the reliability of empirical estimation of joint shear strength by the JRC-JCS model is questionable under both dry and saturated conditions.

Discrete element modelling of railway ballast performance considering particle shape and rolling resistance

To simulate ballast performance accurately and efficiently,the input in discrete element models should be carefully selected,including the contact model and applied particle shape.To study the effects of the contact model and applied particle shape on the ballast performance(shear strength and deformation),the direct shear test(DST)model and the large-scale process simulation test(LPST)model were developed on the basis of two types of contact models,namely the rolling resistance linear(RRL)model and the linear contact(LC)model.Particle shapes are differentiated by clumps.A clump is a sphere assembly for one ballast particle.The results show that compared with the typical LC model,the RRL method is more efficient and realistic to predict shear strength results of ballast assemblies in DSTs.In addition,the RRL contact model can also provide accurate vertical and lateral ballast deformation under the cyclic loading in LPSTs.