Analytical investigations of in situ stress inversion from borehole breakout geometries

This study aims to investigate the feasibility of deriving in situ horizontal stresses from the breakout width and depth using the analytical method.Twenty-three breakout data with different borehole sizes were collected and three failure criteria were studied.Based on the Kirsch equations,relatively accurate major horizontal stress(sH)estimations from known minor horizontal stress(sh)were achieved with percentage errors ranging from 0.33%to 44.08%using the breakout width.The Mogi-Coulomb failure criterion(average error:13.1%)outperformed modified Wiebols-Cook(average error:19.09%)and modified Lade(average error:18.09%)failure criteria.However,none of the tested constitutive models could yield reasonable sh predictions from known sH using the same approach due to the analytical expression of the redistributed stress and the nature of the constitutive models.In consideration of this issue,the horizontal stress ratio(sH/sh)is suggested as an alternative input,which could estimate both sH and sh with the same level of accuracy.Moreover,the estimation accuracies for both large-scale and laboratory-scale breakouts are comparable,suggesting the applicability of this approach across different breakout sizes.For breakout depth,conformal mapping and complex variable method were used to calculate the stress concentration around the breakout tip,allowing the expression of redistributed stresses using binomials composed of sH and sh.Nevertheless,analysis of the breakout depth stabilisation mechanism indicates that additional parameters are required to utilise normalised breakout depth for stress estimation compared to breakout width.These parameters are challenging to obtain,especially under field conditions,meaning utilising normalised breakout depth analytically in practical applications faces significant challenges and remains infeasible at this stage.Nonetheless,the normalised breakout depth should still be considered a critical input for any empirical and statistical stress estimation method given its significant correlation with horizontal stresses.The outcome of this paper is expected to contribute valuable insights into the breakout stabilisation mechanisms and estimation of in situ stress magnitudes based on borehole breakout geometries.

Time-sensitivity of the Kaiser effect of acoustic emission in limestone and its application to measurements of in-situ stress

Measuring in-situ stress by using the Kaiser effect in rocks has such advantages as timeefficiency, low cost and little limitation, but the precision of the method is dependent on rock properties and delay time of the measurement. In this paper, experiments on the Kaiser effect in limestones were performed, and it was found that the limestones had good ability to retain a memory of their recent stress history and high time-sensitivity. The longer the experiment was delayed from the extraction of the stone, the larger the Felicity ratio was. As the Felicity ratio approached l, significant Kaiser effect was observed. In-situ stress should be determined by the limestone measurements when the delay time was 40-120 days. Finally, the in-situ stress in a limestone formation could be successfully measured in practice.

Effects of in-situ stress on the stability of a roadway excavated through a coal seam

Roadways excavated through a coal seam can exert an adverse effect on roadway stability. To investigate the effects of in-situ stress on roadway stability, numerical models were built and high horizontal stresses at varying orientations were applied. The results indicate that stress concentrations, roadway deformation and failure increase in magnitude and extent as the excavation angle with respect to the maximum horizontal stress increases. In addition, the stress adjacent to the coal-rock interface sharply varies in space and evolves with time; coal is much more vulnerable to deformation and failure than rock.The results provide insights into the layout of roadways excavated through a coal seam. Roadways should be designed parallel or at a narrow angle to the maximum horizontal stress. The concentrated stress at the top corner of the face-end should be reduced in advance, and the coal seam should be reinforced immediately after excavation.

Piezomagnetic In-situ Stress Monitoring and its Application in the Longmenshan Fault Zone

The relative change of in-situ stress is an inevitable outcome of differential movement among the crust plates. Conversely, changes of in-situ stress can also lead to deformation and instability of crustal rock mass, trigger activity of faults, and induce earthquakes. Hence, monitoring real-time change of in-situ stress is of great significance. Piezomagnetic in-situ stress monitoring has good and longtime applications in large engineering constructions and geoscience study fields in China. In this paper, the new piezomagnetic in-situ stress monitoring system is introduced and it not only has overall improvements in measuring cell＇s structure and property, stressing and orienting way, but also enhances integration and intelligence of control and data transmission system, in general, which greatly promotes installing efficiency of measuring probe and quality of monitoring data. This paper also discusses the responses of new piezomagnetic system in large earthquake events of in-situ stress monitoring station at Qiaoqi of Baoxing and Wenxian of Gansu. The monitoring data reflect adjustments and changes of tectonic stress field at the southwestern segment of and the northern area near the Longmenshan fault zone, which shows that the new system has a good performance and application prospect in the geoscience field. Data of the Qiaoqi stress-monitoring station manifest that the Lushan Earthquake did not release stress of the southwestern segment of the Longmenshan fault zone adequately and there still probably exists seismic risk in this region in the future. Combined with absolute in-situ stress measurement, carrying out long-term in-situ stress monitoring in typical tectonic position of important regions is of great importance for researchers to assess and study regional crust stability.

Characteristics of in-situ stress and its controls on coalbed methane development in the southeastern Qinshui Basin,North China

In-situ stress is a key reservoir parameter to evaluate reservoir permeability,hydraulic fractures,coal seam deformation and coalbed methane(CBM)recovery.With limited CBM test wells in the Zhengzhuang field,southeast of the Qinshui basin,North China,the in-situ stress data is inadequate for CBM exploration and development.It is necessary to find a method to predicate in-situ stress through other exploration data such as geophysical well loggings.In this study,we provide a new well-logging databased model to predicate the in-situ stress based on 17 sets of well test data and comprehensive logging data.As a distinguished characteristic of this model,different structural compartmentalization of CBM reservoirs was considered.A regional adaptive residual strain index was introduced to the model.Based on the model,the in-situ stress distribution in the Zhengzhuang field were evaluated systematically,and the influences of in-situ stress on permeability and the propagation of hydro-fractures were discussed.Results indicate that the magnitude of the maximum(S_(Hmax),14.19e45.40 MPa)and minimum horizontal stresses(Shmin,10.62e28.38 MPa)and the gravitational stress(Sv,9.58e30.82 MPa)all show positive correlations with burial depths.The in-situ stress fields in the study area are characterized by 1)SHmax>Sv>Shmin in shallow layers(<700 m),indicating a dominant strike-slip faulting stress regime;2)Sv z S_(Hmax)>S_(hmin)and S_(Hmax)>Sv>S_(hmin)in the depth of 700e1050 m,suggesting a transformed regime;and 3)S_(Hmax)>Sv>S_(hmin)in deep layers(>1050 m),indicating a strike-slip faulting stress regime.The S_(Hmax)in the study area is orientated by NE-SW,with a trend of 40e49.Resulted from the change of the in-situ stress regimes from shallow(500 m)to deep layers(~1000 m),the reservoir permeability variation shows a typical increase followed by decrease.The presence of natural fractures significantly affect the propagation pattern of hydraulic fractures,and the length difference between the major and branch fractures increases with increasing stress anisotropy in the Zhengzhuang field.

Advance of in-situ stress measurement in China

In-situ stress is an essential parameter for design and construction of most engineering projects that involve excavation in rocks. Progress in in-situ stress measurement from the 1950s in China is briefly introduced. Stress relief by overcoring technique and hydraulic fracturing： technique are the two main techniques for in-situ stress measurement in China at present. To make them suitable for application at great depth and to increase their measuring reliability and accuracy, a series of techniques have been developed. Applications and achievements of in-situ stress measurement in Chinese rock engineering, including mining, geotechnical and hydropower engineering, and earthquake prediction, are introduced. Suggestions for further development of in-situ stress measurement are also proposed.

Preliminary Results of In-situ Stress Measurements along the Longmenshan Fault Zone after the Wenchuan M_s 8.0 Earthquake

Four months after the Wenchuan Ms 8 earthquake in western Sichuan, China, in situ stress measurements were carried out along the Longmenshan fault zone with the purpose of obtaining stress parameters for earthquake hazard assessment. In-situ stresses were measured in three new boreholes by using overcoring with the piezomagnetic stress gauges for shallow depths and hydraulic fracturing for lower depths. The maximum horizontal stress in shallow depths （-20 m） is about 4.3 MPa, oriented N19°E, in the epicenter area at Yingxiu Town, about 9.7 MPa, oriented N51°W, at Baoxing County in the southwestern Longmenshan range, and about 2.6 MPa, oriented N39°E, near Kangding in the southernmost zone of the Longmenshan range. Hydraulic fracturing at borehole depths from 100 to 400 m shows a tendency towards increasing stress with depth. A comparison with the results measured before the Wenchuan earthquake along the Longmenshan zone and in the Tibetan Plateau demonstrates that the stress level remains relatively high in the southwestern segment of the Longmenshan range, and is still moderate in the epicenter zone. These results provide a key appraisal for future assessment of earthquake hazards of the Longmenshan fault zone and the aftershock occurrences of the Wenchuan earthquake.

DDM regression analysis of the in-situ stress field in a non-linear fault zone

A multivariable regression analysis of the in-situ stress field, which considers the non-linear deformation behavior of faults in practical projects, is presented based on a newly developed three-dimensional displacement discontinuity method （DDM） program. The Bar- ton-Bandis model and the Kulhaway model are adopted as the normal and the tangential deformation model of faults, respectively, where the Mohr-Coulomb failure criterion is satisfied. In practical projects, the values of the mechanical parameters of rock and faults are restricted in a bounded range for in-situ test, and the optimal mechanical parameters are obtained from this range by a loop. Comparing with the traditional finite element method （FEM）, the DDM regression results are more accurate.

Calculation of gas content in coal seam influenced by in-situ stress grads and ground temperature

On the basis of the analysis of coal bed gas pressure in deep mine, and the coal bed permeability ( k ) and the characteristic of adsorption parameter ( b ) changing with temperature, the author puts forward a new calculating method of gas content in coal seam influenced by in situ stress grads and ground temperature. At the same time, the contrast of the measuring results of coal bed gas pressure with the computing results of coal bed gas pressure and gas content in coal seam in theory indicate that the computing method can well reflect the authenticity of gas content in coal seam,and will further perfect the computing method of gas content in coal seam in theory,and have important value in theory on analyzing gas content in coal seam and forecasting distribution law of gas content in coal seam in deep mine.

Measurement and study of the distributing law of in-situ stresses in rock mass at great depth

To solve the technical cruxes of the conventional system in deep rock mass, an automatic testing system for hydraulic fracturing that includes a single tube for hydraulic loop, a pressure-relief valve, central-tubeless packers, and a multichannel real-time data acquisition system was used for in-situ stresses measurement at great depths （over 1000 m） in a coalfield in Juye of Northern China. The values and orientations of horizontal principal stresses were determined by the new system. The virgin stress field and its distributing law were decided by the linear regression from the logged 37 points in seven boreholes. Besides, the typical boreholes arranged in both the adjacent zone and far away zone of the faults were analyzed, respectively. The results show that a stress concentration phenomenon and a deflection in the orientation of the maximal horizontal stress exist in the adjacent zone of the faults, which further provides theoretical basis for design and optimization of mining.

Process Analysis of In-situ Strain during the M_s8.0 Wenchuan Earthquake—Data from the Stress Monitoring Station at Shandan

There were huge life and property losses during the Ms8.0 Wenchuan earthquake on May 12, 2008. Strain fluctuation curves were completely recorded at stress observatory stations in the Qinghai-Tibet plateau and its surroundings in the process of the earthquake. This paper introduces the geological background of the Wenchuan earthquake and the profile of in-situ stress monitoring stations. In particular, data of 174 earthquakes （Ms4.0-Ms8.5） were processed and analyzed with various methods, which were recorded at the Shandan station from August 2007 to December 2008. The results were compared with other seismic data, and further analyses were done for the recoded strain seismic waves, co-seismic strain stepovers, pre-earthquake strain valleys, Earth＇s free oscillations before and after the earthquake and their physical implications. During the Wenchuan earthquake, the strainmeter recorded a huge extensional strain of 70 seconds, which shows that the Wenchuan earthquake is a rupture process predominated by thrusting. Significant precursory strain anomalies were detected 48 hours, 30 hours, 8 hours and 37 minutes before the earthquake. The anomalies are very high and their forms are very similar to that of the main shock. Similar anomalies can also be found in strain curves of other shocks greater than Ms7.0, indicating that such anomalies are prevalent before a great earthquake. In this paper, it is shown that medium aftershocks （Ms5.5- 6.0） can also cause Earth＇s free oscillations. Study of free oscillations is of great significance to understand the internal structure of the Earth and focal mechanisms of earthquakes and to recognize slow shocks, thus providing a scientific basis for the prevention and treatment of geological disasters and the prediction of future earthquakes.

New development of hydraulic fracturing technique for in-situ stress measurement at great depth of mines

In-situ stress measurement using the hydraulic fracturing technique was made at Wanfu Coal Mine in Shandong Province, China. To solve problems caused by great measuring depth and extra thick overburden soil layers in the mine, a series of improved techniques were developed for the traditional hydraulic fracturing technique and equipment to increase their pressure-enduring ability and to ensure safe and flexible removal of the sealing packers with other experimental apparatus. Successful in-situ stress measurement at 37 points within 7 boreholes, which were mostly over 1000 m deep, was completed. Through the measurement, detailed information of in-situ stress state has been provided for mining design of the mine. The improved hydraulic fracturing technique and equipment also provide reliable tools for in-situ stress measurement at great depth of other mines.

Analysis on method for effective in-situ stress measurement in hot dry rock reservoir

With the rapid increase of energy demand and the increasingly highlighted environmental problems, clean, safe and widely distributed geothermal resources have become a hot spot for renewable resources development. The state of in-situ stress is a major control parameter for multiple links including well location, fracture inspiration and reservoir assessment, so how to determine the accurate state of in-situ stress in the deep thermal reservoir becomes a core problem drawing widely attention and urgent to be solved. Based on features of hot dry rock reservoir in terms of temperature and pressure and the comparison analysis, this article proposes the method of Anelastic Strain Recovery(ASR) as an effective method for determining the state of in-situ stress in the area with HDR resources distributed and explains the availability of ASR method by application examples.

Techniques for in-situ stress measurement at great depth

Reliable information of in--situ stress state is necessary for the design andconstruction of most important rock projects. As most rock projects are getting deeper and deeper,traditional techniques of in--situ stress measurement are not very suitable. The current techniquesof in--situ stress measurement and their insufficiency for use at great depth are analyzed. Somebasic ideas of the development of new techniques and the improvement of current techniques for useat great depth are provided.

Measures for controlling large deformations of underground caverns under high in-situ stress condition--A case study of JinpingⅠhydropower station

The Jinping I hydropower station is a huge water conservancy project consisting of the highest concrete arch dam to date in the world and a highly complex and large underground powerhouse cavern. It is located on the right bank with extremely high in-situ stress and a few discontinuities observed in surrounding rock masses. The problems of rock mass deformation and failure result in considerable challenges related to project design and construction and have raised a wide range of concerns in the fields of rock mechanics and engineering. During the excavation of underground caverns, high in-situ stress and relatively low rock mass strength in combination with large excavation dimensions lead to large deformation of the surrounding rock mass and support. Existing experiences in excavation and support cannot deal with the large deformation of rock mass effectively, and further studies are needed. In this paper, the geological conditions, layout of caverns, and design of excavation and support are first introduced, and then detailed analyses of deformation and failure characteristics of rocks are presented. Based on this, the mechanisms of deformation and failure are discussed, and the support adjustments for controlling rock large deformation and subsequent excavation procedures are proposed. Finally, the effectiveness of support and excavation adjustments to maintain the stability of the rock mass is verified. The measures for controlling the large deformation of surrounding rocks enrich the practical experiences related to the design and construction of large underground openings, and the construction of caverns in the Jinping I hydropower station provides a good case study of large-scale excavation in highly stressed ground with complex geological structures, as well as a reference case for research on rock mechanics.

Influences of lithology on in-situ stress field in low permeability reservoirs in Bonan Oilfield, Bohai Bay Basin, China

The differences of rock mechanical properties were analyzed based on triaxial compression test in low permeability reservoirs of the Bonan Oilfield. Through the analysis of reservoir mechanics, the influence mechanisms of different mechanical properties of rocks on reservoir in-situ stress were studied. By means of stress ellipse and finite element simulation, the influence rules of different mechanical properties of rocks on in-situ stress field were discussed. For the low permeability reservoirs of the Bonan Oilfield, the coarser rock has a larger Young’s modulus value and a lower Poisson’s ratio. The rock mechanical parameters and stress-strain relationship of sandstone facies and mudstone facies are different. Different rocks have different mechanical properties, which cause extra stress at the lithological contact interface, and the existence of extra stress affects the reservoir in-situ stress. Without considering the influence of structural features on the in-situ stress field, the reservoir in-situ stress is controlled by the magnitude of extra stress and the angle between lithological contact surface and boundary stress.

Reliability analysis of in-situ stress measurement using circumferential velocity anisotropy

In-situ stress measurement for deep reservoir formation is difficult in terms of security, reliability and technique. Acoustic velocity anisotropy test is a basic method for stress measurement of rock cores, which is based on the distribution of acoustic velocity in different directions around rock cores. The heterogeneity of core samples, such as fractures and gravel contained, can also lead to wave velocity anisotropy. Therefore, the corresponding reliability evaluation method is established to exclude some other anisotropy factors caused by non-tectonic stresses. In this paper, the reliability of testing results is evaluated from three aspects, i.e. phase difference, anisotropy index and waveform, to remove the factors caused by non-tectonic stresses.

In Situ Stress Measurements in the Lhasa Terrane,Tibetan Plateau,China

the India and Eurasia plates. Knowledge of the stress state is critical to evaluate the crustal stability and the design of underground excavations. Because of the limitations imposed by natural conditions, little research has been performed on the present crustal in situ stress in the Tibetan Plateau, and further study is imperative. In this study, hydraulic fracturing measurements were conducted in Nyching County （LZX） and Lang County （LX）, Lhasa terrane to characterize the shallow crustal stress state. The results indicate that the stress state in the LZX borehole is markedly different from that in the LX borehole, in both magnitude and orientation. At the same measurement depths, the magnitudes of horizontal principal stresses in the LX borehole are 1.5–3.0 times larger than those in the LZX borehole. The stress regime in the LX borehole favors reverse faulting characterized by SH〉Sh〉Sv, where SH, Sh, and Sv are maximum horizontal, minimum horizontal, and vertical principal stresses, respectively. The SH and Sh values are approximately three and two times greater than Sv. Fracture impression results reveal that SH in the LX borehole are predominantly N–S, while in the LZX borehole the maximum horizontal principal stress is mainly in the NNE-direction. The heterogeneity of the regional stress state might be a result of the population and distribution of local structures and seismic activities. The stress state in the LX borehole has exceeded the critical state of failure equilibrium, and there is an optimally orientated pre-existing fault near the borehole. It can be concluded that the optimally orientated fault is likely to be active when the stress has built up sufficiently to destroy the frictional equilibrium; it is suggested that research focus should be placed on this in future. The stress states in boreholes LZX and LX indicate uniformity of the regional stress field and diversity of the local stress fields resulting from the interactions among regional dynamic forces, tectonic stress field, and geological structures.

Measurements of in situ stress and mining-induced stress in Beiminghe Iron Mine of China

In order to obtain the distribution rules of in situ stress and mining-induced stress of Beiminghe Iron Mine, the stress relief method by overcoring was used to measure the in situ stress, and the MC type bore-hole stress gauge was adopted to measure the mining-induced stress. In the in situ stress measuring, the technique of improved hollow inclusion cells was adopted, which can realize complete temperature compensation. Based on the measuring results, the distribution model of in situ stress was established and analyzed. The in situ stress measuring result shows that the maximum horizontal stress is 1.75-2.45 times of vertical stress and almost 1.83 times of the minimum horizontal stress in this mineral field. And the mining-induced stress measuring result shows that, according to the magnitude of front abutment pressure the stress region can be separated into stress-relaxed area, stress- concentrated area and initial stress area. At the -50 m mining level of this mine, the range of stress-relaxed area is 0-3 m before mining face; the range of stress-concentrated area is 3-55 m before mining face, and the maximum mining-induced stress is 16.5-17.5 MPa, which is 15-20 m from the mining face. The coefficient of stress concentration is 1.85.

Estimation of the three-dimensional in situ stress field around a large deep underground cavern group near a valley

Understanding three-dimensional(3D)in situ stress field is of key importance for estimating the stability of large deep underground cavern groups near valleys.However,the complete 3D in situ stress fields around large deep underground cavern groups are difficult to determine based on in situ stress data from a limited number of measuring points due to the insufficient representativeness and unreliability of such measurements.In this study,an integrated approach for estimating the 3D in situ stress field around a large deep underground cavern group near a valley is developed based on incomplete in situ stress measurements and the stress-induced failures of tunnels excavated prior to the step excavation of the cavern group.This integrated approach is implemented via four interrelated and progressive basic steps,i.e.inference of the regional tectonic stress field direction,analyses of in situ stress characteristics and measurement reliability,regression-based in situ stress field analysis and reliability assessment,and modified in situ stress field analysis and reliability verification.The orientations and magnitudes of the 3D in situ stress field can be analyzed and obtained at a strategic level following these four basic steps.First,the tectonic stress field direction around the cavern group is deduced in accordance with the regional tectonic framework and verified using a regional crustal deformation velocity map.Second,the reliability of the in situ stress measurements is verified based on the locations and depths of stressinduced brittle failures in small tunnels(such as exploratory tunnels and pilot tunnels)within the excavation range of the cavern group.Third,considering the influences of the valley topography and major geological structures,the 3D in situ stress field is regressed using numerical simulation and multiple linear regression techniques based on the in situ stress measurements.Finally,the regressed in situ stress field is further modified and reverified based on the stress-induced brittle failures of small tunnels and the initial excavation of the cavern group.A case study of the Shuangjiangkou underground cavern group demonstrates that the proposed approach is reliable for estimating the 3D in situ stress fields of large deep underground cavern groups near valleys,thus contributing to the optimization of practical excavation and design of mitigating the instability of the surrounding rock masses during step excavations.