Characterization and analysis of coded excitation ultrasound parameters for rock properties

Coded excitation technology （CET） can effectively enhance the penetration and resolution of ultrasonic testing. To analyze the influence of rock properties on pulse compression performance （PCP） of coded excitation signals （CES）, a numerical simulation, and an ultrasonic experiment on different rock samples are performed; and the detection ability of several CESs are also investigated and compared. The results of experiments showed that the loss of the signal-to-noise ratio （SNR） of Barker coded signal with tapered linear frequency modulated carrier （BTLFM） is always less than Barker coded signal with sine carrier （BS）, while the resolution loss of BTLFM is lower than tapered linear frequency modulated signal （TLFM）. In sum, the results not only verifiy the effectiveness of CET, but also provide a basis for the parameter settings of coded signals used in rock ultrasonic testing.

Effect of rock mechanical properties on electromagnetic radiation mechanism of rock fracturing

The influence of rock mechanical properties on the electromagnetic radiation(EMR)mechanism of rock fracturing is an important research topic in solid mechanics and earthquake prediction.In this study,an EMR model of rock fracturing considering the fracture factor,elastic modulus,Poisson’s ratio,radiation distance and crack length is derived based on the Hertz oscillator array assumption.An experimental system,including an electromagnetic shielding module,an EMR signal induction and transmission module,a signal recording module and a loading module,is developed to understand the EMR characteristics of four different rocks.The validity of the EMR theoretical model is verified and the relationships between the rock cracking morphology and the EMR waveform,amplitude and frequency are revealed.It is found that rock mechanical properties have obvious influences on the EMR waveform,amplitude and frequency during rock fracturing.This study provides a better understanding on the EMR mechanism of rock fracturing and can help to improve the accuracy of rock disaster prediction based on EMR.

Selection of regression models for predicting strength and deformability properties of rocks using GA

Recently,many regression models have been presented for prediction of mechanical parameters of rocks regarding to rock index properties.Although statistical analysis is a common method for developing regression models,but still selection of suitable transformation of the independent variables in a regression model is diffcult.In this paper,a genetic algorithm(GA)has been employed as a heuristic search method for selection of best transformation of the independent variables(some index properties of rocks)in regression models for prediction of uniaxial compressive strength(UCS)and modulus of elasticity(E).Firstly,multiple linear regression(MLR)analysis was performed on a data set to establish predictive models.Then,two GA models were developed in which root mean squared error(RMSE)was defned as ftness function.Results have shown that GA models are more precise than MLR models and are able to explain the relation between the intrinsic strength/elasticity properties and index properties of rocks by simple formulation and accepted accuracy.

A new method to test rock abrasiveness based on physico-mechanical and structural properties of rocks

A new method to test rock abrasiveness is proposed based upon the dependence of rock abrasiveness on their structural and physico-mechanical properties. The article describes the procedure of presentation of properties that govern rock abrasiveness on a canonical scale by dimensionless components, and the integrated estimation of the properties by a generalized index. The obtained results are compared with the known classifications of rock abrasiveness.

Influence of loading and heating processes on elastic and geomechanical properties of eclogites and granulites

Increased knowledge of the elastic and geomechnical properties of rocks is important for numerous engineering and geoscience applications(e.g. petroleum geoscience, underground waste repositories,geothermal energy, earthquake studies, and hydrocarbon exploration). To assess the effect of pressure and temperature on seismic velocities and their anisotropy, laboratory experiments were conducted on metamorphic rocks. P-(Vp) and S-wave(Vs) velocities were determined on cubic samples of granulites and eclogites with an edge length of 43 mm in a triaxial multianvil apparatus using the ultrasonic pulse emission technique in dependence of changes in pressure and temperature. At successive isotropic pressure states up to 600 MPa and temperatures up to 600 ℃, measurements were performed related to the sample coordinates given by the three principal fabric directions(x, y, z) representing the foliation(xy-plane), the normal to the foliation(z-direction), and the lineation direction(x-direction). Progressive volumetric strain was logged by the discrete piston displacements. Cumulative errors in Vpand Vsare estimated to be <1%. Microcrack closure significantly contributes to the increase in seismic velocities and decrease in anisotropies for pressures up to 200-250 MPa. Characteristic P-wave anisotropies of about 10% are obtained for eclogite and 3-4% in a strongly retrogressed eclogite as well as granulites. The wave velocities were used to calculate the geomechanical properties(e.g. density, Poisson’s ratio, volumetric strain, and elastic moduli) at different pressure and temperature conditions. These results contribute to the reliable estimate of geomechanical properties of rocks.

Determination of mechanical parameters for jointed rock masses

Combining with empirical method, laboratory test and numerical simulation, a comprehensive system was presented to determine the mechanical parameters of jointed rock masses. The system has the following four functions: (1) Based on the field investigation of joints, the system can consider rock mass structures, by using network simulation technology. (2) Rock samples are conducted by numerical simulation with the input engineering mechanical parameters of rocks and joints obtained from laboratory tests. (3) The whole stress-strain curve of jointed rock masses under certain normal stress can be plotted from numerical simulation, and then the shear strength parameters of jointed rock masses can be obtained from the whole stress-strain curves under different normal stresses. (4) The statistical values of mechanical parameters of jointed rock masses can be determined according to numerical simulation. Based on the statistical values, combining with engineering experiences and geological investigations, the comprehensive mechanical parameters of jointed rock masses can be achieved finally. Several cases are presented to prove the engineering feasibility and suitability of this system.

New design equations for estimation of ultimate bearing capacity of shallow foundations resting on rock masses

Rock masses are commonly used as the underlying layer of important structures such as bridges, dams and transportation constructions. The success of a foundation design for such structures mainly depends on the accuracy of estimating the bearing capacity of rock beneath them. Several traditional numerical approaches are proposed for the estimation of the bearing capacity of foundations resting on rock masses to avoid performing elaborate and expensive experimental studies. Despite this fact, there still exists a serious need to develop more robust predictive models. This paper proposes new nonlinear prediction models for the ultimate bearing capacity of shallow foundations resting on non-fractured rock masses using a novel evolutionary computational approach, called linear genetic programming. A comprehensive set of rock socket, centrifuge rock socket, plate load and large-scaled footing load test results is used to develop the models. In order to verify the validity of the models, the sensitivity analysis is conducted and discussed. The results indicate that the proposed models accurately characterize the bearing capacity of shallow foundations. The correlation coefficients between the experimental and predicted bearing capacity values are equal to 0.95 and 0.96 for the best LGP models. Moreover, the derived models reach a notably better prediction performance than the traditional equations.

Rock magnetic property of gravity core CSH1 from the northern Okinawa Trough and the effect of early diagenesis

Detailed rock magnetic investigations were undertaken at 2 -4 cm interval for the gravity core CSHI （with a length of 17.36 m） from the northern Okinawa Trough. Time-scale of the core was constructed by two characteristic tephras and foraminferal assemblages, indicating an age of 50 ka for the bottom of the core. Except for three tephras and abrupt decrease in surface, there are little changes in all kinds of rock magnetic parameters that can be correlated to the climate change for the last 50 ka. Different from the common sediments, most S-ratios （S equals the negative ratio of IRM-0.3T to SIRM, which is an indicator of low coercivity content） of the sediments are smaller than 0. 9, which implies a substantial amount of magnetic minerals with high coercivity. The existence of iron sulphide （ greigite or pyrrhotite） is revealed by representative susceptibility - temperature curves showing 200 350 ℃ Curie temperature in addition to 580 ℃ of magnetite, and also by awful smell during heating and dark heating products. Both the occurrence of authigenic iron sulphide and quick decrease of magnetic parameters near the surface clearly show that sediments from Core CSHI have undergone early diagenesis. The featureless magnetic changes of the whole core except for three tephras mean that the post-depositonal alteration is so strong that most original signals have been destroyed. For the same reason, the organic matter in sediment and sulphate in pore water must have been consumed along with dissolution, precipitation of iron and manganese happening sequencially during the redox reaction series. Great caution must be taken when using these altered chemical parameters for the interpretation of climatic changes.

Hydraulic properties of dune sand-bentonite mixtures of insulation barriers for hazardous waste facilities

The material and elastic properties of rocks are utilized for predicting and evaluating hard rock brittleness using artificial neural networks（ANN）. Herein hard rock brittleness is defined using Yagiz＇method. A predictive model is developed using a comprehensive database compiled from 30 years＇ worth of rock tests at the Earth Mechanics Institute（EMI）, Colorado School of Mines. The model is sensitive to density, elastic properties, and P- and S-wave velocities. The results show that the model is a better predictor of rock brittleness than conventional destructive strength-test based models and multiple regression techniques. While the findings have direct implications on intact rock, the methodology can be extrapolated to rock mass problems in both tunneling and underground mining where rock brittleness is an important control.

Dynamic rock tests using split Hopkinson （Kolsky） bar system - A review

Dynamic properties of rocks are important in a variety of rock mechanics and rock engineering problems. Due to the transient nature of the loading, dynamic tests of rock materials are very different from and much more challenging than their static counterparts. Dynamic tests are usually conducted using the split Hopkinson bar or Kolsl^j bar systems, which include both split Hopkinson pressure bar （SHPB） and split Hopkinson tension bar （SHTB） systems. Significant progress has been made on the quantification of various rock dynamic properties, owing to the advances in the experimental techniques of SHPB system. This review aims to fully describe and critically assess the detailed procedures and principles of tech- niques for dynamic rock tests using split Hopkinson bars. The history and principles of SHPB are outlined, followed by the key loading techniques that are useful for dynamic rock tests with SHPB （i.e. pulse shaping, momentum-trap and multi-axial loading techniques）. Various measurement techniques for rock tests in SHPB （i.e. X-ray micro computed tomography （CT）, laser gap gauge （LGG）, digital image corre- lation （DIC）, Moir~ method, caustics method, photoelastic coating method, dynamic infrared thermog- raphy） are then discussed. As the main objective of the review, various dynamic measurement techniques for rocks using SHPB are described, including dynamic rock strength measurements （i.e. dynamic compression, tension, bending and shear tests）, dynamic fracture measurements （i.e. dynamic imitation and propagation fracture toughness, dynamic fracture energy and fracture velocity）, and dy- namic techniques for studying the influences of temperature and pore water.

Sources of variability in laboratory rock test results

Appropriate rock characterization is beneficial in providing a reliable judgment on rock properties which is crucial for the design process of rock engineering applications.However,it can be difficult to obtain consistent mechanical parameters due to substantial variations in rock properties.In this research,uniaxial compression tests on dolerite specimens collected from a gold mine in Western Australia showed substantial scatter in the results.Rock categorization based on the P-wave velocities is as accurate as the thin section analysis,which suggests that they can be used together to gain a more accurate initial understanding of the rock types before any laboratory testing.The quality of specimen preparation and rockemachine interaction greatly affect the test results.For instance,non-parallelness of loading platens can lead to considerable scatter of the testing results,which would be perceived as rock variability.It is suggested that the current testing standards should be modified towards a better control of the loading machine performance and equipment precision.Finally,the possibility of pre-existing microcracks in rock,neither detected by the thin section analysis nor by the ultrasonic measurement,must be examined by computed tomography(CT)scanning as they can affect the test results.This study will enhance our knowledge about the sources of variability in laboratory test results of rock which is essential for obtaining reliable data.

Petrophysical properties of deep Longmaxi Formation shales in the southern Sichuan Basin, SW China

Deep shale layer in the Lower Silurian Longmaxi Formation,southern Sichuan Basin is the major replacement target of shale gas exploration in China.However,the prediction of"sweet-spots"in deep shale gas reservoirs lacks physical basis due to the short of systematic experimental research on the physical properties of the deep shale.Based on petrological,acoustic and hardness measurements,variation law and control factors of dynamic and static elastic properties of the deep shale samples are investigated.The study results show that the deep shale samples are similar to the middle-shallow shale in terms of mineral composition and pore type.Geochemical characteristics of organic-rich shale samples(TOC>2%)indicate that these shale samples have a framework of microcrystalline quartz grains;the intergranular pores in these shale samples are between rigid quartz grains and have mechanical property of hard pore.The lean-organic shale samples(TOC<2%),with quartz primarily coming from terrigenous debris,feature plastic clay mineral particles as the support frame in rock texture.Intergranular pores in these samples are between clay particles,and show features of soft pores in mechanical property.The difference in microtexture of the deep shale samples results in an asymmetrical inverted V-type change in velocity with quartz content,and the organic-rich shale samples have a smaller variation rate in velocity-porosity and velocity-organic matter content.Also due to the difference in microtexture,the organic-rich shale and organic-lean shale can be clearly discriminated in the cross plots of P-wave impedance versus Poisson’s ratio as well as elasticity modulus versus Poisson’s ratio.The shale samples with quartz mainly coming from biogenic silica show higher hardness and brittleness,while the shale samples with quartz from terrigenous debris have hardness and brittleness less affected by quartz content.The study results can provide a basis for well-logging interpretation and"sweet spot"prediction of Longmaxi Formation shale gas reservoirs.

Fan‐hinged shear instead of frictional stick–slip as the main and most dangerous mechanism of natural,induced,and volcanic earthquakes in the earth's crust

Frictional stick–slip instability along pre‐existing faults has been accepted as the main mechanism of earthquakes for about 60 years,since it is believed that fracture of intact rocks cannot reflect such features inherent in earthquakes as low shear stresses activating instability,low stress drop,repetitive dynamic instability,and connection with pre‐existing faults.This paper demonstrates that all these features can be induced by a recently discovered shear rupture mechanism(fan‐hinged),which creates dynamic ruptures in intact rocks under stress conditions corresponding to seismogenic depths.The key element of this mechanism is the fan‐shaped structure of the head of extreme ruptures,which is formed as a result of an intense tensile cracking process,with the creation of inter‐crack slabs that act as hinges between the shearing rupture faces.The preference of the fan mechanism over the stick–slip mechanism is clear due to the extraordinary properties of the fan structure,which include the ability to generate new faults in intact dry rocks even at shear stresses that are an order of magnitude lower than the frictional strength;to provide shear resistance close to zero and abnormally large energy release;to cause a low stress drop;to use a new physics of energy supply to the rupture tip,providing supersonic rupture velocity;and to provide a previously unknown interrelation between earthquakes and volcanoes.All these properties make the fan mechanism the most dangerous rupture mechanism at the seismogenic depths of the earth's crust,generating the vast majority of earthquakes.The detailed analysis of the fan mechanism is presented in the companion paper“New physics of supersonic ruptures”published in DUSE.Further study of this subject is a major challenge for deep underground science,earthquake and fracture mechanics,volcanoes,physics,and tribology.

Spatial gradient distributions of thermal shock-induced damage to granite

In this study,we attempted to investigate the spatial gradient distributions of thermal shock-induced damage to granite with respect to associated deterioration mechanisms.First,thermal shock experiments were conducted on granite specimens by slowly preheating the specimens to high temperatures,followed by rapid cooling in tap water.Then,the spatial gradient distributions of thermal shock-induced damage were investigated by computed tomography(CT)and image analysis techniques.Finally,the influence of the preheating temperature on the spatial gradients of the damage was discussed.The results show that the thermal shock induced by rapid cooling can cause more damage to granite than that induced by slow cooling.The thermal shock induced by rapid cooling can cause spatial gradient distributions of the damage to granite.The damage near the specimen surface was at a maximum,while the damage inside the specimen was at a minimum.In addition,the preheating temperature can significantly influence the spatial gradient distributions of the thermal shock-induced damage.The spatial gradient distribution of damage increased as the preheating temperature increased and then decreased significantly over 600
C.When the preheating temperature was sufficiently high(e.g.800
C),the gradient can be ignored.

Gravity erosion and lithology in Pisha sandstone in southern Inner Mongolia

Pisha sandstone is a soft rock found in the southern zone of the Inner Mongolia Autonomous Region of Inner Mongolia. The presence of soft Pisha sandstone in the middle reaches of the Yellow River coincides with large areas of bedrock erosion in the river’s basin, with the average total erosion modulus as high as 44 570 t/(km^2·a). Such high levels of erosion are one of the main sources of coarse mud and sands in the Yellow River. Erosion by gravitational forces such as snow glide and landslip are the main erosion types in Pisha sandstone region. The gravity erosion modulus can be as high as 25 615 t/(km^2·a), accounting for 30.6% of the total average erosion. Our paper investigates the characteristics of Pisha sandstone in relation to the development of gravity erosion mechanisms. We conducted field investigations in Pisha sandstone region for original state rock sampling. Test results from analyses of the rock properties indicate that the mineral composition, structure and microstructure characteristics of Pisha sandstone determine its varying capacity to resist weathering. Degrees of weathering in slightly different lithological layers of Pisha sandstone lead to different erosion rates. In this way, erosion forces combined with the varying lithological strata in the rock aggravate gravitational erosion in Pisha sandstone.

The performance of stochastic designs in wellbore drilling operations

Wellbore drilling operations frequently entail the combination of a wide range of variables. This is underpinned by the numerous factors that must be considered in order to ensure safety and productivity. The heterogeneity and sometimes unpredictable behaviour of underground systems increases the sensitivity of drilling activities. Quite often the operating parameters are set to certify effective and efficient working processes. However, failings in the management of drilling and operating conditions sometimes result in catastrophes such as well collapse or fluid loss. This study investigates the hypothesis that optimising drilling parameters, for instance mud pressure, is crucial if the margin of safe operating conditions is to be properly defined. This was conducted via two main stages： first a deterministic analysis--where the operating conditions are predicted by conventional modelling procedures--and then a probabilistic analysis via stochastic simulations--where a window of optimised operation conditions can be obtained. The outcome of additional stochastic analyses can be used to improve results derived from deterministic models. The incorporation of stochastic techniques in the evaluation of wellbore instability indicates that margins of the safe mud weight window are adjustable and can be extended considerably beyond the limits of deterministic predictions. The safe mud window is influenced and hence can also be amended based on the degree of uncertainty and the permissible level of confidence. The refinement of results from deterministic analyses by additional stochastic simulations is vital if a more accurate and reliable representation of safe in situ and operating conditions is to be obtained during wellbore operations.

Insights into the radial water jet drilling technology-Application in a quarry

In this context, we applied the radial water jet drilling(RJD) technology to drill five horizontal holes into a quarry wall of the Gildehaus quarry close to Bad Bntheim, Germany. For testing the state-of-the-art jetting technology, a jetting experiment was performed to investigate the influence of geological heterogeneity on the jetting performance and the hole geometry, the influence of nozzle geometry and jetting pressure on the rate of penetration, and the possibility of localising the jetting nozzle utilizing acoustic activity. It is observed that the jetted holes can intersect fractures under varying angles, and the jetted holes do not follow a straight path when jetting at ambient surface condition. Cuttings from the jetting process retrieved from the holes can be used to estimate the reservoir rock permeability. Within the quarry, we did not observe a change in the rate of penetration due to jetting pressure variations.Acoustic monitoring was partially successful in estimating the nozzle location. Although the experiments were performed at ambient surface conditions, the results can give recommendations for a downhole application in deep wells.

Monitoring of steam chamber in steam-assisted gravity drainage based on the temperature sensitivity of oil sand

Thermosensitivity experiments and simulation calculations were conducted on typical oil sand core samples from Kinosis,Canada to predict the steam chamber development with time-lapse seismic data during the steam-assisted gravity drain-age(SAGD).Using an ultrasonic base made of polyether ether ketone resin instead of titanium alloy can improve the signal en-ergy and signal-to-noise ratio and get clear first arrival;with the rise of temperature,heavy oil changes from glass state(at-34.4℃),to quasi-solid state,and to liquid state(at 49.0℃)gradually;the quasi-solid heavy oil has significant frequency dis-persion.For the sand sample with high oil saturation,its elastic property depends mainly on the nature of the heavy oil,while for the sand sample with low oil saturation,the elastic property depends on the stiffness of the rock matrix.The elastic property of the oil sand is sensitive to temperature noticeably,when the temperature increases from 10℃ to 175℃,the oil sand samples decrease in compressional and shear wave velocities significantly.Based on the experimental data,the quantita-tive relationship between the compressional wave impedance of the oil sand and temperature was worked out,and the tem-perature variation of the steam chamber in the study area was predicted by time-lapse seismic inversion.

Shield Excavation Analysis: Ground Settlement & Mechanical Responses in Complex Strata

This study delves into the effects of shield tunneling in complex coastal strata, focusing on how this constructionmethod impacts surface settlement, the mechanical properties of adjacent rock, and the deformation of tunnelsegments. It investigates the impact of shield construction on surface settlement, mechanical characteristics ofnearby rock, and segment deformation in complex coastal strata susceptible to construction disturbances. Utilizingthe Fuzhou Binhai express line as a case study, we developed a comprehensive numerical model using theABAQUS finite element software. The model incorporates factors such as face force, grouting pressure, jack force,and cutterhead torque. Its accuracy is validated against field monitoring data from engineering projects. Simulationswere conducted to analyze ground settlement and mechanical changes in adjacent rock and segments acrossfive soil layers. The results indicate that disturbances are most significant near the excavation zone of the shieldmachine, with a prominent settlement trough forming and stabilizing around 2.0–3.0 D from the excavation. Theexcavation face compresses the soil, inducing lateral expansion. As grouting pressure decreases, the segmentexperiences upward buoyancy. In mixed strata, softer layers witness increased cutting, intensifying disturbancesbut reducing segment floatation. These findings offer valuable insights for predicting settlements, ensuring segmentand rock safety, and optimizing tunneling parameters.

Experimental studies on the Danxia landscape morphogenesis in Mt. Danxiashan, South China

The formation of Danxia landscapes is too slow to be observed in our life time and the paleoclimates in which Danxia landscapes developed are significantly different from the present. Thus, this study adopted experimental approaches to examine the lithological and paleoclimatic control on the formation of various landscape morphologies in the Mt. Danxiashan, South China. A total of 122 rock samples were collected from a range of Danxia landscape morphologies such as white spots, small and large through caves, honeycomb caves, horizontal grooves, natural bridges, stone pillars, and squama stones. Analyses of the collected samples were conducted in different kinds of experiments, including uniaxial mechanical strength testing; rock resistance against sulfuric acid erosion, freezing, and thawing; X-ray fluorescence spectrometry（XRF） analysis; inductively coupled plasma mass spectrometry（ICP-MS） analysis; and identification analysis under a polarizing microscope. The results indicated that the formation of the various Danxia landscape morphologies could result from one or more of the following processes： differential erosion due to lithological difference, chemical dissolution and recrystallization, freezing and thawing actions, acid corrosion, weathering, lateral erosion of river flows, and tectonic uplifts. Water erosion in humid monsoon climate and the alternations of intensive freezing and thawing actions in the Quaternary glacial stages and the interglacial stages could have had great influences on the formation of Danxia landscape topographies.