Shear failure behaviors and degradation mechanical model of rockmass under true triaxial multi-level loading and unloading shear tests

The redistribution of three-dimensional(3D)geostress during underground tunnel excavation can easily induce to shear failure along rockmass structural plane,potentially resulting in engineering disasters.However,the current understanding of rockmass shear behavior is mainly based on shear tests under2D stress without lateral stress,the shear fracture under 3D stress is unclear,and the relevant 3D shear fracture theory research is deficient.Therefore,this study conducted true triaxial cyclic loading and unloading shear tests on intact and bedded limestone under different normal stress σ_(n) and lateral stressσ_(p)to investigate the shear strength,deformation,and failure characteristics.The results indicate that under differentσ_(n)and σ_(p),the stress–strain hysteresis loop area gradually increases from nearly zero in the pre-peak stage,becomes most significant in the post-peak stage,and then becomes very small in the residual stage as the number of shear test cycles increases.The shear peak strength and failure surface roughness almost linearly increase with the increase inσ_(n),while they first increase and then gradually decrease asσ_(p)increases,with the maximum increases of 12.9%for strength and 15.1%for roughness.The shear residual strength almost linearly increases withσ_(n),but shows no significant change withσ_(p).Based on the acoustic emission characteristic parameters during the test process,the shear fracture process and microscopic failure mechanism were analyzed.As the shear stressτincreases,the acoustic emission activity,main frequency,and amplitude gradually increase,showing a significant rise during the cycle near the peak strength,while remaining almost unchanged in the residual stage.The true triaxial shear fracture process presents tensile-shear mixture failure characteristics dominated by microscopic tensile failure.Based on the test results,a 3D shear strength criterion considering the lateral stress effect was proposed,and the determination methods and evolution of the shear modulus G,cohesion c_(jp),friction angleφ_(jp),and dilation angleψjpduring rockmass shear fracture process were studied.Under differentσ_(n)andσ_(p),G first rapidly decreases and then tends to stabilize;cjp,φ_(jp),andψjpfirst increase rapidly to the maximum value,then decrease slowly,and finally remain basically unchanged.A 3D shear mechanics model considering the effects of lateral stress and shear parameter degradation was further established,and a corresponding numerical calculation program was developed based on3D discrete element software.The proposed model effectively simulates the shear failure evolution process of rockmass under true triaxial shear test,and is further applied to successfully reveal the failure characteristics of surrounding rocks with structural planes under different combinations of tunnel axis and geostress direction.

Laboratory pull-out tests on fully grouted rock bolts and cable bolts:Results and lessons learned

Laboratory pull-out tests were conducted on the following rock bolts and cable bolts:steel rebars,smooth steel bars,fiberglass reinforced polymer threaded bolts,flexible cable bolts,IR5/IN special cable bolts and Mini-cage cable bolts.The diameter of the tested bolts was between 16 mm and 26 mm.The bolts were grouted in a sandstone sample using resin or cement grouts.The tests were conducted under either constant radial stiffness or constant confining pressure boundary conditions applied on the outer surface of the rock sample.In most tests,the rate of displacement was about 0.02 mm/s.The tests were performed using a pull-out bench that allows testing a wide range of parameters.This paper provides an extensive database of laboratory pull-out test results and confirms the influence of the confining pressure and the embedment length on the pull-out response(rock bolts and cable bolts).It also highlights the sensitivity of the results to the operating conditions and to the behavior of the sample as a whole,which cannot be neglected when the test results are used to assess the bolt-grout or the grouterock interface.

Pull-out tests and slope stability analyses of nailing systems comprising single and multi rebars with grouted cement

The pull-out capacities for soil nailing systems comprising of one single 29 mm diameter(type A) and four 16 mm diameter(type B) rebars with grouted cement were examined.A field test and numerical analysis for the type A and type B systems were carried out to investigate the pull-out capacities and the slope stability reinforcement efficiency in soil and rock slopes.The results of the pull-out tests show the mobilized shear force and load transfer characteristics with respect to soil depth.The load-displacement relationship was examined for both type A and type B systems.Slope stability analyses were carried out to study the relationships between soil and nail reinforcement and bending stiffness as well as combined axial tension and shear forces.Factors of safety were calculated in relation to the number of nails and their outside diameters.Both soil and rock slopes were included in this evaluation.

Field testing of shear strength of granite residual soils

The characteristics of residual soils are very different from those of sedimentary soils.Although the strength characteristics of sedimentary soils have been studied extensively,the shear strength characteristics of granitic residual soils(GRS)subjected to the weathering of parent rocks have rarely been investigated.In this study,the shear strength characteristics of GRS in the Taishan area of southeast China(TSGRS)were studied by field and laboratory tests.The field tests consisted of a cone penetration test(CPT),borehole shear test(BST),self-boring pressuremeter test(SBPT),and seismic dilatometer Marchetti test(SDMT).The shortcomings of laboratory testing are obvious,with potential disturbances arising through the sampling,transportation,and preparation of soil samples.Due to the special structure of GRS samples and the ease of disturbance,the results obtained from laboratory tests were generally lower than those obtained from situ tests.The CPT and scanning electron microscopy(SEM)results indicated significant weathering and crustal hardening in the shallow TSGRS.This resulted in significant differences in the strength and strength parameters of shallow soil obtained by the BST.Based on the SDMT and SBPT results,a comprehensive evaluation method of shear strength for TSGRS was proposed.The SBPT was suitable for evaluating the strength of shallow GRS.The material index(ID)and horizontal stress index(KD)values obtained by the SDMT satisfied the empirical relationship proposed by Marchetti based on the ID index,and were therefore considered suitable for the evaluation of the shear strength of deep GRS.

Soil-water characteristics and shear strength in constant water content triaxial tests on Yunnan red clay

The shear strength parameters for geotechnical designs are obtained mainly from consolidated drained （CD） or consolidated undrained （CU） triaxial tests. However, during construction, the excess pore-air pressure generally dissipates instantaneously while the excess pore-water pressure dissipates with time. This condition needs to be simulated in a constant water content （CW） triaxial test. The study on Yunnan red clay is carried out to investigate the soil-water characteristics and the shear strength characteristics under the constant water content condition. Osmotic technique is used to obtain the soil-water characteristic curve. A series of CW triaxial tests are conducted on statically compacted specimens. The experimental results show that the soil-water characteristic curve has a low air entry value of 7 kPa due to large pores in non-uniform pore size distribution, and a high residual value exceeding 10 MPa. In addition, the initial degree of saturation and net confining stress play an important role in affecting the shear characteristics under the constant water content condition. Finally, a new semi-empirical shear strength model in terms of degree of saturation is proposed and then applied to Yuunan red clay. Simulation result shows that the model is capable of capturing some key features of soils. The model can be used in whole engineering practice range, covering both unsaturmed and saturated soils.

Numerical simulation of direct shear tests on mechanical properties of talus deposits based on self-adaptive PCNN digital image processing

The macro mechanical properties of materials with characteristics of large scale and complicated structural composition can be analyzed through its reconstructed meso-structures.In this work,the meso-structures of talus deposits that widely exist in the hydro-power engineering in the southwest of China were first reconstructed by small particles according to the in-situ photographs based on the self-adaptive PCNN digital image processing,and then numerical direct shear tests were carried out for studying the mechanical properties of talus deposits.Results indicate that the reconstructed meso-structures of talus deposits are more consistent with the actual situation because the self-adaptive PCNN digital image processing has a higher discrimination in the details of soil-rock segmentation.The existence and random distribution of rock blocks make the initial shear stiffness,the peak strength and the residual strength higher than those of the "pure soil" with particle size less than 1.25 cm apparently,but reduce the displacements required for the talus deposits reaching its peak shear strength.The increase of rock proportion causes a significant improvement in the internal friction angle of talus deposit,which to a certain degree leads to the characteristics of shear stress-displacement curves having a changing trend from the plastic strain softening deformation to the nonlinear strain hardening deformation,while an unconspicuous increase in cohesion.The uncertainty and heterogeneity of rock distributions cause the differences of rock proportion within shear zone,leading to a relatively strong fluctuation in peak strengths during the shear process,while movement features of rock blocks,such as translation,rotation and crossing,expand the scope of shear zone,increase the required shear force,and also directly lead to the misjudgment that the lower shear strength is obtained from the samples with high rock proportion.That,however,just explains the reason why the shear strength gained from a small amount of indoor test data is not consistent with engineering practice.

High-Speed Ring Shear Tests to Study the Motion and Acceleration Processes of the Yingong Landslide

In this paper, the motion and acceleration process, as well as the mechanism of a high speed and long run landslide are investigated by adopting high speed ring shear test and taking the landslide occurred at Yigong River in Bomi, Tibet on April 9, 2000 as the background. According to the motion characteristics of high-speed and long distance motion landside, the mechanism is studied under different conditions such as shear speed, consolidated drained and consolidated undrained status. Results show that high speed shearing process hinders and delays the dissipation of pore pressure, and drives pore water migrating to shear zone slowly. Both of water content and fine particle content at shear zone are obviously higher than those in other layers; and soil liquefaction occurs at shear zone in the saturated consolidated undrained ring shear tests. The effective internal friction angle of the consolidated undrained soil is much lower than that of the consolidated drained soil under ring shearing. The results also indicate that the shearing speed affecting the strength of soil to some extent. The higher the ring shearing speed is, the lower the strength of soil is. This investigation provides a preliminary interpretation of the mechanism of the motion and acceleration process of the Yigong landslide, occurred in Tibet in 2000.

Rock borehole shear tests in dam foundation of Xiangjiaba hydropower station

Xiangjiaba hydropowcr station is one of the complicated geological conditions of its dam foundation, parameters of rock masses are very important issues. To cascade power stations on the Jinsha River, China. Due to the evaluating the rock mass quality and determining the mechanical address these issues, several groups of rock borehole shear tests （RBSTs） were conducted on the black mudstone in the dam foundation of Xiangjiaba hydropower station in the second construction phase. Forty three groups of shear strengths of black mudstone samples were obtained from RBSTs, and the shear strength parameters （c and f） were calculated using the least squares method. In addition, the limitations and merits of RBST employed in the Xiangjiaba hydropower station were discussed. Test results indicate that the shear strength parameters obtained from RBST have a good correlation with the results from sotmd wave test in borehole. It is believed that RBST has a good adaptability and applicability in geotechnical engineering.

Trigger mechanism of loess-mudstone landslides inferred from ring shear tests and numerical simulation

Whereas loess-mudstone landslides are widely distributed and frequently occurred at the loess Plateau,this type of landslides is hard to detect due to its particularity,and easily generates serious losses.To clarify the shear characteristics and formation mechanism of loess-mudstone landslides,field investigations,ring shear tests and numerical simulation analyses were performed on the loess specimens collected from the Dingjiagou landslide in Yan’an city,China.The test results showed that both the peak strength and residual strength of slip zone soils have a decreasing tendency with moisture content,while the increasing of normal stress caused an increase in the shear strength.These phenomena indicate that the rise in the moisture content induced by precipitation or the decreasing of normal stress due to excavation activities would result in the weakening of slip zone soils.Numerical simulations of the evolution process of slope failure using the finite element method were conducted based on the Mohr–Coulomb criterion.It was found that the heavy precipitation played a more important role in the slope instability compared with the excavation.In addition,the field investigation showed that loess soils with well-developed cracks and underlying mudstone soils provide material base for the formation of loess-mudstone landslides.Finally,the formation mechanism of this type of landslides was divided into three stages,namely,the local deformation stage,the penetration stage,the creeping-sliding stage.This study may provide a basis for understanding the sliding process of loess-mudstone landslides,as well as guidelines for the prevention and mitigation of loess-mudstone landslides.

Effects of water saturation and loading rate on direct shear tests of andesite

For estimating the long-term stability of underground framework,it is vital to learn the mechanical and rheological characteristics of rock in multiple water saturation conditions.However,the majority of previous studies explored the rheological properties of rock in air-dried and water saturated conditions,as well as the water effects on compressive and tensile strengths.In this study,andesite was subjected to direct shear tests under five water saturation conditions,which were controlled by varying the wetting and drying time.The tests were conducted at alternating displacement rates under three vertical stresses.The results reveal that the shear strength decreases exponentially as water saturation increases,and that the increase in shear strength with a tenfold increase in displacement rate is nearly constant for each of the vertical stresses.Based on the findings of the shear tests in this study and the compression and tension tests in previous studies,the influences of both water saturation and loading rate on the Hoek-Brown failure criterion for the andesite was examined.These results indicate that the brittleness index of the andesite,which is defined as the ratio of uniaxial compressive strength to tensile strength,is independent of both water saturation and loading rate and that the influences of the water saturation dependence and the loading rate dependence of the failure criterion can be converted between each other.

Presentation of Empirical Equations for Estimating Internal Friction Angle of GW and GC Soils in Mashhad, Iran Using Standard Penetration and Direct Shear Tests and Comparison with Previous Equations

Presentation of empirical equations for estimating engineering properties of soils is a simple, low cost and widely-used method. One of the major concerns in using these equations is evaluating their accuracy in different conditions and regions which often lead to doubts about obtained results. Most of these equations were derived in special laboratories, different climate conditions and in soils with different geotechnical and geological engineering properties and were generalized to other conditions. The main question is that whether these methods are also applicable to other conditions. Using local equations and narrowing the usage range of various methods based on each region’s properties are appropriate methods to solve these problems. This leads to simplified and faster analysis and high reliability in the obtained results. In this paper, empirical equations were derived to estimate internal friction angle, based on SPT numbers of Mashhad City’s soils in Iran, using SPT and direct shear tests results from 50 samples (25 GW and 25 GC soil samples). The results showed similar values for predicted?φ?values by SPT test and?φ?values determined by direct shear tests.

Analysis and seismic tests of composite shear walls with CFST columns and steel plate deep beams

A composite shear wall concept based on concrete filled steel tube （CFST） columns and steel plate （SP） deep beams is proposed and examined in this study. The new wall is composed of three different energy dissipation elements： CFST columns; SP deep beams; and reinforced concrete （RC） strips. The RC strips are intended to allow the core structural elements - the CFST columns and SP deep beams - to work as a single structure to consume energy. Six specimens of different configurations were tested under cyclic loading. The resulting data are analyzed herein. In addition, numerical simulations of the stress and damage processes for each specimen were carried out, and simulations were completed for a range of location and span-height ratio variations for the SP beams. The simulations show good agreement with the test results. The core structure exhibits a ductile yielding mechanism characteristic of strong column-weak beam structures, hysteretic curves are plump and the composite shear wall exhibits several seismic defense lines. The deformation of the shear wall specimens with encased CFST column and SP deep beam design appears to be closer to that of entire shear walls. Establishing optimal design parameters for the configuration of SP deep beams is pivotal to the best seismic behavior of the wall. The new composite shear wall is therefore suitable for use in the seismic design of building structures.

Novel Hybrid X GBoost Model to Forecast Soil Shear Strength Based on Some Soil Index Tests

When building geotechnical constructions like retaining walls and dams is of interest,one of the most important factors to consider is the soil’s shear strength parameters.This study makes an effort to propose a novel predictive model of shear strength.The study implements an extreme gradient boosting(XGBoost)technique coupled with a powerful optimization algorithm,the salp swarm algorithm(SSA),to predict the shear strength of various soils.To do this,a database consisting of 152 sets of data is prepared where the shear strength(τ)of the soil is considered as the model output and some soil index tests(e.g.,dry unit weight,water content,and plasticity index)are set as model inputs.Themodel is designed and tuned using both effective parameters of XGBoost and SSA,and themost accuratemodel is introduced in this study.Thepredictionperformanceof theSSA-XGBoostmodel is assessedbased on the coefficient of determination(R2)and variance account for(VAF).Overall,the obtained values of R^(2) and VAF(0.977 and 0.849)and(97.714%and 84.936%)for training and testing sets,respectively,confirm the workability of the developed model in forecasting the soil shear strength.To investigate the model generalization,the prediction performance of the model is tested for another 30 sets of data(validation data).The validation results(e.g.,R^(2) of 0.805)suggest the workability of the proposed model.Overall,findings suggest that when the shear strength of the soil cannot be determined directly,the proposed hybrid XGBoost-SSA model can be utilized to assess this parameter.

Direct shear tests of coarse-grained fillings from high-speed railway subgrade in cold regions

In order to study the shear behavior of coarse-grained fillings taken from the subgrade bottom layer of a cold region high-speed railway,large scale direct shear tests were conducted with different normal pressures,water contents and temperatures.The results indicate that the relationship between shear displacement and shear stress changed from strain-softening at lower normal pressures to strain-hardening at higher normal pressures,in both unfrozen and frozen states.This phenomenon was mainly due to the shear dilatation deformation effect.The shear displacement-shear stress curves show similar stages.Besides,the shear stress rapidly increased and there was not an increment in the shear displacement during the initial stage of the shear process in the frozen state.In both the unfrozen or frozen states at the same water contents,the shear strength increased with increasing normal pressure.

Cyclic Shear Tests on Key Connection Joints of Modularized Constructions

Modularized construction is a new type of prefabricated building system with green environmental protection and excellent performance. There are few studies on the seismic performance of its key connection joint. This paper presents a new type of assembled connection joint for the high-rise modularized construction. Cyclic shear tests of full-scale joints were carried out, and the key indexes of their seismic performances including the hysteretic performance, ductility, and energy dissipation capacity were analyzed and obtained. The results show that the hysteresis loops of longitudinal and lateral cyclic shear tests were both plump in shapes. The ductility coefficients were 4.54 and 4.98, and the energy dissipation coefficients were 1.83 and 1.43, respectively. The test joint had good ductility and energy dissipation capacity. The positions of yield failure of specimens were mainly concentrated in the connection areas between the column and short beam or end-plate. The research can provide the technical reference for the seismic design and engineering application of related modularized constructions.

Shake-table testing of a self-centering precast reinforced concrete frame with shear walls

The seismic performance of a self-centering precast reinforced concrete （RC） frame with shear walls was investigated in this paper. The lateral force resistance was provided by self-centering precast RC shear walls （SPCW）, which utilize a combination ofunbonded prestressed post-tensioned （PT） tendons and mild steel reinforcing bars for flexural resistance across base joints. The structures concentrated deformations at the bottom joints and the unbonded PT tendons provided the self-centering restoring force. A 1/3-scale model of a five-story self-centering RC frame with shear walls was designed and tested on a shake-table under a series of bi-directional earthquake excitations with increasing intensity. The acceleration response, roof displacement, inter-story drifts, residual drifts, shear force ratios, hysteresis curves, and local behaviour of the test specimen were analysed and evaluated. The results demonstrated that seismic performance of the test specimen was satisfactory in the plane of the shear wall; however, the structure sustained inter-story drift levels up to 2.45%. Negligible residual drifts were recorded after all applied earthquake excitations. Based on the shake-table test results, it is feasible to apply and popularize a self-centering precast RC frame with shear walls as a structural system in seismic regions.

Mesomechanical simulation of direct shear test on outwash deposits with granular discrete element method

The mechanical properties of outwash deposits which are taken as unconsolidated geo-materials with the characteristics of non-uniformity, heterogeneity and multiphase have attracted much attention in engineering. According to the results of laboratory direct shear test on the remolded samples, the soil particle parameters of numerical model based on in-situ particle size cumulative curves and 3D granular discrete element method were determined. Then, numerical experiments on different lithology, stone content and gradation composition were conducted. The results show that it is not a flat surface but a shear band that yields in the sample. The curve of particle velocity vs distance from the designed shear surface of test model that is taken as a datum plane in the vertical section of sample shows in "S" shape. The shear disturbance area is about twice the maximum diameter of stone blocks. The greater the stiffness of stone is, the rougher the shear surface is. The shear strength of outwash deposits is largely controlled by lithology and stone content, and the bite force between stone blocks is the root reason of larger friction angle. It is also shown that strain hardening and low shear dilatancy occur under high confining pressure as well as possibility of shear shrinkage. But it is easy to behave shear dilatation and strain softening under low confining pressure. The relationship between particle frictional coefficient and stone content presents an approximately quadratic parabola increase. The strain energy first increases and then drops with the increase of frictional energy. The cohesion increases with soil stiffness increasing but decreases with stone stiffness increasing. Numerical results are consistent with the laboratory test results of remolded samples, which indicate that this method can be a beneficial supplement to determine the parameters of engineering deposit bodies.

Mechanical Properties of Deep-buried Marble Material Under Loading and Unloading Tests

The mechanical properties are essentially different when rock material is subjected to loading or unloading conditions. In this study, loading and unloading tests with various confining pressures are conducted to investigate the mechanical properties of marble material samples taken from the deep diversion tunnels of Jinping II Hydropower Station. The stress-strain relationship, failure characteristics and strength criterion are compared and analyzed based on the experiment results. The results show： in the loading and unloading test, peak strength, lateral strain, axial strain and plastic deformation increase significantly as the confining pressure increases. Lateral strain increased significantly and obvious lateral dilatancy can be observed to the change of confining pressure; The fracture mode is mainly the single shear fracture for the triaxial compression test and post-peak test, angle between the failure surface and the ends of the rock material becomes smaller as the confining pressure increases. Hock-Brown strength criterion reflects the strength characteristics of marble material under two different unloading conditions, and has some supplementary effects to the rock material of mechanical field.

Large-scale direct shear testing of geocell reinforced soil

The tests on the shear property of geocell reinforced soils were carried out by using large-scale direct shear equipment with shear-box-dimensions of 500 mm×500 mm×400 mm (length×width×height). Three types of specimens, silty gravel soil, geocell reinforced silty gravel soil and geocell reinforced cement stabilizing silty gravel soil were used to investigate the shear stress-displacement behavior, the shear strength and the strengthening mechanism of geocell reinforced soils. The comparisons of large-scale shear test with triaxial compression test for the same type of soil were conducted to evaluate the influences of testing method on the shear strength as well. The test results show that the unreinforced soil and geocell reinforced soil give similar nonlinear features on the behavior of shear stress and displacement. The geocell reinforced cement stabilizing soil has a quasi-elastic characteristic in the case of normal stress coming up to 1.0 GPa. The tests with the reinforcement of geocell result in an increase of 244% in cohesion, and the tests with the geocell and the cement stabilization result in an increase of 10 times in cohesion compared with the unreinforced soil. The friction angle does not change markedly. The geocell reinforcement develops a large amount of cohesion on the shear strength of soils.

Full-scale pullout tests of rock anchors in a limestone quarry focusing on bond failure at the anchor-grout and grout-rock interfaces

Rock anchors are a common safety measure for stabilising large-scale infrastructure,such as bridge towers,retaining walls,rock slopes and windmills.There are four principal failure modes for rock anchors:(a)tensile failure of the steel anchor,(b)anchor-grout interface failure,(c)grout-rock interface failure,and(d)rock mass uplift.Field tests were performed in a limestone quarry.These tests were designed to test failure modes B and C through pullout.In the tests of failure mode B,the shear stress on the anchor-grout interface is the largest at the top of the grout column and attenuates towards the distal end for small loads.The shear stress becomes uniformly distributed when the applied load is approximately 50%of the ultimate pullout load.The anchors designed to test failure mode C were installed with an endplate and had a higher toughness than the straight bar anchors.The shear stress on the grout-rock interface is the largest at the endplate and attenuates upward before slip starts along the interface.When the ultimate pullout load is reached,and the grout column starts to slip,the shear stress is approximately constant.The bond shear strength on the anchor-grout interface was approximately 20%of the uniaxial compressive strength of the grout,and the bond strength of the grout-rock interface was around 5%for that of the grout.The grout-rock interface is likely determined by whichever is weaker,the grout or the rock.