GIS-Based Risk Assessment of Debris Flow Disasters in the Upper Reach of Yangtze River

This paper discussed theory and methodologies of debris-flow risk assessment and established an implementation process according to indicators of debris-flow hazard degree, vulnerability, risk degree, etc. Among these methodologies, historical and potential hazard degree was comprehensively considered into hazard assessment and hazard index was presented to indicate the debris-flow hazard degree. Regarding debris-flow vulnerability assessment, its statistical data and calculating procedure were based on the hazard-degree regionalization instead of administrative divisions, which improved the assessing scientificity and precision. These quantitative methodologies integrated with Geography Information System （GIS） were applied to the risk assessment of debris flows in the upper reach of Yangtze River. Its results were in substantial agreement on investigation data and the actual distribution of debris flows, which showed that these principles and methodologies were reasonable and feasible and can provide basis or reference for debris-flow risk assessment and disaster management.

Impact of climatic factors on vegetation dynamics in the upper Yangtze River basin in China

It is necessary to understand vegetation dynamics and their climatic controls for sustainable ecosystem management.This study examines the vegetation dynamics and the effect of climate change on vegetation growth in the pristine conditions of 58 woodland National Nature Reserves(NNRs)located in the upper Yangtze River basin(UYRB)in China which are little influenced by human activities.Changes in the normalized difference vegetation index(NDVI),precipitation,and temperature in the selected NNRs were observed and analyzed for the period between 1999 and 2015.The relationship between time-lag effect of climate and changes in the NDVI were assessed using Pearson correlations.The results showed three major trends.1)The NDVI increased during the study period;this indicates an increase in the amount of green vegetation,especially due to the warmer climate during the growing season.The NDVIs in March and September were significantly affected by the temperature of the previous months.Spring temperatures increased significantly(P<0.05)and there was a delay between climatic factors and their effect on vegetation,which depended on the previous season.In particular,the spring temperature had a delayed effect on the NDVI in summer.2)The way in which vegetation responds to climatic factors varied significantly across the seasons.Temperature had a greater effect on the NDVI in spring and summer and the effect was greater at higher altitudes.A similar trend was observed for precipitation,except for altitudes of 1000–2000 m.3)Temperature had a greater effect on the NDVI in spring and autumn at higher altitudes.The same trend was observed for precipitation in summer.These findings suggest that the vegetation found in NNRs in the upper reaches of the Yangtze River was in good condition between 1999 and 2015 and that the growth and development of vegetation in the region has not been adversely affected by climate change.This demonstrates the effectiveness of nature reserves in protecting regional ecology and minimizing anthropogenic effects.

A Preliminary Study on the Rational Utilization of Land Resources in the Poverty-Stricken Mountainous Areas in the Upper Reaches of the Yangtze River:A Case Study of Xueshan Township

As one of the most fragile alpine plateau and canyon areas in China,the upper reaches of the Yangtze River are the key areas of ecological construction in China.It is also a key area for poverty alleviation in the country.Therefore,it is necessary to take into account the dual goals of poverty reduction and ecological environment construction,and explore a win-win road of ecological construction and poverty alleviation in line with the reality of the upper reaches of the Yangtze River.Taking Xueshan Township,Luquan Yi and Miao Autonomous County,Yunnan Province,which is located in the poor mountainous area of the upper reaches of the Yangtze River as an example,based on many field investigations and existing investigation and statistical data,this paper analyzes the current situation and main problems of land use in Xueshan Township,and then puts forward measures and suggestions for rational utilization of land resources in Xueshan Township.This can provide a necessary reference for the next implementation of rural revitalization strategy and ecological construction.

The SIA method for spatial analysis of precipitation in the upper-middle reaches of the Yangtze River

Using geographic information system (GIS) techniques and the newest seasonal and annual average precipitation data of 679 meteorological stations from 1971 to 2000, the multiple regressions equations of the precipitation and topographical variables are established to extract the effect of topography on the annual and seasonal precipitation in the upper-middle reaches of the Yangtze River. Then, this paper uses a successive interpolation approach (SIA), which combines GIS techniques with the multiple regressions, to improve the accuracy of the spatial interpolation of annual and seasonal rainfall. The results are very satisfactory in the case of seasonal rainfall, with the relative error of 6.86%, the absolute error of 13.07 mm, the average coefficient of variation of 0.070, and the correlation coefficient of 0.9675; in the case of annual precipitation, with the relative error of 7.34%, the absolute error of 72.1 mm, the average coefficient of variation of 0.092, and the correlation coefficient of 0.9605. The analyses of annual mean precipitation show that the SIA calculation of 3-5 steps considerably improves the interpolation accuracy, decreasing the absolute error from 211.0 mm to 62.4 mm, the relative error from 20.74% to 5.97%, the coefficient of variation from 0.2312 to 0.0761, and increasing the correlation coefficient from 0.5467 to 0.9619. The SIA iterative results after 50 steps identically converge to the observed precipitation.

Distribution Regularity of Debris Flow and Its Hazard in Upper Reaches of Yangtze River and Other Rivers of Southwestern China

In the upper reaches of Yangtze River and other rivers of southwestern China, the debris flows develop and lead to most serious disasters because of the various landforms, complex geological structures and abundant rainfall. The distribution of debris flows has regularity in the regions with different landform, geological structure, and precipitation. The regularities of distribution of debris flows are as following： （1） distributed in transition belts of different morphologic regions; （2） distributed in the area with strong stream trenching; （3） distributed along fracture zones and seismic belts： （4） distributed in the area with abundant precipitation; （5） distribution of debris flow is azonal. The activity of abundant debris flows not only brings harm to Towns, Villages and Farmlands, Main Lines of Communication, Water-Power Engineering, Stream Channels etc., but also induces strong water and soil loss. According to the present status of debris flow prevention, the problems in disasters mitigation and soil conservancy are found out, and the key works are brought up for the future disasters prevention and soil conservancy.

Hydrological Mann-Kendal Multivariate Trends Analysis in the Upper Yangtze River Basin

Hydrological events should be described through several correlated variables, so multivariate HFA has gained popularity and become an active research field during recent years. However, at present multivariate HFA mainly focuses directly on fitting the frequency distribution without confirming whether the assumptions are satisfied. Neglecting testing these assumptions could get severely wrong frequency distribution. This paper uses multivariate Mann-Kendal testing to detect the multivariate trends of annual flood peak and annual maximum 15 day volume for four control hydrological stations in the?Upper Yangtze River Basin. Results indicate that multivariate test could detect the trends of joint variables, whereas univariate tests can only detect the univariate trends. Therefore, it is recommended to jointly apply univariate and multivariate trend tests to capture all the existing trends.

Debris flow susceptibility analysis based on the combined impacts of antecedent earthquakes and droughts： a case study for cascade hydropower stations in the upper Yangtze River, China

The upper Yangtze River region is one of the most frequent debris flow areas in China. The study area contains a cascade of six large hydropower stations located along the river with total capacity of more than 70 million kilowatts. The purpose of the study was to determine potential and dynamic differences in debris flow susceptibility and intensity with regard to seasonal monsoon events. We analyzed this region's debris flow history by examining the effective peak acceleration of antecedent earthquakes,the impacts of antecedent droughts, the combined effects of earthquakes and droughts, with regard to topography, precipitation, and loose solid material conditions. Based on these factors, we developed a debris flow susceptibility map. Results indicate that the entire debris flow susceptibility area is 167,500 km^2, of which 26,800 km^2 falls within the high susceptibility area, with 60,900 km^2 in medium and 79,800 km^2 are in low susceptibility areas. Three of the six large hydropower stations are located within the areas with high risk of debris flows. The synthetic zonation map of debris flow susceptibility for the study area corresponds with both the investigation data and actual distribution of debris flows. The results of debris flow susceptibility provide base-line data for mitigating, assessing, controlling and monitoring of debris flows hazards.

Land Use Change During 1960～2000 Period and itsEco-environmental Effects in the Middle and UpperReaches of the Yangtze River:a Case Study in YiliangCounty,Yunnan,China

Land use/land cover change (LUCC) is a focus of the research of global environmental changes. The middle and upper reaches of the Yangtze River, which are the most ecologically fragile mountainous area in China as well as one of the areas in China with most notable LUCC, have been on the Chinese Government's list of priority areas for ecological restoration. This paper is to reveal the trend of LUCC and the ecological degradation arising from it, and to provide a basis for the future sustainable use of land resources in the region based on a detailed analysis of Yiliang County. Based on the county's land use/cover maps in 1960, 1980 and 2000 drawn with the aid of aerial photograph interpretation, field investigation and GIS based spatial-temporal data analysis, LUCC during 1960~2000 period and the ecological degradation arising from it were analyzed. Using the Markv model, the paper brings out a forecast of what the county's LUCC would be like if the county's current land use continues, as well as the reasons and countermeasures for restoring degraded ecosystems.

Analysis on River Sediment Changes of the Upper Reaches of Yangtze River

The sediment load and river sedimentation of the upper reaches of YangtzeRiver has been undergoing constant changes as complex landform, large mountain area and plentifulprecipitation make the drainage area of Yangtze River very vulnerable to watererosion and gravityerosion. Through analyzing the hydrological and sediment load statistics recorded by majorhydrological stations along Yangtze River since 1950s, and editing the accumulation graph of annualrunoff volume and annual sediment load, wefind out that the suspended-sediment of Yangtze river hasbeen decreasing year by year in Wulong Hydrological Station on Wujiang River, Beibei HydrologicalStation on Jialingjiang River, Lijiawan Hydrological Station on Tuojiang River and GaochangHydrological Station on Minjiang River, Yichang Hydrological Station, Cuntan Hydrological Stationalong Yangtze River mainstream share the same experience too. But the statistics obtained atPingshan Hydrological Station on Jinshajiang River shows the sedimentload there has increased.Taking ecological construction, hydraulic engineering construction and precipitation changes intoconsideration, the thesis analyses the causes for the sediment load decrease of Jialingjiang River,Tuojiang River, Minjiang River and Wujiang River and provides us both scientific foundation forfurther study of river sediment changes of the upper reaches of Yangtze River, and measures tocontrol river sedimentation.

Capability of TMPA products to simulate streamflow in upper Yellow and Yangtze River basins on Tibetan Plateau

Due to the high elevation, complex terrain, severe weather, and inaccessibility, direct meteorological observations do not exist over large portions of the Tibetan Plateau, especially the western part of it. Satellite rainfall estimates have been very important sources for precipitation information, particularly in rain gauge-sparse regions. In this study, Tropical Rainfall Measuring Mission （TRMM） Multi-satellite Precipitation Analysis （TMPA） products 3B42, RTV5V6, and RTV7 were evaluated for their applicability to the upper Yellow and Yangtze River basins on the Tibetan Plateau. Moreover, the capability of the TMPA products to simulate streamflow was also investigated using the Variable Infiltration Capacity （VIC） semi-distributed hydrological model. Results show that 3B42 performs better than RTVSV6 and RTV7, based on verification of the China Meteorological Administration （CMA） observational precipitation data. RTVSV6 can roughly capture the spatial precipitation pattern but overestimation exists throughout the entire study region. The anticipated improvements of RTV7 relative to RTVSV6 have not been realized in this study. Our results suggest that RTV7 significantly overestimates the precipitation over the two river basins, though it can capture the seasonal cycle features of precipitation. 3B42 shows the best performance in streamflow simulation of the abovementioned satellite products. Although involved in gauge adjustment at a monthly scale, 3B42 is capable of daily streamflow simulation. RTV5V6 and RTV7 have no capability to simulate streamflow in the upper Yellow and Yangtze River basins.

Flood variability in the upper Yangtze River over the last millennium——Insights from a comparison of climate-hydrological model simulated and reconstruction

Understanding hydrological responses to rising levels of greenhouse gases are essential for climate and impact research.It is,however,often limited by a lack of long record of observational data to provide a basis for understanding the longterm behavior of the climate system.Integrating reconstructed data and(global climate and hydrological)model simulations will help us to better understand the variability of climate and hydrology over timescales ranging from decades to centuries.In this study,we proposed an integrated approach to study flood variability in the upper reach of the Yangtze River over the last millennium to the end of the 21st century.To accomplish this,we first drove hydrological models using the precipitation and temperature from four Global Climate Models(GCM),BCC-CSM1.1,MIROC,MRI-CGCM3,and CCSM4,to simulate daily discharge for the upper reach of the Yangtze River during the period of the last millennium(850–1849),historical period(1850–2005),and a future period(2006–2099).Then,we evaluated whether the modeled precipitation,temperature,and extreme discharge had statistical properties similar to those shown in the documented dry-wet periods,temperature anomalies,and paleoflood records.Finally,we explored the extreme discharge variability using model simulations.The results indicate that:(1)The MIROC-ESM model,differing from the other three GCM models,revealed positive temperature changes from the warm period(Medieval Climate Anomaly;MCA)to the cold period(Little Ice Age;LIA),while the temperature variability of the other models was similar to the records.(2)The BCC-CSM1.1 model performed better than the others regarding correlations between modeled precipitation and documented dry-wet periods.(3)Over most of the subbasins in the upper Yangtze River,the magnitude of extreme discharge in the BCC-CSM1.1 model results showed that there was a decrease from the MCA to the LIA period and an increase in the historical period relative to the cold period,while a future increase was projected by the four GCMs under the influence of climate change.

ANALYSIS OF THE MICROPHYSICAL STRUCTURE OF RADIATION FOG IN XUANEN MOUNTAINOUS REGION OF HUBEI,CHINA

Based on data of radiation fog events in Xuanen, Hubei province, 2010, this paper analyzes the microphysical process and evolution characteristics of radiation fogs with complicated substrate in the upper and middle reaches of the Yangtze River, and compares them with findings in other areas. Results are as follows: radiation fog in Xuanen is evidently weaker in droplet number concentration and liquid water content than land fogs in other areas. Its liquid water content fluctuates obviously, 0.01g/m3 with visibility of 1,000 meters, which is quite different from that in urban areas, but similar to the Nanling Mountains. Bi-modal droplet distribution is likely to occur in Xuanen mountain radiation fog(MRF) events. Statistical analysis shows that the observed droplet size distribution can be piecewise described well by the Gamma distribution. There is a positive correlation between liquid water content, fog droplet concentration and mean radius, especially in the development and dissipation stage. Condensation growth and droplet evaporation are major processes of Xuanen MRF. The dissipation time coincided with the time when the grass temperature reached the peak value, which indicated that dew evaporation is a key role in maintaining Xuanen MRF. In the early stage of dense fog's growth, droplets with diameter of over 20 micrometers can be observed with visibility of800-1,000 m, which might be caused by the transportation of low cloud droplets to earth's surface by turbulence. Big droplets in the initial stage correspond to higher water content, leading to the higher observed value of water content of Xuanen MRF.

长江中上游重要渔业水域环境质量评估

为准确评估长江中上游重要渔业水域水环境质量现状及变化趋势,提高水质评价效率,本研究基于11个水质参数,采用水质指数法(water quality index,WQI)对2006-2021年长江中上游三个重要渔业水域水质进行了综合评价,建立WQI min综合评价模型。结果显示:(1)长江中上游重要渔业水域的水温和高锰酸盐指数呈上升趋势;基于地表水环境质量标准(GB38338-2002),单因素水质评价结果表明监测水域内整体水质处于地表水Ⅴ类水标准,部分年份达劣Ⅴ类,主要污染指标为总氮。(2)通过综合评价方法分析,长江中上游重要渔业水域整体为“良”;2006~2021年长江中上游重要渔业水域水质质量呈逐年改善的趋势,且上游保护区的改善较大。(3)基于WQI方法,确定了长江中上游重要渔业水域的关键水质参数为:总氮、高锰酸盐指数、汞、溶解氧、氨氮、悬浮物以及水温,分别构建了上游保护区、中华鲟保护区以及四大家鱼保护区的WQI_(min)模型;考虑权重和不考虑权重的WQI min模型对比分析表明,考虑权重的WQI min模型的水质评价结果更加准确,该方法可有效评估长江中上游重要渔业水域的水质变化特征并可扩展用于其他水域。

Quantitative analysis of planation surfaces of the upper Yangtze River in the Sichuan-Yunnan Region, Southwest China

Identification of the planation surfaces (PSs)is key for utilizing them as a reference in studying the long- term geomorphological evolution of the Upper Yangtze River Basin in the Sichuan-Yurman region,Southwest China.Using a combined method of DEM-based fuzzy logic and topographic and fiver profiles analysis and based on a comprehensive analysis of four morphometfic parameters:slope,curvature,terrain raggedness index, and relative height,we established the relevant fuzzy membership functions,and then calculated the membership degree (MD)of the study area.Results show that patches with a MD>80% and an area>0.4 km^2 correspond well to the results of Google Earth and field investigation,representing the PS remnants.They consist of 1764 patches with an altitude,area,mean slope,and relief of mostly 2000-2500 m above sea level (asl),0-10 km^2,4°-9°,0-500 m,respectively,covering 9.2% of the study area's landscape,dipping to southeast,decreasing progressively from northwest to southeast in altitude,and with no clear relation between each patch's altitude and slope,or relief.All these results indicate that they are remnants of once regionally continuous PSs which were deformed by both the lower crust flow and the faults in upper crust,and dissected by the network of Upper Yangtze River.Additionally,topographic and river profiles analysis show that three PSs (PS1-PS3)well developed along the main valleys in the Yongren-Huili region, indicating several phases of uplift then planation during the Late Cenozoic era.Based on the incision amount deduced from projection of relict river profiles on PSs, together with erosion rates,breakup times of the PS 1,PS2,and PS3 were estimated to be 3.47 Ma,2.19 Ma,and 1.45 Ma,respectively,indicating appearance of modem Upper Yangtze River valley started between the Pliocene to early Pleistocene.

Features and Sources of the Anomalous Moisture Transport for the Severe Summer Rainfall over the Upper Reaches of the Yangtze River

Using the daily NCEP/NCAR reanalysis dataset and the observation rainfalldata in China for the 1980-1997 period, features of severe summer rainfall over the upper reaches ofthe Yangtze River are investigated and then sources of moisture contributing to severe rainfallover eastern and western Sichuan Province (ES and WS for short) are examined with particularreference. It turns out that the severe rainfall occurring locally dominates summer rainfall overthe upper reaches of the Yangtze River. Climatological rainfall and anomalous one constitute severerainfall, but the latter accounts much for severe rainfall. The meridional moisture transportdominates the composite moisture transport on the occurrence day for ES region, while the zonal isequivalent to the meridional for WS region. Correlation between the moisture transport fluxes overthe two regions of severe rainfall and other regions, the anomaly and variation of the moisturetransport day by day during the period of severe rainfall lend a support for the conclusion that themeeting of the moisture from the West Pacific through the South China Sea (SCS) and the one fromnorthwestern China exerts a vital effect on the occurrence of severe rainfall, which can not beneglected.

Impacts of socio-economic factors on sediment yield in the Upper Yangtze River

In recent years, the role of human activities in changing sediment yield has become more apparent for the construction of hydraulic engineering and water conservation projections in the Upper Yangtze River, but it has not been evaluated at the macro scale. Taking Sichuan Province and Chongqing City as an example, this paper studies the relationship between socio-economic factors and sediment yield in the Upper Yangtze River based on section data in 1989 and 2007. The results show that sediment yield is significantly correlated with population density and cultivated area, in which the former appears to be more closely related to sediment yield. Moreover, in the relation of sediment yield vs. population density, a critical value of population density exists, below which the sediment yield increases with the increase of population density and over which the sediment yield increases with the decrease of population density. The phenomenon essentially reflects the influence of natural factors, such as topography, precipitation and soil property, and some human activities on sediment yield. The region with a higher population density than critical value is located in the east of the study area and is characterized by plains, hills and low mountains, whereas the opposite is located in the west and characterized by middle and high mountains. In the eastern region, more people live on the lands with a low slope where regional soil erosion is slight; therefore, sediment yield is negatively related with population density. In contrast, in the western region, the population tends to aggregate in the areas with abundant soil and water resources which usually lead to a higher intensity of natural erosion, and in turn, high-intensity agricultural practices in these areas may further strengthen local soil erosion. It is also found that population tends to move from the areas with bad environment and high sediment yield to the areas with more comfortable environment and less sediment yield. The natural factors have greater influence on sediment yield of western region than that of eastern region. Generally, the natural factors play a dominant role on sediment yield in the Upper Yangtze River.

Retrieval of suspended sediment concentrations in the turbid water of the Upper Yangtze River using Landsat ETM+

为象纵的范围峡区域(LRGR ) 一样的遥远的区域，它是难的测量推迟的沉积集中(SSC ) 。这研究试图由采用三个大气的修正方法估计 SSC：费用， iCOST (从费用修改了) 并且 TZB5 (最新求婚了) 。TZB5 能更精确地从太阳的天顶角度(TZ ) 沿着太阳地面表面路径(TAUz ) 决定大气的发射度，并且消除乐队的路径发光使用乐队 5 14。在 4 获得了使用 TZB5 的乐队的水表面反射在 03000 mg/L 的范围以内与 SSC 有一种更强壮的关系。发达算法能精确地在混浊的上面的长江从 ETM+ 图象直接估计 SSC，并且在中间的长江也是有效的。

Runoff Simulation of Three Gorges Area in the Upper Yangtze River during 1998 Flood Season

The contribution of areal precipitation of the catchment from Cuntan toYichang (Three Gorges area) to eight flood peaks of the Upper Yangtze River (the upper reaches ofthe Yangtze River) is diagnosed for 1998 flood season. A rainfall-runoff model is employed tosimulate runoffs of this catchment. Comparison of observed and simulated runoffs shows that therainfall-runoff model has a good capability to simulate the runoff over a large-scale river and theresults describe the eight flood peaks very well. Forecast results are closely associated with thesensitivity of the model to rainfall and the calibration processes. Other reasons leading tosimulation errors are further discussed.

长江上游卫星反演与再分析降水数据的适用性评估

为评估不同降水数据在长江上游的适用性,基于气象站点观测数据,采用多种评价指标,定量评估了卫星反演降水数据(IMERG-Final、GSMaP-Gauge)及再分析降水数据(ERA5-Land)在长江上游的应用精度,并分析了各降水数据在不同等级降水的误差结构。结果表明:3套降水数据均能准确捕捉流域降水东高西低的空间格局,与观测降水有着良好的相关性,且2015—2019年表现平稳,有可长期应用的潜力;各降水数据时间分辨率越高,误差相对越大,在流域地形变化剧烈的中部误差更大;对弱降水易错报高估,对强降水的低估随降水强度上升而加剧;两套卫星反演降水数据总体误差较小,适用性良好,IMERG-Final有更好的误差控制能力,GSMaP-Gauge对降水发生的识别更为准确;ERA5-Land明显高估流域降水,尤其在西南部地区。

长江上游保护区干流江安-重庆段禁渔初期鱼类时空分布特点

为掌握“长江十年禁渔”初期长江上游保护区干流江安-重庆江段鱼类资源时空分布特征,研究在开展鱼类资源调查的同时,利用SIMRADEK80分裂波束科研回声探测仪于2020年12月和2021年5月在江安-重庆江段开展水声探测。水声学探测结果表明,江安-重庆江段2020年12月和2021年5月鱼类平均密度分别为25.31和41.23 ind./1000 m^(3),鱼类目标强度均值分别为–55.81和–52.79 dB,无显著差异,估算鱼类平均体长分别为17.97和24.36 cm。在水平方向上,两次调查鱼类都主要分布在重庆-江津江段,两次水声学探测的鱼类密度在垂直方向上呈现出一定差异,2020年12月表现为下层>中层>上层,2021年5月表现为上层>中层>下层。此次鱼类资源调查共发现了鱼类12科62种,其中瓦氏黄颡鱼、光泽黄颡鱼、蒙古鲌和贝氏䱗等小型鱼类的数量占比达到50.21%,与水声学结果一致。研究初步探究了保护区内鱼类在不同时段的空间分布规律,评估了禁捕初期长江上游鱼类分布特征,为长江“十年禁渔”生态效果评估提供基础数据参考。