交易确认是交易后处理过程中的重要环节,可以通过电话、邮件、传真等人工形式进行,也可以通过电子交易确认平台完成。由于人工确认的不及时可能导致交易失败从而增大交易成本和风险,近年来电子交易确认在国际O T C衍生品市场上得到了广...交易确认是交易后处理过程中的重要环节,可以通过电话、邮件、传真等人工形式进行,也可以通过电子交易确认平台完成。由于人工确认的不及时可能导致交易失败从而增大交易成本和风险,近年来电子交易确认在国际O T C衍生品市场上得到了广泛的应用。文章梳理和区分了交易确认的概念,回顾了电子确认平台的发展历程,并在此基础上对电子交易确认平台的发展趋势进行了展望。展开更多
次贷金融危机凸显了场外衍生品市场透明度的缺乏,国际监管机构和市场参与者由此意识到建设具有适当风险控制措施、精心设计的交易报告库对于提升市场透明度的重要作用。文章对国际场外衍生品交易报告库的发展及监管进行了详细梳理,对全...次贷金融危机凸显了场外衍生品市场透明度的缺乏,国际监管机构和市场参与者由此意识到建设具有适当风险控制措施、精心设计的交易报告库对于提升市场透明度的重要作用。文章对国际场外衍生品交易报告库的发展及监管进行了详细梳理,对全球性的场外信用衍生品交易报告库Deriv/SERV TIW及场外利率衍生品交易报告库TriOptima IR TRR的架构、运营、功能,及其与其他场外衍生品交易后业务的关联等进行了深入的研究,并就构建中国的场外衍生品交易报告库提出了相关建议。展开更多
After analyzing the reasons for coal mine accidents and the current management methods, effective actions for the implementation of safety management were put forward by carrying out the whole process confirmation man...After analyzing the reasons for coal mine accidents and the current management methods, effective actions for the implementation of safety management were put forward by carrying out the whole process confirmation management. The ba- sic content and the five implementation steps were described, and the implementation method and the program of every step were introduced. Some rules for the implementation of the whole process confirmation management in coal mine safety pro- duction were explained, such as during the process of preproduction, before descent, descent, after descent, walking in the roadway, post-operation, shift, and hoisting after work. The results show that the guardians and the executors should both con- firm the implementation, which can improve the workers＇ attention and self-awareness to avoid errors in detail and reduce the ＂three violations＂ phenomenon. To ensure the effect of the whole process confirmation management, relevant departments should designate a person-in-charge in the specific work in all stages, make a work plan, and strengthen the internal evaluation.展开更多
文摘交易确认是交易后处理过程中的重要环节,可以通过电话、邮件、传真等人工形式进行,也可以通过电子交易确认平台完成。由于人工确认的不及时可能导致交易失败从而增大交易成本和风险,近年来电子交易确认在国际O T C衍生品市场上得到了广泛的应用。文章梳理和区分了交易确认的概念,回顾了电子确认平台的发展历程,并在此基础上对电子交易确认平台的发展趋势进行了展望。
文摘次贷金融危机凸显了场外衍生品市场透明度的缺乏,国际监管机构和市场参与者由此意识到建设具有适当风险控制措施、精心设计的交易报告库对于提升市场透明度的重要作用。文章对国际场外衍生品交易报告库的发展及监管进行了详细梳理,对全球性的场外信用衍生品交易报告库Deriv/SERV TIW及场外利率衍生品交易报告库TriOptima IR TRR的架构、运营、功能,及其与其他场外衍生品交易后业务的关联等进行了深入的研究,并就构建中国的场外衍生品交易报告库提出了相关建议。
基金Supported by the Coal Union Fund of the National Nature Science Foundation of China （51174272） the Technology Innovation Fund of China Coal Science and Engineering Group （2012MS001）
文摘After analyzing the reasons for coal mine accidents and the current management methods, effective actions for the implementation of safety management were put forward by carrying out the whole process confirmation management. The ba- sic content and the five implementation steps were described, and the implementation method and the program of every step were introduced. Some rules for the implementation of the whole process confirmation management in coal mine safety pro- duction were explained, such as during the process of preproduction, before descent, descent, after descent, walking in the roadway, post-operation, shift, and hoisting after work. The results show that the guardians and the executors should both con- firm the implementation, which can improve the workers＇ attention and self-awareness to avoid errors in detail and reduce the ＂three violations＂ phenomenon. To ensure the effect of the whole process confirmation management, relevant departments should designate a person-in-charge in the specific work in all stages, make a work plan, and strengthen the internal evaluation.
