4G中的关键技术——OFDM及其时域同步

第四代移动通信 (4G)中系统的速度可以达到 10M～ 2 0Mbps ,最高可以达到 10 0Mbps。可以提供数据、图像、视频等多媒体业务。而带宽在移动通信中是非常稀缺的资源 ,作为 4G中的关键技术的OFDM (正交频复分用 ) ,把信道分成许多正交子信道 ,各子信道间保持正交 ,频谱相互重叠 ,这样减少了子信道间干扰 ,提高了频谱利用率。时域同步是OFDM系统中的关键问题 ,论述了时域同步的两种方法 ,并简要展望了OFDM的应用前景。

Implementation of a 6 GHz band TDD RF transceiver for the next generation mobile communication system

The development of a high performance wideband radio frequency （RF） transceiver used in the next generation mobile communication system is presented. The developed RF transceiver operates in the 6 to 6.3 GHz band and the channel bandwidth is up to 100 MHz. It operates in the time division duplex （TDD） mode and supports the multiple-input multipleoutput （MIMO） technique for the international mobile telecommunications （IMT）-advanced systems. The classical superheterodyne scheme is employed to achieve optimal performance. Design issues of the essential components such as low noise amplifier, power amplifier and local oscillators are described in detail. Measurement results show that the maximum linear output power of the RF transceiver is above 23 dBm, and the gain and noise figure of the low noise amplifier is around 24 dB and below 1 dB, respectively. Furthermore, the error vector magnitude （EVM） measurement shows that the performance of the developed RF transceiver is well beyond the requirements of the long term evolution （LTE）-advanced system. With up to 8 x 8 MIMO configuration, the RF transceiver supports more than a 1 Gbit/s data rate in field tests.

Scalable transcoding for video transmission over space-time OFDM systems

A new scheme combining a scalable transcoder with space time block codes （STBC） for an orthogonal frequency division multiplexing （OFDM） system is proposed for robust video transmission in dispersive fading channels. The target application for such a scalable transcoder is to provide successful access to the pre-encoded high quality video MPEG-2 from mobile wireless terminals. In the scalable transcoder, besides outputting the MPEG-4 fine granular scalability （FGS） bitstream, both the size of video frames and the bit rate are reduced. And an array processing algorithm of layer interference suppression is used at the receiver which makes the system structure provide different levels of protection to different layers. Furthermore, by considering the important level of scalable bitstream, the different bitstreams can be given different level protection by the system structure and channel coding. With the proposed system, the concurrent large diversity gain characteristic of STBC and alleviation of the frequency-selective fading effect of OFDM can be achieved. The simulation results show that the proposed schemes integrating scalable transcoding can provide a basic quality of video transmission and outperform the conventional single layer transcoding transmitted under the random and bursty error channel conditions.

OFDM blind channel estimation based on polynomial models

A two-dimensional （2-D） polynomial regression model is set up to approximate the time-frequency response of slowly time-varying orthogonal frequency-division multiplexing （OFDM） systems. With this model the estimation of the OFDM time-frequency response is turned into the optimization of some time-invariant model parameters. A new algorithm based on the expectation-maximization （EM） method is proposed to obtain the maximum-likelihood （ML） estimation of the polynomial model parameters over the 2-D observed data. At the same time, in order to reduce the complexity and avoid the computation instability, a novel recursive approach （RPEMTO） is given to calculate the values of the parameters. It is further shown that this 2-D polynomial EM-based algorithm for time-varying OFDM （PEMTO） can be simplified mathematically to handle the one-dimensional sequential estimation. Simulations illustrate that the proposed algorithms achieve a lower bit error rate （BER） than other blind algorithms.

An enhanced iterative joint channel estimation and symbol detection algorithm for OFDM systems

For orthogonal frequency division multiplexing (OFDM) wireless communication, the system throughput and data rate are usually limited by pilots, especially in a high mobility environment. In this paper, an enhanced iterative joint channel estimation and symbol detection algorithm is proposed to enhance the system throughput and data rate. With lower pilot power, the proposed scheme increases system throughput firstly, and then the channel estimation and symbol detection proceed iteratively within one OFDM symbol to improve the BER performance. In the proposed algorithm, the original channel estimate of each OFDM symbol is based on the channel estimate of the previous OFDM symbol, thus the variation of the mobile channel is traced efficiently, so the number of pilots in the time domain can be reduced greatly. Besides reducing the system overhead, the proposed algorithm is also shown by simulation to give much better BER performance than the conventional iterative algorithm does.

Digital broadcast channel estimation with compressive sensing

In order to reduce the pilot number and improve spectral efficiency, recently emerged compressive sensing （CS） is applied to the digital broadcast channel estimation. According to the six channel profiles of the European Telecommunication Standards Institute（ETSI） digital radio mondiale （DRM） standard, the subspace pursuit （SP） algorithm is employed for delay spread and attenuation estimation of each path in the case where the channel profile is identified and the multipath number is known. The stop condition for SP is that the sparsity of the estimation equals the multipath number. For the case where the multipath number is unknown, the orthogonal matching pursuit （OMP） algorithm is employed for channel estimation, while the stop condition is that the estimation achieves the noise variance. Simulation results show that with the same number of pilots, CS algorithms outperform the traditional cubic-spline-interpolation-based least squares （LS） channel estimation. SP is also demonstrated to be better than OMP when the multipath number is known as a priori.

Adaptive channel estimation based on pilot signals and transform-domain processing in SISO/MIMO OFDM systems

Based on the transform-domain characteristics of pilot signals,a band suppression filter is used as a transform-domain filter to restrain the interference of noise in channel estimation.The performance effect on channel estimation for an orthogonal frequency division multiplex （OFDM） system by different energy coefficients in the transform domain and the energy coefficient under the different signal-to-noise ratios （SNR） are also analyzed.A new energy coefficient expression is deduced.It is theoretically proven that dynamically selecting an energy coefficient can significantly improve the performance of channel estimation.Simulation results show that the proposed algorithm can achieve better performance close to the theoretic bounds of perfect channel estimation. The algorithm is adapted to single-input single-output （SISO） OFDM and multi-input multi-output （MIMO） OFDM systems.

Improved Kalman filter channel estimation method for OFDM systems in fast time-varying environment

Under analyzing several characteristics of frequency-selective fast fading channels, such as large Doppler spread and multi-path interference, a low-dimensional Kalman filter method based on pilot signals is presented for the channel estimation of orthogonal frequency division multiplexing （OFDM） systems. For simplicity, a one-dimensional autoregressive （AR） process is used to model the time-varying channel, and the least square （LS） algorithm based on pilot signals is adopted to track the time-varying channel fading factor a. The low-dimensional Kalman filter estimator greatly reduces the complexity of the high-dimensional Kalman filter. To utilize the relationship of fading channel in frequency domain, a minimum mean-square-error （MMSE） combiner is used to refine the estimation results. The simulation results in the frequency band of 5.5 GHz show that the proposed method achieves a good symbol error rate （SER） performance close to the theoretical bound of ideal channel estimation.

New subspace algorithm for blind channel estimation in OFDM systems

In order to increase the transmission efficiency,a subspace-based algorithm for blind channel estimation using second-order statistics is proposed in orthogonal frequency division multiplexing (OFDM) systems.Because the transmission equation of OFDM systems does not exactly have the desired structure to directly derive a subspace algorithm,the algorithm first divides the OFDM signals into three parts,then,by exploiting the redundancy introduced by the cyclic prefix (CP) in OFDM signals,a new equation with Toeplitz channel matrix is derived.Based on the equation,a new blind subspace algorithm is developed.Toeplitz structure eases the derivation of the subspace algorithm and practical computation.Moreover the algorithm does not change the existing OFDM system,is robust to channel order overdetermination,and the channel zero locations.The performances are demonstrated by simulation results.

Performance analysis of coded OFDM systems using a novel class of LDPC codes

A new method of constructing regular low-density parity-check (LDPC) codes was proposed. And the novel class of LDPC codes was applied in a coded orthogonal frequency division multiplexing (OFDM) system. This method extended the class of LDPC codes which could be constructed from shifted identity matrices. The method could avoid short cycles in Tanner graphs with simple inequation in the construction of shifting identity matrices, which made the girth of Tanner graphs 8. Because of the quasicyclic structure and the inherent block configuration of parity-check matrices, the encoders and the decoders were practically feasible. They were linear-time encodable and decodable. The LDPC codes proposed had various code rates, ranging from low to high. They performed excellently with iterative decoding and demonstrate better performance than other regular LDPC codes in OFDM systems.

Correlation-based subblock partition design for PTS approach

In order to exploit the capability of the peak-to-average power ratio（PAPR）reduction afforded by the partial transmit sequences （PTS）approach in orthogonal frequency division multiplexing（OFDM）systems, subblock partition schemes for the PTS approach are studied. The motivation is to establish the relationship between the subblock partition and the capability of PAPR reduction through the periodic autocorrelation functions （ACFs）of partial transmit sequences and the periodic cross-correlation functions（CCFs）of signal candidates.Let Q represent the variation of the square magnitudes of ACFs.It is found that the lower the Q-value is, the better PAPR performance can be achieved, which is introduced as a design criterion for subblock partition.Based on this criterion, four common partition methods are compared and an efficient partition strategy is proposed. It is shown that structured partition schemes with low computational complexity have a large Q-value, leading to a poor PAPR performance.The new strategy can be regarded as a trade-off between PAPR performance and computational complexity.The simulation results show that the strategy can achieve an optimal performance with a relatively low complexity and, moreover,does not increase the amount of side information.

Polynomial rooting based frequency offset estimation for MIMO OFDM systems

Based on the frequency domain training sequences, the polynomial-based carrier frequency offset （CFO） estimation in multiple-input multiple-output （ MIMO ） orthogonal frequency division multiplexing （ OFDM ） systems is extensively investigated. By designing the training sequences to meet certain conditions and exploiting the Hermitian and real symmetric properties of the corresponding matrices, it is found that the roots of the polynomials corresponding to the cost functions are pairwise and that both meger CFO and fractional CFO can be estimated by the direct polynomial rooting approach. By analyzing the polynomials corresponding to the cost functions and their derivatives, it is shown that they have a common polynomial factor and the former can be expressed in a quadratic form of the common polynomial factor. Analytical results further reveal that the derivative polynomial rooting approach is equivalent to the direct one in estimation at the same signal-to-noise ratio（SNR） value and that the latter is superior to the former in complexity. Simulation results agree well with analytical results.

Design and performance analysis of adaptive ordered LDPC coded OFDM system

A novel adaptive ordered LDPC （low-density parity-check） coded OFDM （orthogonal frequency-division multiplexing） transmission technique is proposed to exploit different error probabilities of irregular LDPC coded bits in OFDM systems. Assuming that the CSI （channel state information） is known at the transmitter, the irregular LDPC coded bits are ordered according to their degrees and then allocated into subcarriers adaptively. Bits with higher degrees are allocated into less attenuated subcarriers and bits with lower degrees are allocated into deep attenuated subcarriers. Quantization on CSI feedback can be applied to minimize the signaling overhead. Performance of this strategy is analyzed by density evolution and numerical simulation. Simulation results show that about a 1 to 1.5 dB gain in terms of SNR （ signal to noise ratio） can be achieved over frequency-selective fading channels compared to conventional LDPC coded OFDM systems without ordering, and the proposed scheme is robust to CSI quantization.

Dynamic resource allocation for high-speed railway downlink MIMO-OFDM system

The dynamic resource allocation problem in high-speed railway downlink orthogonal frequency-division multiplexing（OFDM） systems with multiple-input multiple-output（MIMO） antennas is investigated.Sub-carriers,antennas,time slots,and power are jointly considered.The problem of multi-dimensional resource allocation is formulated as a mixed-integer nonlinear programming problem.The effect of the moving speed on Doppler shift is analyzed to calculate the inter-carrier interference power.The optimization objective is to maximize the system throughput under the constraint of a total transmitted power that is no greater than a certain threshold.In order to reduce the computational complexity,a suboptimal solution to the optimization problem is obtained by a two-step method.First,sub-carriers,antennas,and time slots are assigned to users under the assumption of equal power allocation.Next,the power allocation problem is solved according to the result of the first-step resource allocation.Simulation results show that the proposed multi-dimensional resource allocation strategy has a significant performance improvement in terms of system throughput compared with the existing one.

Joint Timing and Frequency Synchronization for OFDM based on Fractional Fourier Transform

In this paper a joint timing and frequency synchronization method based on Fractional Fourier Transform （FIFT） is proposed for Orthogonal Frequency-Division Multiplexing （OFDM） system. The combination of two chirp signals with opposite chirp rates are used as the training signal, the received training signal with timing and frequency offset is transformed by FrFT and the two peaks representing two chirps in FrFT domain are detected, then the position coordinates of the two peaks are precisely corrected and substituted into an equation group to calculate timing and frequency offset simultaneously. This method only needs one FrFT calculation to implement synchronization, the computational complexity is equal to that of FFT and less than that of correlation or maximum likelihood calculation of existing methods, and estimation range of frequency offset is Large, greater than half the signal bandwidth, while the simulation results show that even at low SNR it can accurately estimate timing and frequency offset and the estimation error is less than that of existing methods.

Frequency Diversity for OFDM Mobile Communication via Underwater Acoustic Channels

The major constraint on the performance of orthogonal frequency division multiplexing （OFDM） based underwater acoustic （UWA） communication is to keep subcarriers orthogonal. In this paper, Doppler estimation and the respective compensation technique along with various diversity techniques were deliberated for OFDM-based systems best suited for underwater wireless information exchange. In practice, for mobile communication, adjustment and tuning of transducers in order to get spatial diversity is extremely difficult. Considering the relatively low coherence bandwidth in UWA, the frequency diversity design with the Doppler compensation function was elaborated here. The outfield experiments of mobile underwater acoustic communication （UWAC） based on OFDM were carried out with 0.17 bit/（s-Hz） spectral efficiency. The validity and the dependability of the scheme were also analyzed.

BLOCK CODING SCHEME FOR REDUCING PAPR IN OFDM SYSTEMS WITH LARGE NUMBER OF SUBCARRIERS

The major drawback in Orthogonal Frequency Division Multiplexing (OFDM) system is due to the high Peak-to-Average Power Ratio (PAPR), so the performance of the system is significantly degraded by the nonlinearity of a High Power Amplifier (HPA) in the transmitter.In order to mitigate distortion, a block coding scheme for reducing PAPR in OFDM systems with large number of subcarriers based on complementary sequences and predistortion is proposed,which is capable of both error correction and PAPR reduction. Computer simulation results show that the proposed scheme significantly improves Bit Error Rate(BER) performance as compared to an uncoded system when an HPA is employed or a coded system without predistortion.

A modified time domain interpolation method for LS channel estimation in OFDM systems

A modified time domain interpolation method is proposed for orthogonal frequency division multiplexing(OFDM)systems to address the problem that time domain interpolation in the least square(LS)channel estimation method based on comb-type pilots cannot choose the pilot spacing flexibly.Firstly,the estimated channel frequency response(CFR)at pilot positions in the frequency domain is obtained by LS channel estimation based on comb-type pilots,and the estimated channel impulse response(CIR)in the time domain is obtained by linear interpolation and inverse fast Fourier transform(IFFT).Secondly,the error of the estimated CIR obtained by linear interpolation is analyzed by theoretical deduction,and a method for correcting it is proposed.Finally,an estimated CFR at all subcarrier positions in the frequency domain is obtained by performing zero padding in the time domain and fast Fourier transform(FFT)on the modified CIR.The simulation results suggest that the proposed method gives similar performance to time domain interpolation,yet it does not need to meet the condition of time domain interpolation that the number of subcarriers must be an integral multiple of pilot spacing to use it.The proposed method allows for flexible pilot spacing,reducing the number of pilots and the consumption of subcarriers used for channel estimation.

Joint Estimation of Carrier Frequency and Phase Offset Based on Pilot Symbols in Quasi-Constant Envelope OFDM Satellite Systems

Spectral efficiency and energy efficiency are two important performance indicators of satellite systems. The Quasi-Constant Envelope Orthogonal Frequency Division Multiplexing(QCE-OFDM) technique can achieve both high spectral efficiency and low peak-to-average power ratio(PAPR). Therefore, the QCE-OFDM technique is considered as a promising candidate multi-carrier technique for satellite systems. However, the Doppler effect will cause the carrier frequency offset(CFO), and the non-ideal oscillator will cause the carrier phase offset(CPO) in satellite systems. The CFO and CPO will further result in the bit-error-rate(BER) performance degradation. Hence, it is important to estimate and compensate the CFO and CPO. This paper analyzes the effects of both CFO and CPO in QCE-OFDM satellite systems. Furthermore, we propose a joint CFO and CPO estimation method based on the pilot symbols in the frequency domain. In addition, the optimal pilot symbol structure with different pilot overheads is designed according to the minimum Cramer-Rao bound(CRB) criterion. Simulation results show that the estimation accuracy of the proposed method is close to the CRB.

Independent Component Analysis Based Blind Adaptive Interference Reduction and Symbol Recovery for OFDM Systems

To overcome the inter-carrier interference （ICI） of orthogonal frequency division multiplexing （OFDM） systems subject to unknown carrier frequency offset （CFO） and multipath, this paper develops a blind adaptive interference suppression scheme based on independent component analysis （ICA）. Taking into account statistical independence of subcarriers＇ signals of OFDM, the signal recovery mechanism is investigated to achieve the goal of blind equalization. The received OFDM signals can be considered as the mixed observation signals. The effect of CFO and multipath corresponds to the mixing matrix in the problem of blind source separation （BSS） framework. In this paper, the ICA- based OFDM system model is built, and the proposed ICA-based detector is exploited to extract source signals from the observation of a received mixture based on the assumption of statistical independence between the sources. The blind separation technique can increase spectral efficiency and provide robustness performance against erroneous parameter estimation problem. Theoretical analysis and simulation results show that compared with the conventional pilot-based scheme, the improved performance of OFDM systems is obtained by the proposed ICA-based detection technique.