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金融危机后全球卖空监管政策比较及启示 被引量:3
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作者 周斌 翟伟丽 +1 位作者 张媛 何基报 《证券市场导报》 CSSCI 北大核心 2010年第9期64-70,共7页
本次金融危机的爆发引起了全球监管者对卖空监管的重视。在金融危机的背景下,如何防范卖空可能带来的负面作用特别是系统性风险,值得我们深入分析和借鉴。本文全面梳理和比较了金融危机后各国(地区)卖空监管政策的演变,对具体监管手段,... 本次金融危机的爆发引起了全球监管者对卖空监管的重视。在金融危机的背景下,如何防范卖空可能带来的负面作用特别是系统性风险,值得我们深入分析和借鉴。本文全面梳理和比较了金融危机后各国(地区)卖空监管政策的演变,对具体监管手段,如禁止卖空与裸卖空、强化申报和披露制度、规范交割机制、设置断路器以及报升机制等进行了分析。本文认为,我国卖空监管措施严格,有利于控制风险,但没有建立灵活的以参与主体为主的申报制度,监管措施及流程比海外复杂。未来,我国需吸收海外申报制度灵活性的优点,谨慎放宽卖空监管措施,对标的结构合理优化,逐步扩大标的证券,完善申报制度,研究建立豁免权的可行性,鼓励有利于市场的卖空行为,但应避免短期内政策频繁变更。 展开更多
关键词 机制 裸卖 监管 交易制度
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粤澳“空陆联运”境内段通关监管模式正式启动
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《大经贸》 2005年第10期79-79,共1页
记者从海关总署广东分署获悉,目前广东海关已试点运行空陆联运通关监管模式,途经澳门机场进出口的航空货物可通过卡车运输转至广东口岸或澳门清关,企业即可在所在地口岸接送货和办理通关手续。9月22日,粤澳空陆联运货物境内段通关... 记者从海关总署广东分署获悉,目前广东海关已试点运行空陆联运通关监管模式,途经澳门机场进出口的航空货物可通过卡车运输转至广东口岸或澳门清关,企业即可在所在地口岸接送货和办理通关手续。9月22日,粤澳空陆联运货物境内段通关监管模式在广州、拱北海关顺利启动,当日,广州中杰货运有限公司由台北空运进口PVC鞋材一批, 展开更多
关键词 陆联运通关监管模式 广东 澳门 进出口贸易
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融券卖空监管的法律思考--兼析金融危机前后的美国卖空监管 被引量:13
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作者 郑少华 齐萌 《中国法学》 CSSCI 北大核心 2010年第4期110-124,共15页
卖空是一把"双刃剑",它在提高市场流动性、稳定市场价格、完善价格发现机制的同时,也容易被滥用成为操纵市场、驱使股价下跌的工具,因此迫切需要对其进行有效监管。美国作为卖空监管的旗帜国家,一举一动都影响着其它国家的相... 卖空是一把"双刃剑",它在提高市场流动性、稳定市场价格、完善价格发现机制的同时,也容易被滥用成为操纵市场、驱使股价下跌的工具,因此迫切需要对其进行有效监管。美国作为卖空监管的旗帜国家,一举一动都影响着其它国家的相关法律和政策变化。美国在危机前后针对卖空采取了一系列措施和制度,通过对其主要措施和制度的反思和评估,可以发现,限制或禁止卖空以及提价规则的实际效果有限,而断路器规则和信息披露制度对于监管卖空有重要的作用。鉴于我国的融券卖空交易刚刚推出、从理论到制度都尚有诸多不足的现状,建议树立正确的卖空理念,对提价规则进行本土化检验,设立断路器规则,完善信息披露制度,以更好的应对随后可能出现的问题,保护投资者的利益,促进证券市场的稳定发展。 展开更多
关键词 监管 金融危机 提价规则 断路器规则 信息披露
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治理电视剧隐性广告应堵疏结合
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作者 尚雅 《青年记者》 2011年第7Z期98-98,共1页
对于日益泛滥的电视剧隐性广告,电视台的广告部门应如何看待和处理?笔者认为,一要"堵",二要"疏"。所谓"堵",就是要用法律的手段,来约束和规范电视剧隐性广告行为。相比普通的贴片广告。
关键词 隐性广告 贴片广告 植入式广告 广告法 公平交易权 品牌美誉度 广告植入 品牌展示 捆绑销售 监管空
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Analysis of Development Regulation in Chinese Regulatory Planning towards the Main Function Zoning Strategy
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作者 Chengzhi Yin Dongfeng Yang 《Journal of Civil Engineering and Architecture》 2014年第9期1178-1184,共7页
China is in a process of rapid urbanization. However, along with the dramatically economic growth, there constantly emerges environmental and social constraints which may be great challenges of China's future sustain... China is in a process of rapid urbanization. However, along with the dramatically economic growth, there constantly emerges environmental and social constraints which may be great challenges of China's future sustainable development. In order to optimize the developmental mode, the latest national plan, "The 12th National Economic and Social Development Plan (2011-2015)", is establishing the "Main Function Zoning Strategy", which could be considered as a new prototype of national spatial plan and may cover all Chinese territories. Based on the latest "Main Function Zoning Strategy" stipulated in "The 12th National Economic and Social Development Plan (2011-2015)", the article builds main interlinks between the spatial development strategy and urban regulatory planning. Secondly, regulation factors in Chinese regulatory planning, which may implement the task of main function zoning, have been clarified and categorized. For each regulation factor, its regulation capability is defined by applying a coding method developed by the author. Finally, according to the output of the study, the spatial regulation approaches to implementing the "Main Function Zoning Strategy" in Chinese regulatory planning are analyzed. 展开更多
关键词 China Main Function Zoning Strategy urban planning development regulation.
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Monitoring and Analysis of SPM of an Industrial Town of Punjab (India)
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作者 K.M. Susheel G. Krunesh S. Nirankar 《Journal of Environmental Science and Engineering》 2010年第6期31-37,共7页
Suspended particulate matter (SPM) levels in ambient air were monitored at Mandi Gobindgarh, an industrial town of Punjab, India located on the National Highway-1 during November 2001 to March 2002 covering spring a... Suspended particulate matter (SPM) levels in ambient air were monitored at Mandi Gobindgarh, an industrial town of Punjab, India located on the National Highway-1 during November 2001 to March 2002 covering spring and winter seasons to check the variation of SPM and its constituents in the town. The maximum levels of SPM varied between 594 μg/m^3 to 620 μg/m^3 at selected monitoring sites while the minimum levels varied between 209μg/m^3 to 220 μg/m^3. These values were observed always above the National Ambient Air Quality Standards (NAAQS) set by the State regulatory body. Major sources of SPM were identified as the industrial activity and traffic plying on the national highway. Collected SPM samples were further analyzed for the ignitable matter as loss on ignition (LOI) and organic tarry matter (OTM) content. Ignitable component of the SPM constituted about 45% and tarry matter in the ambient air was about 12%. Effects of meteorological parameters like temperature, wind direction and wind speed on SPM levels are discussed. 展开更多
关键词 Ambient air SPM monitoring tarry and ignitable matter seasonal variation
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Sci-Tech
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《China Today》 2015年第7期13-13,共1页
China Launches Space Junk Monitoring Center China,on June 8,launched a space junk monitoring center to protect its spacecraft in orbit.The center,which is managed by the State Administration of Science,Technology and ... China Launches Space Junk Monitoring Center China,on June 8,launched a space junk monitoring center to protect its spacecraft in orbit.The center,which is managed by the State Administration of Science,Technology and Industry for National Defense(SASTIND)and the Chinese Academy of Sciences(CAS),will track and monitor nearearth objects and space debris. 展开更多
关键词 spacecraft orbit debris emergency monitor protect Sci-Tech created completion completed
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《湖南省烟草专卖管理办法》立法调研座谈会在郴州、衡阳召开
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作者 罗壮志 刘春明 《湖南烟草》 2008年第6期8-8,共1页
11月5-7日,《湖南省烟草专卖管理办法》立法调研座谈会先后在郴州、衡阳召开。座谈旨在广泛听取各有关方面意见,使《办法》的起草和完善能够凝聚全省烟草行业内外的智慧与经验,切实加强其立法的针对性和有效性。
关键词 专卖管理 省烟草专卖局 零售客户 会议介绍 部门职责 计划管理 立法概况 特种车辆 货物托运 监管空
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