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统治风险与胥吏人事:官吏分途现象形成与持续的政治逻辑分析 被引量:1
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作者 王泉伟 《社会》 CSSCI 北大核心 2023年第4期214-239,共26页
本文试图论证,官吏分途从治理逻辑来看是一个非常糟糕的制度安排,其形成与持续主要是政治逻辑支配的结果。古代中国一直存在着朋党与官僚贵族化等官僚人事风险,导致统治者的人事权力受到侵蚀,危及统治基础。胥吏人事制度涉及各级政府如... 本文试图论证,官吏分途从治理逻辑来看是一个非常糟糕的制度安排,其形成与持续主要是政治逻辑支配的结果。古代中国一直存在着朋党与官僚贵族化等官僚人事风险,导致统治者的人事权力受到侵蚀,危及统治基础。胥吏人事制度涉及各级政府如何安排僚属的问题,因而与上述官僚人事风险紧密关联。文章认为,官吏分途的形成是东汉以来官僚贵族化的结果,贵族与庶族的社会身份差异影响了正式官制的设置,造成官与吏在来源人群、等级地位与道德评价上的全面分途。官吏分途的持续则与后世统治者对官僚人事风险的防范有关。胥吏人事的合理化需要重新引入政治上风险巨大的辟署制,统治者宁愿忍受官吏分途导致的治理弊病也不愿变革。本文的研究拓展了“风险论”的视野,揭示了此前较少为人关注的官僚人事风险及其对中国古代官僚体制的深远影响。值得注意的是,类似的统治风险在当代依然部分存在,也受到中央越来越多的关注重视,并着手防范整治。 展开更多
关键词 胥吏 官吏分途 统治风险 辟署制
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统治风险与地方分权 关于中国国家治理的三种理论及其比较 被引量:89
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作者 曹正汉 《社会》 CSSCI 北大核心 2014年第6期52-69,共18页
在研究中国国家治理时,同时考虑中央政府关心的效率目标和政权稳定目标的理论有三种,即:周黎安提出的"行政发包制"模型,曹正汉等提出的"中央治官、地方治民"模型以及周雪光提出的"帝国的治理逻辑"。然而... 在研究中国国家治理时,同时考虑中央政府关心的效率目标和政权稳定目标的理论有三种,即:周黎安提出的"行政发包制"模型,曹正汉等提出的"中央治官、地方治民"模型以及周雪光提出的"帝国的治理逻辑"。然而,这三种理论关于中央政府的效率目标和政权稳定目标能否兼容存在着明显分歧;此外,这三种理论在分析层面上也存在差别。导致分歧和差别的原因有两个:一个是关于兵民能否分治,三种理论隐含着不同的假定;另一个是关于中央政府着重防范的统治风险的来源,是来自地方分权本身(如地方政府的"各自为政"、"偏离"、"失控"等行为),还是来自被统治的民众(如民众可能的抗议、反对或对抗等行为),三种理论持有不同的观点。 展开更多
关键词 集权国家 统治风险 地方分权 治理结构
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统治风险与国家治理结构调整——基于民国时期第二次全国内政会议前后央地分权结构的对比分析 被引量:2
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作者 狄金华 《开放时代》 CSSCI 北大核心 2021年第6期104-123,8,共21页
本文以统治风险为视角,分析了在民国特定的央地关系下,第二次全国内政会议前后国家治理结构的变化。由于特定时代背景的影响,民国早期中央政府与军阀控制的地方之间互不信任,二者仅存在着松散关联,中央无法形成一统性的权威治理。为了... 本文以统治风险为视角,分析了在民国特定的央地关系下,第二次全国内政会议前后国家治理结构的变化。由于特定时代背景的影响,民国早期中央政府与军阀控制的地方之间互不信任,二者仅存在着松散关联,中央无法形成一统性的权威治理。为了化解地方治理的压力,军阀控制的省级政府率先向体制外的乡村建设派知识分子授权,将其吸纳到地方治理之中。伴随着中央政府治理压力和统治风险的增加,在第二次全国内政会议之后,中央政府亦通过分权来化解自己的统治压力,但这一分权并不是直接向省级政府分权,而是向体制外的乡建派知识分子和与省级政府存在一定张力的县级政府分权。 展开更多
关键词 统治风险 央地关系 国家治理结构 乡村建设运动
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中国的集权与分权:“风险论”与历史证据 被引量:76
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作者 曹正汉 《社会》 CSSCI 北大核心 2017年第3期1-45,共45页
在中国历史上,中央集权与地方分权的关系经历了一系列重大演变。这些演变给我们提出如下三类问题:第一,在地方政治体制上,为什么一部分王朝在开国初期采用了分封制,而当王朝稳定下来之后,却又谋求削藩?第二,在边疆和西南少数民族地区,... 在中国历史上,中央集权与地方分权的关系经历了一系列重大演变。这些演变给我们提出如下三类问题:第一,在地方政治体制上,为什么一部分王朝在开国初期采用了分封制,而当王朝稳定下来之后,却又谋求削藩?第二,在边疆和西南少数民族地区,为什么元代和明代采用"土司制",清代却推行"改土归流"?第三,在省级政区和省级政府的设置上,为什么汉人政权表现出兴废不定和周期性循环,而游牧民族建立的中原王朝却不存在这种循环?此外,清代之后建立的汉人政权为什么又打破了这种周期循环,建立起稳定的省级政区和统一的省级政府?本文论证了上述问题可以用"风险论"——即中央政府追求"统治风险最小化"的行为及其面临的约束条件——来解释,还同时比较了"风险论"与"帝国的治理逻辑"和"行政发包制模型"在解释能力上的差别。 展开更多
关键词 中央集权 地方分权 行政成本 统治风险 郡县制
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全面抗战前福建省分区设署研究
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作者 项浩男 《近代史研究》 CSSCI 北大核心 2023年第6期113-127,共15页
1928年,国民政府制定《县组织法》,规定区公所是地方自治系统的最高层级,发挥联结县与乡镇的枢纽作用。但是,受制于人才匮乏和经费短缺,区公所成效不彰。1934年,蒋介石在部分省份推行分区设署,将区公所改造为区署,使基层治理模式发生重... 1928年,国民政府制定《县组织法》,规定区公所是地方自治系统的最高层级,发挥联结县与乡镇的枢纽作用。但是,受制于人才匮乏和经费短缺,区公所成效不彰。1934年,蒋介石在部分省份推行分区设署,将区公所改造为区署,使基层治理模式发生重要转变。福建是最早实施分区设署的省份,该省运用人事控制构建区政人员管理体系,通过地域控制整合行政单元,征收房铺宅地税应对经费需求。区署成为国家正式行政体系的一环,在完善社会管理、提供公共服务、强化基层控制等方面取得一定成效。尽管分区设署有利于防范代理风险和社会风险,应对维护国家“一统体制”与政权下沉基层的双重挑战,但人才和经费两个关键制约因素始终未得到有效解决,束缚区署的治理效能,未能显著修复国民党政权基层治理体系的缺陷。 展开更多
关键词 统治风险 分区设署 基层治理 蒋介石 福建
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Looking Back and Beyond Sendai:25 Years of International Policy Experience on Disaster Risk Reduction 被引量:9
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作者 Sálvano Briceo 《International Journal of Disaster Risk Science》 SCIE CSCD 2015年第1期1-7,共7页
The evolution in knowledge and application of disaster risk reduction in the 25 years of global cooperation on this issue has been uneven. While advances in knowledge have improved our understanding of the full nature... The evolution in knowledge and application of disaster risk reduction in the 25 years of global cooperation on this issue has been uneven. While advances in knowledge have improved our understanding of the full nature of risk—the combination of hazards meeting vulnerability—the application of such knowledge has not been conducive to the development of institutional and technical mechanisms to address the full range of risk elements. Governance of risk(policies, legislation, and organizational arrangements) still focuses largely on preparing to respond to the hazards and planning for recovery. This leaves largely unattended the vulnerability component of risk, which is the only component on which change can be effected.Governance arrangements, risk assessments, early warning systems, and other institutional and technical capacities still concentrate on natural hazards and this is the main change that remains to be substantively addressed. 展开更多
关键词 Climate change adaptation Disaster risk reduction Risk governance Risk management
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A Conceptual Governance Framework for Climate Change Adaptation and Disaster Risk Reduction Integration 被引量:2
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作者 Giuseppe Forino Jason von Meding Graham J.Brewer 《International Journal of Disaster Risk Science》 SCIE CSCD 2015年第4期372-384,共13页
Climate change adaptation(CCA) and disaster risk reduction(DRR) have similar targets and goals in relation to climate change and related risks. The integration of CCA in core DRR operations is crucial to provide simul... Climate change adaptation(CCA) and disaster risk reduction(DRR) have similar targets and goals in relation to climate change and related risks. The integration of CCA in core DRR operations is crucial to provide simultaneous benefits for social systems coping with challenges posed by climate extremes and climate change.Although state actors are generally responsible for governing a public issue such as CCA and DRR integration,the reform of top-down governing modes in neoliberal societies has enlarged the range of potential actors to include non state actors from economic and social communities. These new intervening actors require in-depth investigation. To achieve this goal, the article investigates the set of actors and their bridging arrangements that create and shape governance in CCA and DRR integration. The article conducts a comprehensive literature review in order to retrieve main actors and arrangements. The article summarizes actors and arrangements into a conceptual governance framework that can be used as a backdrop for future research on the topic. However, this framework has an explorative form, which must be refined according to site-and context-specific variables, norms, or networks.Accordingly, this article promotes an initial application of the framework to different contexts. Scholars may adopt the framework as a roadmap with which to corroborate the existence of a theoretical and empirical body of knowledge on governance of CCA and DRR integration. 展开更多
关键词 ACTORS Climate change adaptation Climate change risk Disaster risk reduction GOVERNANCE
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Mainstreaming Early Warning Systems in Development and Planning Processes: Multilevel Implementation of Sendai Framework in Indus and Sahel 被引量:9
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作者 Asim Zia Courtney Hammond Wagner 《International Journal of Disaster Risk Science》 SCIE CSCD 2015年第2期189-199,共11页
The third UN World Congress on Disaster Risk Reduction, held in Sendai, Japan in March 2015, agreed on a new framework to guide disaster risk reduction policy and practice for the next 15 years. The Sendai Framework f... The third UN World Congress on Disaster Risk Reduction, held in Sendai, Japan in March 2015, agreed on a new framework to guide disaster risk reduction policy and practice for the next 15 years. The Sendai Framework for Disaster Risk Reduction 2015–2030(SFDRR) leaves important implementation issues unspecified and potentially creates both problems and opportunities for complex,multilevel governance systems in coping with hazards and disastrous events. Early warning systems(EWS), if built into the mainstream of planning for development and disaster relief and recovery, could present a significant opportunity to realize many SFDRR goals. We explore the complexities of using hydrometeorological EWS to prepare for drought and flood disasters in the densely populated communities of Pakistan’s Indus River Basin in contrast to the African Sahel’s less densely settled grasslands. Multilevel governance systems are often dominated by a topdown, technocentric, centralized management bias and have great difficulty responding to the needs of peripheral and vulnerable populations. People-centered, bottom-up approaches that incorporate disaggregated communities with local knowledge into a balanced, multilevel disaster risk management and governance structure have adramatically better chance of realizing the SFDRR goals for disaster risk reduction. 展开更多
关键词 Early warning systems Infrastructure development Land-use planning Policy implementation Risk governance Sendai Framework Science-policy interface
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The Emergence of a Globalized System for Disaster Risk Management and Challenges for Appropriate Governance 被引量:2
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作者 Steven JJensen Shirley Feldmann-Jensen +1 位作者 David MJohnston Nancy ABrown 《International Journal of Disaster Risk Science》 SCIE CSCD 2015年第1期87-93,共7页
Disaster risk management(DRM) is undergoing noteworthy changes, reflecting the broader shifts in global and local levels of governance. At the global level two significant changes are of interest:(1) the shift from mo... Disaster risk management(DRM) is undergoing noteworthy changes, reflecting the broader shifts in global and local levels of governance. At the global level two significant changes are of interest:(1) the shift from monolithic structures of global governance to a wide range of organizations that can be brought together for specific purposes and(2) the emergence of a globalized system of DRM, with technological, organizational, and institutional capacities enhancing DRM’s ability as a unit in near real time across the globe. At the local level there is an increase in ability to govern and develop creative solutions for complex problems that follow rapid urbanization. The importance of getting the global–local interface to work in tandem has been highlighted by recent hazard events, such as the 2011 Tohoku Earthquake and Tsunami. From a broad view of global and local shifts, a strategic role is becoming clearer at the national level for enhancing the relationships between the global and local levels. Through the influence of a globalized system of DRM, the local level can significantly improve its capacity without the heavy investment that might have been required to develop these capacities in isolation. One key to achieving this is adiffusion of DRM higher education, supported by an enhanced system of information flow. 展开更多
关键词 Disaster risk management Global governance GLOBALIZATION Globalized systems Local governance National governance
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