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系统观念指导下企业合规全过程实施路径研究 被引量:2
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作者 邹鹏 陈颖 《贵州大学学报(社会科学版)》 2023年第6期88-99,共12页
企业合规全过程实施包含有规可依、有规必依、违规处置三个环节。在有规可依环节,存在企业合规管理机制尚未正式入法、企业没有建立合规体系的问题;在有规必依环节,存在企业及其经营者法治意识不够充分、企业对规则不够熟悉以及中小企... 企业合规全过程实施包含有规可依、有规必依、违规处置三个环节。在有规可依环节,存在企业合规管理机制尚未正式入法、企业没有建立合规体系的问题;在有规必依环节,存在企业及其经营者法治意识不够充分、企业对规则不够熟悉以及中小企业难以负担合规成本的问题;在违规处置环节,存在行政监管合规激励、形式合规激励以及刑事合规与行政监管合规衔接的实施的问题。鉴于此,以系统观念为指导,完善企业合规全过程实施的路径包括加强企业合规领域的系统性立法、推动企业加深思想认识,完善合规管理系统性实施以及提高战略思维,推动企业合规激励制度系统性完善等三个方面。 展开更多
关键词 系统观念 企业过程实施 有法可依阶段 有法必依阶段 处置阶段
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一种高效的业务过程的合规性监控框架 被引量:2
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作者 龚平 冯在文 蒋建民 《计算机集成制造系统》 EI CSCD 北大核心 2017年第5期1113-1124,共12页
为了对业务过程的合规性进行监控,提出业务过程合规性监控框架bpCMon,包括合规性规则描述语言ECL和事件响应系统ERS。ECL建立在事件和事件关系模式上,能描述具有多业务视角的合规性规则。ERS是一个基于规则系统的监控器,包括规则系统和... 为了对业务过程的合规性进行监控,提出业务过程合规性监控框架bpCMon,包括合规性规则描述语言ECL和事件响应系统ERS。ECL建立在事件和事件关系模式上,能描述具有多业务视角的合规性规则。ERS是一个基于规则系统的监控器,包括规则系统和工作结构,工作结构中的索引能支持ERS监控器对事件的高效响应。使用真实医疗数据证实了bpCMon的实用性,通过与其他相关监控器的比较验证了ERS监控器的高效性。 展开更多
关键词 业务过程 性监控器 则系统
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考虑责任违规中断的负责任采购博弈
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作者 应丽娜 《物流技术》 2022年第2期57-62,112,共7页
随着全球供应链的发展,供应商过程违规越来越成为供应中断的常见原因。为改善过程合规性,很多跨国公司已经在全球范围内,尤其是发展中国家实施负责任采购。针对供应商-采购方过程行为建模内生化责任违规中断风险,构建采购方和风险供应... 随着全球供应链的发展,供应商过程违规越来越成为供应中断的常见原因。为改善过程合规性,很多跨国公司已经在全球范围内,尤其是发展中国家实施负责任采购。针对供应商-采购方过程行为建模内生化责任违规中断风险,构建采购方和风险供应商之间的Stackelberg博弈模型,研究订货比例、成本结构等对决策产生的影响。通过比较静态分析发现,在责任违规中断风险下,即使跨国公司的订单占比较小,风险供应商也有动力不断提高合规水平直至完全合规。这说明跨国公司可通过游说当地政府提高对过程违规行为的监管和惩罚,以此激励风险供应商提高合规努力。 展开更多
关键词 负责任采购 博弈论 责任违中断 过程合规 过程审计
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Multi-objective Evolutionary Algorithms for MILP and MINLP in Process Synthesis 被引量:7
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作者 石磊 姚平经 《Chinese Journal of Chemical Engineering》 SCIE EI CAS CSCD 2001年第2期173-178,共6页
Steady-state non-dominated sorting genetic algorithm (SNSGA), a new form of multi-objective genetic algorithm, is implemented by combining the steady-state idea in steady-state genetic algorithms (SSGA) and the fitnes... Steady-state non-dominated sorting genetic algorithm (SNSGA), a new form of multi-objective genetic algorithm, is implemented by combining the steady-state idea in steady-state genetic algorithms (SSGA) and the fitness assignment strategy of non-dominated sorting genetic algorithm (NSGA). The fitness assignment strategy is improved and a new self-adjustment scheme of is proposed. This algorithm is proved to be very efficient both computationally and in terms of the quality of the Pareto fronts produced with five test problems including GA difficult problem and GA deceptive one. Finally, SNSGA is introduced to solve multi-objective mixed integer linear programming (MILP) and mixed integer non-linear programming (MINLP) problems in process synthesis. 展开更多
关键词 multi-objective programming multi-objective evolutionary algorithm steady-state non-dominated sorting genetic algorithm process synthesis
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Evolution Handoff Strategy for Real-Time Video Transmission over Practical Cognitive Radio Networks 被引量:1
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作者 LIU Fa MA Yongkui +1 位作者 ZHAO Honglin DING Kai 《China Communications》 SCIE CSCD 2015年第2期141-154,共14页
The transmission delay of realtime video packet mainly depends on the sensing time delay(short-term factor) and the entire frame transmission delay(long-term factor).Therefore,the optimization problem in the spectrum ... The transmission delay of realtime video packet mainly depends on the sensing time delay(short-term factor) and the entire frame transmission delay(long-term factor).Therefore,the optimization problem in the spectrum handoff process should be formulated as the combination of microscopic optimization and macroscopic optimization.In this paper,we focus on the issue of combining these two optimization models,and propose a novel Evolution Spectrum Handoff(ESH)strategy to minimize the expected transmission delay of real-time video packet.In the microoptimized model,considering the tradeoff between Primary User's(PU's) allowable collision percentage of each channel and transmission delay of video packet,we propose a mixed integer non-linear programming scheme.The scheme is able to achieve the minimum sensing time which is termed as an optimal stopping time.In the macro-optimized model,using the optimal stopping time as reward function within the partially observable Markov decision process framework,the EHS strategy is designed to search an optimal target channel set and minimize the expected delay of packet in the long-term real-time video transmission.Meanwhile,the minimum expected transmission delay is obtained under practical cognitive radio networks' conditions,i.e.,secondary user's mobility,PU's random access,imperfect sensing information,etc..Theoretical analysis and simulation results show that the ESH strategy can effectively reduce the transmission delay of video packet in spectrum handoff process. 展开更多
关键词 practical cognitive radio networks spectrum handoff process partially observable Markov decision process video transmission
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Modeling of shear induced coarsening effects in semi-solid alloys
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作者 M.MODIGEL L A.POLA 《Transactions of Nonferrous Metals Society of China》 SCIE EI CAS CSCD 2010年第9期1696-1701,共6页
In long-term rheological shear experiments with semi-solid alloys, coarsening of the particles will falsify the interpretation of the experimental results.The coarsening is intensified by the shear induced convection ... In long-term rheological shear experiments with semi-solid alloys, coarsening of the particles will falsify the interpretation of the experimental results.The coarsening is intensified by the shear induced convection and the mean size of the particles is changed significantly during the experiments.A simple model has been set up which takes the influence of the convection into account.The resulting growth law has been simplified for diffusion and convection dominated growth.The growth law was verified with shear experiments in a Searl-rheometer with A356 and tin-lead alloys.The experiments demonstrated that under convection the growth follows a linear time law and that the rate constant depends on the root of the shear rate.The correction of experimental results to gain the true viscosity function is demonstrated for a shear jump experiment with A356. 展开更多
关键词 MICROSTRUCTURE COARSENING Ostwald ripening flow function VISCOSITY RHEOLOGY semi-solid alloys
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