Characterizing the influence of stress-induced microcracks on the laboratory strength and fracture development in brittle rocks using a finite-discrete element method-micro discrete fracture network FDEM-μDFN approach

Heterogeneity is an inherent component of rock and may be present in different forms including mineralheterogeneity, geometrical heterogeneity, weak grain boundaries and micro-defects. Microcracks areusually observed in crystalline rocks in two forms： natural and stress-induced; the amount of stressinducedmicrocracking increases with depth and in-situ stress. Laboratory results indicate that thephysical properties of rocks such as strength, deformability, P-wave velocity and permeability areinfluenced by increase in microcrack intensity. In this study, the finite-discrete element method （FDEM）is used to model microcrack heterogeneity by introducing into a model sample sets of microcracks usingthe proposed micro discrete fracture network （mDFN） approach. The characteristics of the microcracksrequired to create mDFN models are obtained through image analyses of thin sections of Lac du Bonnetgranite adopted from published literature. A suite of two-dimensional laboratory tests including uniaxial,triaxial compression and Brazilian tests is simulated and the results are compared with laboratory data.The FDEM-mDFN models indicate that micro-heterogeneity has a profound influence on both the mechanicalbehavior and resultant fracture pattern. An increase in the microcrack intensity leads to areduction in the strength of the sample and changes the character of the rock strength envelope. Spallingand axial splitting dominate the failure mode at low confinement while shear failure is the dominantfailure mode at high confinement. Numerical results from simulated compression tests show thatmicrocracking reduces the cohesive component of strength alone, and the frictional strength componentremains unaffected. Results from simulated Brazilian tests show that the tensile strength is influenced bythe presence of microcracks, with a reduction in tensile strength as microcrack intensity increases. Theimportance of microcrack heterogeneity in reproducing a bi-linear or S-shape failure envelope and itseffects on the mechanisms leading to spalling damage near an underground opening are also discussed.

Estimation of fracture size and azimuth in the universal elliptical disc model based on trace information

The geometric characteristics of fractures within a rock mass can be inferred by the data sampling from boreholes or exposed surfaces.Recently,the universal elliptical disc(UED)model was developed to represent natural fractures,where the fracture is assumed to be an elliptical disc and the fracture orientation,rotation angle,length of the long axis and ratio of short-long axis lengths are considered as variables.This paper aims to estimate the fracture size-and azimuth-related parameters in the UED model based on the trace information from sampling windows.The stereological relationship between the trace length,size-and azimuth-related parameters of the UED model was established,and the formulae of the mean value and standard deviation of trace length were proposed.The proposed formulae were validated via the Monte Carlo simulations with less than 5%of error rate between the calculated and true values.With respect to the estimation of the size-and azimuth-related parameters using the trace length,an optimization method was developed based on the pre-assumed size and azimuth distribution forms.A hypothetical case study was designed to illustrate and verify the parameter estimation method,where three combinations of the sampling windows were used to estimate the parameters,and the results showed that the estimated values could agree well with the true values.Furthermore,a hypothetical three-dimensional(3D)elliptical fracture network was constructed,and the circular disc,non-UED and UED models were used to represent it.The simulated trace information from different models was compared,and the results clearly illustrated the superiority of the proposed UED model over the existing circular disc and non-UED models。

Numerical Modeling of Natural Fracture Distributions in Shale

The production efficiency of shale gas is affected by the interaction between hydraulic and natural fractures.This study presents a simulation of natural fractures in shale reservoirs,based on a discrete fracture network(DFN)method for hydraulic fracturing engineering.Fracture properties of the model are calculated from core fracture data,according to statistical mathematical analysis.The calculation results make full use of the quantitative information of core fracture orientation,density,opening and length,which constitute the direct and extensive data of mining engineering.The reliability and applicability of the model are analyzed with regard to model size and density,a calculation method for dominant size and density being proposed.Then,finite element analysis is applied to a hydraulic fracturing numerical simulation of a shale fractured reservoir in southeastern Chongqing.The hydraulic pressure distribution,fracture propagation,acoustic emission information and in situ stress changes during fracturing are analyzed.The results show the application of fracture statistics in fracture modeling and the influence of fracture distribution on hydraulic fracturing engineering.The present analysis may provide a reference for shale gas exploitation.

Multi-dimensional size effects and representative elements for nonpersistent fractured rock masses: A perspective of geometric parameter distribution

This study takes a fractured rock mass in the Datengxia Hydropower Station,China as an example to analyze the size effects and determine the representative elementary sizes.A novel method considering geometric parameter distributions is proposed in this work.The proposed method can quickly and simply determine the size effects and representative elementary sizes.Specifically,geometric parameter distributions,including fracture frequency,size and orientation,are generated on the basis of the Bernoulli trial and Monte Carlo simulation.The distributions are assessed using the coefficient of variation(CV),and the acceptable variations for CV(5%,10%and 20%)are used to determine representative elementary sizes.Generally,the representative element of rock masses is the representative elementary volume(REV).The present study extends the representative element to other dimensions,i.e.representative elementary length(REL)and representative elementary area(REA)for one and two dimensions,respectively.REL and REA are useful in studying the size effects of one-(1D)and twodimensional(2D)characteristics of rock masses.The relationships among multi-dimensional representative elementary sizes are established.The representative elementary sizes reduce with the increase in the dimensions,and REA and REV can be deduced by REL.Therefore,the proposed method can quickly and simply determine REL and further estimate REA and REV,which considerably improves the efficiency of rock mass analysis.

A three-dimensional feature extraction-based method for coal cleat characterization using X-ray μCT and its application to a Bowen Basin coal specimen

Cleats are the dominant micro-fracture network controlling the macro-mechanical behavior of coal.Improved understanding of the spatial characteristics of cleat networks is therefore important to the coal mining industry.Discrete fracture networks(DFNs)are increasingly used in engineering analyses to spatially model fractures at various scales.The reliability of coal DFNs largely depends on the confidence in the input cleat statistics.Estimates of these parameters can be made from image-based three-dimensional(3D)characterization of coal cleats using X-ray micro-computed tomography(m CT).One key step in this process,after cleat extraction,is the separation of individual cleats,without which the cleats are a connected network and statistics for different cleat sets cannot be measured.In this paper,a feature extraction-based image processing method is introduced to identify and separate distinct cleat groups from 3D X-ray m CT images.Kernels(filters)representing explicit cleat features of coal are built and cleat separation is successfully achieved by convolutional operations on 3D coal images.The new method is applied to a coal specimen with 80 mm in diameter and 100 mm in length acquired from an Anglo American Steelmaking Coal mine in the Bowen Basin,Queensland,Australia.It is demonstrated that the new method produces reliable cleat separation capable of defining individual cleats and preserving 3D topology after separation.Bedding-parallel fractures are also identified and separated,which has his-torically been challenging to delineate and rarely reported.A variety of cleat/fracture statistics is measured which not only can quantitatively characterize the cleat/fracture system but also can be used for DFN modeling.Finally,variability and heterogeneity with respect to the core axis are investigated.Significant heterogeneity is observed and suggests that the representative elementary volume(REV)of the cleat groups for engineering purposes may be a complex problem requiring careful consideration.

Fractured reservoir modeling by discrete fracture network and seismic modeling in the Tarim Basin,China

Fractured reservoirs are an important target for oil and gas exploration in the Tarim Basin and the prediction of this type of reservoir is challenging.Due to the complicated fracture system in the Tarim Basin,the conventional AVO inversion method based on HTI theory to predict fracture development will result in some errors.Thus,an integrated research concept for fractured reservoir prediction is put forward in this paper.Seismic modeling plays a bridging role in this concept,and the establishment of an anisotropic fracture model by Discrete Fracture Network （DFN） is the key part.Because the fracture system in the Tarim Basin shows complex anisotropic characteristics,it is vital to build an effective anisotropic model.Based on geological,well logging and seismic data,an effective anisotropic model of complex fracture systems can be set up with the DFN method.The effective elastic coefficients,and the input data for seismic modeling can be calculated.Then seismic modeling based on this model is performed,and the seismic response characteristics are analyzed.The modeling results can be used in the following AVO inversion for fracture detection.

Numerical modeling of thermal breakthrough induced by geothermal production in fractured granite

It is well known that the complicated channeling of fluid flow and heat transfer is strongly related with the intricate natural fracture system.However,it is still challenging to set up the fracture network model which is strong heterogeneous.Compared with other methods(e.g.equivalent continuum model(ECM),discrete fracture model(DFM),and ECM-DFM),the fracture flow module in the COMSOL Multiphysics simulator is powerful in definition of fractures as the inner flow boundary existing in the porous media.Thus it is selected to simulate the fluid flow and heat transfer in the geothermal-developed fractured granite of Sanguliu area located at Liaodong Peninsula,Eastern China.The natural faults/fractures based on field investigation combined with the discrete fracture network(DFN)generated by the MATLAB are used to represent the two-dimensional geological model.Numerical results show that early thermal breakthrough occurs at the production well caused by quick flow of cold water along the highly connected fractures.Suitable hydraulic fracturing treatments with proper injection rates,locations,etc.can efficiently hinder the thermal breakthrough time in the natural fracture system.Large well spacing helps the long-term operation of geothermal production,but it is highly dependent on the geometrical morphology of the fracture network.The enhancement of reservoir properties at the near-well regions can also increase the geothermal production efficiency.The results in this study can provide references to achieve a sustainable geothermal exploitation in fractured granitic geothermal reservoirs or hot dry rocks at depth.

A discrete model for prediction of radon flux from fractured rocks

Prediction of radon flux from the fractured zone of a propagating cave mine is basically associated with uncertainty and complexity. For instance, there is restricted access to these zones for field measure- ments, and it is quite difficult to replicate the complex nature of both natural and induced fractures in these zones in laboratory studies. Hence, a technique for predicting radon flux from a fractured rock using a discrete fracture network （DFN） model is developed to address these difficulties. This model quantifies the contribution of fractures to the total radon flux, and estimates the fracture density from a measured radon flux considering the effects of advection, diffusion, as well as radon generation and decay. Radon generation and decay are classified as reaction processes. Therefore, the equation solved is termed as the advection-diffusion-reaction equation （ADRE）. Peclet number （Pe）, a conventional dimensionless parameter that indicates the ratio of mass transport by advection to diffusion, is used to classify the transport regimes. The results show that the proposed model effectively predicts radon flux from a fractured rock. An increase in fracture density for a rock sample with uniformly distributed radon generation rate can elevate radon flux significantly compared with another rock sample with an equivalent increase in radon generation rate. In addition to Pe, two other independent dimensionless parameters （derived for radon transport through fractures） significantly affect radon dimensionless flux. Findings provide insight into radon transport through fractured rocks and can be used to improve radon control measures for proactive mitigation.

Composite wedge failure using photogrammetric measurements and DFN-DEM modelling

Analysis and prediction of structural instabilities in open pit mines are an important design and operational consideration for ensuring safety and productivity of the operation. Unstable wedges and blocks occurring at the surface of the pit walls may be identified through three-dimensional(3D) image analysis combined with the discrete fracture network(DFN) approach. Kinematic analysis based on polyhedral modelling can be used for first pass analysis but cannot capture composite failure mechanisms involving both structurally controlled and rock mass progressive failures. A methodology is proposed in this paper to overcome such limitations by coupling DFN models with geomechanical simulations based on the discrete element method(DEM). Further, high resolution photogrammetric data are used to identify valid model scenarios. An identified wedge failure that occurred in an Australian coal mine is used to validate the methodology. In this particular case, the failure surface was induced as a result of the rock mass progressive failure that developed from the toe of the structure inside the intact rock matrix. Analysis has been undertaken to determine in what scenarios the measured and predicted failure surfaces can be used to calibrate strength parameters in the model.

Influence of data analysis when exploiting DFN model representation in the application of rock mass classification systems

Discrete fracture network(DFN) models have been proved to be effective tools for the characterisation of rock masses by using statistical distributions to generate realistic three-dimensional(3 D) representations of a natural fracture network. The quality of DFN modelling relies on the quality of the field data and their interpretation. In this context, advancements in remote data acquisition have now made it possible to acquire high-quality data potentially not accessible by conventional scanline and window mapping. This paper presents a comparison between aggregate and disaggregate approaches to define fracture sets, and their role with respect to the definition of key input parameters required to generate DFN models. The focal point of the discussion is the characterisation of in situ block size distribution(IBSD) using DFN methods. An application of IBSD is the assessment of rock mass quality through rock mass classification systems such as geological strength index(GSI). As DFN models are becoming an almost integral part of many geotechnical and mining engineering problems, the authors present a method whereby realistic representation of 3 D fracture networks and block size analysis are used to estimate GSI ratings, with emphasis on the limitations that exist in rock engineering design when assigning a unique GSI value to spatially variable rock masses.

Anisotropy of strength and deformability of fractured rocks

Anisotropy of the strength and deformation behaviors of fractured rock masses is a crucial issue for design and stability assessments of rock engineering structures, due mainly to the non-uniform and non- regular geometries of the fracture systems. However, no adequate efforts have been made to study this issue due to the current practical impossibility of laboratory tests with samples of large volumes con- taining many fractures, and the difficulty for controlling reliable initial and boundary conditions for large-scale in situ tests. Therefore, a reliable numerical predicting approach for evaluating anisotropy of fractured rock masses is needed. The objective of this study is to systematically investigate anisotropy of strength and deformability of fractured rocks, which has not been conducted in the past, using a nu- merical modeling method. A series of realistic two-dimensional （2D） discrete fracture network （DFN） models were established based on site investigation data, which were then loaded in different directions, using the code UDEC of discrete element method （DEM）, with changing confining pressures. Numerical results show that strength envelopes and elastic deformability parameters of tested numerical models are significantly anisotropic, and vary with changing axial loading and confining pressures. The results indicate that for design and safety assessments of rock engineering projects, the directional variations of strength and deformability of the fractured rock mass concerned must be treated properly with respect to the directions of in situ stresses. Traditional practice for simply positioning axial orientation of tunnels in association with principal stress directions only may not be adequate for safety requirements. Outstanding issues of the present study and su^zestions for future study are also oresented.

New approaches to quantify progressive damage and associated dynamic rock mass blockiness

In the past decade, numerical modelling has been increasingly used for simulating the mechanical behaviour of naturally fractured rock masses. In this paper, we introduce new algorithms for spatial and temporal analyses of newly generated fractures and blocks using an integrated discrete fracture network (DFN)-finite-discrete element method (FDEM) (DFN-FDEM) modelling approach. A fracture line calculator and analysis technique (i.e. discrete element method (DEM) fracture analysis, DEMFA) calculates the geometrical aspects of induced fractures using a dilation criterion. The resultant two-dimensional (2D) blocks are then identified and characterised using a graph structure. Block tracking trees allow track of newly generated blocks across timesteps and to analyse progressive breakage of these blocks into smaller blocks. Fracture statistics (number and total length of initial and induced fractures) are then related to the block forming processes to investigate damage evolution. The combination of various proposed methodologies together across various stages of modelling processes provides new insights to investigate the dependency of structure's resistance on the initial fracture configuration.

Overhanging rock slope by design:An integrated approach using rock mass strength characterisation,large-scale numerical modelling and limit equilibrium methods

Overhanging rock slopes(steeper than 90°) are typically avoided in rock engineering design, particularly where the scale of the slope exceeds the scale of fracturing present in the rock mass. This paper highlights an integrated approach of designing overhanging rock slopes where the relative dimensions of the slope exceed the scale of fracturing and the rock mass failure needs to be considered rather than kinematic release of individual blocks. The key to the method is a simplified limit equilibrium(LE) tool that was used for the support design and analysis of a multi-faceted overhanging rock slope. The overhanging slopes required complex geometries with constantly changing orientations. The overhanging rock varied in height from 30 m to 66 m. Geomechanical modelling combined with discrete fracture network(DFN)representation of the rock mass was used to validate the rock mass strength assumptions and the failure mechanism assumed in the LE model. The advantage of the simplified LE method is that buttress and support design iterations(along with sensitivity analysis of design parameters) can be completed for various cross-sections along the proposed overhanging rock sections in an efficient manner, compared to the more time-intensive, sophisticated methods that were used for the initial validation. The method described presents the development of this design tool and assumptions made for a specific overhanging rock slope design. Other locations will have different geological conditions that can control the potential behaviour of rock slopes, however, the approach presented can be applied as a general guiding design principle for overhanging rock cut slope.

Effects of confinement on rock mass modulus:A synthetic rock mass modelling(SRM) study

The main objective of this paper is to examine the influence of the applied confining stress on the rock mass modulus of moderately jointed rocks（well interlocked undisturbed rock mass with blocks formed by three or less intersecting joints）. A synthetic rock mass modelling（SRM） approach is employed to determine the mechanical properties of the rock mass. In this approach, the intact body of rock is represented by the discrete element method（DEM）-Voronoi grains with the ability of simulating the initiation and propagation of microcracks within the intact part of the model. The geometry of the preexisting joints is generated by employing discrete fracture network（DFN） modelling based on field joint data collected from the Brockville Tunnel using LiDAR scanning. The geometrical characteristics of the simulated joints at a representative sample size are first validated against the field data, and then used to measure the rock quality designation（RQD）, joint spacing, areal fracture intensity（P21）, and block volumes. These geometrical quantities are used to quantitatively determine a representative range of the geological strength index（GSI）. The results show that estimating the GSI using the RQD tends to make a closer estimate of the degree of blockiness that leads to GSI values corresponding to those obtained from direct visual observations of the rock mass conditions in the field. The use of joint spacing and block volume in order to quantify the GSI value range for the studied rock mass suggests a lower range compared to that evaluated in situ. Based on numerical modelling results and laboratory data of rock testing reported in the literature, a semi-empirical equation is proposed that relates the rock mass modulus to confinement as a function of the areal fracture intensity and joint stiffness.

A new estimation method and an anisotropy index for the deformation modulus of jointed rock masses

The deformation modulus of a rock mass is an important parameter to describe its mechanical behavior.In this study,an analytical method is developed to determine the deformation modulus of jointed rock masses,which considers the mechanical properties of intact rocks and joints based on the superposition principle.Due to incorporating the variations in the orientations and sizes of joint sets,the proposed method is applicable to the rock mass with persistent and parallel joints as well as that with nonpersistent and nonparallel joints.In addition,an anisotropy index AIdmfor the deformation modulus is defined to quantitatively describe the anisotropy of rock masses.The range of AIdmis from 0 to 1,and the more anisotropic the rock mass is,the larger the value of AIdmwill be.To evaluate the proposed method,20 groups of numerical experiments are conducted with the universal distinct element code(UDEC).For each experimental group,the deformation modulus in 24 directions are obtained by UDEC(numerical value)and the proposed method(predicted value),and then the mean error rates are calculated.Note that the mean error rate is the mean value of the error rates of the deformation modulus in 24 directions,where for each direction,the error rate is equal to the ratio of numerical value minus predicted value to the numerical value.The results show that(i)for different experimental groups,the mean error rates vary between 5.06%and 22.03%;(ii)the error rates for the discrete fracture networks(DFNs)with two sets of joints are at the same level as those with one set of joints;and(iii)therefore,the proposed method for estimating the deformation modulus of jointed rock masses is valid.

Slope stability assessment of an open pit using lattice-spring-based synthetic rock mass (LS-SRM) modeling approach

Discontinuity waviness is one of the most important properties that influence shear strength of jointed rock masses,and it should be incorporated into numerical models for slope stability assessment.However,in most existing numerical modeling tools,discontinuities are often simplified into planar surfaces.Discrete fracture network modeling tools such as MoFrac allow the simulation of non-planar discontinuities which can be incorporated into lattice-spring-based geomechanical software such as Slope Model for slope stability assessment.In this study,the slope failure of the south wall at Cadia Hill open pit mine is simulated using the lattice-spring-based synthetic rock mass(LS-SRM)modeling approach.First,the slope model is calibrated using field displacement monitoring data,and then the influence of different discontinuity configurations on the stability of the slope is investigated.The modeling results show that the slope with non-planar discontinuities is comparatively more stable than the ones with planar discontinuities.In addition,the slope becomes increasingly unstable with the increases of discontinuity intensity and size.At greater pit depth with higher in situ stress,both the slope models with planar and non-planar discontinuities experience localized failures due to very high stress concentrations,and the slope model with planar discontinuities is more deformable and less stable than that with non-planar discontinuities.