Design Index and Empirical Analysis of the Evaluation Index System for the Transformation of Scientific and Technological Achievements of Universities in Beijing, Tianjin and Hebei

Promoting the transformation of scientific and technological achievements of universities and colleges in Beijing, Tianjin, and Hebei is an important measure to enhance the level of scientific and technological development in universities, enhance the scientific and technological synergy of Beijing-Tianjiii-Hebei urban agglomeration, practice the coordinated development strategy of Beijing, Tianjin and Hebei, and promote the construction of Xiong'an New District. Based on the scientific and technological input of colleges and universities, the development of science and technology and the output of science and technology, this paper uses Delphi and AHP to construct a Beijing, Tianjin, Hebei University Science and Technology Achievement Transformation Performance Evaluation System from the perspectives of transformation potentials, scientific research activities and achievements transformation of university scientific and technological achievements. An empirical analysis was carried out to provide reference for the government's efficient decision-making and improvement of strategies for transforming scientific and technological achievements in universities.

Two Projects of Sinosteel LIRR Passed Appraisal of Scientific and Technological Achievements in Henan Province

On Dec.30, 2013, projects ＂R ＆ D and Application of Long Life MoSi2 Heating Unit in Corroded Atmosphere＂ and ＂ R ＆ D and Applicalion of New Sell-bonded SiC Materials for Aluminum Electrolysis Cell＂ of Sinosteel LIRR passed the appraisal of scientific and technological achievements organized by Henan Bureau of Science and Technology.

Survey of Data Value Evaluation Methods Based on Open Source Scientific and Technological Information

It is important to effectively identify the data value of open source scientific and technological information and to help intelligence analysts select high-value data from a large number of open-source scientific and technological information. The data value evaluation methods of scientific and technological information is proposed in the open source environment. According to the characteristics of the methods, the data value evaluation methods were divided into the following three aspects: research on data value evaluation methods based on information metrology, research on data value evaluation methods based on economic perspective and research on data value assessment methods based on text analysis. For each method, it indicated the main ideas, application scenarios, advantages and disadvantages.

Three Project of PRCO Passed Appraisal of Scientific and Technological Achievements

On Dec. 15, 2013, three projects ＂ R ＆ D and Application of Long Life Submerged Entry Nozzle lbr Oxygen- and Manganese-rich Steel＂, ＂ R ＆ D and Application of Long Life Slag Line MgO-C Bricks for VD Refining Ladle＂ and ＂ R ＆ D and Application of Al2O3-SiC Gunning Castables＂ of Puyang Refractories Group Co., Ltd. passed the appraisal of scientific and technological achievements organized by Henan Bureau of Science and Technology.

Scientific and technological progress and innovation of Three Gorges Project

In the design,construction and operation periods of the Three Gorges Project (TGP),great challenges have been met in different fields such as water resources and hydropower project construction,electromechanical equipment manufacture and ecological environment protection.In view of the key techniques and difficulties in the construction period,scientific and technological breakthroughs have been made by the experts and scholars of various fields and a series of innovative achievements are gained,which make the scientific and technological levels in relevant fields improved.Some major innovative achievements in the construction and operation of TGP are enumerated,which are significant for the hydropower project construction and clean energy development in the future in China.

An empowerment evaluation framework for national scientific and technical information governance

‘Empowerment’is the result of pursuing special capabilities under a specific value orientation.The changes in related object capabilities triggered by scientific and technical information activities in the new environment are important to the national scientific and technical(S&T)information governance.Based on the empowerment theories and evaluation practices,this study attempts to construct an empowerment evaluation framework for national S&T information governance and takes the participatory technology assessment and Altmetrics methods as examples to demonstrate its advantages:1)The capability changes and development potential are regarded as important basis for evaluation;2)The multi-person participation and multi-indicator comprehensive evaluation method is conducive to the democratic and objective nature of science and technology information governance policy formulation.

Performance Evaluation Management and Meta-norm Execution Cost of Major Science and Technology Project

Major science and technology project generally got high social expectations as a result of harge investment.To ensure that the science and technology teams follow the norms of S&T research and make full use of the investment,the effective norms maintenance mechanism must be established which includes punishment for violators and burnout of teams of supervisors,namely setting up the meta-norm execution mechanism.It is very important to establish the effective major science and technology project evaluation system to reduce the norm and metanorm execution cost.In this paper,the principles,methods and implementation system guarantee of evaluation system building are studied as well.

Patent Citations Analysis and Its Value in Research Evaluation： A Review and a New Approach to Map Technology-relevant Research

Purpose： First, to review the state-of-the-art in patent citation analysis, particularly characteristics of patent citations to scientific literature （scientific non-patent references, SNPRs）. Second, to present a novel mapping approach to identify technology-relevant research based on the papers cited by and referring to the SNPRs. Design/methodology/approach： In the review part we discuss the context of SNPRs such as the time lags between scientific achievements and inventions. Also patent-to-patent citation is addressed particularly because this type of patent citation analysis is a major element in the assessment of the economic value of patents. We also review the research on the role of universities and researchers in technological development, with important issues such as universities as sources of technological knowledge and inventor-author relations. We conclude the review part of this paper with an overview of recent research on mapping and network analysis of the science and technology interface and of technological progress in interaction with science. In the second part we apply new techniques for the direct visualization of the cited and citing relations of SNPRs, the mapping of the landscape around SNPRs by bibliographic coupling and co-citation analysis, and the mapping of the conceptual environment of SNPRs by keyword co-occurrence analysis. Findings： We discuss several properties of SNPRs. Only a small minority of publications covered by the Web of Science or Scopus are cited by patents, about 3%-4%. However, for publications based on university-industry collaboration the number of SNPRs is considerably higher, around 15%. The proposed mapping methodology based on a ＂second order SNPR approach＂ enables a better assessment of the technological relevance of research. Research limitations： The main limitation is that a more advanced merging of patent and publication data, in particular unification of author and inventor names, in still a necessity. Practical implications： The proposed mapping methodology enables the creation of a database of technology-relevant papers （TRPs）. In a bibliometric assessment the publications of research groups, research programs or institutes can be matched with the TRPs and thus the extent to which the work of groups, programs or institutes are relevant for technological development can be measured. Originality/value： The review part examines a wide range of findings in the research of patent citation analysis. The mapping approach to identify a broad range of technologyrelevant papers is novel and offers new opportunities in research evaluation practices.

Application of PPE Model in Land Adaptability Appraisal in Small Basin Based on RAGA

The paper applies multi-dimension to lower technology-projection pursuit evaluation model in the conservation of water and soil discipline domain, optimizes the projection direction using the improved acceleration genetic algorithms, transforms the multi-dimensional data target to lower sub-space, and values soil adaptability of Dongdagou basin in Keshan County by searching the optimal projection direction and the projection function data. The paper provides a new notion and method for the conservation of water and soil in small basin.

全球心血管疾病学术影响力评价(CAPE)体系的方法探索

目的:构建全球心血管疾病学术影响力评价(Cardiovascular Academic Performance Evaluation,CAPE)体系,并对全球医疗机构心血管疾病学术影响力进行排名。方法:由心血管疾病领域人员和图书情报人员提取医学主题词表(MeSH)、Embase同义词表、国际疾病分类(ICD)中心血管疾病相关术语,建立心血管术语词表(即阜外词表),设定缺血性心脏病、高血压、血管疾病、心律失常、肺血管疾病、心力衰竭、先天性心脏病、心肌病和瓣膜性心脏病等9个亚学科,实现亚学科分类、心血管术语词、入口词的映射。检索Web of Science、PubMed、Scopus数据库2016年1月1日至2022年12月31日的心血管领域论文,并对元数据进行去重融合;应用阜外词表对论文中主题词、题目、关键词、摘要等4个位置的内容进行检索匹配,生成论文“位置-心血管术语词-频次”的信息表,计算每一篇论文心血管学科相关度积分及亚学科积分。对论文的机构名、学者名进行规范化清洗,基于心血管强相关(相关度积分≥4分)原创性论文开展全球心血管疾病领域学术影响力的评价。针对全国医疗机构(心血管)的科技评价,还采集了国家自然科学基金项目、授权发明专利、获奖成果、科研平台、注册试验[国家药品监督管理局药品审评中心(CDE)药物临床试验登记数据]等数据。结果:检索到全球2016~2022年心血管领域论文1545103篇,剔除摘要、书籍、传记、新闻、视频、音频、撤稿、更正声明后为1178019篇,使用阜外词表标引“心血管强相关”论文518058篇。还采集到11143项心血管相关国家自然科学基金项目、19382项心血管相关有效授权发明专利、103项心血管相关国家级获奖成果、24个心血管相关国家科研平台、2084项CDE心血管相关药物临床试验登记等数据。经组织心血管疾病及其亚学科专家团队针对各自亚学科论文进行核对和验证,改进学科分类规则,最终锁定11项指标构建了心血管疾病和9个亚学科领域的综合评价指标体系。2016~2022年,中国发表心血管疾病研究论文数量增幅为123.5%,共发表约7.68万篇,平均每天约30篇,仅次于美国(约11.41万篇),居世界第二位。但中国期刊引证报告(JCR)分区和中国科学院分区论文占比仅居世界第八位。在2020~2022年全球医疗机构心血管原创研究论文影响力综合评估中,仅2家中国医疗机构进入前20名。结论:CAPE项目基于2016~2022年多源数据基础,首次探索建立了心血管领域机构学术影响力综合评价指标体系。

三级公立医院绩效考核背景下科技创新能力提升策略实践探索

科技创新是公立医院高质量发展的重要抓手。当前,医院青年人才科研起步难、交叉研究落地难、研究成果转化难等问题,制约了医院科技创新能力的提升。浙江大学医学院附属儿童医院积极响应医改政策,以问题为导向,探索并实践科技创新能力提升策略,从科研绩效评价制度改革、临床青年科技创新人才培养、科技创新平台建设、科技成果转化机制完善等方面,全方位推进医院科技创新体制机制建设,推动科技创新能力整体提升,取得了初步成效。有关实践经验可以为三级公立医院可持续高质量发展提供参考。

新质生产力视域下中国高校科技创新力评价及影响因素研究

习近平总书记立足于我国经济发展时代特征提出新质生产力概念,并作出一系列重要论述。新质生产力是在新技术革命推动下,以信息技术、人工智能为引擎,以科技创新为驱动力的生产力形态,是高质量发展的强劲推动力、支撑力。高校作为国家创新体系的重要组成部分,在基础研究、应用研究、成果转化等方面发挥着重要作用,取得了一批重大科技成果,但还存在着诸多不足,面临不少困难和问题。在习近平总书记关于新质生产力重要论述的指引下,准确把握高校科技创新的重要地位和独特优势,客观评价我国不同地区高校科技创新力发展水平,分析存在的问题,提出对策建议,具有极其重要的意义。文章采用TOPSIS法测算我国31省(自治区、直辖市)高校科技创新力指数,基于空间自相关理论探究我国高校科技创新力指数的空间关联特征,运用泰尔指数分析我国高校科技创新力指数的空间差异性,运用地理探测器原理研究我国高校科技创新力的影响因素及其交互作用。研究结果发现:我国31省(自治区、直辖市)高校科技创新力整体还不强,创新力指数的空间分布不均衡,东部地区明显高于中部和西部地区;空间自相关性显著,上海、江苏、广东、浙江等指数较高省份呈现“高-高”集聚特征,甘肃、海南、新疆、西藏等指数较低省份呈现“低-低”集聚特征;区域间差异明显,东部和西部地区域内差异较中部地区显著,东部地区内部差异逐渐缩小,中部地区内部差异先增大后缩小,西部地区内部差异有所增大;影响我国高校科技创新力发展的主要因素是人力资源、经费投入等,且区域间投入存在明显差异,中部和西部地区投入不足,同时还受区域对外开放和技术需求等因素影响;内部因素交互作用强度大于外部因素,交互作用强度较大的是教学与科研人员数、科技经费当年拨入、成果应用及科技服务项目数、R&D成果应用及科技服务项目经费当年拨入、信息化水平,且信息化水平发挥的作用越来越大。根据研究结论,以习近平总书记关于新质生产力重要论述为指引,从创新投入、资源配置、资源共享、政产学研合作等方面提出对策建议。

国家重大项目管理应用技术就绪度评价的实施方案及优化——基于“工厂化农业关键技术与智能农机装备”国家重点专项的案例研究

技术就绪度(TRL)评价是建立在项目分解结构和关键技术元素识别基础上的,强调了技术在不同发展阶段之间的转化,能够更直观展现专项实施进展和目标完成情况,并通过进一步丰富技术研发各阶段的评价细则创新项目管理。现阶段已经形成了比较成熟的TRL9级定义,但以应用于工业领域为主,在管理层面衡量科技项目的成效尚未涉及。鉴于此,结合“工厂化农业关键技术与智能农机装备”国家重点专项的项目特点开展TRL管理方法案例研究。梳理TRL概念发展和国内外研究与应用状况,系统梳理“原理构想—技术验证—模拟环境测试—实际应用”这一研发链条,从TRL审查组、被评单位和评价对象3个关键要素入手,从技术指标、技术成果与创新性指标、应用指标3个维度构建覆盖技术、技术成果与创新性评估及应用效能的技术就绪度评价体系,并在考量评价组织机构的运作特性基础上,运用专家咨询法设计技术就绪度评价流程,分别从技术就绪度审查组和被评单位两个层面形成操作规范,构建符合该专项特点的TRL一般标准、TRL指标体系、评级要点参考指标,最终建立“工厂化农业关键技术与智能农机装备”重点专项项目的技术就绪度管理方法。根据所提出的TRL评价实施方案,进一步从开展农业领域应用试点和推广、加强评价方法普及和操作培训、促进与其他项目管理方法有效融合以及加快信息化应用和技术开发等方面,思考提出促进TRL在科技项目管理中高质量实施的建议。

基于点分配法、全一致性法、灰色关联分析的科技人才分类评价研究

科技人才评价是一种多准则决策问题,不同方法导致评估存在不确定性,已有相关评价方法在实践中存在一定的局限性。为解决这一问题,针对创新活动不同阶段对科技人才评价的差异化要求,立足于“破四唯”和“立新标”并举的思路,将科技人才分为基础研究类、应用研究和技术开发类以及科技管理服务类,基于政策文件和文献的关键词提取法构建科技人才分类评价指标体系,通过充分考虑不同方法导致评估存在的不确定性,结合点分配法(PA)和全一致性法(FUCOM)构建灰数组合权重,将灰数权重和不同决策者针对评价对象的评估分数作为灰数输入,提出PA-FUCOM灰色关联分析法;并以陕西省某研究院的4位应用研究和技术开发类人才为例进行实证分析,以验证评价结果的有效和准确性。结果表明:基于PA-FUCOM灰色关联分析法的科技人才评价指标体系,对基础研究人才整体上各类指标相对较为均衡但侧重人才价值和学科背景,对应用研究和技术开发类人才在成果价值和转化效益上拥有更大的权重,对科技管理服务类人才整体指标相对均衡但在成果价值上的权重相对更大;灰色系统理论有助于解决科技人才评价过程存在的不确定性,点分配法在实际评估中简单可行,FUCOM由于计算量小、一致性更高从而为混合指标权重计算提供了新的可能,因此PA-FUCOM组合权重计算方法在评价结果区分度、评价结果的一致性上都有较好的表现.

科技人才评价研究综述

加强科技人才评价研究,有助于发挥“评价”的“指挥棒”和“风向标”作用,充分激发科技人才的创新创造活力,为加快实现高水平科技自立自强和建成科技强国的宏伟目标提供有力的人才支撑。综述了科技人才评价对象的研究现状,从专家定性评价法、定量指标评价法以及综合评价法3个方面对科技人才评价方法进行述评,重点介绍了层次分析法、熵值法、因子分析法、基于熵权的TOPSIS法、模糊综合评价法,对科技人才评价常见指标体系进行了梳理总结,展望了科技人才评价的发展趋势,结合当前形势与政策,提出今后应进一步细化评价对象分类研究,注重科技人才评价指标的价值导向和数字化技术在科技人才评价中的深化应用。

基于颠覆性技术创新项目评价及立项决策模型的研究

为实现我国颠覆性技术创新项目的精准遴选,促进颠覆性创新产业的培育发展,在分析梳理国内外关于颠覆性技术创新项目遴选、立项决策管理方面研究的基础上,分析对比颠覆性技术创新项目与一般科技计划项目的特征属性差异,借鉴海尔迈耶问题的做法,结合当前政策导向,针对颠覆性技术具有隐蔽性、破坏性、不确定性的特征属性,提出相应的项目遴选角度和评审标准的思路,并利用层次分析法构建颠覆性技术创新项目立项评价的三级指标体系。从项目影响力、项目可能性两方面构建颠覆性技术创新项目的决策矩阵模型,为颠覆性创新项目立项决策提供判断依据。

基于大数据赋能的重大科技项目监测评估新模式研究

监测评估作为重大科技项目组织实施的重要抓手,在推动完善项目管理、提升管理绩效、构建科技大监督格局方面发挥了重要作用。但是,目前仍存在数字化评估手段有限、对科技决策支撑作用不充分和监测评估效能尚未充分释放等问题。为进一步优化重大科技项目组织实施模式,让数字化、信息化工具更大程度赋能科技评估,以重大科技项目为研究对象,研究了国内外重大科技项目监测评估的模式,围绕中国现阶段重大科技项目监测评估面临的挑战,探讨了大数据赋能监测评估的理论依据、主要特点,探索构建了重大科技项目数据治理新路径,并提出了建立重大科技项目管理新机制、新方法、新模式等有关政策建议。

泰州科技人才发展政策集成体系调查与研究

文章聚焦泰州科技人才发展政策集成体系,全面梳理剖析政策现状。对泰州市在科技人才引进、培养和使用等方面进行了详尽的探讨,并深入解析科技人才政策中的难题与瓶颈。针对性提出建立持续追踪与调整科技创新活力的评估机制等对策,以推动泰州市科技人才发展政策的进一步完善,提升城市的创新能力和竞争力。

融合评价视角下的查收查引工作发展与探索

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