Rock mechanical problems and optimization for the long and deep diversion tunnels at Jinping Ⅱ hydropower station

According to site-specific environments such as high water pressures, high in-situ stresses and strong rockbursts, the design scheme of the long and deep diversion tunnels at Jinping II hydropower station was optimized to ensure construction safety. New drainage tunnels were considered. Furthermore, lining structures and grouting pressures were modified during the excavation of tunnels. The construction scheme was updated dynamically based on the complex geological conditions. For instances, the diversion tunnels were first excavated by drilling and blasting method at the first stage of construction, and then by the combination method of tunnel boring machine （TBM） and drilling and blasting, and finally by drilling and blasting method. Through optimized scheme and updated construction scheme, the excavation of diversion tunnel #1 was successfully completed in June, 2011. This paper summarizes the key issues in rock mechanics associated with the construction of the long and deep diversion tunnels at Jinping II hydropower station. The experiences of design and construction obtained from this project could provide reference to similar projects.

Tempo-spatial characteristics and influential factors of rockburst:a case study of transportation and drainage tunnels in Jinping Ⅱ hydropower station

Jinping Ⅱ hydropower station is located in a high in-situ stress region in Southwest China. During the excavations of the transportation and drainage tunnels, more than 460 rockburst events were recorded in the transportation tunnel and 110 in the drainage tunnel, which has a serious and negative influence on the tunnels’ construction and the safety of staff and equipment. In the paper, the characters of rockburst patterns are analyzed for the transportation and drainage tunnels. The results are illustrated as follow: (1) Most of intensive rockbursts occur in the layer T2b, and continuous occurrences of rockbursts are more frequently observed than those in other layers. (2) The critical overburden depth of rockburst in the transportation tunnel is 600 m, and the length of the continuous occurrence section of rockburst is smaller than 25 m. The damaged depth of the rockburst has the tendency to increase with the increasing overburden depth, and the maximum damaged depth is over 3.5 m. (3) From east to west (west to east) in Jinping Ⅱ hydropower station, the rockburst usually takes place in the right (left) side of tunnel working face, and then the left (right) or roof of the tunnel. The total length of the continuous occurrence section of rockburst is 57.4%–62.2% of the overall rockburst length, followed by the rockbursts of flake-splitting type and other types. (4) Compared with the transportation tunnel, the intensity of rockburst in the drainage tunnel is higher while the length of the continuous occurrence section of rockburst is smaller. The rockburst section with length less than 10 m and depth of 1 m mainly occurs in the layer at a depth of 1 800–2 000 m. The influences of opening geometry and excavation method on the characteristics of the adjacent zone are great, but the influence of the stress among the tunnel group induced by excavation is relatively low.

Measures for controlling large deformations of underground caverns under high in-situ stress condition--A case study of JinpingⅠhydropower station

The Jinping I hydropower station is a huge water conservancy project consisting of the highest concrete arch dam to date in the world and a highly complex and large underground powerhouse cavern. It is located on the right bank with extremely high in-situ stress and a few discontinuities observed in surrounding rock masses. The problems of rock mass deformation and failure result in considerable challenges related to project design and construction and have raised a wide range of concerns in the fields of rock mechanics and engineering. During the excavation of underground caverns, high in-situ stress and relatively low rock mass strength in combination with large excavation dimensions lead to large deformation of the surrounding rock mass and support. Existing experiences in excavation and support cannot deal with the large deformation of rock mass effectively, and further studies are needed. In this paper, the geological conditions, layout of caverns, and design of excavation and support are first introduced, and then detailed analyses of deformation and failure characteristics of rocks are presented. Based on this, the mechanisms of deformation and failure are discussed, and the support adjustments for controlling rock large deformation and subsequent excavation procedures are proposed. Finally, the effectiveness of support and excavation adjustments to maintain the stability of the rock mass is verified. The measures for controlling the large deformation of surrounding rocks enrich the practical experiences related to the design and construction of large underground openings, and the construction of caverns in the Jinping I hydropower station provides a good case study of large-scale excavation in highly stressed ground with complex geological structures, as well as a reference case for research on rock mechanics.

Treatment design of geological defects in dam foundation of Jinping I hydropower station

Jinping I hydropower station is one of the most challenging projects in China due to its highest arch dam and complex geological conditions for construction.After geological investigation into the dam foundation,a few large-scale weak discontinuities are observed.The rock masses in the left dam foundation are intensively unloaded,approximately to the depth of 150–300 m.These serious geological defects lead to a geological asymmetry on the left and right banks,and thus some major diffculties of dam construction are encountered.In this paper,the influences of geological defects on the project are analyzed,followed by the concepts and methods of treatment design.Based on the analysis,the treatment methods of the weak rock masses and discontinuities are carefully determined,including the concrete cushion,concrete replacement grids,and consolidation grouting.They work together to enhance the strength and integrity of the dam foundation.Evaluations and calibrations through geo-mechanical model tests in combination with feld monitoring results in early impoundment period show that the arch dam and its foundation are roughly stable,suggesting that the treatment designs are reasonable and effective.The proposed treatment methods and concepts in the context can be helpful for similar complex rock projects.

Safety monitoring and stability analysis of left abutment slope of Jinping Ⅰ hydropower station

Safety monitoring and stability analysis of high slopes are important for high dam construction in high mountainous regions or precipitous gorges. In this paper, deformation characteristics of toppling block at upper abutment, deforming tensile rip wedge in the middle part and deep fractures are comprehensively analyzed based on the geological conditions, construction methods and monitoring results of left abutment slope in Jinping Ⅰ hydropower station. Safety analyses of surface and shallow-buried rock masses and the corresponding anchorage system are presented. The monitoring results indicate that the global stability of the large wedge block in the left abutment is effectively under control, and the abutment slope is stable in a global sense. After the completion of excavation, the deformations of toppling block at the top of the slope and deep fracture zone continue at a very low rate, which can be explained as 'rock mass creep'. Further monitoring and analysis are needed.

Study on Seepage Control in Complicated Hydrogeological Conditions on the Right Bank of JinPing-I Hydropower Station

With consideration of the special hydrogeological conditions and layout characteristics of the hydraulic structures, the seepage control measures of dam abutment and underground powerhouse on the right bank of JinPing-I hydropower station is drawn up. Based on the three dimensional finite element analysis of seepage control with dry area virtual flow constant mesh analysis method, the rationality of the seepage control measures of dam abutment and underground powerhouse has been verified and the key factors affecting the effect of seepage have been compared. In combination with the curtain of dam abutment, the curtain of underground powerhouse is reasonable. The results showed that the steel liner of penstock after the curtain is necessary.

Unloading performances and stabilizing practices for columnar jointed basalt:A case study of Baihetan hydropower station

The columnar jointed rock mass(CJR), composed of polygonal cross-sectional columns cut by several groups of joints in various directions, was exposed during the excavations of the Baihetan hydropower station, China. In order to investigate the unloading performances and the stability conditions during excavation of the columns, an experimental field study was performed. Firstly, on-site investigations indicated that the geotechnical problems, including rock relaxation, cracking and collapse, were the most prominent for the CJR Class I that contains intensive joint network and the smallest column sizes.Comprehensive field tests, including deformation measurement by multi-point extensometers, ultrasonic wave testing, borehole television observation and stress monitoring of rock anchors, revealed that the time-dependent relaxation of the CJRs was marked. The practical excavation experiences for the Baihetan columnar jointed rock masses, such as blasting scheme, supporting time of shotcrete and rock bolts, were presented in the excavations of the diversion tunnels. These detailed investigations and practical construction experiences can provide helpful information for similar geotechnical works in jointed rock mass.

Mechanism of toppling and deformation in hard rock slope: a case of bank slope of Hydropower Station, Qinghai Province, China

Recently, various toppling slopes have emerged with the development of hydropower projects in the western mountainous regions of China. The slope on the right bank of the Laxiwa Hydropower Station, located on the mainstream of the Yellow River in the Qinghai Province of Northwest China, is a typical hard rock slope. Further, its deformation characteristics are different from those of common natural hard rock toppling. Because this slope is located close to the dam of the hydropower station, its deformation mechanism has a practical significance. Based on detailed geological engineering surveys, four stages of deformation have been identified using discrete element numerical software and geological engineering analysis methods, including toppling creep, initial toppling deformation, intensified toppling deformation, and current slope formation. The spatial and time-related deformation of this site also exhibited four stages, including initial toppling, toppling development, intensification of toppling, and disintegration and collapse. Subsequently, the mechanism of toppling and deformation of the bank slope were studied. The results of this study exhibit important reference value for developing the prevention–control design of toppling and for ensuring operational safety in the hydropower reservoir area.

Establishment and evaluation of operation function model for cascade hydropower station

Toward solving the actual operation problems of cascade hydropower stations under hydrologic uncertainty, this paper presents the process of extraction of statistical characteristics from long-term optimal cascade operation, and proposes a monthly operation function algorithm for the actual operation of cascade hydropower stations through the identification, processing, and screening of available information during long-term optimal operation. Applying the operation function to the cascade hydropower stations on the Jinshajiang-Yangtze River system, the modeled long-term electric generation is shown to have high precision and provide benefits. Through comparison with optimal operation, the simulation results show that the operation function proposed retains the characteristics of optimal operation. Also, the inadequacies and attribution of the algorithm are discussed based on case study, providing decision support and reference information for research on large-scale cascade operation work.

Key rock mechanical problems of underground powerhouse in Shuibuya hydropower station

The complicated rock structures and the stability of surrounding rocks of the underground powerhouse were the key rock mechanical problems in Shuibuya hydropower station.In order to overcome the related rock mechanical problems encountered during its construction,a comprehensive research was carried out for the underground powerhouse in Shuibuya hydropower station based on a detailed geological survey.It covers the investigations on the initial in-situ stress distribution features,rock mechanical properties,engineering rock mass classifications by different methods,numerical modeling for stability and support analysis,proper measures for rock excavation and support.The results show that the rock excavations of the underground powerhouse under the given geological conditions can be controlled effectively.Some measures,suggested by the designers,are proved to be rational and effective.These measures mainly consist of:(1) the soft rock replacements by concrete in local area below the crane beam,(2) the shotcrete and reinforcement by rock bolts and anchor cables in surrounding rocks,and (3) 2 m concrete placement on the rock bench between adjacent tailrace tubes.The engineering practice shows that the treated surrounding rocks have a good overall stability.The deformation behaviors observed by safety equipments are within the designing limits.The research conclusions on the related rock mechanical problems,prior to the underground powerhouse excavations,are reliable.

Short-term power generation scheduling rules for cascade hydropower stations based on hybrid algorithm

Power generation dispatching is a large complex system problem with multi-dimensional and nonlinear characteristics. A mathematical model was established based on the principle of reservoir operation. A large quantity of optimal scheduling processes were obtained by calculating the daily runoff process within three typical years, and a large number of simulated daily runoff processes were obtained using the progressive optimality algorithm （POA） in combination with the genetic algorithm （GA）. After analyzing the optimal scheduling processes, the corresponding scheduling rules were determined, and the practical formulas were obtained. These rules can make full use of the rolling runoff forecast and carry out the rolling scheduling. Compared with the optimized results, the maximum relative difference of the annual power generation obtained by the scheduling rules is no more than 1%. The effectiveness and practical applicability of the scheduling rules are demonstrated by a case study. This study provides a new perspective for formulating the rules of power generation dispatching.

High Slope Stability of Diversion Power System Intake of Jinchuan Hydropower Station

The excavated height of the left bank slope of the diversion power system intake in Jinchuan hydropower station is about 16o m. The stability and safety of the slope during construction and its operation/utilization become one of the most important geological engineering problems. At the same time, it is also crucial to select a safe and economic excavation gradient for the construction. We studied the problem of how to select a safe and economic slope ratio by analyzing the geological condition of the high slope, including the lithology, slope structure, structural surface and their combinations, rock weathering and unloading, hydrology, and the natural gradient. The study results showed that the use of an excavation gradient larger than the gradient observed during site investigation and the gradient recommended in standards and field practice manuals is feasible. Then, we used the finite element method and rigid limit equilibrium method to evaluate the stability of the excavation slope under natural, rainstorm and earthquake conditions. The calculated results showed that the excavated slope only has limited failure, but its stability is greatly satisfactory. The research findings can be useful in excavation and slope stabilization projects.

Chaotic Optimal Operation of Hydropower Station with Ecology Consideration

Traditional optimal operation of hydropower station usually has two problems. One is that the optimal algorithm hasn’t high efficiency, and the other is that the optimal operation model pays little attention to ecology. And with the development of electric power market, the generated benefit is concerned instead of generated energy. Based on the analysis of time-varying electricity price policy, an optimal operation model of hydropower station reservoir with ecology consideration is established. The model takes the maximum annual power generation benefit, the maximum output of the minimal output stage in the year and the minimum shortage of eco-environment demand as the objectives, and reservoir water quantity balance, reservoir storage capacity, reservoir discharge flow and hydropower station output and nonnegative variable as the constraints. To solve the optimal model, a chaotic optimization genetic algorithm which combines the ergodicity of chaos and the inversion property of genetic algorithm is exploited. An example is given, which shows that the proposed model and algorithm are scientific and feasible to deal with the optimal operation of hydropower station.

Debris flow susceptibility analysis based on the combined impacts of antecedent earthquakes and droughts： a case study for cascade hydropower stations in the upper Yangtze River, China

The upper Yangtze River region is one of the most frequent debris flow areas in China. The study area contains a cascade of six large hydropower stations located along the river with total capacity of more than 70 million kilowatts. The purpose of the study was to determine potential and dynamic differences in debris flow susceptibility and intensity with regard to seasonal monsoon events. We analyzed this region's debris flow history by examining the effective peak acceleration of antecedent earthquakes,the impacts of antecedent droughts, the combined effects of earthquakes and droughts, with regard to topography, precipitation, and loose solid material conditions. Based on these factors, we developed a debris flow susceptibility map. Results indicate that the entire debris flow susceptibility area is 167,500 km^2, of which 26,800 km^2 falls within the high susceptibility area, with 60,900 km^2 in medium and 79,800 km^2 are in low susceptibility areas. Three of the six large hydropower stations are located within the areas with high risk of debris flows. The synthetic zonation map of debris flow susceptibility for the study area corresponds with both the investigation data and actual distribution of debris flows. The results of debris flow susceptibility provide base-line data for mitigating, assessing, controlling and monitoring of debris flows hazards.

Precision blasting excavation of rock face beam in underground hydropower station under complex geological conditions

To deal with the construction difficulties of Xiangjiaba underground hydropower station,such as complex geological conditions,narrow rock bench,high loading,high quality requirements and urgent time limit,the project adopted the concept of precision blasting.The explosive energy and rock mass fragmentation were well controlled by taking reasonable excavation sequence,designing steel pipe drilling frame,the additional techniques of double layer smooth blasting,evenly micro charge,staggered arrangement of boreholes and pre-stressed anchors.These technologies ensured the excavation quality of the rock face beam,achieving successful blasting results:Semi hole ratio was 100%in Ⅱ surrounding rock,99.2%in Ⅲ surrounding rock and 90%~ 97.3%in Ⅳ surrounding rock;underbreak was avoided and the average backbreak was only2.9 cm;the unevenness was 0 ~ 4 cm;the influence depth of blasting and unloading was 0.2 ~ 0.7 cm.

A Study on Additional Electric Energy Accommodation of Three Gorges Hydropower Station

Considering the additional electric energy generated after the full operation of the underground hydropower station, the electric energy accommodation of the Three Gorges Project （TGP） is reviewed. It is .focused on the additional electricity accommodation, based on the research at the earl）, stage. The electric energ）, accommodation solutions ate recommended as that. based on the cost-benefit analysis of the power distribution area, the additional electric energy of the Three Gorges should be given ptqority to meet the needs at the supply end of Hubei and Chongqing. The results of this research has a reference value on the implementation of the Three Gorges electric power accommodation, after the further optimization of the transmission curves in both wet and dry seasons.

A PREDICTION ABOUT THE EFFECT OF THE BUILDING OF SHUIKOU HYDROPOWER STATION ON THE ECOLOGICAL ENVIRONMENT OF THE MIDDLE-LOWER REACHES OF THE MINJIANG RIVER

The building of Shuikou Hydropower Station in the Minjiang River is the largest one in the region of east China. Its install capacity is 1.4 million kw., and its generated energy of planning is 4.95 billion kwh each year. In accordance with a comprehensive survey of the valley of the middle-lower reaches of the Minjiang River and the characteristic of hydrography and in association with the specific type of the hydrography station, we can be sure that no harm will be done to the ecological environment when a hydropower station is built at Shuikou. Not only the deposition of silt within the reservoir must not be very serious, it is also more favorable than before for the irrigation of farmland on plains in the lower reaches of the Minjiang River and inland navigation.In addition, after the completion of the power station, the ecological environment will be the same as before both at the Minjiang River estuary and beyond it.

Decision-making model for risk management of cascade hydropower stations

In a medium-term electricity market,in order to reduce the risks of price and inflow uncertainties, the cascade hydropower stations may use the options contract with electricity supply companies. A profit-based model for risk management of cascade hydropower stations in the medium-term electricity market is presented. The objective function is profit maximization of cascade hydropower stations. In order to avoid the risks of price and inflow uncertainties, two different risk-aversion constraints: a minimum profit constraint and a minimum conditional value-at-risk, are introduced in the model. In addition, the model takes into account technology constraints of the generating units, which includes reservoir flow balance, reservoir capacity limits, water discharge constraints, etc. The model is formulated as a mixed integer nonlinear programming problem. Because the search space of the solution is very large, a genetic algorithm is used to deal with the problem.

Research on reform schemes of control methods of inlet gate in Jiaxin Hydropower Station

The simple gate control system which is made of traditional manual or proximity switch cannot meet the requirements of connecting with the computer monitoring system of hydropower station, it must be reformed. On the basis of the integrated analysis for small hydropower station, the paper discussed the singlechip as the core to realize the methods of gate automatic control system in small hydropower station. The designs for hardware and software of gate control system were introduced. And the control system was reformed from customary manual control to computer automatic control. The simulation experiment shows that this scheme is feasible.

Mechanical characteristics of columnar jointed rock at dam base of Baihetan hydropower station

Irregular columnar jointed structure is a primary irregular columnar morphological tensile fracture. In order to study the geometric features of irregular columnar joints and the new problems in geotechnical engineering, hydraulic and hydropower engineering caused by columnar jointed basaltic mass, Voronoi graph from geometry was introduced to simulate the irregular columnar jointed basaltic mass at Baihetan hydraulic station. Discrete element software UDEC was used to simulate the whole process of rigid bearing plate test. Anisotropic constitutive of columnar joints was adopted to analyze the stress diffusion of rock mass at dam base of Baihetan. The results show that, the compaction property and hysteresis effect are well simulated based on discrete element simulation of Voronoi joint structure by UDEC. Four stages of cyclic loading and unloading process are imaged clearly. The results from in situ rigid bearing plate tests are explicated and the stress diffusion rule of anisotropic body is affected by structure surface. The elements in the stress state of 4-5 MPa are the most, about more than 35% of the total. Appropriate constitutive must be proposed to columnar jointed rock mass with different styles. It has important significance to realize the nonlinear mechanical behavior of irregular columnar jointed basaltic mass.