A Priori Error Analysis for NCVEM Discretization of Elliptic Optimal Control Problem

In this paper, we propose the nonconforming virtual element method (NCVEM) discretization for the pointwise control constraint optimal control problem governed by elliptic equations. Based on the NCVEM approximation of state equation and the variational discretization of control variables, we construct a virtual element discrete scheme. For the state, adjoint state and control variable, we obtain the corresponding prior estimate in H1 and L2 norms. Finally, some numerical experiments are carried out to support the theoretical results.

Improving the utility of locally differentially private protocols for longitudinal and multidimensional frequency estimates

This paper investigates the problem of collecting multidimensional data throughout time(i.e.,longitudinal studies)for the fundamental task of frequency estimation under Local Differential Privacy(LDP)guarantees.Contrary to frequency estimation of a single attribute,the multidimensional aspect demands particular attention to the privacy budget.Besides,when collecting user statistics longitudinally,privacy progressively degrades.Indeed,the“multiple”settings in combination(i.e.,many attributes and several collections throughout time)impose several challenges,for which this paper proposes the first solution for frequency estimates under LDP.To tackle these issues,we extend the analysis of three state-of-the-art LDP protocols(Generalized Randomized Response–GRR,Optimized Unary Encoding–OUE,and Symmetric Unary Encoding–SUE)for both longitudinal and multidimensional data collections.While the known literature uses OUE and SUE for two rounds of sanitization(a.k.a.memoization),i.e.,L-OUE and L-SUE,respectively,we analytically and experimentally show that starting with OUE and then with SUE provides higher data utility(i.e.,L-OSUE).Also,for attributes with small domain sizes,we propose Longitudinal GRR(L-GRR),which provides higher utility than the other protocols based on unary encoding.Last,we also propose a new solution named Adaptive LDP for LOngitudinal and Multidimensional FREquency Estimates(ALLOMFREE),which randomly samples a single attribute to be sent with the whole privacy budget and adaptively selects the optimal protocol,i.e.,either L-GRR or L-OSUE.As shown in the results,ALLOMFREE consistently and considerably outperforms the state-of-the-art L-SUE and L-OUE protocols in the quality of the frequency estimates.

Genetic and Agronomic Parameter Estimates of Growth, Yield and Related Traits of Maize (Zea mays L.) under Different Rates of Nitrogen Fertilization

This study evaluated the genetic and agronomic parameter estimates of maize under different nitrogen rates. The trial was established at the Njala Agricultural Research Centre experimental site during 2021 and 2022 in a split block design with three maize varieties (IWCD2, 2009EVDT, and DMR-ESR-Yellow) and seven nitrogen (0, 30, 60, 90, 120, 150 and 180 kg∙N∙ha−1) rates. Findings showed that cob diameter and anthesis silking time (ASI) had intermediate heritability, ASI had high genetic advance, ASI and grain yield had high genotypic coefficient of variation (GCV), while traits with high phenotypic coefficient of variation (PCV) were plant height, ASI, grain yield, number of kernel per cob, number of kernel rows, ear length, and ear height. The PCV values were higher than GCV, indicating the influence of the environment in the studied traits. Nitrogen rates and variety significantly (p < 0.05) influenced grain yield production. Mean grain yields and economic parameter estimates increased with increasing nitrogen rates, with the 30 and 180 kg∙N∙ha−1 plots exhibiting the lowest and highest grain yields of 1238 kg∙ha−1 and 2098 kg∙ha−1, respectively. Variety and nitrogen effects on partial factor productivity (PFPN), agronomic efficiency (AEN), net returns (NR), value cost ratio (VCR) and marginal return (MR) indicated that these parameters were significantly affected (p < 0.05) by these factors. The highest PFPN (41.3 kg grain kg−1∙N) and AEN (29.4 kg grain kg−1∙N) were obtained in the 30 kg∙N∙ha−1 plots, while the highest VCR (2.8) and MR (SLL 1.8 SLL−1 spent on N) were obtained in the 180 kg∙N∙ha−1. The significant influence of variety and nitrogen on traits suggests that increasing yields and maximizing profits require use of appropriate nitrogen fertilization and improved farming practices that could be exploited for increased productivity of maize.

Method for rapid warning and activity concentration estimates in online waterγ-spectrometry systems

Onlineγ-spectrometry systems for inland waters,most of which extract samples in situ and in real time,are able to produce reliable activity concentration measurements for waterborne radionuclides only when they are distributed relatively uniformly and enter into a steady-state diffusion regime in the measurement chamber.To protect residents’health and ensure the safety of the living environment,better timeliness is required for this measurement method.To address this issue,this study established a mathematical model of the online waterγ-spectrometry system so that rapid warning and activity estimates can be obtained for water under non-steady-state(NSS)conditions.In addition,the detection efficiency of the detector for radionuclides during the NSS diffusion process was determined by applying the computational fluid dynamics technique in conjunction with Monte Carlo simulations.On this basis,a method was developed that allowed the online waterγ-spectrometry system to provide rapid warning and activity concentration estimates for radionuclides in water.Subsequent analysis of the NSS-mode measurements of^(40)K radioactive solutions with different activity concentrations determined the optimum warning threshold and measurement time for producing accurate activity concentration estimates for radionuclides.The experimental results show that the proposed NSS measurement method is able to give warning and yield accurate activity concentration estimates for radionuclides 55.42 and 69.42 min after the entry of a 10 Bq/L^(40)K radioactive solution into the measurement chamber,respectively.These times are much shorter than the 90 min required by the conventional measurement method.Furthermore,the NSS measurement method allows the measurement system to give rapid(within approximately 15 min)warning when the activity concentrations of some radionuclides reach their respective limits stipulated in the Guidelines for Drinking-water Quality of the WHO,suggesting that this method considerably enhances the warning capacity of in situ online waterγ-spectrometry systems.

MAXIMAL FUNCTION CHARACTERIZATIONS OF HARDY SPACES ASSOCIATED WITH BOTH NON-NEGATIVE SELF-ADJOINT OPERATORS SATISFYING GAUSSIAN ESTIMATES AND BALL QUASI-BANACH FUNCTION SPACES

Assume that L is a non-negative self-adjoint operator on L^(2)(ℝ^(n))with its heat kernels satisfying the so-called Gaussian upper bound estimate and that X is a ball quasi-Banach function space onℝ^(n) satisfying some mild assumptions.Let HX,L(ℝ^(n))be the Hardy space associated with both X and L,which is defined by the Lusin area function related to the semigroup generated by L.In this article,the authors establish various maximal function characterizations of the Hardy space HX,L(ℝ^(n))and then apply these characterizations to obtain the solvability of the related Cauchy problem.These results have a wide range of generality and,in particular,the specific spaces X to which these results can be applied include the weighted space,the variable space,the mixed-norm space,the Orlicz space,the Orlicz-slice space,and the Morrey space.Moreover,the obtained maximal function characterizations of the mixed-norm Hardy space,the Orlicz-slice Hardy space,and the Morrey-Hardy space associated with L are completely new.

Improving the accuracy of precipitation estimates in a typical inland arid area of China using a dynamic Bayesian model averaging approach

Xinjiang Uygur Autonomous Region is a typical inland arid area in China with a sparse and uneven distribution of meteorological stations,limited access to precipitation data,and significant water scarcity.Evaluating and integrating precipitation datasets from different sources to accurately characterize precipitation patterns has become a challenge to provide more accurate and alternative precipitation information for the region,which can even improve the performance of hydrological modelling.This study evaluated the applicability of widely used five satellite-based precipitation products(Climate Hazards Group InfraRed Precipitation with Station(CHIRPS),China Meteorological Forcing Dataset(CMFD),Climate Prediction Center morphing method(CMORPH),Precipitation Estimation from Remotely Sensed Information using Artificial Neural Networks-Climate Data Record(PERSIANN-CDR),and Tropical Rainfall Measuring Mission Multi-satellite Precipitation Analysis(TMPA))and a reanalysis precipitation dataset(ECMWF Reanalysis v5-Land Dataset(ERA5-Land))in Xinjiang using ground-based observational precipitation data from a limited number of meteorological stations.Based on this assessment,we proposed a framework that integrated different precipitation datasets with varying spatial resolutions using a dynamic Bayesian model averaging(DBMA)approach,the expectation-maximization method,and the ordinary Kriging interpolation method.The daily precipitation data merged using the DBMA approach exhibited distinct spatiotemporal variability,with an outstanding performance,as indicated by low root mean square error(RMSE=1.40 mm/d)and high Person's correlation coefficient(CC=0.67).Compared with the traditional simple model averaging(SMA)and individual product data,although the DBMA-fused precipitation data were slightly lower than the best precipitation product(CMFD),the overall performance of DBMA was more robust.The error analysis between DBMA-fused precipitation dataset and the more advanced Integrated Multi-satellite Retrievals for Global Precipitation Measurement Final(IMERG-F)precipitation product,as well as hydrological simulations in the Ebinur Lake Basin,further demonstrated the superior performance of DBMA-fused precipitation dataset in the entire Xinjiang region.The proposed framework for solving the fusion problem of multi-source precipitation data with different spatial resolutions is feasible for application in inland arid areas,and aids in obtaining more accurate regional hydrological information and improving regional water resources management capabilities and meteorological research in these regions.

A REFINEMENT OF THE SCHWARZ-PICK ESTIMATES AND THE CARATHéODORY METRIC IN SEVERAL COMPLEX VARIABLES

In this article,we first establish an asymptotically sharp result on the higher order Fréchet derivatives for bounded holomorphic mappings f(x)=f(0)+∞∑s=1Dskf(0)(x^(sk))/(sk)!:B_(X)→B_(Y),where B_X is the unit ball of X.We next give a sharp result on the first order Fréchet derivative for bounded holomorphic mappings F(X)=F(0+)∞∑s=KD^(s)f(0)(x^(8)/s!):B_(X)→B_(Y),where B_(X)is the unit ball of X.The results that we derive include some results in several complex variables,and extend the classical result in one complex variable to several complex variables.

A Priori and A Posteriori Error Estimates of Streamline Diffusion Finite Element Method for Optimal Control Problem Governed by Convection Dominated Diffusion Equation

In this paper,we investigate a streamline diffusion finite element approxi- mation scheme for the constrained optimal control problem governed by linear con- vection dominated diffusion equations.We prove the existence and uniqueness of the discretized scheme.Then a priori and a posteriori error estimates are derived for the state,the co-state and the control.Three numerical examples are presented to illustrate our theoretical results.

A PRIORI ESTIMATES TO THE MAXIMUM MODULUS OF GENERALIZED SOLUTIONS OF A CLASS OF QUASILINEAR ELLIPTIC EQUATIONS WITH ANISOTROPIC GROWTH CONDITIONS

In this paper we give a priori estimates for the maximum modulus of generalizedsolulions of the quasilinear elliplic equations irith anisotropic growth condition.

A PRIORI L_2 ERROR ESTIMATES FOR A NONLINEAR PARABOLIC SYSTEM BASED ON COMBINING THE METHOD OF CHARACTERISTICS WITH MIXED FINITE ELEMENT PROCEDURE

A nonlinear parabolic system is derived to describe incompressible nuclear waste-disposal contamination in porous media. A sequential implicit tirne-stepping is defined, in which the pressure and Darcy velocity of the mixture are approximated simultaneously by a mixed finite element method and the brine, radionuclid and heat are treated by a combination of a Galerkin finite element method and the method of characteristics. Optimal-order convergence in L2 is proved. Time-truncation errors of standard procedures are reduced by time stepping along the characteristics of the hyperbolic part of the brine, radionuclide and heal equalios, temporal and spatial error are lossened by direct compulation of the velocity in the mixed method, as opposed to differentiation of the pressure.

SUFFICIENT AND NECESSARY CONDITIONS ON THE EXISTENCE AND ESTIMATES OF BOUNDARY BLOW-UP SOLUTIONS FOR SINGULAR p-LAPLACIAN EQUATIONS

Let?denote a smooth,bounded domain in R^(N)(N≥2).Suppose that g is a nondecreasing C^(1)positive function and assume that b(x)is continuous and nonnegative inΩ,and that it may be singular on■Ω.In this paper,we provide sufficient and necessary conditions on the existence of boundary blow-up solutions to the p-Laplacian problem△_(p)u=b(x)g(u)for x∈Ω,u(x)→+∞as dist(x,■Ω)→0.The estimates of such solutions are also investigated.Moreover,when b has strong singularity,the nonexistence of boundary blow-up(radial)solutions and infinitely many radial solutions are also considered.

An Example of a Bounded Potential q(x) on the Half-Line, for Estimates of A(α) Amplitude

We show an example of a bounded potential on the half-line obtained as the image of an Inverse Transformation Operator of the Bessel singular potential of the Reduced Radial Schr&#246;dinger Equation, and show us the Estimates of the A(α) amplitude.

基于轻型自限制注意力的结构光相位及深度估计混合网络

相位提取与深度估计是结构光三维测量中的重点环节,目前传统方法在结构光相位提取与深度估计方面存在效率不高、结果不够鲁棒等问题。为了提高深度学习结构光的重建效果,本文提出了一种基于轻型自限制注意力(Light Self-Limited-Attention,LSLA)的结构光相位及深度估计混合网络,即构建一种CNN-Transformer的混合模块,并将构建的混合模块放入U型架构中,实现CNN与Transformer的优势互补。将所提出的网络在结构光相位估计和结构光深度估计两个任务上进行实验,并和其他网络进行对比。实验结果表明:相比其他网络,本文所提出的网络在相位估计和深度估计的细节处理上更加精细,在结构光相位估计实验中,精度最高提升31%;在结构光深度估计实验中,精度最高提升26%。该方法提高了深度神经网络在结构光相位估计及深度估计的准确性。

Methodology for Obtaining Optimal Sleeve Friction and Friction Ratio Estimates from CPT Data

Cone penetration testing (CPT) is a cost effective and popular tool for geotechnical site characterization. CPT consists of pushing at a constant rate an electronic penetrometer into penetrable soils and recording cone bearing (qc), sleeve friction (fc) and dynamic pore pressure (u) with depth. The measured qc, fs and u values are utilized to estimate soil type and associated soil properties. A popular method to estimate soil type from CPT measurements is the Soil Behavior Type (SBT) chart. The SBT plots cone resistance vs friction ratio, Rf [where: Rf = (fs/qc)100%]. There are distortions in the CPT measurements which can result in erroneous SBT plots. Cone bearing measurements at a specific depth are blurred or averaged due to qc values being strongly influenced by soils within 10 to 30 cone diameters from the cone tip. The qcHMM algorithm was developed to address the qc blurring/averaging limitation. This paper describes the distortions which occur when obtaining sleeve friction measurements which can in association with qc blurring result in significant errors in the calculated Rf values. This paper outlines a novel and highly effective algorithm for obtaining accurate sleeve friction and friction ratio estimates. The fc optimal filter estimation technique is referred to as the OSFE-IFM algorithm. The mathematical details of the OSFE-IFM algorithm are outlined in this paper along with the results from a challenging test bed simulation. The test bed simulation demonstrates that the OSFE-IFM algorithm derives accurate estimates of sleeve friction from measured values. Optimal estimates of cone bearing and sleeve friction result in accurate Rf values and subsequent accurate estimates of soil behavior type.

基于机器学习的成本法在专利价值评估中的应用研究--以“新能源汽车”为例

[目的/意义]构建基于机器学习的成本法专利价值评估方法,快速识别海量专利的实际成本,并预测其价值区间,在为专利价值评估提供新研究思路的同时,也为专利转移转化定价提供了参考借鉴。[方法/过程]通过Innography数据库与Incopat数据库下载“新能源汽车”领域多指标专利数据,提取专利成本影响因素与专利价值影响因素,并形成专利数据训练集与专利数据预测集;构建AutoGluon机器学习分类算法,将包含成本数据的Innography专利数据训练集导入模型进行训练,并将训练好的模型对Incopat专利数据预测集进行成本预测;最后使用成本法并结合本研究提出的专利价值指数对预测结果进行计算,估算其价格区间。[结果/结论]通过实证分析与结果验证可知,本研究构建的基于机器学习的成本法专利价值评估方法在预测专利价值区间中具备一定有效性,为促进专利价值评估研究深化及专利转移转化定价实践发展提供了参考。

黄土抗剪强度参数均值与方差的Bayes估计及其应用

为解决黄土强度参数估计问题,从工程勘察项目中共收集统计了3384组Q1、Q2、Q3黄土强度参数黏聚力c、内摩擦角φ值的测试数据,不考虑二者的相关性,将参数均值和方差都作为随机变量,建立起黄土强度参数c、φ的正态-逆伽马先验分布。基于Bayes理论,利用共轭先验法推导了参数后验分布和后验概率密度函数的期望值求解公式,确定了估计的误差。以陕西泾阳黄土边坡为例,利用所建立的先验分布和边坡土层测试强度指标,求取参数的后验分布,进一步估计了边坡失效概率的概率分布和稳定系数均值的概率分布。结果表明:在95%的置信度下,按稳定系数评价,边坡均处于基本稳定状态,且稳定系数置信区间小;按失效概率评价,边坡接近稳定状态,但失效概率的置信区间较大,黄土强度参数的方差控制着边坡失效概率的置信区间,将方差作为随机变量,考虑方差变异性,能更科学地评估黄土工程的可靠度。

锂离子电池健康状态估计及寿命预测研究进展综述

随着锂离子电池的应用越来越广泛,锂电池健康状态的精确估计和剩余寿命的实时预测对于锂电池系统的安全运行和降低运维成本具有重要意义。锂电池内部复杂的物理化学反应和外部复杂工作条件,使得实现精准的健康状态估计和寿命预测具有挑战性。该文综述近年来锂电池健康状态估计和剩余使用寿命预测方法的研究现状,分析基于物理/数学模型、数据驱动、模型法和数据驱动融合,以及多种数据驱动融合的锂电池健康状态估计方法的优缺点及适用条件,并对比分析不同数据驱动类型的锂电池寿命预测方法。指出锂电池健康状态估计及寿命预测尚存在的问题,并对未来研究方向进行展望,对完善锂电池健康状态估计和寿命预测算法理论体系、指导实际应用技术具有重要意义。

基于空时级联单脉冲的多目标高效参数估计算法

比幅单脉冲最大似然算法(ACM-ML)在进行目标参数估计时需要进行距离与速度的2维松弛迭代搜索,导致了计算效率低、运算量大的问题。针对上述问题,该文提出一种基于空时级联单脉冲的高效多目标参数估计算法(M-STCMP算法)。该算法将单脉冲概念引入脉冲域,利用时域单脉冲计算目标速度,避免了ACM-ML算法中对速度的迭代搜索,将2维松弛迭代搜索降为1维搜索,有效降低了计算复杂度。考虑时域单脉冲无法同时匹配分布在不同时域主波束的速度各异的多个检测目标,进一步利用目标信号的多普勒信息,在各多普勒单元分别进行时域单脉冲测速,并搜索目标距离值。最后为抑制目标间的信号泄露,将所有目标的估计参数进行级联迭代获得高精度参数估计值。理论分析和仿真结果验证了M-STCMP算法的有效性。

基于YOLOv3的金属表面缺陷检测研究

为了解决金属表面缺陷检测的漏检、误检等问题,提出了一种改进YOLOv3算法。首先,使用动态激活函数替换主干特征提取网络中所有残差块的激活函数,并加入了混合注意力机制,强化其对复杂缺陷目标的特征提取能力。然后,在特征金字塔网络部分新增一个104×104的特征层,并将浅层网络与深层网络进行逐层特征融合,增强算法对小缺陷目标检测的敏感性。最后,利用K-Means++聚类算法替换K-Means聚类算法,筛选出适用于金属表面缺陷检测的最优先验框尺寸,使目标定位更加准确。实验结果表明,改进YOLOv3算法的每秒检测帧数(frames per second,FPS)可达到32.3,平均精度均值(mean average precision,mAP)可达到78.69%,检测性能得到了明显提升。

基于改进COF-YOLO v8n的油茶果静态与动态检测计数方法

针对自然环境下油茶果存在严重遮挡、近景色、小目标等现象,使用YOLO网络存在检测精度低、漏检现象严重等问题,提出对YOLO v8n网络进行改进。首先使用MPDIOU作为YOLO v8n的损失函数,有效解决因为果实重叠导致的漏检问题;其次调整网络,向其中加入小目标检测层,使网络能够关注小目标油茶以及被树叶遮挡的油茶;最后使用SCConv作为特征提取网络,既能兼顾检测精度又能兼顾检测速度。改进COF-YOLO v8n网络精确率、召回率、平均精度均值分别达到97.7%、97%、99%,比未改进的YOLO v8n分别提高3.2、4.8、2.4个百分点,其中严重遮挡情况下油茶检测精确率、召回率、平均精度均值分别达到95.9%、95%、98.5%,分别比YOLO v8n提高4.0、9.1、4.6个百分点。因此改进后COF-YOLO v8n网络能够明显提高油茶在严重遮挡、近景色、小目标均存在情况下的识别精度,减小油茶的漏检。此外,模型能够实现动、静态输入条件下油茶果计数。动态计数借鉴DeepSORT算法的多目标跟踪思想,将改进后COF-YOLO v8n的识别输出作为DeepSORT的输入,实现油茶果实的追踪计数。所得改进模型具有很好的鲁棒性,且模型简单可以嵌入到边缘设备中,不仅可用于指导自动化采收,还可用于果园产量估计,为果园物流分配提供可靠借鉴。