We estimate tree heights using polarimetric interferometric synthetic aperture radar(PolInSAR)data constructed by the dual-polarization(dual-pol)SAR data and random volume over the ground(RVoG)model.Considering the Se...We estimate tree heights using polarimetric interferometric synthetic aperture radar(PolInSAR)data constructed by the dual-polarization(dual-pol)SAR data and random volume over the ground(RVoG)model.Considering the Sentinel-1 SAR dual-pol(SVV,vertically transmitted and vertically received and SVH,vertically transmitted and horizontally received)configuration,one notes that S_(HH),the horizontally transmitted and horizontally received scattering element,is unavailable.The S_(HH)data were constructed using the SVH data,and polarimetric SAR(PolSAR)data were obtained.The proposed approach was first verified in simulation with satisfactory results.It was next applied to construct PolInSAR data by a pair of dual-pol Sentinel-1A data at Duke Forest,North Carolina,USA.According to local observations and forest descriptions,the range of estimated tree heights was overall reasonable.Comparing the heights with the ICESat-2 tree heights at 23 sampling locations,relative errors of 5 points were within±30%.Errors of 8 points ranged from 30%to 40%,but errors of the remaining 10 points were>40%.The results should be encouraged as error reduction is possible.For instance,the construction of PolSAR data should not be limited to using SVH,and a combination of SVH and SVV should be explored.Also,an ensemble of tree heights derived from multiple PolInSAR data can be considered since tree heights do not vary much with time frame in months or one season.展开更多
Ratoon rice,which refers to a second harvest of rice obtained from the regenerated tillers originating from the stubble of the first harvested crop,plays an important role in both food security and agroecology while r...Ratoon rice,which refers to a second harvest of rice obtained from the regenerated tillers originating from the stubble of the first harvested crop,plays an important role in both food security and agroecology while requiring minimal agricultural inputs.However,accurately identifying ratoon rice crops is challenging due to the similarity of its spectral features with other rice cropping systems(e.g.,double rice).Moreover,images with a high spatiotemporal resolution are essential since ratoon rice is generally cultivated in fragmented croplands within regions that frequently exhibit cloudy and rainy weather.In this study,taking Qichun County in Hubei Province,China as an example,we developed a new phenology-based ratoon rice vegetation index(PRVI)for the purpose of ratoon rice mapping at a 30 m spatial resolution using a robust time series generated from Harmonized Landsat and Sentinel-2(HLS)images.The PRVI that incorporated the red,near-infrared,and shortwave infrared 1 bands was developed based on the analysis of spectro-phenological separability and feature selection.Based on actual field samples,the performance of the PRVI for ratoon rice mapping was carefully evaluated by comparing it to several vegetation indices,including normalized difference vegetation index(NDVI),enhanced vegetation index(EVI)and land surface water index(LSWI).The results suggested that the PRVI could sufficiently capture the specific characteristics of ratoon rice,leading to a favorable separability between ratoon rice and other land cover types.Furthermore,the PRVI showed the best performance for identifying ratoon rice in the phenological phases characterized by grain filling and harvesting to tillering of the ratoon crop(GHS-TS2),indicating that only several images are required to obtain an accurate ratoon rice map.Finally,the PRVI performed better than NDVI,EVI,LSWI and their combination at the GHS-TS2 stages,with producer's accuracy and user's accuracy of 92.22 and 89.30%,respectively.These results demonstrate that the proposed PRVI based on HLS data can effectively identify ratoon rice in fragmented croplands at crucial phenological stages,which is promising for identifying the earliest timing of ratoon rice planting and can provide a fundamental dataset for crop management activities.展开更多
叶面积指数(leaf area index,LAI)是单位地表面积上总叶面积的一半,是影响光合作用、蒸腾作用和能量平衡等地表过程的关键生物物理变量。鉴于光学遥感数据易受天气的影响,雷达遥感数据易受土壤等的影响,二者在叶面积指数反演方面各有利...叶面积指数(leaf area index,LAI)是单位地表面积上总叶面积的一半,是影响光合作用、蒸腾作用和能量平衡等地表过程的关键生物物理变量。鉴于光学遥感数据易受天气的影响,雷达遥感数据易受土壤等的影响,二者在叶面积指数反演方面各有利弊,提出了一种考虑不同数据反演结果不确定性的融合方法。研究测试了多种机器学习模型在中国张掖地区的玉米农田上估算LAI的性能。结果表明,光学和雷达两种数据分别作为模型输入进行LAI反演时,高斯过程回归(Gaussian process regression,GPR)的表现均为最优。随后,基于Sentinel-1雷达数据和Sentinel-2光学数据,使用GPR模型生成了研究区2019年的两种LAI及不确定性时空分布图。考虑不同数据反演结果的差异,使用加权滤波方法将两种LAI融合,实现了高时空分辨率玉米LAI制图。通过定性和定量分析,融合后的LAI时间序列分布图变化连贯,空间分布均匀,精度相较于融合之前有了明显改善。展开更多
Obtaining the spatial distribution of snow cover in mountainous areas using the optical image of remote sensing technology is difficult because of cloud and fog. In this study, the object-based principle component ana...Obtaining the spatial distribution of snow cover in mountainous areas using the optical image of remote sensing technology is difficult because of cloud and fog. In this study, the object-based principle component analysis–support vector machine(PCA–SVM) method is proposed for snow cover mapping through the integration of moderateresolution imaging spectroradiometer(MODIS) snow cover products and the Sentinel-1 synthetic aperture radar(SAR) scattering characteristics. First, derived from the Sentinel-1 A SAR images, the feature parameters, including VV/VH backscatter, scattering entropy, and scattering alpha, were used to describe the variations of snow and non-snow covers. Second, the optimum feature combinations of snow cover were formed from the feature parameters using the principle component analysis(PCA) algorithm. Finally, using the optimum feature combinations, a snow cover map with a 20 m spatial resolution was extracted by means of an object-based SVM classifier. This method was applied in the study area of the Xinyuan County, which is located in the western part of the Tianshan Mountains in Xinjiang, China. The accuracies in this method were analyzed according to the data observed at different experimental sites. Results showed that the snow cover pixels of the extraction were less than those in the actual situation(FB1=93.86, FB2=59.78). The evaluation of the threat score(TS), probability of detection(POD), and false alarm ratio(FAR) for the snow-covered pixels obtained from the two-stage SAR images were different(TS1=86.84, POD1=90.10, FAR1=4.01;TS2=56.40, POD2=57.62, FAR2=3.62). False and misclassifications of the snow cover and non-snow cover pixels were found. Although the classifications were not highly accurate, the approach showed potential for integrating different sources to retrieve the spatial distribution of snow covers during a stable period.展开更多
The ice phenology of alpine lakes on the Tibetan Plateau(TP)is a rapid and direct responder to climate changes,and the variations in lake ice exhibit high temporal frequency characteristics.MODIS and passive microwave...The ice phenology of alpine lakes on the Tibetan Plateau(TP)is a rapid and direct responder to climate changes,and the variations in lake ice exhibit high temporal frequency characteristics.MODIS and passive microwave data are widely used to monitor lake ice changes with high temporal resolution.However,the low spatial resolutions make it difficult to effectively quantify the freeze-melt dynamics of lakes.This work used Sentinel-1 synthetic aperture radar(SAR)data to derive high-resolution ice maps(about 6 days),then with the aid of Sentinel-2 optical images to quantify freeze-melt processes in three typical lakes on the TP(e.g.Selin Co,Ayakekumu Lake,and Nam Co).The results showed that three lakes had an average annual ice period of 125-157 days and a complete ice cover period of 72-115 days,from 2018 to 2022.They exhibit different ice phenology patterns.Nam Co is characterized by repeated episodes of freezing,melting,and refreezing,resulting in a prolonged freeze-up period.Meanwhile,the break-up period of Nam Co lasts for a longer duration(about 19 days),and the break-up exhibits a smooth process.Similarly,Ayakekumu Lake showed more significant inter-annual fluctuations in the freeze-up period,with deviations of up to 28 days observed among different years.Compared to the other two lakes,Selin Co experienced a relatively short freeze-up and break-up period.In short,Sentinel-1 SAR data can effectively monitor the weekly and seasonal variations in lake ice on the TP.Particularly,this data facilitates quantification of the freeze-melt dynamics.展开更多
Conventional retrieval and neural network methods are used simultaneously to retrieve sea surface wind speed(SSWS)from HH-polarized Sentinel-1(S1)SAR images.The Polarization Ratio(PR)models combined with the CMOD5.N G...Conventional retrieval and neural network methods are used simultaneously to retrieve sea surface wind speed(SSWS)from HH-polarized Sentinel-1(S1)SAR images.The Polarization Ratio(PR)models combined with the CMOD5.N Geophysical Model Function(GMF)is used for SSWS retrieval from the HH-polarized SAR data.We compared different PR models developed based on previous C-band SAR data in HH-polarization for their applications to the S1 SAR data.The recently proposed CMODH,i.e.,retrieving SSWS directly from the HHpolarized S1 data is also validated.The results indicate that the CMODH model performs better than results achieved using the PR models.We proposed a neural network method based on the backward propagation(BP)neural network to retrieve SSWS from the S1 HH-polarized data.The SSWS retrieved using the BP neural network model agrees better with the buoy measurements and ASCAT dataset than the results achieved using the conventional methods.Compared to the buoy measurements,the bias,root mean square error(RMSE)and scatter index(SI)of wind speed retrieved by the BP neural network model are 0.10 m/s,1.38 m/s and 19.85%,respectively,while compared to the ASCAT dataset the three parameters of training set are–0.01 m/s,1.33 m/s and 15.10%,respectively.It is suggested that the BP neural network model has a potential application in retrieving SSWS from Sentinel-1 images acquired at HH-polarization.展开更多
Differential Interferometric Synthetic Aperture Radar(D-In SAR) has been widely used to measure surface deformation over the Tibetan Plateau. However, the accuracy and applicability of the D-In SAR method are not well...Differential Interferometric Synthetic Aperture Radar(D-In SAR) has been widely used to measure surface deformation over the Tibetan Plateau. However, the accuracy and applicability of the D-In SAR method are not well estimated due to the lack of in-situ validation. In this paper, we mapped the seasonal and long-term displacement of Tanggula(TGL) and Liangdaohe(LDH) permafrost regions with a stack of Sentinel-1 acquisitions using the Small Baseline Subset In SAR(SBAS-In SAR) method. In the TGL region, with its dry soils and sparse vegetation, the In SAR-derived surface-deformation trend was consistent with ground-based leveling results; long-term changes of the active layer showed a settlement rate of around 1 to 3 mm/a due to the melting of ground ice, indicating a degrading permafrost in this area. Around half of the deformation was picked up on monitoring, in contrast with in-situ measurements in LDH, implying that the D-In SAR method remarkably underestimated the surface-deformation. This phenomenon may be induced by the large soil-water content, high vegetation coverage, or a combination of these two factors in this region. This study demonstrates that surface deformation could be mapped accurately for a specific region with Sentinel-1 C-band data, such as in the TGL region.Moreover, although the D-In SAR technology provides an efficient solution for broad surface-deformation monitoring in permafrost regions, it shows a poor performance in the region with high soil-water content and dense vegetation coverage.展开更多
文摘We estimate tree heights using polarimetric interferometric synthetic aperture radar(PolInSAR)data constructed by the dual-polarization(dual-pol)SAR data and random volume over the ground(RVoG)model.Considering the Sentinel-1 SAR dual-pol(SVV,vertically transmitted and vertically received and SVH,vertically transmitted and horizontally received)configuration,one notes that S_(HH),the horizontally transmitted and horizontally received scattering element,is unavailable.The S_(HH)data were constructed using the SVH data,and polarimetric SAR(PolSAR)data were obtained.The proposed approach was first verified in simulation with satisfactory results.It was next applied to construct PolInSAR data by a pair of dual-pol Sentinel-1A data at Duke Forest,North Carolina,USA.According to local observations and forest descriptions,the range of estimated tree heights was overall reasonable.Comparing the heights with the ICESat-2 tree heights at 23 sampling locations,relative errors of 5 points were within±30%.Errors of 8 points ranged from 30%to 40%,but errors of the remaining 10 points were>40%.The results should be encouraged as error reduction is possible.For instance,the construction of PolSAR data should not be limited to using SVH,and a combination of SVH and SVV should be explored.Also,an ensemble of tree heights derived from multiple PolInSAR data can be considered since tree heights do not vary much with time frame in months or one season.
基金supported by the National Natural Science Foundation of China(42271360 and 42271399)the Young Elite Scientists Sponsorship Program by China Association for Science and Technology(CAST)(2020QNRC001)the Fundamental Research Funds for the Central Universities,China(2662021JC013,CCNU22QN018)。
文摘Ratoon rice,which refers to a second harvest of rice obtained from the regenerated tillers originating from the stubble of the first harvested crop,plays an important role in both food security and agroecology while requiring minimal agricultural inputs.However,accurately identifying ratoon rice crops is challenging due to the similarity of its spectral features with other rice cropping systems(e.g.,double rice).Moreover,images with a high spatiotemporal resolution are essential since ratoon rice is generally cultivated in fragmented croplands within regions that frequently exhibit cloudy and rainy weather.In this study,taking Qichun County in Hubei Province,China as an example,we developed a new phenology-based ratoon rice vegetation index(PRVI)for the purpose of ratoon rice mapping at a 30 m spatial resolution using a robust time series generated from Harmonized Landsat and Sentinel-2(HLS)images.The PRVI that incorporated the red,near-infrared,and shortwave infrared 1 bands was developed based on the analysis of spectro-phenological separability and feature selection.Based on actual field samples,the performance of the PRVI for ratoon rice mapping was carefully evaluated by comparing it to several vegetation indices,including normalized difference vegetation index(NDVI),enhanced vegetation index(EVI)and land surface water index(LSWI).The results suggested that the PRVI could sufficiently capture the specific characteristics of ratoon rice,leading to a favorable separability between ratoon rice and other land cover types.Furthermore,the PRVI showed the best performance for identifying ratoon rice in the phenological phases characterized by grain filling and harvesting to tillering of the ratoon crop(GHS-TS2),indicating that only several images are required to obtain an accurate ratoon rice map.Finally,the PRVI performed better than NDVI,EVI,LSWI and their combination at the GHS-TS2 stages,with producer's accuracy and user's accuracy of 92.22 and 89.30%,respectively.These results demonstrate that the proposed PRVI based on HLS data can effectively identify ratoon rice in fragmented croplands at crucial phenological stages,which is promising for identifying the earliest timing of ratoon rice planting and can provide a fundamental dataset for crop management activities.
文摘叶面积指数(leaf area index,LAI)是单位地表面积上总叶面积的一半,是影响光合作用、蒸腾作用和能量平衡等地表过程的关键生物物理变量。鉴于光学遥感数据易受天气的影响,雷达遥感数据易受土壤等的影响,二者在叶面积指数反演方面各有利弊,提出了一种考虑不同数据反演结果不确定性的融合方法。研究测试了多种机器学习模型在中国张掖地区的玉米农田上估算LAI的性能。结果表明,光学和雷达两种数据分别作为模型输入进行LAI反演时,高斯过程回归(Gaussian process regression,GPR)的表现均为最优。随后,基于Sentinel-1雷达数据和Sentinel-2光学数据,使用GPR模型生成了研究区2019年的两种LAI及不确定性时空分布图。考虑不同数据反演结果的差异,使用加权滤波方法将两种LAI融合,实现了高时空分辨率玉米LAI制图。通过定性和定量分析,融合后的LAI时间序列分布图变化连贯,空间分布均匀,精度相较于融合之前有了明显改善。
基金the Open Project of Key Laboratory,Xinjiang Uygur Autonomous Region(No.2019D04003)the National Natural Science Foundation of China(NSFC Grant U1703241,41901087)+2 种基金the West Light Foundation of the Chinese Academy of Sciences(No.2018-XBQNZ-B-012)the Key International cooperation project of Chinese Academy of Sciences(No:121311KYSB20160005)the CAS Instrumental development project of Automatic Meteorological Observation System with Multifunctional Modularization(No:Y634241001).
文摘Obtaining the spatial distribution of snow cover in mountainous areas using the optical image of remote sensing technology is difficult because of cloud and fog. In this study, the object-based principle component analysis–support vector machine(PCA–SVM) method is proposed for snow cover mapping through the integration of moderateresolution imaging spectroradiometer(MODIS) snow cover products and the Sentinel-1 synthetic aperture radar(SAR) scattering characteristics. First, derived from the Sentinel-1 A SAR images, the feature parameters, including VV/VH backscatter, scattering entropy, and scattering alpha, were used to describe the variations of snow and non-snow covers. Second, the optimum feature combinations of snow cover were formed from the feature parameters using the principle component analysis(PCA) algorithm. Finally, using the optimum feature combinations, a snow cover map with a 20 m spatial resolution was extracted by means of an object-based SVM classifier. This method was applied in the study area of the Xinyuan County, which is located in the western part of the Tianshan Mountains in Xinjiang, China. The accuracies in this method were analyzed according to the data observed at different experimental sites. Results showed that the snow cover pixels of the extraction were less than those in the actual situation(FB1=93.86, FB2=59.78). The evaluation of the threat score(TS), probability of detection(POD), and false alarm ratio(FAR) for the snow-covered pixels obtained from the two-stage SAR images were different(TS1=86.84, POD1=90.10, FAR1=4.01;TS2=56.40, POD2=57.62, FAR2=3.62). False and misclassifications of the snow cover and non-snow cover pixels were found. Although the classifications were not highly accurate, the approach showed potential for integrating different sources to retrieve the spatial distribution of snow covers during a stable period.
基金supported financially by the National Nature Science Foundation of China(No.41901129)the University Natural Sciences Research Project of Anhui Educational committee(KJ2020JD06)DUAN Zheng acknowledges the support from the Joint China-Sweden Mobility Grant funded by NSFC and STINT(CH2019-8250).
文摘The ice phenology of alpine lakes on the Tibetan Plateau(TP)is a rapid and direct responder to climate changes,and the variations in lake ice exhibit high temporal frequency characteristics.MODIS and passive microwave data are widely used to monitor lake ice changes with high temporal resolution.However,the low spatial resolutions make it difficult to effectively quantify the freeze-melt dynamics of lakes.This work used Sentinel-1 synthetic aperture radar(SAR)data to derive high-resolution ice maps(about 6 days),then with the aid of Sentinel-2 optical images to quantify freeze-melt processes in three typical lakes on the TP(e.g.Selin Co,Ayakekumu Lake,and Nam Co).The results showed that three lakes had an average annual ice period of 125-157 days and a complete ice cover period of 72-115 days,from 2018 to 2022.They exhibit different ice phenology patterns.Nam Co is characterized by repeated episodes of freezing,melting,and refreezing,resulting in a prolonged freeze-up period.Meanwhile,the break-up period of Nam Co lasts for a longer duration(about 19 days),and the break-up exhibits a smooth process.Similarly,Ayakekumu Lake showed more significant inter-annual fluctuations in the freeze-up period,with deviations of up to 28 days observed among different years.Compared to the other two lakes,Selin Co experienced a relatively short freeze-up and break-up period.In short,Sentinel-1 SAR data can effectively monitor the weekly and seasonal variations in lake ice on the TP.Particularly,this data facilitates quantification of the freeze-melt dynamics.
基金The National Key Research and Development Program under contract Nos 2016YFC1402703 and 2018YFC1407100
文摘Conventional retrieval and neural network methods are used simultaneously to retrieve sea surface wind speed(SSWS)from HH-polarized Sentinel-1(S1)SAR images.The Polarization Ratio(PR)models combined with the CMOD5.N Geophysical Model Function(GMF)is used for SSWS retrieval from the HH-polarized SAR data.We compared different PR models developed based on previous C-band SAR data in HH-polarization for their applications to the S1 SAR data.The recently proposed CMODH,i.e.,retrieving SSWS directly from the HHpolarized S1 data is also validated.The results indicate that the CMODH model performs better than results achieved using the PR models.We proposed a neural network method based on the backward propagation(BP)neural network to retrieve SSWS from the S1 HH-polarized data.The SSWS retrieved using the BP neural network model agrees better with the buoy measurements and ASCAT dataset than the results achieved using the conventional methods.Compared to the buoy measurements,the bias,root mean square error(RMSE)and scatter index(SI)of wind speed retrieved by the BP neural network model are 0.10 m/s,1.38 m/s and 19.85%,respectively,while compared to the ASCAT dataset the three parameters of training set are–0.01 m/s,1.33 m/s and 15.10%,respectively.It is suggested that the BP neural network model has a potential application in retrieving SSWS from Sentinel-1 images acquired at HH-polarization.
基金supported by the Innovation Groups of the National Natural Science Foundation of China(41421061)the Chinese Academy of Sciences(KJZD-EW-G03-02)+1 种基金the project of the State Key Laboratory of Cryosphere Science(SKLCS-ZZ-2017)CUHK Direct Grant(4053206)
文摘Differential Interferometric Synthetic Aperture Radar(D-In SAR) has been widely used to measure surface deformation over the Tibetan Plateau. However, the accuracy and applicability of the D-In SAR method are not well estimated due to the lack of in-situ validation. In this paper, we mapped the seasonal and long-term displacement of Tanggula(TGL) and Liangdaohe(LDH) permafrost regions with a stack of Sentinel-1 acquisitions using the Small Baseline Subset In SAR(SBAS-In SAR) method. In the TGL region, with its dry soils and sparse vegetation, the In SAR-derived surface-deformation trend was consistent with ground-based leveling results; long-term changes of the active layer showed a settlement rate of around 1 to 3 mm/a due to the melting of ground ice, indicating a degrading permafrost in this area. Around half of the deformation was picked up on monitoring, in contrast with in-situ measurements in LDH, implying that the D-In SAR method remarkably underestimated the surface-deformation. This phenomenon may be induced by the large soil-water content, high vegetation coverage, or a combination of these two factors in this region. This study demonstrates that surface deformation could be mapped accurately for a specific region with Sentinel-1 C-band data, such as in the TGL region.Moreover, although the D-In SAR technology provides an efficient solution for broad surface-deformation monitoring in permafrost regions, it shows a poor performance in the region with high soil-water content and dense vegetation coverage.