An empirical method for joint inversion of wave and wind parameters based on SAR and wave spectrometer data

Synthetic aperture radar(SAR)and wave spectrometers,crucial in microwave remote sensing,play an essential role in monitoring sea surface wind and wave conditions.However,they face inherent limitations in observing sea surface phenomena.SAR systems,for instance,are hindered by an azimuth cut-off phenomenon in sea surface wind field observation.Wave spectrometers,while unaffected by the azimuth cutoff phenomenon,struggle with low azimuth resolution,impacting the capture of detailed wave and wind field data.This study utilizes SAR and surface wave investigation and monitoring(SWIM)data to initially extract key feature parameters,which are then prioritized using the extreme gradient boosting(XGBoost)algorithm.The research further addresses feature collinearity through a combined analysis of feature importance and correlation,leading to the development of an inversion model for wave and wind parameters based on XGBoost.A comparative analysis of this model with ERA5 reanalysis and buoy data for of significant wave height,mean wave period,wind direction,and wind speed reveals root mean square errors of 0.212 m,0.525 s,27.446°,and 1.092 m/s,compared to 0.314 m,0.888 s,27.698°,and 1.315 m/s from buoy data,respectively.These results demonstrate the model’s effective retrieval of wave and wind parameters.Finally,the model,incorporating altimeter and scatterometer data,is evaluated against SAR/SWIM single and dual payload inversion methods across different wind speeds.This comparison highlights the model’s superior inversion accuracy over other methods.

Extreme Responses of An Integrated System with A Semi-Submersible Wind Turbine and Four Torus-Shaped Wave Energy Converters in Different Survival Modes

Offshore wind power is a kind of important clean renewable energy and has attracted increasing attention due to the rapid consumption of non-renewable energy.To reduce the high cost of energy,a possible try is to utilize the combination of wind and wave energy considering their natural correlation.A combined concept consisting of a semi-submersible wind turbine and four torus-shaped wave energy converters was proposed and numerically studied under normal operating conditions.However,the dynamic behavior of the integrated system under extreme sea conditions has not been studied yet.In the present work,extreme responses of the integrated system under two different survival modes are evaluated.Fully coupled time-domain simulations with consideration of interactions between the semi-submersible wind turbine and the torus-shaped wave energy converters are performed to investigate dynamic responses of the integrated system,including mooring tensions,tower bending moments,end stop forces,and contact forces at the Column-Torus interface.It is found that the addition of four tori will reduce the mean motions of the yaw,pitch and surge.When the tori are locked at the still water line,the whole integrated system is more suitable for the survival modes.

A Parameterization Scheme for Wind Wave Modules that Includes the Sea Ice Thickness in the Marginal Ice Zone

The global wave model WAVEWATCH III®works well in open water.To simulate the propagation and attenuation of waves through ice-covered water,existing simulations have considered the influence of sea ice by adding the sea ice concentration in the wind wave module;however,they simply suppose that the wind cannot penetrate the ice layer and ignore the possibility of wind forcing waves below the ice cover.To improve the simulation performance of wind wave modules in the marginal ice zone(MIZ),this study proposes a parameterization scheme by directly including the sea ice thickness.Instead of scaling the wind input with the fraction of open water,this new scheme allows partial wind input in ice-covered areas based on the ice thickness.Compared with observations in the Barents Sea in 2016,the new scheme appears to improve the modeled waves in the high-frequency band.Sensitivity experiments with and without wind wave modules show that wind waves can play an important role in areas with low sea ice concentration in the MIZ.

Multi-Objective Optimal Design of the Wind-Wave Hybrid Platform with the Coupling Interaction

An offshore wind-wave hybrid platform could consistently and cost-effectively supply renewable power.A multi-objective optimization process is proposed for a hybrid platform with hydrodynamic coupling interaction.The effects of various critical structural parameters,spacing values,and wave directions are studied for higher energy capture and offshore platform stability.Approximation models of various key parameters are established to optimize the hybrid system,with the objects of the power capture width ratio and the stability index of the platform.The optimization results are affected by the hydrodynamic coupling interaction,with a tendency to affect the higher frequency of hydrodynamic performance in the hybrid system.After the optimization,an appropriate spacing value effectively improves energy capture performance.The optimal array distance D_(Ff),D_(Fp),the optimal structural parameters R_(p),r_(p),d_(f),r_(f),and B_(PTO)are 11.57,12.75,5.1,3.3,1.5,6.5 m,and 80436 Nm s^(-1),respectively.The peak value of the wave energy converter capture width ratio in the hybrid system increases by almost 50%,with a 54%decrease in the stability index.

Comparison of spectral partitioning techniques for wind wave and swell

The ocean waves are generally mixed with wind wave and swell. In order to separate these two kinds of ocean waves, many wave spectral partitioning techniques have been proposed. In this study, a two-dimensional（2D） and three one-dimensional （1D） wave spectral partitioning techniques （denoted as PM, WH, and JP） are examined based on the model simulations and in-situ observations. It is shown that the 2D technique could provide the most reliable results as a whole. Compared with 2D technique, PM and JP techniques obviously overestimate the wind-wave components, and the same situation happens for WH technique at low wind speed. With the adjustment of the partitioning frequency ratio, the 1D PM technique is modified, in which the result agree well with that of the 2D scheme.

Low frequency shift of wind waves induced by long waves based on experimental observation data

The influence of long regular waves on wind waves are examined in the laboratory tank. The wave spectra of wind waves are compared when there is and there is not long waves. Besides the widely addressed suppression of wind waves by long waves, it is also found that, the presence of long regular wave induces low frequency shift of wind waves when long wave slope is small and also its frequencyf is quite apart from wind wave crest frequencies fp. The effect of long wave modulation on wind wave spectra is estimated according to Longuet-Higgins ＆ Stewart （1960） （abbreviated as LS60 afterwards）, which is found to be prominent at the large ratio of fp/f l. It＇s also found that, when the limitation of wave breaking on wind wave steepness is taken account of, the LS60 theory can explain the low frequency shift satisfactorily. The work suggests that, at small long wave slope and large ratio of fp/fl, the LS60 modulation mechanism together with the enhanced wave breaking may dominate the influence of long waves on wind waves.

The long-term trend of the sea surface wind speed and the wave height (wind wave, swell, mixed wave) in global ocean during the last 44 a

Utilizing the 45 a European Centre for Medium-Range Weather Forecasts （ECMWF） reanalysis wave da- ta （ERA-40）, the long-term trend of the sea surface wind speed and （wind wave, swell, mixed wave） wave height in the global ocean at grid point 1.5°× 1.5° during the last 44 a is analyzed. It is discovered that a ma- jority of global ocean swell wave height exhibits a significant linear increasing trend （2-8 cm/decade）, the distribution of annual linear trend of the significant wave height （SWH） has good consistency with that of the swell wave height. The sea surface wind speed shows an annually linear increasing trend mainly con- centrated in the most waters of Southern Hemisphere westerlies, high latitude of the North Pacific, Indian Ocean north of 30°S, the waters near the western equatorial Pacific and low latitudes of the Atlantic waters, and the annually linear decreasing mainly in central and eastern equator of the Pacific, Juan. Fernandez Archipelago, the waters near South Georgia Island in the Atlantic waters. The linear variational distribution characteristic of the wind wave height is similar to that of the sea surface wind speed. Another find is that the swell is dominant in the mixed wave, the swell index in the central ocean is generally greater than that in the offshore, and the swell index in the eastern ocean coast is greater than that in the western ocean inshore, and in year-round hemisphere westerlies the swell index is relatively low.

A hybrid model for numerical wave forecasting and its implementation-Ⅰ.The wind wave model

The authors make an endeavor to explain why a new hybrid wave model is here proposed when several such models have already been in operation and the so- called third generation wave modej is proving attractive. This part of the paper is devoted to the wind wave model. Both deep and shallow water models have been developed, the former being actually a special case of the latter when water depth is great. The deep water model is exceptionally simple in form. Significant wave height is the only prognostic variable. In comparison with the usual methods to compute the energy input and dissipations empirically or by 'tuning', the proposed model has the merit that the effects of all source terms are combined into one term which is computed through empirical growth relations for significant waves, these relations being, relatively speaking, easier and more reliable to obtain than those for the source terms in the spectral energy balance equation. The discrete part of the model and the implementation of the model as a whole will be discussed in the second part of the present paper.

Analytically Derived Wind Wave Growth Relations

By the use of the 3/2 power law presented by Toba combined with the significant wave energy balance equation for wind wave, wind wave growth at a limited fetch is analytically investigated. The new wind wave growth relations (WWGRs) are analytically derived with sheltering coefficient and wind drag coefficient as parameters. The geometrical average of observational values of sheltering coefficient and the arithmetic average of observational values of wind drag coefficient are applied to determine the new WWGRs. Comparisons with existing empirical WWGRs are made.

Improved form of wind wave frequency spectrum

The lower frequency part of the theoretical wind wave spectrum proposed by the authors (Wen et al. , 1988a, b,c) has been improved and the form of spectrum is appreciably simplified. In addition to the field data collected in the Bohai Sea region and used in the previous papers, those obtained in the Huanghai Sea, the East China Sea and the South China Sea have been employed so that the improved spectra can be verified on a more extensive observational basis. Computed results agree with the observations well. Further comparisons have been made between the proposed spectra and the JONSWAP spectrum. Though the two types of spectrum are close to each other in form, the former shows, as a whole, better agreement with the observation than the latter. By introducing an improved relation between the peak-ness factor and significant wave steepness, the spectrum contains only significant wave height and period as parameters. For spectra given in this form, the computed peak frequencies coincide approximately with observed values and the computed peak magnitudes of spectra agree basically with observations, but, because of the statistic variability inherent in the measurements of significant wave heights and periods, there are certain discrepancies between computed and measured spectrum peak magnitudes.

Analysis on monthly-averaged distribution of sea surface wind and wave over the seas southeast of Asia using ERS-2 scatterometer data

variation. In the area of 2 The wind system over the seas southeast of Asia （SSEA） plays an important role in China＇s climate this paper, ERS scatterometer winds covering the period from January 2000 to December 2000 and 41°N, 105 130°E were analyzed with a distance-weighting interpolation method and the monthly mean distribution of the sea surface wind speed were given, The seasonal characteristics of winds in the SSEA were analyzed. Based on WAVEWATCH Ⅲ model, distribution of significant wave height was calculated.

Study on the growth of wind wave frequency spectra generated by cold waves in the northern East China Sea

The growth of frequency spectra and spectral parameters of wind waves generated by cold waves, a kind of severe weather system, in the northern East China Sea is studied in this paper. Based on a third-generation wave action model(the Simulating WAves Nearshore model), simulations were developed to analyze the spatiotemporal characteristics of wind waves and to output spectral data. It is shown that the cold wave-induced spectra can be well described by the modified Joint North Sea Wave Project spectral form. The growth of wave spectra is comprehensively reflected by the evolution of the three characteristic parameters: peak frequency, spectral peak and wave energy. Besides, the approximations of dependences between spectral parameters and the three types of universal induced factors are obtained with the least squares method and compared systematically. Fetch and peak frequency turn out to be suitable parameters to describe the spectral parameters, while the dependences on the inverse wave age vary in different sea areas. In general, the derived relationships improve on results from previous studies for better practical application of the wind wave frequency spectrum in the northern East China Sea.

Rainfall effect on wind waves and the turbulence beneath air-sea interface

Rainfall effects on wind waves and turbulence are investigated through the laboratory experiments in a large wind-wave tank. It is found that the wind waves are damped as a whole at low wind speeds, but are enhanced at high wind speeds. This dual effect of rain on the wind waves increases with the increase of rain rate, while the influence of rainfall-area length is not observable. At the low wind speed, the corresponding turbulence in terms of the turbulent kinetic energy （TKE） dissipation rate is significantly enhanced by rain- fall as the waves are damped severely. At the high wind speed, the augment of the TKE dissipation rate is suppressed while the wind waves are enhanced simultaneously. In the field, however, rainfall usually hin- ders the development of waves. In order to explain this contradiction of rainfall effect on waves, a possibility about energy transfer from turbulence to waves in case of the spectral peak of waves overlapping the inertial subrange of turbulence is assumed. It can be applied to interpret the damping phenomenon of gas trans- fer velocity in the laboratory experiments, and the variation of the TKE dissipation rates near sea surface compared with the law of wall.

The equilibrium range of wind wave frequency spectrum

-Theoretical form of equilibrium range is given on the basis of the wind wave frequency spectra proposed by Wenel al. (1988a,b,c, 1989a,b). The effects of peakness factor and water depth are discussed. In the case of deep water the e-quilibrium range is reduced to the form first proposed by Toba (1973) and the coefficient of the formula is shown to be the function of nondimensional fetch or peak frequency. Results of the present paper have been verified through field data.

Directional Spectrum of Wind Waves: Part Ⅱ- Comparison and Confirmation

A model on the directional frequency spectrum of wind waves for deep water is introduced. The comparisons of the proposed model with other existing models show that the proposed model is very close to the JONSWAP model and DHH model for describing the developing waves under the normal spectral bandwidth, and has a better description for the transition of the unidirectional spectrum from ω -4 to ω -5 at a position around 3ω p, i.e., three time the peak frequency. Comparisons also show that the proposed model describes closely both field data measured by a four-frequency radar and a laser-optical sensor, and laboratory data measured by a laser slope gauge and an imaging optical method. The comparisons further demonstrate that the inverse spectral bandwidth as a new wave parameter is robust for describing the spectral steepness. Finally, the formula on the local spectral-peak angular frequency is confirmed using the observed two-dimensional spectra.

Improvement and application of a saturation based wave dissipation function in SWAN model

Wave dissipation characteristics in SWAN （Simulating Waves Nearshore） model are investigated through numerical experiments. It is found that neither the fully developed integral parameters of wind waves （significant wave height and peak frequency） nor the high frequency spectral tail can be well reproduced by the default wave dissipation source terms. A new spectral dissipation source term is proposed, which comprises saturation based dissipation above two times of peak frequency and improved whitecapping dissipation at lower frequency spectrum. The reciprocal wave age （u./ep） is involved into the whitecapping model to adjust dissipation rate at different wind speed. The Phillips higher frequency saturation parameter in the saturation-based dissipation is no longer taken as a constant, but varies with wave age. Numerical validations demonstrate that both the wind wave generation process and higher frequency spectrum of wind waves can be well simulated by the new wave dissipation term.

A new model to estimate significant wave heights with ERS-1/2 scatterometer data

A new model is proposed to estimate the significant wave heights with ERS-1/2 scatterometer data. The results show that the relationship between wave parameters and radar backscattering cross section is similar to that between wind and the radar backscattering cross section. Therefore, the relationship between significant wave height and the radar backscattering cross section is established with a neural network algorithm, which is, if the average wave period is ≤7s, the root mean square of significant wave height retrieved from ERS-1/2 data is 0.51 m, or 0.72 m if it is >7s otherwise.

A laboratory study of directional spectra with maximum likelihood method─I Developing wind wave

From measurements by a circular array consisting of 18 wave gauges in a large wave tank, directional spectra of wind-generated waves in deep water are systematically determined by using maximum likehood method.The investigations reveal that the angular spreading of the wave energy is consistent with cos2s(θ/2) proposed by Longuet-Higgins et al. (1963, Ocean Wad Spectra,11~136), if the bimodal distributions of wave energy are not taken into account. Bimodality occurring on higher frequency than peak frequency is too rare to affect our whole results. Surprisingly, a much broader directional spreading than that of the field, which is interpreted by the strongly nonlinear energy transfer because of the very young waves in laboratory, is found. The parameter s depends on frequency in the same way as observed by Mitsuyasu et al. (1975, Journal of Physical Oceanography, 5, 750~760)and Hasselmann et al. (1980, Journal of physical Oceanography, 10, 1264~1280) in the field, and the relationship between the four nondimensional parameters sm, fo, b1 and b2, determining the directional width, and (corresponding to the inverse of wave age) are given respectively. The observed distributions are found to agree well with the suggestion of Donelan et al. (1985, Philosophical Transaction of Royal Society of London, A315, 509~562) when applied to field waves.

Analysis of Energy Overshoot of High Frequency Waves with Wavelet Transform

A study is made on the overshoot phenomena in wind-generated waves. The surface displacements of time-growing. waves are measured at four fetches in a wind wave channel. The evolution of high frequency waves is displayed with wavelet transform. The results are compared with Sutherland's. It is found that high frequency wave components experience much stronger energy overshoot in the evolution. The energy of high frequency waves decreases greatly after overshoot.

Estimation of Wind Wave Frequency Spectra by Use of the Arcsine Law

In the present study, the surface elevation of wind waves observed in laboratory and in the Bohai Sea are adopted for the estimation of the wind wave frequency spectrtm by use of the method of the arcsine law （MAL）. The traditional method uses the surface elevation to calculate the correlation and then estimate the frequency spectrum while the MAL, presented by Yu and l.an （1979）, uses the time sequence of zero-crossing points of surface elevation rather than directly the surface elevation to calculate the correlation. 66 sets of wind wave data obtained in laboratory and 420 sets of data observed in the Bohai Sea are adopted for the examination of the method introduced by Yu and Lan. Results show that the MAL can give reliable estimation of wind wave spectra. Correlation and form of spectra estimated by the MAL are similar to those estimated by the traditional method. The peak frequency and the spectral density in peak frequency by the MAL are close to those obtained by the traditional method.