State of health(SoH) estimation plays a key role in smart battery health prognostic and management.However,poor generalization,lack of labeled data,and unused measurements during aging are still major challenges to ac...State of health(SoH) estimation plays a key role in smart battery health prognostic and management.However,poor generalization,lack of labeled data,and unused measurements during aging are still major challenges to accurate SoH estimation.Toward this end,this paper proposes a self-supervised learning framework to boost the performance of battery SoH estimation.Different from traditional data-driven methods which rely on a considerable training dataset obtained from numerous battery cells,the proposed method achieves accurate and robust estimations using limited labeled data.A filter-based data preprocessing technique,which enables the extraction of partial capacity-voltage curves under dynamic charging profiles,is applied at first.Unsupervised learning is then used to learn the aging characteristics from the unlabeled data through an auto-encoder-decoder.The learned network parameters are transferred to the downstream SoH estimation task and are fine-tuned with very few sparsely labeled data,which boosts the performance of the estimation framework.The proposed method has been validated under different battery chemistries,formats,operating conditions,and ambient.The estimation accuracy can be guaranteed by using only three labeled data from the initial 20% life cycles,with overall errors less than 1.14% and error distribution of all testing scenarios maintaining less than 4%,and robustness increases with aging.Comparisons with other pure supervised machine learning methods demonstrate the superiority of the proposed method.This simple and data-efficient estimation framework is promising in real-world applications under a variety of scenarios.展开更多
The estimation of state of charge(SOC)using deep neural networks(DNN)generally requires a considerable number of labelled samples for training,which refer to the current and voltage pieces with knowing their correspon...The estimation of state of charge(SOC)using deep neural networks(DNN)generally requires a considerable number of labelled samples for training,which refer to the current and voltage pieces with knowing their corresponding SOCs.However,the collection of labelled samples is costly and time-consuming.In contrast,the unlabelled training samples,which consist of the current and voltage data with unknown SOCs,are easy to obtain.In view of this,this paper proposes an improved DNN for SOC estimation by effectively using both a pool of unlabelled samples and a limited number of labelled samples.Besides the traditional supervised network,the proposed method uses an input reconstruction network to reformulate the time dependency features of the voltage and current.In this way,the developed network can extract useful information from the unlabelled samples.The proposed method is validated under different drive cycles and temperature conditions.The results reveal that the SOC estimation accuracy of the DNN trained with both labelled and unlabelled samples outperforms that of only using a limited number of labelled samples.In addition,when the dataset with reduced number of labelled samples to some extent is used to test the developed network,it is found that the proposed method performs well and is robust in producing the model outputs with the required accuracy when the unlabelled samples are involved in the model training.Furthermore,the proposed method is evaluated with different recurrent neural networks(RNNs)applied to the input reconstruction module.The results indicate that the proposed method is feasible for various RNN algorithms,and it could be flexibly applied to other conditions as required.展开更多
准确、实时地估计电池的荷电状态(state of charge,SOC)和健康状态(state of health,SOH)是现代电池管理系统的关键任务。通过自适应H_(2)/H_(∞)滤波器可对锂电池的SOC和SOH进行联合估计。该方法基于锂电池的二阶RC等效电路模型,采用AF...准确、实时地估计电池的荷电状态(state of charge,SOC)和健康状态(state of health,SOH)是现代电池管理系统的关键任务。通过自适应H_(2)/H_(∞)滤波器可对锂电池的SOC和SOH进行联合估计。该方法基于锂电池的二阶RC等效电路模型,采用AFFRLS法在线辨识锂电池的模型参数,并利用H_(2)/H_(∞)滤波器估计锂电池的SOC,AFFRLS辨识与H_(2)/H_(∞)滤波交替进行,得到一种自适应H_(2)/H_(∞)滤波器。SOH依据AFFRLS辨识的电池内阻进行估计,实现了锂电池SOC与SOH的联合估计。实验结果表明:自适应H_(2)/H_(∞)滤波算法的估计精度高且鲁棒性强,电池的SOC和SOH的平均估计误差始终保持在±0.19%以内,相比于EKF和H_(∞)滤波算法有更高的估计精度与稳定性。展开更多
储能电池具有能够平滑可再生能源输出,提高电力系统灵活性和应对电力需求峰谷等优势,有助于推动可再生能源发展,从而应对环境污染和能源紧缺的双重压力。目前市场主流的储能电池为锂离子电池,具有高比能特性,同时新型储能电池也在蓬勃发...储能电池具有能够平滑可再生能源输出,提高电力系统灵活性和应对电力需求峰谷等优势,有助于推动可再生能源发展,从而应对环境污染和能源紧缺的双重压力。目前市场主流的储能电池为锂离子电池,具有高比能特性,同时新型储能电池也在蓬勃发展,其中全钒液流电池具有高安全性的优势,液态金属电池具有超长循环寿命,在电力储能领域具有重要应用前景。储能电池的建模和状态估计对提高储能电池系统性能,确保其安全性以及优化维护效率至关重要,因此文中对锂离子电池、全钒液流电池和液态金属电池的建模和状态估计进行综述。首先,介绍了储能电池状态估计的整体框架,对基于实验的方法、基于模型的方法和基于数据驱动的方法进行整体介绍,并对荷电状态(state of charge,SOC)、健康状态(state of health,SOH)和剩余使用寿命(remaining useful life,RUL)进行概括;然后,从原理出发,分别总结了不同储能电池体系的内部工作过程、模型构建、状态估计与电池管理过程;最后,对不同储能电池体系的主要工作特性进行横向对比和总结,旨在为储能电池选择和发展提供启示。展开更多
Batteries have been widely applied in many high-power applications,such as electric vehicles(EVs)and hybrid electric vehicles,where a suitable battery management system(BMS)is vital in ensuring safe and reliable opera...Batteries have been widely applied in many high-power applications,such as electric vehicles(EVs)and hybrid electric vehicles,where a suitable battery management system(BMS)is vital in ensuring safe and reliable operation of batteries.This paper aims to give a brief review on several key technologies of BMS,including battery modelling,state estimation and battery charging.First,popular battery types used in EVs are surveyed,followed by the introduction of key technologies used in BMS.Various battery models,including the electric model,thermal model and coupled electro-thermal model are reviewed.Then,battery state estimations for the state of charge,state of health and internal temperature are comprehensively surveyed.Finally,several key and traditional battery charging approaches with associated optimization methods are discussed.展开更多
Lithium-ion batteries(LIBs)are crucial for the large-scale utilization of clean energy.However,because of the com-plexity and real-time nature of internal reactions,the mechanism of capacity decline in LIBs is still u...Lithium-ion batteries(LIBs)are crucial for the large-scale utilization of clean energy.However,because of the com-plexity and real-time nature of internal reactions,the mechanism of capacity decline in LIBs is still unclear.This has become a bottleneck restricting their promotion and application.Electrochemical impedance spectroscopy(EIS)contains rich electrochemical connotations and significant application prospects,and has attracted widespread atten-tion and research on efficient energy storage systems.Compared to traditional voltage and current data,the state-of-health(SOH)estimation model based on EIS has higher accuracy.This paper categorizes EIS measurement methods based on different principles,introduces the relationship between LIBs aging mechanism and SOH,and compares the advantages of different SOH estimation methods.After a detailed analysis of the latest technologies,a review is given.The insights of this review can deepen the understanding of the relationship between EIS and the aging effect mechanism of LIBs,and promote the development of new energy storage devices and evaluation methods.展开更多
An intelligent battery management system is a crucial enabler for energy storage systems with high power output,increased safety and long lifetimes.With recent developments in cloud computing and the proliferation of ...An intelligent battery management system is a crucial enabler for energy storage systems with high power output,increased safety and long lifetimes.With recent developments in cloud computing and the proliferation of big data,machine learning approaches have begun to deliver invaluable insights,which drives adaptive control of battery management systems(BMS)with improved performance.In this paper,a general framework utilizing an end-edge-cloud architecture for a cloud-based BMS is proposed,with the composition and function of each link described.Cloud-based BMS leverages from the Cyber Hierarchy and Interactional Network(CHAIN)framework to provide multi-scale insights,more advanced and efficient algorithms can be used to realize the state-of-X es-timation,thermal management,cell balancing,fault diagnosis and other functions of traditional BMS system.The battery intelligent monitoring and management platform can visually present battery performance,store working-data to help in-depth understanding of the microscopic evolutionary law,and provide support for the development of control strategies.Currently,the cloud-based BMS requires more effects on the multi-scale inte-grated modeling methods and remote upgrading capability of the controller,these two aspects are very important for the precise management and online upgrade of the system.The utility of this approach is highlighted not only for automotive applications,but for any battery energy storage system,providing a holistic framework for future intelligent and connected battery management.展开更多
The safety and reliability of battery storage systems are critical to the mass roll-out of electrified transportation and new energy generation.To achieve safe management and optimal control of batteries,the state of ...The safety and reliability of battery storage systems are critical to the mass roll-out of electrified transportation and new energy generation.To achieve safe management and optimal control of batteries,the state of charge(SOC)is one of the important parameters.The machine-learning based SOC estimation methods of lithium-ion batteries have attracted substantial interests in recent years.However,a common problem with these models is that their estimation performances are not always stable,which makes them difficult to use in practical applications.To address this problem,an optimized radial basis function neural network(RBF-NN)that combines the concepts of Golden Section Method(GSM)and Sparrow Search Algorithm(SSA)is proposed in this paper.Specifically,GSM is used to determine the optimum number of neurons in hidden layer of the RBF-NN model,and its parameters such as radial base center,connection weights and so on are optimized by SSA,which greatly improve the performance of RBF-NN in SOC estimation.In the experiments,data collected from different working conditions are used to demonstrate the accuracy and generalization ability of the proposed model,and the results of the experiment indicate that the maximum error of the proposed model is less than 2%.展开更多
基金funded by the “SMART BATTERY” project, granted by Villum Foundation in 2021 (project number 222860)。
文摘State of health(SoH) estimation plays a key role in smart battery health prognostic and management.However,poor generalization,lack of labeled data,and unused measurements during aging are still major challenges to accurate SoH estimation.Toward this end,this paper proposes a self-supervised learning framework to boost the performance of battery SoH estimation.Different from traditional data-driven methods which rely on a considerable training dataset obtained from numerous battery cells,the proposed method achieves accurate and robust estimations using limited labeled data.A filter-based data preprocessing technique,which enables the extraction of partial capacity-voltage curves under dynamic charging profiles,is applied at first.Unsupervised learning is then used to learn the aging characteristics from the unlabeled data through an auto-encoder-decoder.The learned network parameters are transferred to the downstream SoH estimation task and are fine-tuned with very few sparsely labeled data,which boosts the performance of the estimation framework.The proposed method has been validated under different battery chemistries,formats,operating conditions,and ambient.The estimation accuracy can be guaranteed by using only three labeled data from the initial 20% life cycles,with overall errors less than 1.14% and error distribution of all testing scenarios maintaining less than 4%,and robustness increases with aging.Comparisons with other pure supervised machine learning methods demonstrate the superiority of the proposed method.This simple and data-efficient estimation framework is promising in real-world applications under a variety of scenarios.
基金the financial support from the China Scholarship Council(CSC)(No.202207550010)。
文摘The estimation of state of charge(SOC)using deep neural networks(DNN)generally requires a considerable number of labelled samples for training,which refer to the current and voltage pieces with knowing their corresponding SOCs.However,the collection of labelled samples is costly and time-consuming.In contrast,the unlabelled training samples,which consist of the current and voltage data with unknown SOCs,are easy to obtain.In view of this,this paper proposes an improved DNN for SOC estimation by effectively using both a pool of unlabelled samples and a limited number of labelled samples.Besides the traditional supervised network,the proposed method uses an input reconstruction network to reformulate the time dependency features of the voltage and current.In this way,the developed network can extract useful information from the unlabelled samples.The proposed method is validated under different drive cycles and temperature conditions.The results reveal that the SOC estimation accuracy of the DNN trained with both labelled and unlabelled samples outperforms that of only using a limited number of labelled samples.In addition,when the dataset with reduced number of labelled samples to some extent is used to test the developed network,it is found that the proposed method performs well and is robust in producing the model outputs with the required accuracy when the unlabelled samples are involved in the model training.Furthermore,the proposed method is evaluated with different recurrent neural networks(RNNs)applied to the input reconstruction module.The results indicate that the proposed method is feasible for various RNN algorithms,and it could be flexibly applied to other conditions as required.
文摘准确、实时地估计电池的荷电状态(state of charge,SOC)和健康状态(state of health,SOH)是现代电池管理系统的关键任务。通过自适应H_(2)/H_(∞)滤波器可对锂电池的SOC和SOH进行联合估计。该方法基于锂电池的二阶RC等效电路模型,采用AFFRLS法在线辨识锂电池的模型参数,并利用H_(2)/H_(∞)滤波器估计锂电池的SOC,AFFRLS辨识与H_(2)/H_(∞)滤波交替进行,得到一种自适应H_(2)/H_(∞)滤波器。SOH依据AFFRLS辨识的电池内阻进行估计,实现了锂电池SOC与SOH的联合估计。实验结果表明:自适应H_(2)/H_(∞)滤波算法的估计精度高且鲁棒性强,电池的SOC和SOH的平均估计误差始终保持在±0.19%以内,相比于EKF和H_(∞)滤波算法有更高的估计精度与稳定性。
文摘储能电池具有能够平滑可再生能源输出,提高电力系统灵活性和应对电力需求峰谷等优势,有助于推动可再生能源发展,从而应对环境污染和能源紧缺的双重压力。目前市场主流的储能电池为锂离子电池,具有高比能特性,同时新型储能电池也在蓬勃发展,其中全钒液流电池具有高安全性的优势,液态金属电池具有超长循环寿命,在电力储能领域具有重要应用前景。储能电池的建模和状态估计对提高储能电池系统性能,确保其安全性以及优化维护效率至关重要,因此文中对锂离子电池、全钒液流电池和液态金属电池的建模和状态估计进行综述。首先,介绍了储能电池状态估计的整体框架,对基于实验的方法、基于模型的方法和基于数据驱动的方法进行整体介绍,并对荷电状态(state of charge,SOC)、健康状态(state of health,SOH)和剩余使用寿命(remaining useful life,RUL)进行概括;然后,从原理出发,分别总结了不同储能电池体系的内部工作过程、模型构建、状态估计与电池管理过程;最后,对不同储能电池体系的主要工作特性进行横向对比和总结,旨在为储能电池选择和发展提供启示。
文摘Batteries have been widely applied in many high-power applications,such as electric vehicles(EVs)and hybrid electric vehicles,where a suitable battery management system(BMS)is vital in ensuring safe and reliable operation of batteries.This paper aims to give a brief review on several key technologies of BMS,including battery modelling,state estimation and battery charging.First,popular battery types used in EVs are surveyed,followed by the introduction of key technologies used in BMS.Various battery models,including the electric model,thermal model and coupled electro-thermal model are reviewed.Then,battery state estimations for the state of charge,state of health and internal temperature are comprehensively surveyed.Finally,several key and traditional battery charging approaches with associated optimization methods are discussed.
基金supported by the Youth Fund of Shandong Province Natural Science Foundation(No.ZR2020QE212)Key Projects of Shandong Province Natural Science Foundation(No.ZR2020KF020)+2 种基金the Guangdong Provincial Key Lab of Green Chemical Product Technology(GC202111)Zhejiang Province Natural Science Foundation(No.LY22E070007)National Natural Science Foundation of China(No.52007170).
文摘Lithium-ion batteries(LIBs)are crucial for the large-scale utilization of clean energy.However,because of the com-plexity and real-time nature of internal reactions,the mechanism of capacity decline in LIBs is still unclear.This has become a bottleneck restricting their promotion and application.Electrochemical impedance spectroscopy(EIS)contains rich electrochemical connotations and significant application prospects,and has attracted widespread atten-tion and research on efficient energy storage systems.Compared to traditional voltage and current data,the state-of-health(SOH)estimation model based on EIS has higher accuracy.This paper categorizes EIS measurement methods based on different principles,introduces the relationship between LIBs aging mechanism and SOH,and compares the advantages of different SOH estimation methods.After a detailed analysis of the latest technologies,a review is given.The insights of this review can deepen the understanding of the relationship between EIS and the aging effect mechanism of LIBs,and promote the development of new energy storage devices and evaluation methods.
基金This work was supported by National Key R&D Program of China(2016YFB0100300)the EPSRC Faraday Institution’s Multi-Scale Mod-elling Project(EP/S003053/1,grant number FIRG003).
文摘An intelligent battery management system is a crucial enabler for energy storage systems with high power output,increased safety and long lifetimes.With recent developments in cloud computing and the proliferation of big data,machine learning approaches have begun to deliver invaluable insights,which drives adaptive control of battery management systems(BMS)with improved performance.In this paper,a general framework utilizing an end-edge-cloud architecture for a cloud-based BMS is proposed,with the composition and function of each link described.Cloud-based BMS leverages from the Cyber Hierarchy and Interactional Network(CHAIN)framework to provide multi-scale insights,more advanced and efficient algorithms can be used to realize the state-of-X es-timation,thermal management,cell balancing,fault diagnosis and other functions of traditional BMS system.The battery intelligent monitoring and management platform can visually present battery performance,store working-data to help in-depth understanding of the microscopic evolutionary law,and provide support for the development of control strategies.Currently,the cloud-based BMS requires more effects on the multi-scale inte-grated modeling methods and remote upgrading capability of the controller,these two aspects are very important for the precise management and online upgrade of the system.The utility of this approach is highlighted not only for automotive applications,but for any battery energy storage system,providing a holistic framework for future intelligent and connected battery management.
基金This work was supported by the Fundamental Research Funds for the Central Universities(2022MS015)。
文摘The safety and reliability of battery storage systems are critical to the mass roll-out of electrified transportation and new energy generation.To achieve safe management and optimal control of batteries,the state of charge(SOC)is one of the important parameters.The machine-learning based SOC estimation methods of lithium-ion batteries have attracted substantial interests in recent years.However,a common problem with these models is that their estimation performances are not always stable,which makes them difficult to use in practical applications.To address this problem,an optimized radial basis function neural network(RBF-NN)that combines the concepts of Golden Section Method(GSM)and Sparrow Search Algorithm(SSA)is proposed in this paper.Specifically,GSM is used to determine the optimum number of neurons in hidden layer of the RBF-NN model,and its parameters such as radial base center,connection weights and so on are optimized by SSA,which greatly improve the performance of RBF-NN in SOC estimation.In the experiments,data collected from different working conditions are used to demonstrate the accuracy and generalization ability of the proposed model,and the results of the experiment indicate that the maximum error of the proposed model is less than 2%.