Flood risk assessment of check dams in the Wangmaogou watershed on the Loess Plateau of China

Check dams have been widely used in China’s Loess Plateau region due to their effectiveness in erosion and flood control.However,the safety and stability of the check dam decrease with the operation process,which increases the probability of dam failure during flood events and threatens local residents’ life and property.Thus,this study simulated flood process of the check dam failure in the Wangmaogou watershed in Yulin City,Shaanxi Province,China,calculated different types of inundation losses based on the flood inundation area within the watershed,and determined the number of key flood protection check dams by classifying the flood risk levels of the check dams.The results showed that 5 dams in the watershed were subject to overtopping during different rainfall return periods,which was related to their flood discharge capacity.Dam failure flood process showed a rapid growth trend followed by slow decrease,and the time of flood peak advanced with increase in the return period.After harmonization of evaluation scales,the magnitude of flood inundation losses can be ranked as:economic losses(212.409 million yuan) > life losses(10.368 million yuan) > ecological losses(6.433 million yuan).The risk value for both individual dams and the whole dam system decreases as the return period increases.The number of key flood protection check dams in the Wangmaogou watershed was 2,3,3,3,4,and 5 for floods with return periods of 10,20,30,50,100,and 200 years,respectively.The results provided a theoretical basis for the safe operation and risk evaluation of check dams in the Loess Plateau Hills watershed.

Fast clogging problem of open check dams and a new type suggestion:curved footed type open check dam

Driftwood is one of the important physical components in mountainous rivers which causes severe hazards due to the clogging of bridges,culverts,and narrow sections during floods.Therefore,the understanding of driftwood dynamics and mitigation measures are crucial for managing wood in rivers.Open check dams are the most commonly used engineering measure for preventing driftwood from reaching downstream areas.Nevertheless,these open check dams frequently lose their sediment transport function when they are blocked by sediment and driftwood,especially during major flood events.This paper proposes a new type of open check dam for preventing from clogging.Thus,flume experiments were conducted to examine the influence of different types of open check dams on the characteristics of driftwood deposition.For the model with wood length(LWD)=16.5 cm,wood diameter(D)=15 mm,and wood number(N)=172,the highest trapping efficiency was observed with 90.1%and 87.2%retention rates for the classical debris flow breaker and curved footed open check dams,respectively.Laboratory tests showed that through this proposed design,woody debris blockage in a very short time was prevented from the accumulation of woods beside the dam.In addition to this,most of the sediment passed through the check dam and most of the driftwood got trapped.It can be briefly stated that the geometrical design of the structure plays an important role and can be chosen carefully to optimize trapping efficiency.By designing this type of open check dams in mountain river basins,it may provide a better understanding of the driftwood accumulation and basis for the optimal design of these structures.Further development of the solution proposed in this work can pave the way for designing different types of open check dams for effective flood management.

Failure mechanisms and risk mitigation of check dams on the Chinese Loess Plateau: A case study at the Gutun Gully

Loess is long-term aeolian dust deposition, characterized by loose structure, concentrated participle distribution and unstable mineral composition, and thus easy to cause extensive collapsibility and have general water sensitivity. To reveal the difference in water sensitivity between naturally intact(NI) loess and mechanically compacted(MC) loess used for the check dam, the transient water release and imbibition method(TRIM) was used to acquire the suction stress–expanded hydraulic characteristic curves for the NI and MC loess and explore possible approaches for formulating the potential of loess water sensitivity. Based on the Local Field of Safety(LFS) associated with slope stability, we constructed a finite element model of a check dam to depict its failure processes under different rainfall scenarios. The results revealed the strong water sensitivity in NI loess, while the MC loess retained a certain water-sensitive potential. This capacity depends on the ‘water sensitivity coefficient’ obtained from the suction-stress characteristic curve,which better presented the deformation potential of the two loess samples at different water content levels. In the context of LFS, we identified two failure patterns in the dam body that were involved in loess water sensitivity under hydromechanical conditions: rainfall erosion-induced shallow mudflow failure, and preferential-infiltration progressive failure. These patterns may provide new insights into dam-breakage mechanisms and potential chain effects of check dams on the Chinese Loess Plateau from the perspective of soil–water interactions, which is vital for predicting the position and timing of check dam failure, and mitigating risks.

Dynamic Modeling Framework of Sediment Trapped by Check-Dam Networks:A Case Study of a Typical Watershed on the Chinese Loess Plateau

Check-dam construction is an effective and widely used method for sediment trapping in the Yellow River Basin and other places over the world that are prone to severe soil erosion.Quantitative estimations of the dynamic sediment trapped by check dams are necessary for evaluating the effects of check dams and planning the construction of new ones.In this study,we propose a new framework,named soil and water assessment tool(SWAT)–dynamic check dam(DCDam),for modeling the sediment trapped by check dams dynamically,by integrating the widely utilized SWAT model and a newly developed module called DCDam.We then applied this framework to a typical loess watershed,the Yan River Basin,to assess the time-varying effects of check-dam networks over the past 60 years(1957–2016).The DCDam module generated a specific check-dam network to conceptualize the complex connections at each time step(monthly).In addition,the streamflow and sediment load simulated by using the SWAT model were employed to force the sediment routing in the check-dam network.The evaluation results revealed that the SWAT-DCDam framework performed satisfactorily,with an overestimation of 11.50%,in simulating sediment trapped by check dams,when compared with a field survey of the accumulated sediment deposition.For the Yan River Basin,our results indicated that the designed structural parameters of check dams have evolved over the past 60 years,with higher dams(37.14%and 9.22%increase for large dams and medium dams,respectively)but smaller controlled areas(46.03%and 10.56%decrease for large dams and medium dams,respectively)in recent years.Sediment retained by check dams contributed to approximately 15.00%of the total sediment load reduction in the Yan River during 1970–2016.Thus,our developed framework can be a promising tool for evaluating check-dam effects,and this study can provide valuable information and support to decision-making for soil and water conservation and check-dam planning and management.

Check dam extraction from remote sensing images using deep learning and geospatial analysis:A case study in the Yanhe River Basin of the Loess Plateau,China

Check dams are widely used on the Loess Plateau in China to control soil and water losses,develop agricultural land,and improve watershed ecology.Detailed information on the number and spatial distribution of check dams is critical for quantitatively evaluating hydrological and ecological effects and planning the construction of new dams.Thus,this study developed a check dam detection framework for broad areas from high-resolution remote sensing images using an ensemble approach of deep learning and geospatial analysis.First,we made a sample dataset of check dams using GaoFen-2(GF-2)and Google Earth images.Next,we evaluated five popular deep-learning-based object detectors,including Faster R-CNN,You Only Look Once(version 3)(YOLOv3),Cascade R-CNN,YOLOX,and VarifocalNet(VFNet),to identify the best one for check dam detection.Finally,we analyzed the location characteristics of the check dams and used geographical constraints to optimize the detection results.Precision,recall,average precision at intersection over union(IoU)threshold of 0.50(AP_(50)),IoU threshold of 0.75(AP_(75)),and average value for 10 IoU thresholds ranging from 0.50-0.95 with a 0.05 step(AP_(50-95)),and inference time were used to evaluate model performance.All the five deep learning networks could identify check dams quickly and accurately,with AP_(50-95),AP_(50),and AP_(75)values higher than 60.0%,90.0%,and 70.0%,respectively,except for YOLOv3.The VFNet had the best performance,followed by YOLOX.The proposed framework was tested in the Yanhe River Basin and yielded promising results,with a recall rate of 87.0%for 521 check dams.Furthermore,the geographic analysis deleted about 50%of the false detection boxes,increasing the identification accuracy of check dams from 78.6%to 87.6%.Simultaneously,this framework recognized 568 recently constructed check dams and small check dams not recorded in the known check dam survey datasets.The extraction results will support efficient watershed management and guide future studies on soil erosion in the Loess Plateau.

Sediment sources and their impacts on a check dam-controlled watershed, Loess Plateau, China

Soil erosion is a major issue in Loess Plateau,China,and quantitative analyses of sediment sources are crucial for soil erosion control.In this study,a combination of flood couplet analysis and composite fingerprint identification was used for historical reconstructions of soil erosion in sediment source areas in Loess Plateau.Each flood couplet was constructed based on sediment 137Cs activity,and past soil erosion was calculated using soil bulk density and storage capacity curves.The contribution rates of the sediment sources were calculated using the fingerprinting method,and the amount of erosion in the sediment source areas was estimated.The best fingerprint combination(Cr,Ni,V,and TOC)enabled a 97.2%recognition of sediment sources from 29 flood events(1956–1990)in the Loess Plateau.The contribution rates of gullies,farmland,grassland,and shrubland were 44.89%,26.38%,10.49%,and 18.24%,respectively.These four land use types contributed 1,227,751,512,and 279 tons of sediments,respectively.Re-vegetation decreased soil erosion(1966–1983),whereas deforestation increased soil erosion(1956–1965 and 1984–1990).Rational soil and water conservation measures on slopes and check dam construction in gullies are therefore suggested to mitigate erosion.

淤地坝与check dam的差异及其英文译法

淤地坝是黄土高原重要水土流失治理工程措施,对减少入黄泥沙、增加耕地面积发挥了重要作用。关于淤地坝英文翻译,普遍采用check dam,然而其并不能真实反映黄土高原水土保持工程建设实际情况,因此,笔者从目的、功能、尺寸等方面,系统对比黄土高原淤地坝与国外check dam的差异。在此基础上,建议采用淤地坝汉语拼音“Yudiba dam”表达这类大量分布在黄土高原可在拦截泥沙、减少沟道侵蚀、增加耕地面积的水土保持工程措施,从而明确其与国外check dam的区分。

Using Hydraulic Engineering Model Experiment to Study the Sediment Trapping Efficiency of Adjustable Check Dam

The construction of fully closed check dam (CD) is a conventional flood prevention mechanism implemented on rivers. Fully closed CDs trap large amounts of sediments in rivers to stabilize the river slopes and control erosion. However, fully closed CDs cannot selectively trap sediment and may easily overflow, causing them to losing their ability to mediate and hold sediments. Previous studies proposed the concept of “breathable CDs”. The researcher introduced metal slit dam (SD) that could be assembled and disassembled quickly and conveniently. Once a CD reaches maximum capacity, operators must ensure that the water channels of the dam are free from blockage. Moreover, they must inspect the internal accumulation conditions of the dam periodically or immediately following heavy typhoon rains. When necessary, either the sediment buildup in the upriver blockage must be cleared, or the transverse structure of the dam must be removed to allow fine particles to be discharged along with a moderate amount of water. These actions can free up the sediment-storing capacity of the dam for the next heavy typhoon rains. In addition, operators should also inspect the damages inflicted on the dam, such as erosion, wear and tear, and deformation conditions. Damaged components should be disassembled and repaired if possible, or recycled and reused. The present study performed channel tests to simulate closed CDs, SDs, steel pipe dam (SPDs), and steel pipe plus slit dam (SPSDs) for 50-year and 100-year frequency floods. Results were then analyzed to determine the sediment trapping (ST) effects of various CDs, the effects of “adjustable CDs”, and the changes of moderated riverbeds.

Quantitative evaluation of eco-geotechnical measures for debris flow mitigation by improved vegetation-erosion model

Eco-geotechnical measures for debris flow mitigation and control have attracted wide attention,but the mitigation effect is lack of quantitative evaluation of coordinated measures.In order to evaluate the debris flow mitigation effect in the combinations of geotechnical engineering and ecological engineering,this study investigated the different trends of debris flows behaviour based on the sediment deposition on the gully bed and the loose material on the hillslope.Besides,this research proposed a new model involving vegetation coverage,source gravity energy and debris flow volume based on vegetation-erosion model.The new model validated that the debris flow volume was proportional to the gravity energy of gravel and rock fragments on the hillslope and inversely proportional to the vegetation coverage in a dry-hot valley setting.Furthermore,a typical area in the valley of the Xiaojiang River in Yunnan Province,China was quantified with the new model.The results showed that under different gravity energy conditions,the implementation order of check dam construction and afforestation was important for debris flow mitigation.

Effects of a check dam system on the runoff generation and concentration processes of a catchment on the Loess Plateau

As an important soil and water conservation engineering measure,more than 100,000 check dams are constructed across the Loess Plateau;these dams play a vital role in reducing floods and sediment in the region.However,the effects of check dams on hydrologic process are still unclear,particularly when they are deployed as a system for watershed soil and water management.This study examined the watershed hydrologic process modulated by the check dam system in a typical Loess Plateau catchment.By simulating scenarios with various numbers of check dams using a distributed physically-based hydro-logical model,the effects of the number of check dams on runoff generation and concentration were analyzed for the study catchment.The results showed that the presence of check dams reduced the peak discharge and the flood volume and extended the flood duration;the reduction effect on peak discharge was most significant among the three factors.The system of check dams substantially decreased the runoff coefficient,and the runoff coefficient reduction rate was greater for rainstorms with shorter return periods than for rainstorms with longer return periods.The check dams increased the capacity of the catchment regulating and storing floods and extended the average runoff concentration time in the catchment that flattened the instantaneous unit hydrograph.This study reveals the influencing mech-anism of check dam system on the watershed hydrological process under heavy rainstorm conditions and provides a theoretical basis for evaluating the effects of numerous check dams on regional hydrology and water resources on the Loess Plateau.

Quantitative assessment of the influence of terrace and check dam construction on watershed topography

Terrace and check dam construction has substantially changed land surface morphology,which in turn affects modern surface processes.Digital elevation models(DEMs)provide an effective way to quantitatively analyze surface morphology and processes.However,existing DEMs lack sufficient ability to express artificial terrain.Based on 1:10000 topographic maps of the Zhifanggou watershed,a series of artificial terrain DEMs for the study site were constructed by both field investigation and remote sensing images from 1938 to 2010.Digital terrain analysis was used to quantitatively assess the influence of terrace and check dam construction on the watershed terrain.The results showed that the artificial terrain DEM could capture the spatial distribution patterns of terraces and dam lands and improved the ability of DEM to express terrain.The construction of terraces and check dams clearly changed the surface elevation.The average elevation change of each terrace mainly ranged between–1.5 and 1.5 m,while the annual average deposition height of the dam lands was 9.16 cm.The average slope,slope length,and slope length and steepness factor of the watershed decreased with the effect of the artificial terrain on the surface,and their averages decreased by 0.65°,6.75 m,and 0.83,respectively,from 1938 to 2010.Although the construction of terraces reduced their surface slope to nearly 0°,the slope of terrace embankments rapidly increased,to more than 45°,which may lead to gravitational erosion and potential terrace damage.Terracing reduced the slope length in both the terrace distribution area and downslope of the terraces.Check dam deposition reduced the slope and slope length of the channel.This study contributes to a better understanding of the topographic change rules after terrace and check dam construction,and aids in elucidating the mechanisms of soil erosion process influenced by artificial topography.

Has“Grain for Green”threaten food security on the Loess Plateau of China?

There is debating over the question of whether the large-scale‘Grain for Green’program on the Loess Plateau of China threatens regional food security.Self-sufficiency index and cropland pressure index were used to assess food security on the Loess Plateau after the implementation of revegetation program.The results showed that the‘Grain for Green’program initially had a considerable impact on regional food security,where grain yield fell from 1999 to 2001,resulting in a lower grain self-sufficiency and increased farmland stress.Subsequently,grain yield in this region increased due to the elevated agricultural material input and increased construction of terraces and check dams.The grain self-sufficiency index would have increased to 96.55%if there were improvements to the agricultural conditions,such as fertilization and irrigation,which would have resulted in an increase in the crop yield per unit of 20%.However,the grain self-sufficiency increased to 105.25%via the construction of terraces and check dams.Thus,the government should further expand the‘Grain for Green’program in coordination with improvements to the agricultural production conditions and the construction of terraces and check dams on the Loess Plateau.

Soil erosion planning using sediment yield index method in the Nun Nadi watershed,India

The study identifies the extent of soil loss and proposes a method for prioritization of micro-watershed in the Nun Nadi watershed.The study used the Sediment Yield Index(SYI)method,based on weighted overlays of soil,topography,rainfall erosivity and land use parameters in 24 micro watersheds.Accordingly the values and thematic layers were integrated as per the SYI model,and minimum and maximum sediment yield values were calculated.The priority ranks as per the sediment yield values were assigned to all micro-watersheds.Then the values were classified into four priority zones according to their composite scores.Almost 14 percent area of three micro-watersheds(SW5b,SW6a and SW7b)showed very high priority;approximately 30.57 percent of the study area fell under the high priority zones.These areas require immediate attention.Conservation methods are suggested,and the locations of check dams are proposed after considering drainage,slope and soil loss.&2015 International Research and Training Center on Erosion and Sedimentation and China Water and Power Press.Production and Hosting by Elsevier B.V.This is an open access article under the CC BY-NC-ND license(http://creativecommons.org/licenses/by-nc-nd/4.0/).