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Smart all-time vision:The battery-free video communication for urban administration and law enforcement
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作者 Yajie He Chonghui Xiao +5 位作者 Shuai Wang Yun-Hao Liu Zhaoyuan Xu Haoquan Zhou Min Zhao Wei Gong 《Digital Communications and Networks》 SCIE CSCD 2023年第6期1411-1420,共10页
The Chinese government is dedicated to enhancing the level of informatization in administrative law enforcement to ensure fairness and increase credibility.Currently,law enforcement has exposed such problems as insuff... The Chinese government is dedicated to enhancing the level of informatization in administrative law enforcement to ensure fairness and increase credibility.Currently,law enforcement has exposed such problems as insufficient force,difficulties in collecting evidence,and low evidential power.These problems contradict the principles of rule of law and standardization.Many local governments have implemented advanced information technologies for urban administration and law enforcement,including big data,artificial intelligence,and IoT.Among these technologies,IoT is the core communication infrastructure for innovative law enforcement platforms.However,traditional video communications rely on batteries or dedicated power sources,leading to maintenance challenges and high power consumption.In this paper,we propose AT-Eye,a new video communication paradigm for all-time law enforcement video monitoring,which is battery-free and high-throughput.The key enabler of AT-Eye is ambient backscatter technology,which enables energy harvesting and video communication simultaneously.Unlike previous methods,our proposal introduces a novel CCK-based modulation for tag cameras and achieves 4-way concurrency.The modulation is simple because it uses phase difference and it is energyefficient because generating square waves is adequate.Moreover,to ensure full compatibility with COTS WiFi,we modulate the physical service data unit.Therefore,data recovery is possible using only commercial NICs.We conduct comprehensive experiments to examine our proposal and experiment results show that AT-Eye achieves a throughput of 10.8 Mbps with COTS radios.We also simulate a 16-way battery-free tag camera system,demonstrating AT-Eye’s feasibility of high-definition video communication. 展开更多
关键词 Video communication Backscatter communication Internet-of-Things Smart law enforcement
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Analysis of Economic Efficiency of Wildlife Law Enforcement in Serengeti Ecosystem Tanzania
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作者 Qambemeda M. Nyanghura Jumanne M. Abdallah 《Journal of Environmental Protection》 2023年第7期538-560,共23页
Law enforcement remains to be the main strategy used to combat poaching and account for high budget share in protected area management. Studies on efficiency of wildlife law enforcement in the protected areas are limi... Law enforcement remains to be the main strategy used to combat poaching and account for high budget share in protected area management. Studies on efficiency of wildlife law enforcement in the protected areas are limited. This study analyzed economic efficiency of wildlife law enforcement in terms of resource used and output generated using three different protected areas (PAs) of Serengeti ecosystem namely Serengeti National Park (SENAPA), Ikorongo/Grumeti Game Reserves (IGGR) and Ikona Wildlife Management Area (IWMA). Three years (2010-2012) monthly data on wildlife law enforcement inputs and outputs were collected from respective PAs authorities and supplemented with key informant interviews and secondary data. Questionnaire surveys were conducted to wildlife law enforcement staff. Shadow prices for non-marketed inputs were estimated, and market prices for marketed inputs. Data Envelopment Analysis (DEA) was used to estimate economic efficiency using Variable Return to Scale (VRS) and Constant Return to Scale (CCR) assumptions. Results revealed that wildlife law enforcement in all PAs was economically inefficient, with less inefficiency observed in IWMA. The less inefficiency in IWMA is likely attributed to existing sense of ownership and responsibility created through community-based conservation which resulted in to decrease in law enforcement costs. A slacks evaluation revealed a potential to reduce fuel consumption, number of patrol vehicles, ration and prosecution efforts at different magnitudes between studied protected areas. There is equal potential to recruit more rangers while maintaining the resting time. These finding forms the bases for monitoring and evaluation with respect to resource usage to enhance efficiency. It is further recommended to enhance community participation in conservation in SENAPA and IGGR to lower law enforcement costs. Collaboration between protected area, police and judiciary is fundamental to enhance enforcement efficiency. Despite old dataset, these findings are relevant since neither conservation policy nor institution framework has changed substantially in the last decade. 展开更多
关键词 Serengeti Ecosystem Wildlife law enforcement Data Envelopment Analysis
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On the Eve of the Enforcement of the Arbitration Law——An interview with Xu Dayou, vice-chairman of China Council for the Promotion of International Trade and of the China International Economic and Trade Arbitration Commission 被引量:1
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作者 Min Zi 《China's Foreign Trade》 1995年第6期6-7,共2页
The Arbitration Law of the People’s Republic of China will go into effect on September 1, 1995, which has become the focus of world attention. This is an important law promulgated by China for handling economic dispu... The Arbitration Law of the People’s Republic of China will go into effect on September 1, 1995, which has become the focus of world attention. This is an important law promulgated by China for handling economic disputes. All the parties concerned are making intense preparations for the successful enforcement of the Law. As the first nongovernmental organisation engaged in arbitration affairs, the China Council 展开更多
关键词 On the Eve of the enforcement of the Arbitration law vice-chairman of China Council for the Promotion of International Trade and of the China International Economic and Trade Arbitration Commission An interview with Xu Dayou
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On the Current Situation of Basic - level Administrative Law Enforcement in China
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作者 Xiaoxing Xie 《International Journal of Technology Management》 2016年第11期36-37,共2页
With the development of economy and society, our country is on the road of rule by law, the legal system is progressing constantly. At the same time, we should also see that the administration according to law is not ... With the development of economy and society, our country is on the road of rule by law, the legal system is progressing constantly. At the same time, we should also see that the administration according to law is not perfect, and its shortcomings exist in different degree and need to be further improved. Based on the analysis of the status quo of grass-roots administrative law enforcement in China, this paper tries to put forward corresponding countermeasures, so as to promote the work of law-based administration for the corresponding study. 展开更多
关键词 grass - roots level administrative law enforcement present situation
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Achievements Outstanding In Protecting Minors——Report on enforcement of Law on the Protection of Minors (excerpts)
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作者 GU XIULIAN Vice-Chairperson of the NPC Standing Committee, China. 《The Journal of Human Rights》 2003年第6期6-9,共4页
The Law of the People's Republic of China on the Protection of Minors and the Law ofthe People's Republic of China on the Prevention of Juvenile Crimes were passed on September 4, 1991 and June 28,1999 and cam... The Law of the People's Republic of China on the Protection of Minors and the Law ofthe People's Republic of China on the Prevention of Juvenile Crimes were passed on September 4, 1991 and June 28,1999 and came into force on January 1, 1992 and November 1, 1999. Over the past decades, China has scoredoutstanding achievements in implementing the two laws. In order to strengthen supervision of the implementationof the two laws and better protect the lawful rights and interests of the under-aged, the National People's CongressStanding Committee set up a Law Enforcement Check Group in July 2003, which carried out a nationwidecheck of the implementation of the two laws. On August 25, NPC Vice-Chairperson Gu Xiulian reported on theresult of the check to the fourth meeting of the Tenth NPC standing committee. She described the generalsituation in the implementation of the two laws as 'good' and also identified some problems and put forwardsome recommendations with regard to the enforcement and implementation of the two laws.The following are the excerpts of the report: 展开更多
关键词 of for Pr on excerpts Achievements Outstanding In Protecting Minors Report on enforcement of law on the Protection of Minors
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Study on Game Theory of Social Law Enforcement
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作者 张国臣 黎志成 《Journal of Beijing Institute of Technology》 EI CAS 2003年第3期329-331,共3页
Based on the basis of the two stage dynamic game of complete information and purely tactful perfect equilibrium theory, the non cooperative gaming between the police department and the criminals is analyzed. Dyn... Based on the basis of the two stage dynamic game of complete information and purely tactful perfect equilibrium theory, the non cooperative gaming between the police department and the criminals is analyzed. Dynamic game can be proved to forecast and explain potential tactful choices of the police department and the criminals at various stages, so as to analyze the essence of the law enforcement by the theoretical models. 展开更多
关键词 law enforcement dynamic game Nash equilibrium Bayesian equilibrium
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“Fundamental Rights and Private Law” in China
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作者 奚若晨 张翔 LIU Zhao 《The Journal of Human Rights》 2023年第1期109-133,共25页
The Qi Yuling case is a crucial juncture in the study of “fundamental rights and private law” in China, yet relevant research is underpinned on two clues. The first is that the increasing interest in the “constitut... The Qi Yuling case is a crucial juncture in the study of “fundamental rights and private law” in China, yet relevant research is underpinned on two clues. The first is that the increasing interest in the “constitutionalization of private law” worldwide provides knowledge resources and reference materials for scholars in China;the second is the understanding and exploration of the judicial application of the Constitution since the 1980s. Among them, such concepts as “the Constitution has direct legal effect” and “the Constitution needs to be implemented by the people” could have directly affected the Qi Yuling case. Focusing on such topics as the case of Qi Yuling, judicial enforcement of the Constitution, and the compilation of the Civil Code, scholars discussed the ways and scope for inclu ding fundamental rights in private law based on their experience abroad. They also looked into specific issues, covering how fundamental rights affect civil acts and the private law effects fundamental rights like personality rights, equali ty rights, freedom of speech, and protection of personal information. In the context of promoting the full implementation of the Constitution in the new era, “fundamental rights and private law” is still a field with great potential in both practice and theory. 展开更多
关键词 the effect against a third party the case of Qi Yuling the judicial enforcement of the Constitution Civil Code constitutionalization of private law
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Competition Law in the GCC Countries: The Tale of a Blurry Enforcement
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作者 Maria Casoria 《Chinese Business Review》 2017年第3期141-149,共9页
countries, and emphasizes that the application of the rules in force represents the weak point of systems in which the competition policy awareness is much needed but still anchored at a rudimentary stage. This is esp... countries, and emphasizes that the application of the rules in force represents the weak point of systems in which the competition policy awareness is much needed but still anchored at a rudimentary stage. This is especially evident when considering that, although such laws have been built up following the European Union model as regards to the forbidden practices, and the US system-with its combination of monetary fines and criminal approach-for the sanctions, the establishment of a legal environment “friendly competition” is far from effective enforcement. After providing an overview of the competition laws passed by the six GCC members, the paper highlights that, notwithstanding the wide arsenal of legal tools to curb possible anticompetitive practices made available under the national regimes, in all countries role and powers of the competition authorities are somewhat underrated. Due to such generalized lack of implementation, the article underlines the need for effective enforcement standards accompanied by a joint harmonized action against illegal competition to be undertaken at regional level in order to facilitate the flow of commerce, and strengthen the economy in the GCC marketplace. 展开更多
关键词 Arab Gulf States competition authorities competition law economic integration enforcement Gulf Cooperation Council
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Design of an Index System for Deep Groundwater Management Efficiency Evaluation: A Case Study in Tianjin City, China 被引量:1
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作者 NAN Tian SHAO Jingli +2 位作者 CAO Xiaoyuan ZHANG Qiulan CUI Yali 《Chinese Geographical Science》 SCIE CSCD 2016年第3期325-338,共14页
An effective evaluation system can provide specific and practical suggestions to the deep groundwater management. But such kind of evaluation system has not been proposed in China. In this study, an evaluation index s... An effective evaluation system can provide specific and practical suggestions to the deep groundwater management. But such kind of evaluation system has not been proposed in China. In this study, an evaluation index system is specifically developed to evaluate deep groundwater management efficiency. It is composed of three first-level indicators(law enforcement capability, management ability, and management effectiveness) and eleven second-level indicators. The second-level indicators include seven mandatory indicators and four optional indicators. Piecewise linear function is used to normalize the quantitative indicators, and expert scoring method and questionnaire survey method are used to normalize the qualitative indicators. Then a comprehensive indicator weighting evaluation method is used to evaluate the first-level indicators and the target topic. A case study is carried out to evaluate deep groundwater management efficiency in Tianjin City. According to the evaluation score in each period, the management efficiency of every district in Tianjin City gradually improved. The overall evaluation score in the early deep groundwater extraction period is 0.12. After a series of deep groundwater protection efforts, this score reached to 0.61 in 2007, and met the regulation criteria. The evaluation results also showed that the further groundwater management efforts in Tianjin City should be focused on building a dynamic database to collect comprehensive deep well-log data; and on a reasonable design and distribution of the groundwater monitoring network. It demonstrated that the index system is suitable to locate the deficiencies of current groundwater management systems and to guide further improvements. It can then be used to protect deep groundwater. 展开更多
关键词 deep groundwater management evaluation index system law enforcement capability management ability management effectiveness
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关于运用ChatGPT辅助水行政执法工作的思考 被引量:2
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作者 潘利业 李淼 《水利发展研究》 2023年第5期66-69,共4页
近日,ChatGPT作为第三代人工智能技术的重大突破火遍全球,各种网络测评分析应接不暇。文章从水行政执法工作的角度,畅想了ChatGPT在水行政执法业务场景中的应用,提出了水行政执法工作应用ChatGPT的实现路径。
关键词 水行政执法 智慧水利 ChatGPT 人工智能 实施路径
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Population Dynamics of Large Herbivores and the Framing of Wildlife Conservation in Zimbabwe
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作者 Edson Gandiwa 《Open Journal of Ecology》 2014年第7期411-420,共10页
This article reviews: 1) The role of natural and human-induced controls in influencing large herbivore populations;2) how human controls (i.e., policy instruments, incentives and provisions) influence human activities... This article reviews: 1) The role of natural and human-induced controls in influencing large herbivore populations;2) how human controls (i.e., policy instruments, incentives and provisions) influence human activities and wildlife conservation;and 3) media framing of wildlife conservation using Zimbabwe as a case study, in particular Gonarezhou National Park and adjacent areas. The review shows that droughts are important in influencing large herbivore populations in semi-arid ecosystems;political instability and economic collapse does not necessarily lead to increased illegal hunting in situations where policy instruments, such as laws, are enforced. A higher perceived effectiveness of Communal Areas Management Programme for Indigenous Resources was partly associated with a decline in human-wildlife conflicts and there was a spill-over effect of frames from the political domain into wildlife conservation following Zimbabwe’s land reforms in 2000. It is concluded that natural bottom-up processes (e.g., droughts) influence large herbivore population dynamics whereas policy instruments, incentives, provisions and societal frames mainly have a top-down effect on wild large herbivore populations in savanna ecosystems. 展开更多
关键词 BOTTOM-UP CONTROL ILLEGAL HUNTING law enforcement Media FRAMING Top-Down CONTROL
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ChatGPT在犯罪中的潜在应用分析及执法应对策略初探 被引量:7
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作者 孟庆振 王少峰 +3 位作者 温玄林 张炜琛 周红 陈松 《刑事技术》 2023年第4期331-339,共9页
ChatGPT甫一问世即引发广泛关注。本文以ChatGPT为例,简述了大语言模型的用途、技术特点和优势,并对当前面临的争议、伦理困境和信息安全风险进行了梳理分析。本文重点分析了大语言模型在犯罪中的可能应用场景,从利用ChatGPT辅助犯罪技... ChatGPT甫一问世即引发广泛关注。本文以ChatGPT为例,简述了大语言模型的用途、技术特点和优势,并对当前面临的争议、伦理困境和信息安全风险进行了梳理分析。本文重点分析了大语言模型在犯罪中的可能应用场景,从利用ChatGPT辅助犯罪技能获取、实施网络犯罪、网络钓鱼攻击、散布虚假信息等方面进行探讨。本文还对执法层面利用ChatGPT服务犯罪打击、犯罪预防、执法决策、执法能力建设等进行了探析。本文认为,执法部门应保持开放态度,密切关注以ChatGPT为代表的人工智能技术应用对犯罪的影响,加强研究跟进,从“积极”和“消极”两个方面做好应对,应用新技术助力执法、提升效能。 展开更多
关键词 ChatGPT 犯罪 网络犯罪 电信诈骗 执法 个人信息保护
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Scalable and Accessible Crash Hot Spot Detection for Traffic Law Enforcement
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作者 Beau Burdett Ran Yi +2 位作者 Steven T. Parker Andrea Bill David A. Noyce 《Journal of Transportation Technologies》 2021年第2期265-283,共19页
Law enforcement agencies have begun utilizing traffic and crash data to improve traffic law enforcement delivery. However, many agencies often do not have the resources or expertise to harness fully the benefits this ... Law enforcement agencies have begun utilizing traffic and crash data to improve traffic law enforcement delivery. However, many agencies often do not have the resources or expertise to harness fully the benefits this data offers. A free to use, scalable traffic crash hot spot detection tool was developed to aid law enforcement agency decision makers, statewide to the local municipality level. The tool was developed to identify crash hot spots algorithmically with </span><span style="font-family:Verdana;">a range of customizable parameters based on location, date and time, and</span><span style="font-family:Verdana;"> crash factors, enabling quick, dynamic queries. These capabilities provide the ability for law enforcement agencies to conduct “what if” analyses and make data-driven allocation decisions, placing officer resources where they are most needed. The two-step algorithm first identifies potential hot spots based on </span><span style="font-family:Verdana;">crash density and then ranks each hot spot using a standardized z-score </span><span style="font-family:Verdana;">measure of relative significance. To test the viability of the tool, a pilot was conducted identifying 27 hot spots across Wisconsin where targeted enforcement was then deployed. Despite officer skepticism, results from the pilot found officers at sites targeted for speeding and seatbelt violations were nearly twice as likely to initiate traffic stops compared to non-targeted hot spots. Empirical Bayes before-and-after crash analyses found fatal and injury crashes reduced significantly by nearly 11% during the months with targeted enforcement, while property damage crashes and total crashes were unchanged. Overall, the results show the algorithm can identify hotspots where, coupled with targeted enforcement, traffic safety improvements can be made. 展开更多
关键词 Hot Spots law enforcement Traffic Data Crash Data
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Guideline for Making,Enforcement of Laws
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作者 WANG SHIHU 《The Journal of Human Rights》 2008年第1期31-32,共2页
Respect for and protection of human rights is a constitutional principle for China. China's Constitution states: "The ,State shall respect and protect human rights" In practice, this constitutional principle serve... Respect for and protection of human rights is a constitutional principle for China. China's Constitution states: "The ,State shall respect and protect human rights" In practice, this constitutional principle serves as an important guideline for the making and enforcement of laws. 展开更多
关键词 Guideline for Making enforcement of laws
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人工智能体执法并承担执法责任的可能性 被引量:3
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作者 宋华琳 唐曼 《学习与实践》 CSSCI 北大核心 2024年第4期34-43,F0002,共11页
人工智能体执法正成为数字法治政府建设的重要表现,将会对以人的行为作为逻辑底色而建构的法律秩序形成冲击。人工智能体或许可以拥有有限的法律人格及有限的责任能力,并为一般行为承担法律责任,但却可能面临执法权行使正当性与执法能... 人工智能体执法正成为数字法治政府建设的重要表现,将会对以人的行为作为逻辑底色而建构的法律秩序形成冲击。人工智能体或许可以拥有有限的法律人格及有限的责任能力,并为一般行为承担法律责任,但却可能面临执法权行使正当性与执法能力不足的困境。因此,人工智能体不适宜执法或行使公权力,只能承担事务性公务,其执行公务引起的责任可由人工智能体自身、供应商以及行政机关共同承担。 展开更多
关键词 人工智能体 执法主体 执法责任
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综合行政执法改革过程中的多维结构变迁与能动者策略 被引量:2
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作者 叶贵仁 蔡龚涛 《理论与改革》 CSSCI 北大核心 2024年第1期152-165,168,共15页
推动执法权属地化与综合化是夯实基层政权建设的重要一环,但在政策实践中,并不必然带来治理效能的提升。事权下放后,基层治理结构的实质性变革如何形塑执法主体的行为策略,以提升事权承接的有效性,是亟待回答的重要议题。文章从“结构... 推动执法权属地化与综合化是夯实基层政权建设的重要一环,但在政策实践中,并不必然带来治理效能的提升。事权下放后,基层治理结构的实质性变革如何形塑执法主体的行为策略,以提升事权承接的有效性,是亟待回答的重要议题。文章从“结构—过程—功能”的视角出发,对一个街道综合行政执法体制改革进行系统考察,构建理解多维结构变迁中能动者策略生成的分析框架。研究发现,在改革过程中,综合执法部门所嵌入的横向结构在权力、责任和资源维度发生系统性变迁。执法主体在基层治理结构所设定的规则约束与行动空间中,基于复杂性和概率性两个维度,划分四种类型的执法任务,并能动地创设动员式、裁剪式、扩容式等执法策略,衔接再配置的结构性要素与复杂外部事务治理环节,从而有效回应“块块”运作规则和事权下放的内在要求。 展开更多
关键词 综合行政执法 结构功能主义 能动者策略 基层治理 执法任务
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中国环境自动监控行政执法中的法律问题研究 被引量:1
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作者 赵绘宇 《上海交通大学学报(哲学社会科学版)》 CSSCI 北大核心 2024年第2期48-62,83,共16页
中国环境行政执法中自动监控方式是广泛应用的新模式,也是环境行政监管与执法的未来趋势,但目前无论是国家法律、行政法规、部门规章还是地方规范都片段化且不统一。在2021年修订的《行政处罚法》背景下,亟须围绕该法第41条“电子技术... 中国环境行政执法中自动监控方式是广泛应用的新模式,也是环境行政监管与执法的未来趋势,但目前无论是国家法律、行政法规、部门规章还是地方规范都片段化且不统一。在2021年修订的《行政处罚法》背景下,亟须围绕该法第41条“电子技术监控”条款生成统一系统的环境非现场行政执法规范。环境自动化监控从主体、程序、证据、处罚四方面给行政处罚带来新的变革:首先,主体上,新的主体第三方服务机构的产生,带来新的第三方执法义务等共治问题。其次,程序上,行政执法流程相比人工时代需要再造,以保障行政相关方的权利。第三,证据上,“数据失真”与自动监控时代执法证据的证明力问题,使得人工“双审”成为要件。第四,罚责上,需做到甄别三种自动监控数据属于违法,并在海量的自动监控数据中降低执法强度。在新的环境自动监测时代,主体、程序、证据、处罚都要考虑行政相对方——企业的权利与利益再平衡。此外,上述结论往往也适用于我国自动化行政执法的许多共性问题。 展开更多
关键词 环境自动化执法 第三方服务机构 数据失真 非现场执法程序 执法强度
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我国环境执法模式的反思与革新 被引量:2
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作者 陈海嵩 《暨南学报(哲学社会科学版)》 CSSCI 北大核心 2024年第4期40-54,共15页
在新时代中国环境法治的议题中,环境治理体系的核心环节——环境行政执法是实现生态文明和高质量发展的重要手段。传统“强制型”“威权型”的环境执法模式,已经显露出无法适应新时代生态文明建设需求的局限性。基于习近平生态文明思想... 在新时代中国环境法治的议题中,环境治理体系的核心环节——环境行政执法是实现生态文明和高质量发展的重要手段。传统“强制型”“威权型”的环境执法模式,已经显露出无法适应新时代生态文明建设需求的局限性。基于习近平生态文明思想的系统整体要求,本文主张建立整体化执法理念,推动环境执法从“强制型”向“共治型”的演变,通过对传统环境行政执法的“纠偏”,以便更好地适应包容性强、多元共治、刚柔并济、平等协商、协同互动治理目标的综合实现。为达成这一目标,本文基于系统整体观提出环境治理体系制度层面的深度优化策略,其中包括各类沟通性、非高权性环境行政行为的扩展应用,以及环境执法资源配置的精细化调整。这些措施旨在构建更加灵活和协同的环境治理机制,以适应现代社会多元利益关系的复杂性。 展开更多
关键词 现代环境治理体系 环境执法 系统整体观 制度转型
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统一大市场背景下反垄断执法体制的挑战与变革 被引量:3
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作者 孙晋 《政治与法律》 CSSCI 北大核心 2024年第7期2-16,共15页
在加快建设全国统一大市场和强化竞争政策基础地位业已成为国家发展战略的时代背景下,反垄断执法和公平竞争审查既是建设统一大市场的基础保障,也是强化竞争政策基础地位的路径依赖。现行反垄断属地执法体制应对地方保护主义的作用有限... 在加快建设全国统一大市场和强化竞争政策基础地位业已成为国家发展战略的时代背景下,反垄断执法和公平竞争审查既是建设统一大市场的基础保障,也是强化竞争政策基础地位的路径依赖。现行反垄断属地执法体制应对地方保护主义的作用有限,公平竞争审查制度优化地方产业政策刚性约束不足,反垄断执法与公平竞争审查各自为政的割裂状态难以形成制度合力。这些问题的解决有赖于以满足统一大市场建设需要为指引,持续推进反垄断执法体制改革:明确竞争政策的宪法法律地位,建构央地垂直的反垄断执法和公平竞争审查体系,整合国务院反垄断委员会反垄断执法和公平竞争审查职能,持续为反垄断执法的独立性、权威性赋能,以此全面强化反垄断执法功能、实现公平竞争审查刚性约束,共同促进有效市场和有为政府的有机结合,有力推进统一大市场建设。 展开更多
关键词 统一大市场 竞争政策 反垄断执法 公平竞争审查 国家公平竞争委员会
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全面注册制下投资者保护的制度逻辑与发展方向 被引量:1
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作者 叶林 《证券市场导报》 CSSCI 北大核心 2024年第6期3-14,69,共13页
证券法无论采用发行核准制抑或注册制,都以保护投资者为立法宗旨。不同于核准制下的父爱主义保护元素,注册制表达的是“卖者尽责”下的“买者自负”理念,提高了资本形成效率,弱化了前端行政审核。全面实行注册制下投资者保护的制度逻辑... 证券法无论采用发行核准制抑或注册制,都以保护投资者为立法宗旨。不同于核准制下的父爱主义保护元素,注册制表达的是“卖者尽责”下的“买者自负”理念,提高了资本形成效率,弱化了前端行政审核。全面实行注册制下投资者保护的制度逻辑发生转变,需要根据证券发行市场化的特点,结合证券发行、交易和责任的逻辑关系,重新梳理投资者保护的制度体系,明确投资者保护制度的发展方向:在前端,应当以证券发行信息披露为核心,强化发行人在信息披露中的第一责任人地位,避免证券监管机关过度介入证券发行,督促保荐人等中介机构切实履行“看门人”职责;在中端,应当引入“证券市场透明度”目标,形成“身份透明”“交易前透明”和“交易后透明”的交易机制,夯实证券市场公平交易的基础;在后端,则应完善证券执法结构,提升证券执法效率,提升民事救济措施的有效性。 展开更多
关键词 注册制 投资者保护 证券监管 证券执法
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