In previous researches on a model-based diagnostic system, the components are assumed mutually independent. Howerver , the assumption is not always the case because the information about whether a component is faulty ...In previous researches on a model-based diagnostic system, the components are assumed mutually independent. Howerver , the assumption is not always the case because the information about whether a component is faulty or not usually influences our knowledge about other components. Some experts may draw such a conclusion that 'if component m 1 is faulty, then component m 2 may be faulty too'. How can we use this experts' knowledge to aid the diagnosis? Based on Kohlas's probabilistic assumption-based reasoning method, we use Bayes networks to solve this problem. We calculate the posterior fault probability of the components in the observation state. The result is reasonable and reflects the effectiveness of the experts' knowledge.展开更多
A novel online process monitoring and fault diagnosis method of condenser based on kernel principle component analysis (KPCA) and Fisher discriminant analysis (FDA) is presented. The basic idea of this method is:...A novel online process monitoring and fault diagnosis method of condenser based on kernel principle component analysis (KPCA) and Fisher discriminant analysis (FDA) is presented. The basic idea of this method is: First map data from the original space into high-dimensional feature space via nonlinear kernel function and then extract optimal feature vector and discriminant vector in feature space and calculate the Euclidean distance between feature vectors to perform process monitoring. Similar degree between the present discriminant vector and optimal discriminant vector of fault in historical dataset is used for diagnosis. The proposed method can effectively capture the nonlinear relationship among process variables. Simulating results of the turbo generator's fault data set prove that the proposed method is effective.展开更多
Deep learning algorithms based on neural networks make remarkable achievements in machine fault diagnosis,while the noise mixed in measured signals harms the prediction accuracy of networks.Existing denoising methods ...Deep learning algorithms based on neural networks make remarkable achievements in machine fault diagnosis,while the noise mixed in measured signals harms the prediction accuracy of networks.Existing denoising methods in neural networks,such as using complex network architectures and introducing sparse techniques,always suffer from the difficulty of estimating hyperparameters and the lack of physical interpretability.To address this issue,this paper proposes a novel interpretable denoising layer based on reproducing kernel Hilbert space(RKHS)as the first layer for standard neural networks,with the aim to combine the advantages of both traditional signal processing technology with physical interpretation and network modeling strategy with parameter adaption.By investigating the influencing mechanism of parameters on the regularization procedure in RKHS,the key parameter that dynamically controls the signal smoothness with low computational cost is selected as the only trainable parameter of the proposed layer.Besides,the forward and backward propagation algorithms of the designed layer are formulated to ensure that the selected parameter can be automatically updated together with other parameters in the neural network.Moreover,exponential and piecewise functions are introduced in the weight updating process to keep the trainable weight within a reasonable range and avoid the ill-conditioned problem.Experiment studies verify the effectiveness and compatibility of the proposed layer design method in intelligent fault diagnosis of machinery in noisy environments.展开更多
For the kernel K-mean cluster method is run in an implicit feature space, the initial and iterative cluster centers cannot be defined explicitly. Against the deficiency of the initial cluster centers selected in the o...For the kernel K-mean cluster method is run in an implicit feature space, the initial and iterative cluster centers cannot be defined explicitly. Against the deficiency of the initial cluster centers selected in the original space discretionarily in the existing methods, this paper proposes a new method for ensuring the clustering center that virtual clustering centers are defined in the feature space by the original classification as the initial cluster centers and the iteration clustering centers are ensured by the further virtual classification. The improved method is used for fault diagnosis of roller bearing that achieves a good cluster and diagnosis result, which demonstrates the effectiveness of the proposed method.展开更多
Power transformer is one of the most crucial devices in power grid.It is significant to determine incipient faults of power transformers fast and accurately.Input features play critical roles in fault diagnosis accura...Power transformer is one of the most crucial devices in power grid.It is significant to determine incipient faults of power transformers fast and accurately.Input features play critical roles in fault diagnosis accuracy.In order to further improve the fault diagnosis performance of power trans-formers,a random forest feature selection method coupled with optimized kernel extreme learning machine is presented in this study.Firstly,the random forest feature selection approach is adopted to rank 42 related input features derived from gas concentration,gas ratio and energy-weighted dissolved gas analysis.Afterwards,a kernel extreme learning machine tuned by the Aquila optimization algorithm is implemented to adjust crucial parameters and select the optimal feature subsets.The diagnosis accuracy is used to assess the fault diagnosis capability of concerned feature subsets.Finally,the optimal feature subsets are applied to establish fault diagnosis model.According to the experimental results based on two public datasets and comparison with 5 conventional approaches,it can be seen that the average accuracy of the pro-posed method is up to 94.5%,which is superior to that of other conventional approaches.Fault diagnosis performances verify that the optimum feature subset obtained by the presented method can dramatically improve power transformers fault diagnosis accuracy.展开更多
Faults in rotating machine are difficult to detect and identify,especially when the system is complex and nonlinear.In order to solve this problem,a novel performance monitoring and fault diagnosis method based on ker...Faults in rotating machine are difficult to detect and identify,especially when the system is complex and nonlinear.In order to solve this problem,a novel performance monitoring and fault diagnosis method based on kernel generalized discriminant analysis(kernel GDA,KGDA)was proposed.Through KGDA,the data were mapped from the original space to the high-dimensional feature space.Then the statistic distance between normal data and test data was constructed to detect whether a fault was occurring.If a fault had occurred,similar analysis was used to identify the type of faults.The effectiveness of the proposed method was evaluated by simulation results of vibration signal fault dataset in the rotating machinery,which was scalable to different rotating machinery.展开更多
A novel method based on the improved Laplacian eigenmap algorithm for fault pattern classification is proposed. Via modifying the Laplacian eigenmap algorithm to replace Euclidean distance with kernel-based geometric ...A novel method based on the improved Laplacian eigenmap algorithm for fault pattern classification is proposed. Via modifying the Laplacian eigenmap algorithm to replace Euclidean distance with kernel-based geometric distance in the neighbor graph construction, the method can preserve the consistency of local neighbor information and effectively extract the low-dimensional manifold features embedded in the high-dimensional nonlinear data sets. A nonlinear dimensionality reduction algorithm based on the improved Laplacian eigenmap is to directly learn high-dimensional fault signals and extract the intrinsic manifold features from them. The method greatly preserves the global geometry structure information embedded in the signals, and obviously improves the classification performance of fault pattern recognition. The experimental results on both simulation and engineering indicate the feasibility and effectiveness of the new method.展开更多
Twin support vector machine(TWSVM)is a new development of support vector machine(SVM)algorithm.It has the smaller computation scale and the stronger ability to cope with unbalanced problems.In this paper,TWSVM is intr...Twin support vector machine(TWSVM)is a new development of support vector machine(SVM)algorithm.It has the smaller computation scale and the stronger ability to cope with unbalanced problems.In this paper,TWSVM is introduced into aircraft engine gas path fault diagnosis.The generalization capacity of Gauss kernel function usually used in TWSVM is relatively weak.So a mixed kernel function is used to improve performance to ensure that the TWSVM algorithm can better balance a strong generalization ability and a good learning ability.Experimental results prove that the cross validation training accuracy of TWSVM using the mixed kernel function averagely increases 2%.Grid search is usually applied in parameter optimization of TWSVM,but it heavily depends on experience.Therefore,the hybrid particle swarm algorithm is introduced.It can intelligently and rapidly find the global optimum.Experiments prove that its training accuracy is better than that of the classical particle swarm algorithm by 5%.展开更多
Aiming at the difficulty of fault identification caused by manual extraction of fault features of rotating machinery,a one-dimensional multi-scale convolutional auto-encoder fault diagnosis model is proposed,based on ...Aiming at the difficulty of fault identification caused by manual extraction of fault features of rotating machinery,a one-dimensional multi-scale convolutional auto-encoder fault diagnosis model is proposed,based on the standard convolutional auto-encoder.In this model,the parallel convolutional and deconvolutional kernels of different scales are used to extract the features from the input signal and reconstruct the input signal;then the feature map extracted by multi-scale convolutional kernels is used as the input of the classifier;and finally the parameters of the whole model are fine-tuned using labeled data.Experiments on one set of simulation fault data and two sets of rolling bearing fault data are conducted to validate the proposed method.The results show that the model can achieve 99.75%,99.3%and 100%diagnostic accuracy,respectively.In addition,the diagnostic accuracy and reconstruction error of the one-dimensional multi-scale convolutional auto-encoder are compared with traditional machine learning,convolutional neural networks and a traditional convolutional auto-encoder.The final results show that the proposed model has a better recognition effect for rolling bearing fault data.展开更多
Multivariate statistical process monitoring methods are often used in chemical process fault diagnosis.In this article,(I)the cycle temporal algorithm(CTA)combined with the dynamic kernel principal component analysis(...Multivariate statistical process monitoring methods are often used in chemical process fault diagnosis.In this article,(I)the cycle temporal algorithm(CTA)combined with the dynamic kernel principal component analysis(DKPCA)and the multiway dynamic kernel principal component analysis(MDKPCA)fault detection algorithms are proposed,which are used for continuous and batch process fault detections,respectively.In addition,(II)a fault variable identification model based on reconstructed-based contribution(RBC)model that paves the way for determining the cause of the fault are proposed.The proposed fault diagnosis model was applied to Tennessee Eastman(TE)process and penicillin fermentation process for fault diagnosis.And compare with other fault diagnosis methods.The results show that the proposed method has better detection effects than other methods.Finally,the reconstruction-based contribution(RBC)model method is used to accurately locate the root cause of the fault and determine the fault path.展开更多
Radio block center(RBC)system is the core equipment of China train control system-3(CTCS-3).Now,the fault analysis of RBC system mainly depends on manual work,and the diagnostic results are inaccurate and inefficient....Radio block center(RBC)system is the core equipment of China train control system-3(CTCS-3).Now,the fault analysis of RBC system mainly depends on manual work,and the diagnostic results are inaccurate and inefficient.Therefore,the intelligent fault diagnosis method of RBC system based on one-hot model,kernel principal component analysis(KPCA)and self-organizing map(SOM)network was proposed.Firstly,the fault document matrix based on one-hot model was constructed by the fault feature lexicon selected manually and fault tracking record table.Secondly,the KPCA method was used to reduce the dimension and noise of the fault document matrix to avoid information redundancy.Finally,the processed data were input into the SOM network to train the KPCA-SOM fault classification model.Compared with back propagation(BP)neural network algorithm and SOM network algorithm,common fault patterns of train control RBC system can be effectively distinguished by KPCA-SOM intelligent diagnosis model,and the accuracy and processing efficiency are further improved.展开更多
At present,ZPW-2000 track circuit fault diagnosis is artificially analyzed and monitored.Its discrimination method not only is low efficient and takes a long period,but also requires highly experienced personnel to an...At present,ZPW-2000 track circuit fault diagnosis is artificially analyzed and monitored.Its discrimination method not only is low efficient and takes a long period,but also requires highly experienced personnel to analyze the data.Therefore,we introduce kernel principal component analysis and stacked auto-encoder network(KPCA-SAD)into the fault diagnosis of ZPW-2000 track circuit.According to the working principle and fault characteristics of track circuit,a fault diagnosis model of KPCA-SAE network is established.The relevant parameters of key components recorded in the data collected by field staff are used as the fault feature parameters.The KPCA method is used to reduce the dimension and noise of fault document matrix to avoid information redundancy.The SAE network is trained by the processed fault data.The model parameters are optimized overall by using back propagation(BP)algorithm.The KPCA-SAE model is simulated in Matlab platform and is finally proved to be effective and feasible.Compared with the traditional method of artificially analyzing fault data and other intelligent algorithms,the KPCA-SAE based classifier has higher fault identification accuracy.展开更多
In order to improve the accuracy of wind turbine fault diagnosis,a wind turbine fault diagnosis method based on Subtraction-Average-Based Optimizer(SABO)optimized Variational Mode Decomposition(VMD)and Kernel Extreme ...In order to improve the accuracy of wind turbine fault diagnosis,a wind turbine fault diagnosis method based on Subtraction-Average-Based Optimizer(SABO)optimized Variational Mode Decomposition(VMD)and Kernel Extreme Learning Machine(KELM)is proposed.Firstly,the SABO algorithm was used to optimize the VMD parameters and decompose the original signal to obtain the best modal components,and then the nine features were calculated to obtain the feature vectors.Secondly,the SABO algorithm was used to optimize the KELM parameters,and the training set and the test set were divided according to different proportions.The results were compared with the optimized model without SABO algorithm.The experimental results show that the fault diagnosis method of wind turbine based on SABO-VMD-KELM model can achieve fault diagnosis quickly and effectively,and has higher accuracy.展开更多
文摘In previous researches on a model-based diagnostic system, the components are assumed mutually independent. Howerver , the assumption is not always the case because the information about whether a component is faulty or not usually influences our knowledge about other components. Some experts may draw such a conclusion that 'if component m 1 is faulty, then component m 2 may be faulty too'. How can we use this experts' knowledge to aid the diagnosis? Based on Kohlas's probabilistic assumption-based reasoning method, we use Bayes networks to solve this problem. We calculate the posterior fault probability of the components in the observation state. The result is reasonable and reflects the effectiveness of the experts' knowledge.
基金The National Natural Science Foundation of China(No60504033)
文摘A novel online process monitoring and fault diagnosis method of condenser based on kernel principle component analysis (KPCA) and Fisher discriminant analysis (FDA) is presented. The basic idea of this method is: First map data from the original space into high-dimensional feature space via nonlinear kernel function and then extract optimal feature vector and discriminant vector in feature space and calculate the Euclidean distance between feature vectors to perform process monitoring. Similar degree between the present discriminant vector and optimal discriminant vector of fault in historical dataset is used for diagnosis. The proposed method can effectively capture the nonlinear relationship among process variables. Simulating results of the turbo generator's fault data set prove that the proposed method is effective.
基金Supported by National Natural Science Foundation of China(Grant Nos.12072188,11632011,11702171,11572189,51121063)Shanghai Municipal Natural Science Foundation of China(Grant No.20ZR1425200).
文摘Deep learning algorithms based on neural networks make remarkable achievements in machine fault diagnosis,while the noise mixed in measured signals harms the prediction accuracy of networks.Existing denoising methods in neural networks,such as using complex network architectures and introducing sparse techniques,always suffer from the difficulty of estimating hyperparameters and the lack of physical interpretability.To address this issue,this paper proposes a novel interpretable denoising layer based on reproducing kernel Hilbert space(RKHS)as the first layer for standard neural networks,with the aim to combine the advantages of both traditional signal processing technology with physical interpretation and network modeling strategy with parameter adaption.By investigating the influencing mechanism of parameters on the regularization procedure in RKHS,the key parameter that dynamically controls the signal smoothness with low computational cost is selected as the only trainable parameter of the proposed layer.Besides,the forward and backward propagation algorithms of the designed layer are formulated to ensure that the selected parameter can be automatically updated together with other parameters in the neural network.Moreover,exponential and piecewise functions are introduced in the weight updating process to keep the trainable weight within a reasonable range and avoid the ill-conditioned problem.Experiment studies verify the effectiveness and compatibility of the proposed layer design method in intelligent fault diagnosis of machinery in noisy environments.
文摘For the kernel K-mean cluster method is run in an implicit feature space, the initial and iterative cluster centers cannot be defined explicitly. Against the deficiency of the initial cluster centers selected in the original space discretionarily in the existing methods, this paper proposes a new method for ensuring the clustering center that virtual clustering centers are defined in the feature space by the original classification as the initial cluster centers and the iteration clustering centers are ensured by the further virtual classification. The improved method is used for fault diagnosis of roller bearing that achieves a good cluster and diagnosis result, which demonstrates the effectiveness of the proposed method.
基金support of national natural science foundation of China(No.52067021)natural science foundation of Xinjiang(2022D01C35)+1 种基金excellent youth scientific and technological talents plan of Xinjiang(No.2019Q012)major science and technology special project of Xinjiang Uygur Autonomous Region(2022A01002-2).
文摘Power transformer is one of the most crucial devices in power grid.It is significant to determine incipient faults of power transformers fast and accurately.Input features play critical roles in fault diagnosis accuracy.In order to further improve the fault diagnosis performance of power trans-formers,a random forest feature selection method coupled with optimized kernel extreme learning machine is presented in this study.Firstly,the random forest feature selection approach is adopted to rank 42 related input features derived from gas concentration,gas ratio and energy-weighted dissolved gas analysis.Afterwards,a kernel extreme learning machine tuned by the Aquila optimization algorithm is implemented to adjust crucial parameters and select the optimal feature subsets.The diagnosis accuracy is used to assess the fault diagnosis capability of concerned feature subsets.Finally,the optimal feature subsets are applied to establish fault diagnosis model.According to the experimental results based on two public datasets and comparison with 5 conventional approaches,it can be seen that the average accuracy of the pro-posed method is up to 94.5%,which is superior to that of other conventional approaches.Fault diagnosis performances verify that the optimum feature subset obtained by the presented method can dramatically improve power transformers fault diagnosis accuracy.
基金National Natural Science Foundation of China(No.60504033)
文摘Faults in rotating machine are difficult to detect and identify,especially when the system is complex and nonlinear.In order to solve this problem,a novel performance monitoring and fault diagnosis method based on kernel generalized discriminant analysis(kernel GDA,KGDA)was proposed.Through KGDA,the data were mapped from the original space to the high-dimensional feature space.Then the statistic distance between normal data and test data was constructed to detect whether a fault was occurring.If a fault had occurred,similar analysis was used to identify the type of faults.The effectiveness of the proposed method was evaluated by simulation results of vibration signal fault dataset in the rotating machinery,which was scalable to different rotating machinery.
基金National Hi-tech Research Development Program of China(863 Program,No.2007AA04Z421)National Natural Science Foundation of China(No.50475078,No.50775035)
文摘A novel method based on the improved Laplacian eigenmap algorithm for fault pattern classification is proposed. Via modifying the Laplacian eigenmap algorithm to replace Euclidean distance with kernel-based geometric distance in the neighbor graph construction, the method can preserve the consistency of local neighbor information and effectively extract the low-dimensional manifold features embedded in the high-dimensional nonlinear data sets. A nonlinear dimensionality reduction algorithm based on the improved Laplacian eigenmap is to directly learn high-dimensional fault signals and extract the intrinsic manifold features from them. The method greatly preserves the global geometry structure information embedded in the signals, and obviously improves the classification performance of fault pattern recognition. The experimental results on both simulation and engineering indicate the feasibility and effectiveness of the new method.
基金supported by the Fundamental Research Funds for the Central Universities(No.NS2016027)
文摘Twin support vector machine(TWSVM)is a new development of support vector machine(SVM)algorithm.It has the smaller computation scale and the stronger ability to cope with unbalanced problems.In this paper,TWSVM is introduced into aircraft engine gas path fault diagnosis.The generalization capacity of Gauss kernel function usually used in TWSVM is relatively weak.So a mixed kernel function is used to improve performance to ensure that the TWSVM algorithm can better balance a strong generalization ability and a good learning ability.Experimental results prove that the cross validation training accuracy of TWSVM using the mixed kernel function averagely increases 2%.Grid search is usually applied in parameter optimization of TWSVM,but it heavily depends on experience.Therefore,the hybrid particle swarm algorithm is introduced.It can intelligently and rapidly find the global optimum.Experiments prove that its training accuracy is better than that of the classical particle swarm algorithm by 5%.
基金The National Natural Science Foundation of China(No.51675098)
文摘Aiming at the difficulty of fault identification caused by manual extraction of fault features of rotating machinery,a one-dimensional multi-scale convolutional auto-encoder fault diagnosis model is proposed,based on the standard convolutional auto-encoder.In this model,the parallel convolutional and deconvolutional kernels of different scales are used to extract the features from the input signal and reconstruct the input signal;then the feature map extracted by multi-scale convolutional kernels is used as the input of the classifier;and finally the parameters of the whole model are fine-tuned using labeled data.Experiments on one set of simulation fault data and two sets of rolling bearing fault data are conducted to validate the proposed method.The results show that the model can achieve 99.75%,99.3%and 100%diagnostic accuracy,respectively.In addition,the diagnostic accuracy and reconstruction error of the one-dimensional multi-scale convolutional auto-encoder are compared with traditional machine learning,convolutional neural networks and a traditional convolutional auto-encoder.The final results show that the proposed model has a better recognition effect for rolling bearing fault data.
基金financial support from the National Natural Science Foundation of China (21706220)
文摘Multivariate statistical process monitoring methods are often used in chemical process fault diagnosis.In this article,(I)the cycle temporal algorithm(CTA)combined with the dynamic kernel principal component analysis(DKPCA)and the multiway dynamic kernel principal component analysis(MDKPCA)fault detection algorithms are proposed,which are used for continuous and batch process fault detections,respectively.In addition,(II)a fault variable identification model based on reconstructed-based contribution(RBC)model that paves the way for determining the cause of the fault are proposed.The proposed fault diagnosis model was applied to Tennessee Eastman(TE)process and penicillin fermentation process for fault diagnosis.And compare with other fault diagnosis methods.The results show that the proposed method has better detection effects than other methods.Finally,the reconstruction-based contribution(RBC)model method is used to accurately locate the root cause of the fault and determine the fault path.
基金Natural Science Foundation of Gansu Province(No.1310RJZA061)。
文摘Radio block center(RBC)system is the core equipment of China train control system-3(CTCS-3).Now,the fault analysis of RBC system mainly depends on manual work,and the diagnostic results are inaccurate and inefficient.Therefore,the intelligent fault diagnosis method of RBC system based on one-hot model,kernel principal component analysis(KPCA)and self-organizing map(SOM)network was proposed.Firstly,the fault document matrix based on one-hot model was constructed by the fault feature lexicon selected manually and fault tracking record table.Secondly,the KPCA method was used to reduce the dimension and noise of the fault document matrix to avoid information redundancy.Finally,the processed data were input into the SOM network to train the KPCA-SOM fault classification model.Compared with back propagation(BP)neural network algorithm and SOM network algorithm,common fault patterns of train control RBC system can be effectively distinguished by KPCA-SOM intelligent diagnosis model,and the accuracy and processing efficiency are further improved.
基金National Natural Science Foundation of China(No.61763023)。
文摘At present,ZPW-2000 track circuit fault diagnosis is artificially analyzed and monitored.Its discrimination method not only is low efficient and takes a long period,but also requires highly experienced personnel to analyze the data.Therefore,we introduce kernel principal component analysis and stacked auto-encoder network(KPCA-SAD)into the fault diagnosis of ZPW-2000 track circuit.According to the working principle and fault characteristics of track circuit,a fault diagnosis model of KPCA-SAE network is established.The relevant parameters of key components recorded in the data collected by field staff are used as the fault feature parameters.The KPCA method is used to reduce the dimension and noise of fault document matrix to avoid information redundancy.The SAE network is trained by the processed fault data.The model parameters are optimized overall by using back propagation(BP)algorithm.The KPCA-SAE model is simulated in Matlab platform and is finally proved to be effective and feasible.Compared with the traditional method of artificially analyzing fault data and other intelligent algorithms,the KPCA-SAE based classifier has higher fault identification accuracy.
基金Supported by Nationai Natural Science Foundation of China (61074085), Beijing Natural Science Foundation (4122029, 4142035), and the Fundamental Research Funds for the Central Universities (F_RF-SD-12-008B, FRF-AS- 11-004B)
文摘In order to improve the accuracy of wind turbine fault diagnosis,a wind turbine fault diagnosis method based on Subtraction-Average-Based Optimizer(SABO)optimized Variational Mode Decomposition(VMD)and Kernel Extreme Learning Machine(KELM)is proposed.Firstly,the SABO algorithm was used to optimize the VMD parameters and decompose the original signal to obtain the best modal components,and then the nine features were calculated to obtain the feature vectors.Secondly,the SABO algorithm was used to optimize the KELM parameters,and the training set and the test set were divided according to different proportions.The results were compared with the optimized model without SABO algorithm.The experimental results show that the fault diagnosis method of wind turbine based on SABO-VMD-KELM model can achieve fault diagnosis quickly and effectively,and has higher accuracy.