Participatory and Integrated Research in Mountainous Regions of Thailand and Vietnam:Approaches and Lessons Learned

Participatory and integrated research approaches employed by a long-term Thai- Vietnamese-German collaborative research program, ‘The Uplands Program’, that address the vicious circles of resource scarcity, environmental degrada- tion and rural poverty in mountainous regions of northern Thailand and northern Vietnam are discussed in this paper. We present two examples from the Thai component of the research program to show how different disciplines and stakeholders need to cooperate at different scales to make meaningful scientific contributions towards sustainable land use and rural development in mountainous regions. The case of resource conservation in the Thai highlands shows that local and scientific knowledge, conven- tional surveys and participatory modeling can be creatively combined. Integrated research on the potential of integrating fruit trees and associated technologies into mountain farming systems suggests that natural scientists have to work alongsideeconomists and social scientists to avoid harmful effects of purely technology-driven and productivity- enhancing approaches. The success of new technologies cannot be measured solely by adoption rates and yield increases, but also needs to take into account their long-term impact on various groups of farmers and the ecological, economic and social trade-offs that they entail. Technical and institutional innovations need to go hand in hand to provide viable livelihood opportunities for smallholder farmers in mountain watersheds. The major lesson learned from the first six years of our research in the mountains of Thailand and Vietnam is that conventional and participatory approaches are not antagonistic; if scientists from various disciplines and research paradigms are open-minded, the combination of both approaches can produce meaningful results that cater for the needs of both the academic community and local stakeholders in mountain environments.

Farmer Participatory Evaluation of Sorghum Hybrid in Niger

Participatory varietal selection (PVS) with farmers and Seed Companies was conducted at Maradi research station (07°05'E/13°48'N) and in farmer field to evaluate and select sorghum hybrid varieties for high yield and other important agronomic traits. The experimental design was a randomized complete block with three replications where flowering (days), plant height (cm) and yield (kg) were collected. The analysis of variance showed highly significance among treatments of all traits measured Environment and Genotype by Environment interactions also contributed significantly to the performance of yield components. The highest average grain yield was recorded from hybrids P9511A x ST9007-5-2-1 (4289 kg/ha), NE223A x 90SN1 (3666 kg/ha), NE223A x Sepon 82 (3533 kg/ha) and NE223A x P9405 (3519 kg/ha) across locations. Farmers’ preferences were the panicle size, good seed set, earliness, and seed color. Hence, in a variety selection farmer’s preferences focus more on prioritized yield-related trait. The best varieties ranked by traits of interest were P9511A x ST9007-5-2-1, NE223A x 90SN1, NE223A x P9405 and P9511A x SEPON 82 that performed well under their circumstances. The results showed that farmers’ preferred varieties match with researchers. Therefore, based on objectively measured traits, farmers’ preferences and the agro ecologies of the site, varieties NE223A x 90SN1 and P9511A x ST9007-5-2-1 were found promising for production.

Application of Participatory Monitoring and Evaluation in Development of Animal Husbandry Technology

[Objective] This study aimed to provide references for the application of participatory monitoring and evaluation in the development of animal husbandry tech- nology. [Method] With the livelihood improvement program for agricultural and pas- toral area in northern Yunnan as the example, the development process of partici- patory animal husbandry was overviewed. And the monitoring and evaluation pro- cesses of participatory animal husbandry were introduced and analyzed. [Result] The monitoring and evaluation indicator system of participatory animal husbandry technol- ogy included 4 layers, namely technology, institutional system, personnel ability con- struction and effectiveness, and 11 third-level indicators, namely, technical characteristics, superiority-inferiority comparison, community and farmers, technical personnel, project personnel, economic indicators and social indicators. [Conclusion] This study provided the references for the application of participatory monitoring and evaluation in the development of animal husbandry technology.

A Participatory Assessment of the Impact of Flooding in Some Communities in Lokoja, Kogi State, Nigeria

The frequency and consequences of extreme flood events have increased in recent times, having huge impact on the socio-economic well-being of nations with the most significant impact being felt at the community level. Flooding is the most common environmental hazard in Nigeria, particularly Lokoja, with the frequency, intensity, and extent likely to increase due to the effects of global warming leading to climate change such as sea level rise, more intensive precipitation levels, and higher river discharges. While destructive impacts of flood events continue to increase, flood managers in Nigeria have continued to implement a top-down approach towards mitigating these impacts, without involving affected communities in planning and implementation of mitigation strategies. This study therefore employed a participatory approach to determine the causes and impact of flooding in the study area. Participatory research tools such as key informant interviews, focus group discussions, and questionnaire surveys using the purposive sampling method were deployed to elicit data on the perception of the communities about the causes and impact of flood events. Descriptive statistical analysis was performed to elucidate the major causes and areas of impact while qualitative analysis was carried out to corroborate the results and to make for a robust outcome. The Chi Square Test analysis was performed to empirically establish a relationship between the impacts and flooding. Results show that major causes of flooding are the release of water from dams (83% in Adankolo, 97% in Gadumo, and 100% in Ganaja), overflow of rivers, and heavy rainfall while flooding affects economic concerns, property and basic amenities. The Chi Square Test analysis determined empirically that a relationship exists between several areas of impact and flood occurrence. The research concludes that participatory flood research approach can provide flood managers and decision makers a bottom-up approach for effective and robust flood mitigation strategies.

Transitioning from paternalism to empowerment of farmers in lowincome countries: Farming components to systems

Reasons for the initiation of farming systems/participatory approaches in non-Green Revolution（i.e., in more heterogeneous and less favourable production environments） areas in low-income countries is followed by a discussion of their evolution.Four phases are described along, with a brief description of some of the significant methods in which farmer participation has been sought, accessed and evaluated.They enabled/facilitated the evolutionary process.Although, over the last 40 years there has been a progress in making small-scale farmers much more visible in driving the agricultural research/development agenda through using the four basic stages embodied in the farming systems approach（i.e., descriptive, diagnosis, testing/evaluation and finally dissemination）, much still needs to be done.This leads on to a discussion as to some of the barriers still inhibiting true farmer empowerment and why further, such empowerment is imperative, if the agricultural challenges of this century are to be addressed successfully, namely substantially increasing agricultural productivity in an ecologically sustainable manner.Given the heterogeneity of the production environments and that many identified improvements are likely to be incremental rather than revolutionary in nature, this will require farmers＇ intimate involvement in their identification, evaluation and dissemination.Discussion in the paper recognizes that there is increasing globalization/commercialization of agriculture and is predicated on the need to consider the whole farmer-research-development continuum involving multiple stakeholders（i.e., farmers, scientists, extension workers, input/output service providers and policymakers）.Such a continuum has been explicitly recognized in the operational plans for the recently reformed international agricultural research（i.e., CGIAR） system.The paper concludes with a short discussion on the potential role of formal modelling.

Practical Application of Participatory Approach in Land Conversion Project Planning: A Case in Quxian County, Sichuan Province

Application of participatory approaches in governmental forestry projects is a bran-new forestry design method. The purpose is to plan the utilization of land correctly, and to determine planting sites, planting species, participating households and management models, based on the projects' requirements and the farmers' demands. Participatory approaches are now practiced in some of the counties in Land Conversion Project. The paper presents the significance and necessity of practicing community mechanis...

From Top-Down to “Community-Centric” Approaches to Early Warning Systems: Exploring Pathways to Improve Disaster Risk Reduction Through Community Participation

Natural hazards and their related impacts can have powerful implications for humanity, particularly communities with deep reliance on natural resources. The development of effective early warning systems(EWS) can contribute to reducing natural hazard impacts on communities by improving risk reduction strategies and activities.However, current shortcomings in the conception and applications of EWS undermine risk reduction at the grassroots level. This article explores various pathways to involve local communities in EWS from top-down to more participatory approaches. Based on a literature review and three case studies that outline various levels of participation in EWS in Kenya, Hawai'i, and Sri Lanka, the article suggests a need to review the way EWS are designed and applied, promoting a shift from the traditional expert-driven approach to one that is embedded at the grassroots level and driven by the vulnerable communities. Such a community-centric approach also raises multiple challenges linked to a necessary shift of conception of EWS and highlights the need for more research on pathways for sustainable community engagement.

Participatory Mapping and Visualization of Local Knowledge:An Example from Eberbach, Germany

A rise in the number of flood-affected people and areas has increased the interest in new methods and concepts that account for this change.Citizens are integrated into disaster risk reduction processes through participatory approaches and can provide valuable up-to-date local knowledge.During a field study in Eberbach(Baden–Wuerttemberg,Germany)sketch maps and questionnaires were used to capture local knowledge about flooding.Based on a previous study on urban flooding in Santiago de Chile,the tools were adapted and applied to river flooding in the city of Eberbach,which is regularly flooded by the Neckar River,a major river in southwest Germany.The empirical database of the study comprises 40 participants in the study area and 40 in a control area.Half of the participants in each group are residents and half are pedestrians.Purposive sampling was used,and the questionnaires aimed to gather demographic information and explore what factors,such as property,influence the risk perception of the study participants.The results show that residents identify a larger spatial area as at risk than pedestrians,and owning property leads to higher risk awareness.The flood type influenced the choice of the base maps for the sketch maps.For river flooding,one map with an overview of the area was sufficient,while for urban flooding a second map with more details of the area also enables the marking of small streets.The information gathered can complement authoritative data such as from flood models.This participatory approach also increases the communication and trust between local governments,researchers,and citizens.

The Application of a Participatory Approach in the Improvement of Sandy Pasture Land

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