Shear mechanical properties and frictional sliding responses of rough joint surfaces under dynamic normal displacement conditions

A comprehensive understanding of the dynamic frictional characteristics in rock joints under high normal load and strong confinement is essential for ensuring the safety of deep engineering construction and mitigating geological disasters.This study conducted shear experiments on rough rock joints under displacement-controlled dynamic normal loads,investigating the shear behaviors of joints across varying initial normal loads,normal loading frequencies,and normal loading amplitudes.Experimental results showed that the peak/valley shear force values increased with initial normal loads and normal loading frequencies but showed an initial increase followed by a decrease with normal loading amplitudes.Dynamic normal loading can either increase or decrease shear strength,while this study demonstrates that higher frequencies lead to enhanced friction.Increased initial normal loading and normal loading frequency result in a gradual decrease in joint roughness coefficient(JRC)values of joint surfaces after shearing.Positive correlations existed between frictional energy dissipation and peak shear forces,while post-shear joint surface roughness exhibited a negative correlation with peak shear forces through linear regression analysis.This study contributes to a better understanding of the sliding responses and shear mechanical characteristics of rock joints under dynamic disturbances.

Mechanical mechanism analysis of tension type anchor based on shear displacement method

Based on the fact that the shear stress along anchorage segment is neither linearly nor uniformly distributed, the load transfer mechanism of the tension type anchor was studied and the mechanical characteristic of anchorage segment was analyzed. Shear stress?strain relationship of soil surrounding anchorage body was simplified into three-folding-lines model consisting of elastic phase, elasto-plastic phase and residual phase considering its softening characteristic. Meanwhile, shear displacement method that has been extensively used in the analysis of pile foundation was introduced. Based on elasto-plastic theory, the distributions of displacement, shear stress and axial force along the anchorage segment of tension type anchor were obtained, and the formula for calculating the elastic limit load was also developed accordingly. Finally, an example was given to discuss the variation of stress and displacement in the anchorage segment with the loads exerted on the anchor, and a program was worked out to calculate the anchor maximum bearing capacity. The influence of some parameters on the anchor bearing capacity was discussed, and effective anchorage length was obtained simultaneously. The results show that the shear stress first increases and then decreases and finally trends to the residual strength with increase of distance from bottom of the anchorage body, the displacement increases all the time with the increase of distance from bottom of the anchorage body, and the increase of velocity gradually becomes greater.

A new analytical solution for calculation the displacement and shear stress of fully grouted rock bolts and numerical verifications

In presence of difficult conditions in coal mining roadways, an adequate stabilization of the excavation boundary is required to ensure a safe progress of the construction. The stabilization of the roadways can be improved by fully grouted rock bolt, offering properties optimal to the purpose and versatility in use. Investigations of load transfer between the bolt and grout indicate that the bolt profile shape and spacing play an important role in improving the shear strength between the bolt and the surrounding strata. This study proposes a new analytical solution for calculation displacement and shear stress in a fully encapsulated rock bolt in jointed rocks. The main characteristics of the analytical solution consider the bolt profile and jump plane under pull test conditions. The performance of the proposed analytical solution, for three types of different bolt profile configurations, is validated by ANSYS software. The results show there is a good agreement between analytical and numerical methods. Studies indicate that the rate of displacement and shear stress from the bolt to the rock exponentially decayed. This exponential reduction in displacement and shear stress are dependent on the bolt characteristics such as: rib height, rib spacing, rib width and grout thickness, material and joint properties.

Cyclic shear behavior of en-echelon joints under constant normal stiffness conditions

To reveal the mechanism of shear failure of en-echelon joints under cyclic loading,such as during earthquakes,we conducted a series of cyclic shear tests of en-echelon joints under constant normal stiffness(CNS)conditions.We analyzed the evolution of shear stress,normal stress,stress path,dilatancy characteristics,and friction coefficient and revealed the failure mechanisms of en-echelon joints at different angles.The results show that the cyclic shear behavior of the en-echelon joints is closely related to the joint angle,with the shear strength at a positive angle exceeding that at a negative angle during shear cycles.As the number of cycles increases,the shear strength decreases rapidly,and the difference between the varying angles gradually decreases.Dilation occurs in the early shear cycles(1 and 2),while contraction is the main feature in later cycles(310).The friction coefficient decreases with the number of cycles and exhibits a more significant sensitivity to joint angles than shear cycles.The joint angle determines the asperities on the rupture surfaces and the block size,and thus determines the subsequent shear failure mode(block crushing and asperity degradation).At positive angles,block size is more greater and asperities on the rupture surface are smaller than at nonpositive angles.Therefore,the cyclic shear behavior is controlled by block crushing at positive angles and asperity degradation at negative angles.

Experimental investigation on shear strength deterioration at the interface between different rock types under cyclic loading

The shear strength deterioration of bedding planes between different rock types induced by cyclic loading is vital to reasonably evaluate the stability of soft and hard interbedded bedding rock slopes under earthquake;however,rare work has been devoted to this subject due to lack of attention.In this study,experimental investigations on shear strength weakening of discontinuities with different joint wall material(DDJM)under cyclic loading were conducted by taking the interface between siltstone and mudstone in the Shaba slope of Yunnan Province,China as research objects.A total of 99 pairs of similar material samples of DDJM(81 pairs)and discontinuities with identical joint wall material(DIJM)(18 pairs)were fabricated by inserting plates,engraved with typical surface morphology obtained by performing three-dimensional laser scanning on natural DDJMs sampled from field,into mold boxes.Cyclic shear tests were conducted on these samples to study their shear strength changes with the cyclic number considering the effects of normal stress,joint surface morphology,shear displacement amplitude and shear rate.The results indicate that the shear stress vs.shear displacement curves under each shear cycle and the peak shear strength vs.cyclic number curves of the studied DDJMs are between those of DIJMs with siltstone and mudstone,while closer to those of DIJMs with mudstone.The peak shear strengths of DDJMs exhibit an initial rapid decline followed by a gradual decrease with the cyclic number and the decrease rate varies from 6%to 55.9%for samples with varied surface morphology under different testing conditions.The normal stress,joint surface morphology,shear displacement amplitude and shear rate collectively influence the shear strength deterioration of DDJM under cyclic shear loading,with the degree of influence being greater for larger normal stress,rougher surface morphology,larger shear displacement amplitude and faster shear rate.

Monitoring shear deformation of sliding zone via fiber Bragg grating and particle image velocimetry

Monitoring shear deformation of sliding zones is of great significance for understanding the landslide evolution mechanism,in which fiber optic strain sensing has shown great potential.However,the cor-relation between strain measurements of quasi-distributed fiber Bragg grating(FBG)sensing arrays and shear displacements of surrounding soil remains elusive.In this study,a direct shear model test was conducted to simulate the shear deformation of sliding zones,in which the soil internal deformation was captured using FBG strain sensors and the soil surface deformation was measured by particle image velocimetry(PIV).The test results show that there were two main slip surfaces and two secondary ones,developing a spindle-shaped shear band in the soil.The formation of the shear band was successfully captured by FBG sensors.A sinusoidal model was proposed to describe the fiber optic cable deformation behavior.On this basis,the shear displacements and shear band widths were calculated by using strain measurements.This work provides important insight into the deduction of soil shear deformation using soil-embedded FBG strain sensors.

Displacement characteristic of landslides reinforced with flexible piles: field and physical model test

A field monitoring system was established in an active river bank landslide in the Three Gorges area, China, and a consecutive monitoring for about 5 years were conducted to understand the displacement characteristics of flexible piles and the surrounding soil. It was found that piles deformed elastically under reservoir operation, and the soil in front of piles was gradually separated from piles. The movement of the pile heads exceeded that of the soil between and behind piles. This phenomenon was further studied by a large-scale physical model test to gain insights into the pile-soil interaction. The displacement relationship between pile heads and the surrounding soil is in good agreement with the field data. The physical model test shows that the deformation process of pile-reinforced landslides can be divided into two stages: firstly, when the piles head movement exceeds soil movement, the soil arching is mainly affected by the deflection of the piles, the arches between and behind piles bent upwards;but when the soil movement exceeds piles head movement, the arches near the upslope and downslope bent downwards and upwards, respectively. Furthermore, the different deformation of two adjacent piles and the pile stiffness influenced the arch’s shape and formation;the flexible piles exhibit great coordinated deformation with the landslide, and caused the soil arch on the downslope.

Effect of shear-induced contact area and aperture variations on nonlinear flow behaviors in fractal rock fractures

This study experimentally analyzes the nonlinear flow characteristics and channelization of fluid through rough-walled fractures during the shear process using a shear-flow-visualization apparatus.A series of fluid flow and visualization tests is performed on four transparent fracture specimens with various shear displacements of 1 mm,3 mm,5 mm,7 mm and 10 mm under a normal stress of 0.5 MPa.Four granite fractures with different roughnesses are selected and quantified using variogram fractal dimensions.The obtained results show that the critical Reynolds number tends to increase with increasing shear displacement but decrease with increasing roughness of fracture surface.The flow paths are more tortuous at the beginning of shear because of the wide distribution of small contact spots.As the shear displacement continues to increase,preferential flow paths are more distinctly observed due to the decrease in the number of contact spots caused by shear dilation;yet the area of single contacts in-creases.Based on the experimental results,an empirical mathematical equation is proposed to quantify the critical Reynolds number using the contact area ratio and fractal dimension.

Experimental study on unloading induced shear performances of 3D saw-tooth rock fractures

A fractal model governing saw-tooth fractures was first introduced to replicate sandstone samples containing an inclined 3D penetrating rough fracture surface with various joint roughness coefficients(JRC).In conventional triaxial compression,the peak strength for fractured samples increased with both confining pressure and JRC.During the unloading confining pressure process,the normal stress of fractures declined but the shear stress increased,resulting in shear sliding of fractures.The shear displacement of fractures exponentially increased,and the positive normal displacement decreased gradually to negative values under coupling effects of shear contraction caused by normal stress and shear dilation due to climbing effects of fractures.Transition from quasi-static to dynamic sliding of the fractures was identified.The sliding resistance duration increased with confining pressure but decreased with JRC.After prepeak unloading,the fracture surfaces presented a more significant surface wear response and JRC values decreased by 1.70%–59.20%due to more remarkable asperity degradation compared with those after conventional triaxial compression.The theoretical model for shear strength of fractures was established through improving the Ladanyi&Archambault model by introducing the relations between normal stress and surface wear ratios of fractures,which agreed well with the experimental results.

Shear sliding of rough-walled fracture surfaces under unloading normal stress

Through high-precision engraving,self-affine sandstone joint surfaces with various joint roughness coefficients(JRC=3.21e12.16)were replicated and the shear sliding tests under unloading normal stress were conducted regarding various initial normal stresses(1e7 MPa)and numbers of shearing cycles(1 e5).The peak shear stress of fractures decreased with shear cycles due to progressively smooth surface morphologies,while increased with both JRC and initial normal stress and could be verified using the nonlinear Barton-Bandis failure criterion.The joint friction angle of fractures exponentially increased by 62.22%e64.87%with JRC while decreased by 22.1%e24.85%with shearing cycles.After unloading normal stress,the sliding initiation time of fractures increased with both JRC and initial normal stress due to more tortuous fracture morphologies and enhanced shearing resistance capacity.The surface resistance index(SRI)of fractures decreased by 4.35%e32.02%with increasing shearing cycles due to a more significant reduction of sliding initiation shear stress than that for sliding initiation normal stress,but increased by a factor of 0.41e1.64 with JRC.After sliding initiation,the shear displacement of fractures showed an increase in power function.By defining a sliding rate threshold of 5105 m/s,transition from“quasi-static”to“dynamic”sliding of fractures was identified,and the increase of sliding acceleration steepened with JRC while slowed down with shearing cycles.The normal displacement experienced a slight increase before shear sliding due to deformation recovery as the unloading stress was unloaded,and then enhanced shear dilation after sliding initiation due to climbing effects of surface asperities.Dilation was positively related to the shear sliding velocity of fractures.Wear characteristics of the fracture surfaces after shearing failure were evaluated using binary calculation,indicating an increasing shear area ratio by 45.24%e91.02%with normal stress.

ANALYTICAL SOLUTION OF RESTRAINED TORSIONAL STRESSES AND DISPLACEMENT FOR RECTANGULAR- SECTION BOX BAR WITH HONTYCOMB CORE

Differential equation of restrained torsion for rectangular-section box bar with honeycomb core was established and solved by using the method of undetermined function.Non-dimension normal stress, shear stress acting in the faceplate and shear stress acting in the honeycomb-core and warping displacement were deduced. Numerical analysis shows the normal stress attenuates quickly along x-axis. Normal stress acting on the cross section at a distance of 20 h from the fixed end is only one per cent of that acting on the fixed end.

Relationship between loading angle and displacing angle in steel bolt shearing

When subjected to shear loading condition,a steel rock bolt will become bent in the field close to the loading point in situ.The bolt is deformed as the joint displacement increases,which can mobilize a normal load and a shear load on the bolt accordingly.In this work,the relationship analysis between the displacing angle and loading angle is carried out.By considering elastic andplastic states of rock bolt during shearing,the rotation of bolt extremity can be calculated analytically.Thus,the loading angle isobtained from displacing angle.The verification of analytical results and laboratory results from reference research implies that theanalytical method is correct and working.In terms of in-situ condition,the direction of the load acting on steel bolt can be predictedwell according to the direction of the deformed rock bolt with respect to original bolt axis.

Comparison of Wind-Induced Displacement Characteristics of Buildings with Different Lateral Load Resisting Systems

Due to excessive displacements of tall buildings occasioned by lateral loads, lateral load resisting systems are usually provided to curtail the load effect. The resistance may be offered by Frame Action, Shear Walls, or combined Walls and Frames (also known as Dual System). In this study, finite element based software, ETABS, was used to generate and analyse three-dimensional building models for the assessment of the relative effectiveness of the various lateral load resisting systems. Three models were used, one each for the three resisting systems. Each model consisted of three samples representing three different building heights of 45 m, 75 m, and 99 m. Wind Design Spreadsheet complying with the appropriate British Standards was used to compute preliminary wind load coefficients using the wind speed values from the relevant wind isopleth map of Nigeria as primary data. Lateral wind load was then applied at floor levels of each of the building samples. Each building sample was subjected to three-dimensional analysis for the determination of both the lateral displacements of storey tops and interstorey drifts. The results of the work showed that the dual system was the most efficient lateral-load resisting system based on deflection criterion, as they yielded the least values for lateral displacements and inter-storey drifts. The moment frame was the least stiff of the resisting systems, yielding the highest values of both the lateral displacement and the inter-storey drift.

A New Rectangular Finite Element Formulation Based on Higher Order Displacement Theory for Thick and Thin Composite and Sandwich Plates

A new displacement based higher order element has been formulated that is ideally suitable for shear deformable composite and sandwich plates. Suitable functions for displacements and rotations for each node have been selected so that the element shows rapid convergence, an excellent response against transverse shear loading and requires no shear correction factors. It is completely lock-free and behaves extremely well for thin to thick plates. To make the element rapidly convergent and to capture warping effects for composites, higher order displacement terms in the displacement kinematics have been considered for each node. The element has eleven degrees of freedom per node. Shear deformation has also been considered in the formulation by taking into account shear strains ( rxz and ryz) as nodal unknowns. The element is very simple to formulate and could be coded up in research software. A small Fortran code has been developed to implement the element and various examples of isotropic and composite plates have been analyzed to show the effectiveness of the element.

Experimental Studies on Cyclic Shear Behavior of Steel-Clay Interface Under Constant Normal Load

The degradation of the shear stress between pile-clay interface caused by undrained cyclic jacking affects the jacking force.A series of large displacement monotonic shear,cyclic shear and post-cyclic monotonic steel plate-clay interface shear te sts were performed under the constant normal load(CNL)condition to inve stigate the effects of normal stre ss,cyclic amplitude,and number of cycles on a steel plate-clay interface using the GDS multi-function interface shear tester.Based on the experimental results,in monotonic shear tests,change of shear stress took place in the specimen,the shear stress rapidly reached the peak value at shear displacement of 1 mm,and then abruptly decreased to the residual value.In cyclic shear te sts,accumulated displacement was a better parameter to describe the soil degradation characteristics,and the degradation degree of shear stress became greater with the increasing of normal stress and accumulated displacement.Shear stress in post-cyclic monotonic shear tests did not generate a peak value and was lower than that in monotonic shear tests under the same normal stress.The soil was completely disturbed and reached the residual strength when the cumulative displacement approached 6 m.An empirical equation to evaluate shear stress degradation mechanism was formulated and the procedure of parameter identification was presented.

基于翼板横向位移模式的箱梁剪力滞效应分析

以剪翘变形状态为分析对象,综合运用广义坐标法、剪翘变形协调条件和平衡微分方程,提出箱梁的翼板横向位移模式。基于最小势能驻值原理,推导考虑翼板横向位移影响的箱梁剪力滞解析解。引入翼板横向位移对剪力滞影响的差值比参数,详细分析截面参数及梁端约束条件对剪力滞差值比的影响。算例分析表明:翼板横向位移对剪力滞有一定的削弱作用,考虑横向位移的纵向应力与有限元解、实测值吻合更好;跨宽比、高宽比越大,剪力滞差值比越小;悬臂板宽度越大,剪力滞系数差值比越小;梁端约束条件越强,剪力滞差值比分布曲线越陡峭,约束条件较强时需考虑横向位移的影响。

胶囊型靶向驱油用聚合物的制备及性能评价

针对聚合物驱油剂存在硫铁离子氧化自由基降解和炮眼剪切降解导致黏度损失高、严重影响驱油效果的问题,利用微流控技术,以聚氨酯微胶囊为壳层包裹聚合物,制备了胶囊型靶向增黏聚合物。通过优化单体质量分数为35%、AMPS占单体质量分数的30%、引发剂质量分数为0.04%、外壳质量分数为0.6%,得到百纳米级靶向增黏聚合物。评价了靶向增黏聚合物的抗剪切性能、抗硫铁性能和靶向释放时间。结果表明:靶向增黏聚合物剪切后和硫铁自由基氧化后的黏度保留率为常规聚合物的2~4倍,具有较好的抗剪切抗硫铁性能;靶向释放时间2~72 h可控,具有目的层靶向增黏扩波及的作用。室内物理模拟实验结果表明,质量浓度为1500 mg/L的靶向增黏聚合物可提高采收率达28.7%,提高原油采收率效果明显。

型钢混凝土T形截面剪力墙基于性能的变形限值研究

为更好地评估T形截面型钢混凝土(steel reinforced concrete,SRC)剪力墙变形性能,采用ABAQUS有限元软件对按照规范设计的324个T形截面SRC剪力墙构件的破坏形态和变形性能进行研究,根据收集的试验数据分析构件的破坏形态,提出T形截面SRC剪力墙的破坏形态划分准则;以构件的各材料应变极限值为准则来判别构件的性能状态,考虑轴压比、剪跨比、弯剪比、腹板暗柱配钢率、暗柱纵筋配筋率及箍筋暗柱特征值对构件变形性能的影响。对不同性能状态变形限值和参数进行线性回归分析,得到不同破坏类型下各性能状态位移角限值计算式;按规范ASCE 41修正各性能状态变形限值的失效概率,得到具有15%、20%、35%失效概率保证的各性能状态变形限值取值表。研究表明:剪跨比、轴压比对构件各性能状态位移角限值影响较大,暗柱腹板配钢率、纵筋配筋率及箍筋特征值对构件位移角限值影响相对较小,但能提高其延性。按规范ASCE 41修正后的位移角限值取值较为合理且有一定的安全储备。为T形截面SRC剪力墙基于性能的抗震设计与性能评估提供参考。

基于桩-土界面剪切特性的单桩沉降和承载问题研究

近年来,西北地区出现了许多高填方场地,为减小建筑物基础的不均匀沉降,基础类型广泛使用桩基础。与一般场地不同,黄土填方场地中的单桩桩周土受力后仍会产生较大的变形,该类场地单桩沉降机制复杂。桩顶总沉降计算是桩基设计的重要依据,为此,建立了高填方黄土场地单桩桩顶总沉降计算模型。基于传统的荷载传递法和剪切位移法,分别考虑桩-土界面的桩-土相互作用和桩-土界面外剪切带土体的剪切变形。依据桩端边界,将单桩类型分为摩擦桩和端承摩擦桩,分别建立桩周土弹性阶段和塑性阶段的桩身位移控制微分方程,结合边界条件进行求解,得到桩身位移、轴力、侧摩阻力,并通过弹塑性理论求解了桩周土剪切带土体剪切变形,进而通过叠加原理求得桩顶总沉降。用桩长与桩周土塑性发展深度的比值,定义了桩基承载力安全系数K。通过算例分析与现场试验数据对比分析,研究结果表明:使用新的模型计算得到的桩顶总沉降与现场试验结果相近;当桩顶荷载较小、桩周土处于弹性阶段时,桩端边界对桩身轴力、位移和侧摩阻力影响很小,但桩周土进入塑性滑移阶段后,桩端边界的影响开始变大,考虑桩端土的承载能力会极大提高单桩极限承载力;建立了将荷载传递法和剪切位移法综合起来的计算模型,不仅可以考虑桩-土界面的相对滑移,还可以计算桩-土界面外土体剪切带的剪切变形,使得桩顶总沉降计算更加精确,可为类似场地中单桩沉降的分析与控制提供一定的参考。

断面有效正应力对断层侧向封闭能力的控制作用

小位移断层的侧向封闭性决定断层圈闭富集油气的能力,随着油气勘探技术理论的发展,曾被忽略的小位移断层在油气勘探和开发过程中的作用日益突出。为了明确小位移断层的内部结构特征及其对断层侧向封闭性的影响,应用自主研发的高压低速环形剪切装置,以断面有效正应力为变量,对高孔隙度纯净砂岩开展环形剪切物理模拟实验,分析断面有效正应力对断层侧向封闭性的影响。结果表明:断裂在高孔隙纯净砂岩内以碎裂作用机制为主,形成典型的碎裂型断层岩,其渗透率明显降低,是导致同层砂岩对接段侧向封闭的根本原因。在其他因素固定的条件下,断面有效正应力越大,断层岩碎裂程度越大,颗粒直径和孔隙度越小;岩石颗粒的破碎及碎屑基质的填充导致断裂带孔隙度和渗透率明显降低。断面有效正应力是小位移断层侧向封闭能力的主要控制因素,小位移断层具有富集油气的潜力。研究结果对裂陷盆地断块油气藏勘探开发具有重要的指导意义。