Coastal wind field retrieval from polarimetric synthetic aperture radar

Coastal winds are strongly influenced by topology and discontinuity between land and sea surfaces. Wind assessment from remote sensing in such a complex area remains a challenge. Space-borne scatterometer does not provide any information about the coastal wind field, as the coarse spatial resolution hampers the radar backscattering. Synthetic aperture radar （SAR） with a high spatial resolution and all-weather observation abilities has become one of the most important tools for ocean wind retrieval, especially in the coastal area. Conventional methods of wind field retrieval from SAR, however, require wind direction as initial information, such as the wind direction from numerical weather prediction models （NWP）, which may not match the time of SAR image acquiring. Fortunately, the polarimetric observations of SAR enable independent wind retrieval from SAR images alone. In order to accurately measure coastal wind fields, this paper proposes a new method of using co-polarization backscattering coefficients from polarimetric SAR observations up to polarimetric correlation backscattering coefficients, which are acquired from the conjugate product of co-polarization backscatter and cross-polarization backscatter. Co-polarization backscattering coefficients and polarimetric correlation backscattering coefficients are obtained form Radarsat-2 single-look complex （SLC） data.The maximum likelihood estimation is used to gain the initial results followed by the coarse spatial filtering and fine spatial filtering. Wind direction accuracy of the final inversion results is 10.67 with a wind speed accuracy of 0.32 m/s. Unlike previous methods, the methods described in this article utilize the SAR data itself to obtain the wind vectors and do not need external wind directional information. High spatial resolution and high accuracy are the most important features of the method described herein since the use of full polarimetric observations contains more information about the space measured.This article is a useful addition to the work of independent SAR wind retrieval. The experimental results herein show that it is feasible to employ the co-polarimetric backscattering coefficients and the polarimetric correlation backscattering coefficients for coastal wind field retrieval.

The polarimetric features of oil spills in full polarimetric synthetic aperture radar images

Compared with single-polarized synthetic aperture radar （SAR） images, full polarimetric SAIl images contain not only geometrical and backward scattering characteristics, but also the polarization features of the scattering targets. Therefore, the polarimetric SAR has more advantages for oil spill detection on the sea surface. As a crucial step in the oil spill detection, a feature extraction directly influences the accuracy of oil spill discrimination. The polarimetric features of sea oil spills, such as polarimetric entropy, average scatter angle, in the full polarimetric SAR images are analyzed firstly. And a new polarimetric parameter P which reflects the proportion between Bragg and specular scattering signals is proposed. In order to investigate the capability of the polarimetric features for observing an oil spill, systematic comparisons and analyses of the multipolarization features are provided on the basis of the full polarimetric SAR images acquired by SIR-C/X-SAR and Radarsat-2. The experiment results show that in C-band SAR images the oil spills can be detected more easily than in L-band SAR images under low to moderate wind speed conditions. Moreover, it also finds that the new polarimetric parameter is sensitive to the sea surface scattering mechanisms. And the experiment results demonstrate that the new polarimetric parameter and pedestal height perform better than other polarimetric parameters for the oil spill detection in the C-band SAR images.

A Review on Applications of Imaging Synthetic Aperture Radar with a Special Focus on Cryospheric Studies

The cryosphere is the frozen part of the Earth’s system. Snow and ice are the main constituents of the cryosphere and may be found in different states, such as snow, freshwater ice, sea ice, perma-frost, and continental ice masses in the form of glaciers and ice sheets. The present review mainly deals with state-of-the-art applications of synthetic aperture radar (SAR) with a special emphasize on cryospheric information extraction. SAR is the most important active microwave remote sensing (RS) instrument for ice monitoring, which provides high-resolution images of the Earth’s surface. SAR is an ideal sensor in RS technology, which works in all-weather and day and night conditions to provide useful unprecedented information, especially in the cryospheric regions which are almost inaccessible areas on Earth. This paper addresses the technological evolution of SAR and its applications in studying the various components of the cryosphere. The arrival of SAR radically changed the capabilities of information extraction related to ice type, new ice formation, and ice thickness. SAR applications can be divided into two broad classes-polarimetric applications and interferometric applications. Polarimetric SAR has been effectively used for mapping calving fronts, crevasses, surface structures, sea ice, detection of icebergs, etc. The paper also summarizes both the operational and climate change research by using SAR for sea ice parameter detection. Digital elevation model (DEM) generation and glacier velocity mapping are the two most important applications used in cryosphere using SAR interferometry or interferometric SAR (InSAR). Space-borne InSAR techniques for measuring ice flow velocity and topography have developed rapidly over the last decade. InSAR is capable of measuring ice motion that has radically changed the science of glaciers and ice sheets. Measurement of temperate glacier velocities and surface characteristics by using airborne and space-borne interferometric satellite images have been the significant application in glaciology and cryospheric studies. Space-borne InSAR has contributed to major evolution in many research areas of glaciological study by measuring ice-stream flow velocity, improving understanding of ice-shelf processes, yielding velocity for flux-gate based mass-balance assessment, and mapping flow of mountain glaciers. The present review summarizes the salient development of SAR applications in cryosphere and glaciology.

Polarimetric whitening filter for POLSAR image based on subspace decomposition

Speckle filtering is an indispensable pre-processing step for applications of polarimetric synthetic aperture radar （POLSAR）, such as terrain classification, target detection, etc. As one of the most typical methods, the polarimetric whitening filter （PWF） can be used to produce a minimum-speckle image by combining the complex elements of the scattering matrix, but polarimetric information is lost after the filtering process. A polarimetric filter based on subspaze decomposition which was proposed by Cu et al specializes in retrieving principle scattering characteristics, but the corresponding mean value of an image after filtering is not kept well. A new filter is proposed for improving the disadvantage based on subspace decomposition. Under the constraint that a weighted combination of the polarimetric SAR images equals to the output of the PWF, the Euclidean distance between an unfiltered parameter vector and a signal space vector is minimized so that noises can be reduced. It is also shown that the proposed method is equivalent to the subspace filter in the case of no constraint. Experimental results with the NASA/JPL airborne polarimetric SAR data demonstrate the effectiveness of the proposed method.

结合极化白化滤波和SimSD-CapsuleNet的PolSAR图像配准

极化合成孔径雷达(PolSAR)图像配准在地物分类、变化检测、图像融合中都具有广泛应用。现有的PolSAR图像配准方法,无论是基于深度学习还是传统方法,大多采用PolSAR幅度影像信息进行处理。这种处理方式导致大量极化信息丢失,同时在PolSAR图像固有相干斑噪声影响下,配准精度和可靠性表现不佳。为此,本文首先发展了一种有效的基于极化白化滤波(PWF)精细化处理的关键点检测器,利用PWF对PolSAR图像进行相干斑噪声抑制,通过阈值约束、形态学腐蚀及非极大值抑制来选取显著且分布均匀的匹配关键点。进一步地,本文设计了一种孪生简单稠密胶囊网络(SimSD-CapsuleNet)来快速提取PolSAR图像的浅层纹理特征和深层语义特征,同时为了充分利用极化信息,本文将极化协方差矩阵作为输入数据。本文计算了胶囊形式特征描述符之间的距离,并将其输入硬L2损失函数用于模型的训练。本文方法在不同传感器获取的不同分辨率PolSAR图像上进行验证。结果表明,该方法能够在更短的时间内获取更加均匀且数量更多的匹配关键点,结合PWF和深度神经网络可以实现快速准确的PolSAR图像配准。

基于复数域Transformer-Unet混合模型的PolSAR地物分类

传统的基于深度学习的极化合成孔径雷达(Polarimetric Synthetic Aperture Radar,PolSAR)地物分类方法,通过堆叠卷积层提取图像局部特征,难以建立长距离依赖关系。基于自注意力机制的深度学习模型Transformer (变换)在图像分类任务中取得了成功,其自注意力机制能够捕获全局像素之间的关联性,同时PolSAR地物分类任务被证实:相比于实数域,其在复数域上表现出更好的分类效果。因此,本文将Transformer引入到复数域中,提出了一种基于复数域的Transformer和Unet (语义分割网络)混合模型(CT-Unet)用于PolSAR地物分类,将Transformer与CNN相结合,对复数类型的PolSAR数据进行特征提取,使用西安数据集和德国数据集进行PolSAR地物分类的实验结果表明:提出的模型能够有效提高PolSAR地物分类的准确性,Transformer有望在PolSAR地物分类任务中弥补卷积神经网络的不足。

基于模型的星载PolSAR海冰自适应极化分解法

提出了基于模型的星载PolSAR海冰自适应极化分解法,该算法涉及体散射分量自适应分解以及表面、二面散射分量自适应分解两方面。在体散射自适应分解方面,推导了体散射功率的解析表达式从而实现了对极化信息的完整利用,构建了完全覆盖海冰粒子水平、垂直和随机定向的三个体散射模型,并采用基于最大功率拟合的自适应模型选择策略,解决了当前海冰极化分解法无法根据冰层中夹杂的盐水包裹体构成的粒子云的定向方式自适应匹配体散射模型的问题。在表面和二面散射自适应分解方面,将标准Huynen二分法用于对体散射分解后的剩余相干矩阵的降秩分解,根据实际冰面的散射机制自适应选取分解方法,提取了表面散射和二面散射功率信息,在实现极化散射信息完整利用的同时保证分解结果不会退化。基于高分三号(GF-3)卫星全极化合成孔径雷达获取的南极洲普利兹湾海冰数据开展了体散射模型和分解算法的有效性验证。体散射分量的分解结果首次从极化分解角度揭示了冰层中盐水包裹体以垂直定向为主导、同时存在次级随机定向以及不可忽视的水平定向的定向特征。

Intertidal area classification with generalized extreme value distribution and Markov random field in quad-polarimetric synthetic aperture radar imagery

Classification of intertidal area in synthetic aperture radar(SAR) images is an important yet challenging issue when considering the complicatedly and dramatically changing features of tidal fluctuation. The difficulty of intertidal area classification is compounded because a high proportion of this area is frequently flooded by water, making statistical modeling methods with spatial contextual information often ineffective. Because polarimetric entropy and anisotropy play significant roles in characterizing intertidal areas, in this paper we propose a novel unsupervised contextual classification algorithm. The key point of the method is to combine the generalized extreme value(GEV) statistical model of the polarization features and the Markov random field(MRF) for contextual smoothing. A goodness-of-fit test is added to determine the significance of the components of the statistical model. The final classification results are obtained by effectively combining the results of polarimetric entropy and anisotropy. Experimental results of the polarimetric data obtained by the Chinese Gaofen-3 SAR satellite demonstrate the feasibility and superiority of the proposed classification algorithm.

Novel polarimetric SAR speckle filtering algorithm based on mean shift

For better interpretation of synthetic aperture radar（SAR） images,the speckle filtering is an important issue.In the area of speckle filtering,the proper averaging of samples with similar scattering characteristics is of great importance.However,existing filtering algorithms are either lack of a similarity judgment of scattering characteristics or using only intensity information for similarity judgment.A novel polarimetric SAR（PolSAR） speckle filtering algorithm based on the mean shift theory is proposed.As polarimetric covariance matrices or coherency matrices form Riemannian manifold,the pixels with similar scattering characteristics gather closely and those with different scattering characteristics separate in this hyperspace.By using the range-spatial joint mean shift theory in Riemannian manifold,the pixels chosen for averaging are ensured to be close not only in scattering characteristics but also in the spatial domain.German Aerospace Center（DLR） L-Band Experiment SAR（E-SAR） data and East China Research Institute of Electronic Engineering（ECRIEE） PolSAR data are used to demonstrate the efficiency of the proposed algorithm.The filtering results of two commonly used speckle filtering algorithms,refined Lee filtering algorithm and intensity driven adaptive neighborhood（IDAN） filtering algorithm,are also presented for the comparison purpose.Experiment results show that the proposed speckle filtering algorithm achieves a good performance in terms of speckle filtering,edge protection as well as polarimetric characteristics preservation.

Modified version of three-component model-based decomposition for polarimetric SAR data

A new hybrid Freeman/eigenvalue decomposition based on the orientation angle compensation and the various extended volume models for polarimetric synthetic aperture radar(PolSAR) data are presented. There are three steps in the novel version of the three-component model-based decomposition.Firstly, two special unitary transform matrices are applied on the coherency matrix for deorientation to decrease the correlation between the co-polarized term and the cross-polarized term.Secondly, two new conditions are proposed to distinguish the manmade structures and the nature media after the orientation angle compensation. Finally, in order to adapt to the scattering properties of different media, five different volume scattering models are used to decompose the coherency matrix. These new conditions pre-resolves man-made structures, which is beneficial to the subsequent selection of a more suitable volume scattering model.Fully PolSAR data on San Francisco are used in the experiments to prove the efficiency of the proposed hybrid Freeman/eigenvalue decomposition.

Dry/wet snow mapping based on the synergistic use of dual polarimetric SAR and multispectral data

We propose a multi-sensor multi-spectral and bi-temporal dual-polarimetric Synthetic Aperture Radar(SAR) data integration scheme for dry/wet snow mapping using Sentinel-2 and Sentinel-1 data which are freely available to the research community. The integration is carried out by incorporating the information retrieved from ratio images of the conventional method for wet snow mapping and the multispectral data in two different frameworks. Firstly, a simple differencing scheme is employed for dry/wet snow mapping, where the snow cover area is derived using the Normalized Differenced Snow Index(NDSI). In the second framework, the ratio images are stacked with the multispectral bands and this stack is used for supervised and unsupervised classification using support vector machines for dry/wet snow mapping. We also investigate the potential of a state of the art backscatter model for the identification of dry/wet snow using Sentinel-1 data. The results are validated using a reference map derived from RADARSAT-2 full polarimetric SAR data. A good agreement was observed between the results and the reference data with an overall accuracy greater than 0.78 for the different blending techniques examined. For all the proposed frameworks, the wet snow was better identified. The coefficient of determination between the snow wetness derived from the backscatter model and the reference based on RADARSAT-2 data was observed to be 0.58 with a significantly higher root mean square error of 1.03 % by volume.

Improved SMB speckle filtering of polarimetric SAR data with synergistic use of orientation angle compensation and spatial majority rule

The scattering-model-based(SMB)speckle filtering for polarimetric SAR(Pol SAR)data is reasonably effective in preserving dominant scattering mechanisms.However,the efficiency strongly depends on the accuracies of both the decomposition and classification of the scattering properties.In addition,a relatively weak speckle reduction particularly in distributed media was reported in the related literatures.In this work,an improved SMB filtering strategy is proposed considering the aforementioned deficiencies.First,the orientation angle compensation is incorporated into the SMB filtering process to remedy the overestimation of the volume scattering contribution in the Freeman-Durden decomposition.In addition,an algorithm to select the homogenous pixels is developed based on the spatial majority rule for adaptive speckle reduction.We demonstrate the superiority of the proposed methods in terms of scattering property preservation and speckle noise reduction using L-band Pol SAR data sets of San Francisco that were acquired by the NASA/JPL airborne SAR(AIRSAR)system.

Integration of SAR Polarimetric Features and Multi-spectral Data for Object-Based Land Cover Classification

An object-based approach is proposed for land cover classification using optimal polarimetric parameters.The ability to identify targets is effectively enhanced by the integration of SAR and optical images.The innovation of the presented method can be summarized in the following two main points:①estimating polarimetric parameters(H-A-Alpha decomposition)through the optical image as a driver;②a multi-resolution segmentation based on the optical image only is deployed to refine classification results.The proposed method is verified by using Sentinel-1/2 datasets over the Bakersfield area,California.The results are compared against those from pixel-based SVM classification using the ground truth from the National Land Cover Database(NLCD).A detailed accuracy assessment complied with seven classes shows that the proposed method outperforms the conventional approach by around 10%,with an overall accuracy of 92.6%over regions with rich texture.

Polarimetric entropy of the ocean surface with a two-scale scattering model

The relationships among an ocean wave spectrum,a fully polarimetric coherence matrix,and radar parameters are deduced with an electromagnetic wave theory.Furthermore,the relationship between the polarimetric entropy and ocean wave spectrum is established based on the definition of entropy and a twoscale scattering model of the ocean surface.It is the first time that the polarimetric entropy of the ocean surface is presented in theory.Meanwhile,the relationships among the fully polarimetric entropy and the parameters related to radar and ocean are discussed.The study is the basis of further monitoring targets on the ocean surface and deriving oceanic information with the entropy from the ocean surface.The contrast enhancement between human-made targets and the ocean surface with the entropy is presented with quad-pol airborne synthetic aperture radar（AIRSAR） data.

New algorithm of target classification in polarimetric SAR

The different approaches used for target decomposition （TD） theory in radar polarimetry are reviewed and three main types of theorems are introduced： those based on Mueller matrix, those using an eigenvector analysis of the coherency matrix, and those employing coherent decomposition of the scattering matrix. Support vector machine （SVM）, as a novel approach in pattern recognition, has demonstrated success in many fields. A new algorithm of target classification, by combining target decomposition and the support vector machine, is proposed. To conduct the experiment, the polarimetric synthetic aperture radar （SAR） data are used. Experimental results show that it is feasible and efficient to target classification by applying target decomposition to extract scattering mechanisms, and the effects of kernel function and its parameters on the classification efficiency are significant.

A method for coastal oil tank detection in polarimetric SAR images based on recognition of T-shaped harbor

To automatically detect oil tanks in polarimetric synthetic aperture radar（SAR） images, a coastal oil tank detection method is proposed based on recognition of T-shaped harbor. First of all, the T-shaped harbor is detected to locate the region of interest（ROI） of oil tanks. Then all suspicious targets in the ROI are extracted by the segmentation of strong scattering targets and the classifier of H/α. The template targets are selected from the suspicious targets by the combination of a proposed circular degree parameter and the similarity parameter（SP） of the polarimetric coherency matrix. Finally, oil tanks are detected according to the statistics of the similarity parameter between each suspicious target and template targets in ROI. Polarimetric SAR data acquired by RADARSAT-2 over Berkeley and Singapore areas are used for testing. Experiment results show that most of the targets are correctly detected and the overall detection rate is close to 80%.The false rate is effectively reduced by the proposed algorithm compared with the method without T-shaped harbor recognition.

ADAPTIVE MODEL-BASED SCATTERING DECOMPOSITION OF POLARIMETRIC SAR INTERFEROMETRY

In this paper,a new decomposition method is proposed to solve the problems that vegetation component is overestimated and is not sensitive to directional scattering features with traditional polarimetric Synthetic Aperture Radar(SAR)decomposition.It uses a Polarimetric Interferometric Similarity Parameter(PISP)calculated from Polarimetric SAR Interferometry(PolInSAR)datasets to the scattering decomposition.The PISP is proposed to reveal the geometric sensitivity of SAR interferometry.It is defined by three optimized mechanisms obtained from PolInSAR datasets,therefore,it not only relates to the coherent scattering mechanism closely,but also sufficiently uses the phase and amplitude information.The PISP of building is high,and forest’s PISP is low.The proposed method uses the PISP as a judge condition to select different vegetation model adaptively.The decomposition results show the proposed method can effectively solve the vegetation ingredients overestimation problem.In addition,it is sensitive to the directional scattering.

联合SVM与AHP的PolSAR图像滑坡自动检测方法

针对复杂背景下单时相极化合成孔径雷达(PolSAR)图像滑坡泥石流毁损区检测正确率低、虚警多的问题,提出一种联合支持向量机(SVM)与层次分析法(AHP)的滑坡泥石流毁损区自动检测方法。首先,为充分利用极化信息,基于相干矩阵的九个元素构建特征向量并进行SVM地物分类,初步提取出区域分类结果;其次,基于归一化极化散射功率、同极化相关系数和雷达植被指数构建因素集合,并采用AHP方法优化评价因素权重,改善评分标准,更准确地判定滑坡泥石流毁损区的表面散射特性;最后,通过逻辑“与”运算将二者结果结合起来,实现了准确检测滑坡泥石流毁损区域并有效降低虚警的目的。利用2015年深圳地区和2018年日本北海道伊布里地区的ALOS-2/PALSAR-2数据进行了滑坡泥石流毁损区检测实验。实验结果表明,所提方法相比现有方法显著抑制林地、耕地等目标的虚警率,且在这两个滑坡案例中的滑坡目标检测正确率分别提升了约6%和2%。

基于极化SAR梯度和复Wishart分类器的舰船检测

舰船检测是极化SAR系统的重要应用之一。现有的舰船检测方法容易受到旁瓣泄露的干扰,使得舰船目标的形态难以提取,导致检测结果不符合真实情况。此外,在舰船过于密集、尺度不一致的情况下,相邻舰船由于旁瓣的影响有时会被认为是单个目标,从而造成漏检。针对这些问题,该文提出一种基于极化SAR梯度和复Wishart分类器的舰船检测方法。首先,将似然比检验(LRT)梯度引入对数比值梯度框架,使其适用于极化SAR数据;基于LRT梯度图进行恒虚警(CFAR)检测,提取舰船的边缘信息,消除伪影的同时抑制强旁瓣对舰船精细轮廓提取的影响。其次,利用复Wishart迭代分类器对舰船强散射部分进行检测,可排除大部分的杂波干扰且保持舰船形态细节。最后,将二者信息融合,从而可以保持舰船形态细节的同时克服旁瓣和伪信号的虚警。该文在3幅来自ALOS-2卫星的极化SAR图像上进行了对比实验,实验表明与其他方法相比,该文所提算法具有更少的虚警和漏检,且能够有效克服旁瓣泄露,保持舰船形态细节。

面向目视解译的全极化SAR船只精细化特征表征方法

随着卫星技术的发展,极化合成孔径雷达(PolSAR)数据的分辨率和数据质量得到大幅提升,为人造目标的精细化目视解译提供了良好的数据条件。目前主要采用多分量分解的方法,但是易造成像素错分问题,为此,该文结合Yamaguchi极化分解和极化熵提出了一种非固定阈值划分的方法用于实现全极化SAR图像船只结构精细化特征表征。Yamaguchi极化分解能够识别基本散射机制,其修正后的体散射模型更符合实测数据,可有效对人造目标进行表征。极化熵H在弱去极化状态下可以看成某一指定等效点的目标散射机制,能够有效突出船只主散射特征。因此,该文通过将Yamaguchi极化分解算法的非固定三分量与极化熵的低中高熵内嵌,将其分为非固定阈值的九分类成分,从而降低硬阈值处理在阈值边界处受噪声影响产生的类别随机性。并且将二次散射和单次散射均显著的区域称为混合散射(MSM),以更好匹配实验中船只典型结构的散射类型。在此基础上,利用广义相似性参数进一步缩短类内距离,采用改进后的GSP-Wishart分类器进行迭代聚类,旨在通过提高二次散射和混合散射机制以提高不同类型船只可区分度。最后,该文采用中国上海某港口的高分三号全极化SAR数据进行实验,为了验证每艘船只特征表征正确性,通过船舶自动识别系统(AIS)收集并筛选了该港口船只信息及光学数据,并与极化SAR数据中每艘船只进行匹配。实验结果表明该方法可有效区分散货船、集装箱船和油轮3种类型船只。