Probabilistic analysis of tunnel face seismic stability in layered rock masses using Polynomial Chaos Kriging metamodel

Face stability is an essential issue in tunnel design and construction.Layered rock masses are typical and ubiquitous;uncertainties in rock properties always exist.In view of this,a comprehensive method,which combines the Upper bound Limit analysis of Tunnel face stability,the Polynomial Chaos Kriging,the Monte-Carlo Simulation and Analysis of Covariance method(ULT-PCK-MA),is proposed to investigate the seismic stability of tunnel faces.A two-dimensional analytical model of ULT is developed to evaluate the virtual support force based on the upper bound limit analysis.An efficient probabilistic analysis method PCK-MA based on the adaptive Polynomial Chaos Kriging metamodel is then implemented to investigate the parameter uncertainty effects.Ten input parameters,including geological strength indices,uniaxial compressive strengths and constants for three rock formations,and the horizontal seismic coefficients,are treated as random variables.The effects of these parameter uncertainties on the failure probability and sensitivity indices are discussed.In addition,the effects of weak layer position,the middle layer thickness and quality,the tunnel diameter,the parameters correlation,and the seismic loadings are investigated,respectively.The results show that the layer distributions significantly influence the tunnel face probabilistic stability,particularly when the weak rock is present in the bottom layer.The efficiency of the proposed ULT-PCK-MA is validated,which is expected to facilitate the engineering design and construction.

Load-bearing characteristics and energy evolution of fractured rock masses after granite and sandstone grouting

Experiments on grouting-reinforced rock mass specimens with different particle sizes and features were carried out in this study to examine the effects of grouting reinforcement on the load-bearing characteristics of fractured rock mass.The strength and deformation features of grouting-reinforced rock mass were analyzed under different loading manners;the energy evolution mechanism of grouting-reinforced rock mass specimens with different particle sizes and features was investigated;the energy dissipation ratio and post-peak stress decreasing rate were employed to evaluate the bearing stability of grouting-reinforced rock mass.The results show that the strength and ductility of granite-reinforced rock mass(GRM)under biaxial loading are higher than that of sandstone-reinforced rock mass(SRM)under uniaxial loading.Besides,the energy evolution characteristics of grouting-reinforced rock mass under uniaxial and biaxial loading mainly could be divided into early,middle,and late stages.In the early stage,total,elastic,and dissipation energies were quite small with flatter curves;in the middle stage,elastic energy increased rapidly,whereas dissipation energy increased slowly;in the late stage,dissipation energy increased sharply.The energy dissipation ratio was used to represent the pre-peak plastic deformation.Under uniaxial loading,this ratio increased as the particle size increased and the pre-peak plastic deformation of grouting-reinforced rock mass became larger;under biaxial loading,it dropped as the particle size increased,and the pre-peak plastic deformation of grouting-reinforced rock mass became smaller.The post-peak stress decline rate A_(v) was used to assess the post-peak bearing performance of grouting-reinforced rock mass.Under uniaxial loading,parameter A_(v) exhibited reduction as the particle size kept increasing,and the ability of post-peak of grouting-reinforced rock mass to allow deformation development was greater,and the bearing capacity was greater;under biaxial loading,A_(v) increased with the particle size,and the ability of post-peak of grouting-reinforced rock mass to allow deformation development was low and the bearing capacity was reduced.The findings are considered instrumental in improving the stability of the roadway-surrounding rock by granite and sandstone grouting.

Deformation characteristics and damage ontologies of soft and hard composite rock masses under impact loading

As one of the most common occurring geological landforms in deep rock formations, the dynamic mechanical properties of layered composite rock bodies under impact loading have been widely studied by scholars. To study the dynamic properties of soft and hard composite rocks with different thickness ratios, this paper utilizes cement, quartz sand and gypsum powder to construct soft and hard composite rock specimens and utilizes a combination of indoor tests, numerical calculations, and theoretical analyses to investigate the mechanical properties of soft and hard composite rock bodies. The test results reveal that:(1) When the proportion of hard rock increases from 20% to 50%, the strength of the combined rock body increases by 69.14 MPa and 87 MPa when the hard rock face and soft rock face are loaded, respectively;however, when the proportion of hard rock is the same, the compressive strength of the hard rock face impact is 9%-17% greater than that of the soft rock face impact;(2) When a specimen of soft and hard combined rock body is subjected to impact loading, the damage mode involves mixed tension and shear damage, and the cracks generally first appear at the ends of the specimen, then develop on the laminar surface from the impact surface, and finally end in the overall damage of the soft rock part. The development rate and the total number of cracks in the same specimen when the hard rock face is impacted are significantly greater than those when the soft rock face is impacted;(3) By introducing Weibull’s statistical strength theory to establish the damage variables of soft-hard combined rock bodies, combined with the DP strength criterion, the damage model and the Kelvin body are concatenated to obtain a statistical damage constitutive model, which can better fit the full stress-strain curve of soft-hard combined rock body specimens under a single impact load.

Influences of strain softening and seepage on elastic and plastic solutions of circular openings in nonlinear rock masses

Considering the influence of strain softening, the solutions of stress, displacement, plastic softening region radius and plastic residual region radius were derived for circular openings in nonlinear rock masses subjected to seepage. The radial stress distribution curve, ground reaction curve, and relation curve between plastic softening region radius and supporting force in three different conditions were drawn respectively. From the comparisons among these results for different conditions, it is found that when the supporting force is the same, the displacement of tunnel wall considering both seepage and strain softening is 85.71% greater than that only considering seepage. The increase values of radial displacement at 0.95 m and plastic softening region radius at 6.6 m show that the seepage and strain softening have the most unfavorable effects on circular opening stability in strain softening rock masses.

Advances in statistical mechanics of rock masses and its engineering applications

To efficiently link the continuum mechanics for rocks with the structural statistics of rock masses,a theoretical and methodological system called the statistical mechanics of rock masses(SMRM)was developed in the past three decades.In SMRM,equivalent continuum models of stressestrain relationship,strength and failure probability for jointed rock masses were established,which were based on the geometric probability models characterising the rock mass structure.This follows the statistical physics,the continuum mechanics,the fracture mechanics and the weakest link hypothesis.A general constitutive model and complete stressestrain models under compressive and shear conditions were also developed as the derivatives of the SMRM theory.An SMRM calculation system was then developed to provide fast and precise solutions for parameter estimations of rock masses,such as full-direction rock quality designation(RQD),elastic modulus,Coulomb compressive strength,rock mass quality rating,and Poisson’s ratio and shear strength.The constitutive equations involved in SMRM were integrated into a FLAC3D based numerical module to apply for engineering rock masses.It is also capable of analysing the complete deformation of rock masses and active reinforcement of engineering rock masses.Examples of engineering applications of SMRM were presented,including a rock mass at QBT hydropower station in northwestern China,a dam slope of Zongo II hydropower station in D.R.Congo,an open-pit mine in Dexing,China,an underground powerhouse of Jinping I hydropower station in southwestern China,and a typical circular tunnel in Lanzhou-Chongqing railway,China.These applications verified the reliability of the SMRM and demonstrated its applicability to broad engineering issues associated with jointed rock masses.

ZONAL DISINTEGRATION MECHANISM OF DEEP CRACK-WEAKENED ROCK MASSES UNDER DYNAMIC UNLOADING

Size and quantity of fractured zone and non-fractured zone are controlled by cracks contained in deep rock masses. Zonal disintegration mechanism is strongly dependent on the interaction among cracks. The strong interaction among cracks is investigated using stress superposition principle and the Chebyshev polynomials expansion of the pseudo-traction. It is found from numerical results that crack nucleation, growth and coalescence lead to failure of deep crack- weakened rock masses. The stress redistribution around the surrounding rock mass induced by unloading excavation is studied. The effect of the excavation time on nucleation, growth, interaction and coalescence of cracks was analyzed. Moreover, the influence of the excavation time on the size and quantity of fractured zone and non-fractured zone was given. When the excavation time is short, zonal disintegration phenomenon may occur in deep rock masses. It is shown from numerical results that the size and quantity of fractured zone increase with decreasing excavation time, and the size and quantity of fractured zone increase with the increasing value of in-situ geostress.

Face stability analysis of circular tunnels in layered rock masses using the upper bound theorem

An analysis of tunnel face stability generally assumes a single homogeneous rock mass.However,most rock tunnel projects are excavated in stratified rock masses.This paper presents a two-dimensional(2D)analytical model for estimating the face stability of a rock tunnel in the presence of rock mass stratification.The model uses the kinematical limit analysis approach combined with the block calculation technique.A virtual support force is applied to the tunnel face,and then solved using an optimization method based on the upper limit theorem of limit analysis and the nonlinear Hoek-Brown yield criterion.Several design charts are provided to analyze the effects of rock layer thickness on tunnel face stability,tunnel diameter,the arrangement sequence of weak and strong rock layers,and the variation in rock layer parameters at different positions.The results indicate that the thickness of the rock layer,tunnel diameter,and arrangement sequence of weak and strong rock layers significantly affect the tunnel face stability.Variations in the parameters of the lower layer of the tunnel face have a greater effect on tunnel stability than those of the upper layer.

Elasto-plastic Analysis of Circular Tunnels in Jointed Rock Masses Satisfy the Hoek-Brown Failure Criterion

The relationship between the Hoek-Brown parameters and the mechanical response of circular tunnels is il-lustrated. Closed-form and approximate solutions are given for the extent of the plastic zone and the stress and dis-placement fields under axisymmetrical and asymmetric stress conditions. For the same rock masses and under axisym-metrical stress conditions,the radius of the plastic zone in terms of Hoek-Brown criterion is generally an approximation of the radius in terms of the Mohr-Coulomb criterion. The radius in terms of the Hoek-Brown criterion is larger under low stress conditions. For poor quality rock masses (GSI<25),measures (such as grouting,setting rock bolts,etc.) that improve the GSI of rock masses are effective in improving the stability of tunnels. It is not advisable to improve the sta-bility of the tunnels by providing a small support resistance p through shotcrete,except for very poor quality jointed rock masses. Without reference to the quality of the rock mass,the disturbance factor D should not less than 0.5. Meas-ures which disturb rock masses during tunnel construction should be taken carefully when the tunnel depth increases.

Shear strength criteria for rock,rock joints,rockfill and rock masses:Problems and some solutions

Although many intact rock types can be very strong,a critical confining pressure can eventually be reached in triaxial testing,such that the Mohr shear strength envelope becomes horizontal.This critical state has recently been better defined,and correct curvature or correct deviation from linear Mohr-Coulomb（MC） has finally been found.Standard shear testing procedures for rock joints,using multiple testing of the same sample,in case of insufficient samples,can be shown to exaggerate apparent cohesion.Even rough joints do not have any cohesion,but instead have very high friction angles at low stress,due to strong dilation.Rock masses,implying problems of large-scale interaction with engineering structures,may have both cohesive and frictional strength components.However,it is not correct to add these,following linear M-C or nonlinear Hoek-Brown（H-B） standard routines.Cohesion is broken at small strain,while friction is mobilized at larger strain and remains to the end of the shear deformation.The criterion ＇c then σn tan φ＇ should replace ＇c plus σn tan φ＇ for improved fit to reality.Transformation of principal stresses to a shear plane seems to ignore mobilized dilation,and caused great experimental difficulties until understood.There seems to be plenty of room for continued research,so that errors of judgement of the last 50 years can be corrected.

THE CONSTITUTIVE RELATION OF CRACK-WEAKENED ROCK MASSES UNDER AXIAL-DIMENSIONAL UNLOADING

An accurate and efficient numerical method for solving the crack-crack interaction problem is presented. The method is mainly by means of the dislocation model, stress superposition principle and Chebyshev polynomial expansion of the pseudo-traction. This method can be applied to compute the stress intensity factors of multiple kinked cracks and multiple rows of periodic cracks as well as the overall strains of rock masses containing multiple kinked cracks under complex loads. Many complex computational examples are given. The dependence of the crack-crack interaction on the crack configuration, the geometrical and physical parameters, and loads pattern, is investigated. By comparison with numerical results under confining pressure unloading, it is shown that the crack-crack interaction under axial-dimensional unloading is weaker than those under confining pressure unloading. Numerical results for single faults and crossed faults show that the single faults are more unstable than the crossed faults. It is found from numerical results for different crack lengths and different crack spacing that the interaction among kinked cracks decreases with an increase in length of the kinked cracks and the crack spacing under axial-dimensional unloading.

Numerical simulation on deformation character of surrounding rock masses of Changjiashan tunnel through the gob of coalmine

Based on the construction project of the Changjiashan tunnel of the freeway,the variety rule of surrounding rock masses of the tunnel through the gob of coalmine wasstudied by using of finite element methed(FEM).The status of the stress and strain,thevariety of the plastic area were simulated in the whole rock mass before and after thetunnel was excavated.The characters of stress and deformation of surrounding rockmasses were analyzed when the tunnel was built.It concluded from the numerical simula-tion that the influence on the tunneling is great when the tunnel passing through the gob ofcoalmine is excavated,and the relative measures should be taken.

An analytical solution of equivalent elastic modulus considering confining stress and its variables sensitivity analysis for fractured rock masses

The equivalent elastic modulus is a parameter for controlling the deformation behavior of fractured rock masses in the equivalent continuum approach.The confining stress,whose effect on the equivalent elastic modulus is of great importance,is the fundamental stress environment of natural rock masses.This paper employs an analytical approach to obtain the equivalent elastic modulus of fractured rock masses containing random discrete fractures(RDFs)or regular fracture sets(RFSs)while considering the confining stress.The proposed analytical solution considers not only the elastic properties of the intact rocks and fractures,but also the geometrical structure of the fractures and the confining stress.The performance of the analytical solution is verified by comparing it with the results of numerical tests obtained using the three-dimensional distinct element code(3DEC),leading to a reasonably good agreement.The analytical solution quantitatively demonstrates that the equivalent elastic modulus increases substantially with an increase in confining stress,i.e.it is characterized by stress-dependency.Further,a sensitivity analysis of the variables in the analytical solution is conducted using a global sensitivity analysis approach,i.e.the extended Fourier amplitude sensitivity test(EFAST).The variations in the sensitivity indices for different ranges and distribution types of the variables are investigated.The results provide an in-depth understanding of the influence of the variables on the equivalent elastic modulus from different perspectives.

Determination of hydraulic conductivity of fractured rock masses:A case study for a rock cavern project in Singapore

In order to reduce the risk associated with water seepage in an underground rock cavern project inSingapore, a reliable hydro-geological model should be established based on the in situ investigationdata. The key challenging issue in the hydro-geological model building is how to integrate limitedgeological and hydro-geological data to determine the hydraulic conductivity of the fractured rockmasses. Based on the data obtained from different stages （feasibility investigation stage, constructionstage, and post-construction stage）, suitable models and methods are proposed to determine the hydraulicconductivities at different locations and depths, which will be used at other locations in thefuture. 2015 Institute of Rock and Soil Mechanics, Chinese Academy of Sciences. Production and hosting byElsevier B.V. All rights reserved.

Ground reaction curves for circular excavations in non-homogeneous,axisymmetric strain-softening rock masses

Fast methods to solve the unloading problem of a cylindrical cavity or tunnel excavated in elasto-perfectly plastic, elasto-brittle or strain-softening materials under a hydrostatic stress feld can be derived based on the self-similarity of the solution. As a consequence, they only apply when the rock mass is homogeneous and so exclude many cases of practical interest. We describe a robust and fast numerical technique that solves the tunnel unloading problem and estimates the ground reaction curve for a cylindrical cavity excavated in a rock mass with properties depending on the radial coordinate, where the solution is no longer self-similar. The solution is based on a continuation-like approach(associated with the unloading and with the incremental formulation of the elasto-plastic behavior), fnite element spatial discretization and a combination of explicit sub-stepping schemes and implicit techniques to integrate the constitutive law, so as to tackle the diffculties associated with both strong strain-softening and elasto-brittle behaviors. The developed algorithm is used for two practical ground reaction curve computation applications. The frst application refers to a tunnel surrounded by an aureole of material damaged by blasting and the second to a tunnel surrounded by a ring-like zone of reinforced(rock-bolted) material.

A new estimation method and an anisotropy index for the deformation modulus of jointed rock masses

The deformation modulus of a rock mass is an important parameter to describe its mechanical behavior.In this study,an analytical method is developed to determine the deformation modulus of jointed rock masses,which considers the mechanical properties of intact rocks and joints based on the superposition principle.Due to incorporating the variations in the orientations and sizes of joint sets,the proposed method is applicable to the rock mass with persistent and parallel joints as well as that with nonpersistent and nonparallel joints.In addition,an anisotropy index AIdmfor the deformation modulus is defined to quantitatively describe the anisotropy of rock masses.The range of AIdmis from 0 to 1,and the more anisotropic the rock mass is,the larger the value of AIdmwill be.To evaluate the proposed method,20 groups of numerical experiments are conducted with the universal distinct element code(UDEC).For each experimental group,the deformation modulus in 24 directions are obtained by UDEC(numerical value)and the proposed method(predicted value),and then the mean error rates are calculated.Note that the mean error rate is the mean value of the error rates of the deformation modulus in 24 directions,where for each direction,the error rate is equal to the ratio of numerical value minus predicted value to the numerical value.The results show that(i)for different experimental groups,the mean error rates vary between 5.06%and 22.03%;(ii)the error rates for the discrete fracture networks(DFNs)with two sets of joints are at the same level as those with one set of joints;and(iii)therefore,the proposed method for estimating the deformation modulus of jointed rock masses is valid.

An Anisotropic Geomechanical Model for Jointed Rock Masses at Taishan Nuclear Power Station, Southern China

An anisotropic geomechanical model for jointed rock mass is presented. Simultaneously with deriving the orthotropic anisotropy elastic parameters along the positive axis, the equivalent compliance matrix for the deflection axis orthotropic anisotropy was derived through a three- dimensional coordinate transformation. In addition, Singh＇s analysis of the stress concentration effects of intermittent joints was adopted, based on two groups of intermittent joints and a set of cross- cutting joints in the jointed rock mass. The stress concentration effects caused by intermittent joints and the coupling effect of cross-cutting joints along the deflection-axis are also considered. The proposed anisotropic mechanics parameters method is applied to determine the deformation parameters of jointed granite at the Taishan Nuclear Power Station. Combined with the deterministic mechanical parameters of rock blocks and joints, the deformation parameters and their variability in jointed rock masses are estimated quantitatively. The computed results show that jointed granite at the Taishan Nuclear Power Station exhibits typical anisotropic mechanical characteristics; the elastic moduli in the two horizontal directions were similar, but the elastic modulus in the vertical direction was much greater. Jointed rock elastic moduli in the two horizontal and vertical directions were respectively about 24% and 37% of the core of rock, showing weakly orthotropic anisotropy; the ratio of elastic moduli in the vertical and horizontal directions was 1.53, clearly indicating the transversely isotropic rock mass mechanical characteristics. The method can be popularized to solve other rock mechanics problems in nuclear power engineering.

Numerical method to determine mechanical parameters of engineering design in rock masses

This paper proposes a new continuity model for engineering in rock masses and a new schematic method for reporting the engineering of rock continuity. This method can be used to evaluate the mechanics of every kind of medium;and is a new way to determine the mechanical parameters used in engineering design in rock masses. In the numerical simulation, the experimental parameters of intact rock were combined with the structural properties of field rock. Theexperimental results for orthogonally-jointed rock are given. The results included the curves of the stress-strain relationship of some rock masses, the curve of the relationship between the dimension Δ and the uniaxial pressure-resistant strength σc of these rock masses, and pictures of the destructive procedure of some rock masses in uniaxial or triaxial tests, etc. Application of the method to engineering design in rock masses showed the potential of its application to engineering practice.

Determination of mechanical parameters for jointed rock masses

Combining with empirical method, laboratory test and numerical simulation, a comprehensive system was presented to determine the mechanical parameters of jointed rock masses. The system has the following four functions: (1) Based on the field investigation of joints, the system can consider rock mass structures, by using network simulation technology. (2) Rock samples are conducted by numerical simulation with the input engineering mechanical parameters of rocks and joints obtained from laboratory tests. (3) The whole stress-strain curve of jointed rock masses under certain normal stress can be plotted from numerical simulation, and then the shear strength parameters of jointed rock masses can be obtained from the whole stress-strain curves under different normal stresses. (4) The statistical values of mechanical parameters of jointed rock masses can be determined according to numerical simulation. Based on the statistical values, combining with engineering experiences and geological investigations, the comprehensive mechanical parameters of jointed rock masses can be achieved finally. Several cases are presented to prove the engineering feasibility and suitability of this system.

A Study on Propagation Mechanism of Fracture Systems in Rock Masses by Discontinuity Displacement Method

The main task of fracture mechanics of rock masses is the study on the propagating mechanism of fractures in rock masses , which can be efficiently conducted by discontinuty displacement (DD) numerical evaluation . Firstly ,the element stress and displacement are analysed and the principle and steps of the numerical calculation of stress intensity factor and fracture extension force are introduced .The numerical results of parallel and echelon fracture systems ,which are compared with real field fractures .are presented. Finally . a simple engineering application example is presented .

THREE DIMENSIONAL DYNAMIC ELASTICPLASTIC ANALYSIS OF THE INTERACTION OF A SET OF PERCUSSION BITS WITH ROCK MASSES

A three dimensional dynamic elastic-plastic finite element analysis of the interaction of percussion bits with rock masses is presented. The dynamic contact problem was investigated with the numerical method developed for high velocity impact calculations[1]. The numerical analysis was carried out for three simultaneously loaded percussion bits arranged on a straight line on the rock surface, the loading time was kept constant throughout this work. The numerical calculation for various strengths of the dynamic load tm the percussion bits shows that a critical minimum dynamic load exists for the generation of plastic deformations in the rock. For this critical value of the load the maximum normal stress of the longitudinal wave in the percussion bit exceeds the yield stress of the rock mass.