Application of rock mass classification systems to rock slope stability assessment:A case study

The stability of rock slopes is considered crucial to public safety in highways passing through rock cuts, as well as to personnel and equipment safety in open pit mines. Slope instability and failures occur due to many factors such as adverse slope geometries, geological discontinuities, weak or weathered slope materials as well as severe weather conditions. External loads like heavy precipitation and seismicity could play a significant role in slope failure. In this paper, several rock mass classification systems developed for rock slope stability assessment are evaluated against known rock slope conditions in a region of Saudi Arabia, where slopes located in rugged terrains with complex geometry serve as highway road cuts. Selected empirical methods have been applied to 22 rock cuts that are selected based on their failure mechanisms and slope materials. The stability conditions are identified, and the results of each rock slope classification system are compared. The paper also highlights the limitations of the empirical classification methods used in the study and proposes future research directions.

A Test Model of Water Pressures within a Fault in Rock Slope

This paper introduces model test results of water pressure in a fault, which is located in a slope and 16 different conditions. The results show that the water pressures in fault can be expressed by a linear function, which is similar to the theoretical model suggested by Hoek. Factors affecting water pressures are water level in tension crack, dip angle of fault, the height of filling materials and thickness of fault zone in sequence.

Overhanging rock slope by design:An integrated approach using rock mass strength characterisation,large-scale numerical modelling and limit equilibrium methods

Overhanging rock slopes(steeper than 90°) are typically avoided in rock engineering design, particularly where the scale of the slope exceeds the scale of fracturing present in the rock mass. This paper highlights an integrated approach of designing overhanging rock slopes where the relative dimensions of the slope exceed the scale of fracturing and the rock mass failure needs to be considered rather than kinematic release of individual blocks. The key to the method is a simplified limit equilibrium(LE) tool that was used for the support design and analysis of a multi-faceted overhanging rock slope. The overhanging slopes required complex geometries with constantly changing orientations. The overhanging rock varied in height from 30 m to 66 m. Geomechanical modelling combined with discrete fracture network(DFN)representation of the rock mass was used to validate the rock mass strength assumptions and the failure mechanism assumed in the LE model. The advantage of the simplified LE method is that buttress and support design iterations(along with sensitivity analysis of design parameters) can be completed for various cross-sections along the proposed overhanging rock sections in an efficient manner, compared to the more time-intensive, sophisticated methods that were used for the initial validation. The method described presents the development of this design tool and assumptions made for a specific overhanging rock slope design. Other locations will have different geological conditions that can control the potential behaviour of rock slopes, however, the approach presented can be applied as a general guiding design principle for overhanging rock cut slope.

Rock slope stability evaluation using kinematic and kinetic methods along the Kamyaran-Marivan road,west of Iran

Interest in rock slope stability in mountainous regions has increased greatly in recent years.This issue has become a topic of major interest for geoscientists and engineering professionals,as well as for private citizens and local administrators,in many parts of the world.This paper evaluates the stability of seven rock slopes along the KamyaranMarivan tourist road,Kurdistan province,Iran,using various methods.The two main reasons for performing this research were to determine whether different methods of stability analysis provide the same results,and to determine how different factors such as the presence of water,tension cracks,and seismic forces affect the stability of these rock slopes.Firstly,field investigations were performed to obtain the engineering characteristics of the rock masses,discontinuities,and intact rocks of the slopes.Secondly,laboratory tests were carried out on rock samples obtained from the slopes,to determine the engineering properties of the intact rocks.Then for each rock slope,the contour diagram of discontinuities and slope face was drawn in the Dips v.5.1 software environment,and the failure mechanism was determined based on the kinematic or stereographic method.Next,the factors of safety of the rock slopes were calculated using the limit equilibrium method,based on the failure mechanisms resulting from the kinematic method.The accuracy of the results obtained by these two methods was investigated using SWedge v.4.0 software.The results indicated that four rock slopes have a potential for plane,wedge,and toppling failure,and three others are stable.Also,it was found that the stability of the studied rock slopes decreases greatly in the presence of water,tension cracks,and seismic forces.

Kinematic Analysis and Rock Mass Classifications for Rock Slope Failure at USAID Highways

Rock slope kinematic analysis and rock mass classifications has been conducted at the 17^(th) km to 26^(th) km of USAID(United States Agency for International Development)highway in Indonesia.This research aimed to examine the type of rock slope failures and the quality of rock mass as well.The scan-line method was performed in six slopes by using a geological compass to determine rock mass structure on the rock slope,and the condition of joints such as persistence,aperture,roughness,infilling material,weathering and groundwater conditions.Slope kinematic analysis was performed employing a stereographic projection.The rock slope quality and stability were investigated based on RMR(rock mass rating)and SMR(slope mass rating)parameters.The rock slope kinematic analysis revealed that planar failure was likely to occur in Slope 1,3,and 4,the wedge failure in Slope 1 and 6,and toppling failure in Slope 2,5,and 6.The RMR rating is ranging from 57 to 64 and can be categorized as Fair to Good rock.The SMR rating revealed that the failure probability of Slope 3 was 90%,while it was from 40%to 60%for others.Despite the uniform RMR for all slopes,the SMR was significantly different.The detailed quantitative consideration of orientation of joint sets and geometry of the slope contributed to such differences in outcomes.

Application of Three-Dimensional Laser Scanning and Surveying in Geological Investigation of High Rock Slope

The appearance of 3D laser scanning technology is one of the most important technology revolutions in surveying and mapping field. It can be widely used in many interrelated fields, such as engineering constructions and 3D measurements, owing to its prominent characteristics of the high efficiency and high precision. At present its application is still in the initial state, and it is quite rarely used in China, especially in geotechnical engineering and geological engineering fields. Starting with a general introduction of 3D laser scanning technology, this article studies how to apply the technology to high rock slope investigations. By way of a case study, principles and methods of quick slope documentation and occurrence measurement of discontinuities are discussed and analyzed. Analysis results show that the application of 3D laser scanning technology to geotechnical and geological engineering has a great prospect and value.

Evaluation of slope stability through rock mass classification and kinematic analysis of some major slopes along NH-1A from Ramban to Banihal, North Western Himalayas

The network of Himalayan roadways and highways connects some remote regions of valleys or hill slopes,which is vital for India’s socio-economic growth.Due to natural and artificial factors,frequency of slope instabilities along the networks has been increasing over last few decades.Assessment of stability of natural and artificial slopes due to construction of these connecting road networks is significant in safely executing these roads throughout the year.Several rock mass classification methods are generally used to assess the strength and deformability of rock mass.This study assesses slope stability along the NH-1A of Ramban district of North Western Himalayas.Various structurally and non-structurally controlled rock mass classification systems have been applied to assess the stability conditions of 14 slopes.For evaluating the stability of these slopes,kinematic analysis was performed along with geological strength index(GSI),rock mass rating(RMR),continuous slope mass rating(CoSMR),slope mass rating(SMR),and Q-slope in the present study.The SMR gives three slopes as completely unstable while CoSMR suggests four slopes as completely unstable.The stability of all slopes was also analyzed using a design chart under dynamic and static conditions by slope stability rating(SSR)for the factor of safety(FoS)of 1.2 and 1 respectively.Q-slope with probability of failure(PoF)1%gives two slopes as stable slopes.Stable slope angle has been determined based on the Q-slope safe angle equation and SSR design chart based on the FoS.The value ranges given by different empirical classifications were RMR(37-74),GSI(27.3-58.5),SMR(11-59),and CoSMR(3.39-74.56).Good relationship was found among RMR&SSR and RMR&GSI with correlation coefficient(R 2)value of 0.815 and 0.6866,respectively.Lastly,a comparative stability of all these slopes based on the above classification has been performed to identify the most critical slope along this road.

Deformation characteristics and damage ontologies of soft and hard composite rock masses under impact loading

As one of the most common occurring geological landforms in deep rock formations, the dynamic mechanical properties of layered composite rock bodies under impact loading have been widely studied by scholars. To study the dynamic properties of soft and hard composite rocks with different thickness ratios, this paper utilizes cement, quartz sand and gypsum powder to construct soft and hard composite rock specimens and utilizes a combination of indoor tests, numerical calculations, and theoretical analyses to investigate the mechanical properties of soft and hard composite rock bodies. The test results reveal that:(1) When the proportion of hard rock increases from 20% to 50%, the strength of the combined rock body increases by 69.14 MPa and 87 MPa when the hard rock face and soft rock face are loaded, respectively;however, when the proportion of hard rock is the same, the compressive strength of the hard rock face impact is 9%-17% greater than that of the soft rock face impact;(2) When a specimen of soft and hard combined rock body is subjected to impact loading, the damage mode involves mixed tension and shear damage, and the cracks generally first appear at the ends of the specimen, then develop on the laminar surface from the impact surface, and finally end in the overall damage of the soft rock part. The development rate and the total number of cracks in the same specimen when the hard rock face is impacted are significantly greater than those when the soft rock face is impacted;(3) By introducing Weibull’s statistical strength theory to establish the damage variables of soft-hard combined rock bodies, combined with the DP strength criterion, the damage model and the Kelvin body are concatenated to obtain a statistical damage constitutive model, which can better fit the full stress-strain curve of soft-hard combined rock body specimens under a single impact load.

Slope stability assessment of an open pit using lattice-spring-based synthetic rock mass (LS-SRM) modeling approach

Discontinuity waviness is one of the most important properties that influence shear strength of jointed rock masses,and it should be incorporated into numerical models for slope stability assessment.However,in most existing numerical modeling tools,discontinuities are often simplified into planar surfaces.Discrete fracture network modeling tools such as MoFrac allow the simulation of non-planar discontinuities which can be incorporated into lattice-spring-based geomechanical software such as Slope Model for slope stability assessment.In this study,the slope failure of the south wall at Cadia Hill open pit mine is simulated using the lattice-spring-based synthetic rock mass(LS-SRM)modeling approach.First,the slope model is calibrated using field displacement monitoring data,and then the influence of different discontinuity configurations on the stability of the slope is investigated.The modeling results show that the slope with non-planar discontinuities is comparatively more stable than the ones with planar discontinuities.In addition,the slope becomes increasingly unstable with the increases of discontinuity intensity and size.At greater pit depth with higher in situ stress,both the slope models with planar and non-planar discontinuities experience localized failures due to very high stress concentrations,and the slope model with planar discontinuities is more deformable and less stable than that with non-planar discontinuities.

Model test study of frost heaving pressures in tunnels excavated in fractured rock mass in cold regions

Based on the similarity theory, taking the horseshoe, city-gate and round linings as examples, the value and distribution regularities of normal frost heaving pressures （hereinafter as frost heaving pressures） in tunnels excavated in fractured rock mass in cold regions under different constraints and freezing depths were studied by a test model. It was found that the larger the frozen depth, the larger the frost heaving pressure, and the stronger the top constraint, the larger the frost heaving pressure. For the horseshoe lining and city-gate lining, the top constraint has a greater effect on the frost heaving pressures on the arch and the inverted arch. For the round lining, the influences of the top constraint on the frost heaving pressure in all linings are almost the same. The frost heaving pressure is maximum on the city-gate lining and minimal on the round lining. The largest frost heaving pressure all occur near the foot of the inverted arch for the three kinds of lining. Thus, the test data basically coincide with the observed in situ data.

Earthquake-induced collapse mechanism of two types of dangerous rock masses

As the economy of China develops, an increasing number of key traffic projects have been undertaken in the west of China, where there are high, steep rock slopes. The collapse of dangerous rock masses, especially following a strong earthquake, is one of common geological disasters known in rock slope engineering. Therefore, it is important to study the collapse mechanism of dangerous rock masses induced by an earthquake and the analysis approach of its stability. This study provides a simple and convenient method to determine the collapse mechanisms of two types of dangerous rock masses （i.e. cantilever and upright） associated with the definition and calculation of the safety factor, which is based on the flexure theory of a constant-section beam by combining with the maximum tensile-stress criterion to depict the process of crack propagation caused by seismic waves. The calculation results show that there are critical crack depths in each form of the dangerous rock masses. Once the accumulated depth of the crack growth during an earthquake exceeds the critical depth, the collapse will occur. It is also demonstrated that the crack extension amount of each step is not a constant value, and is closely associated with the current accumulated crack depth. The greater the cumulative crack depth, the more easily the crack propagates. Finally, the validity and applicability of the proposed method are verified through two actual engineering examples.

Stability of High Slope Interbedded Strata with Low Dip Angle Constituted by Soft and Hard Rock Mass

Slopes consisting of interbedded strata of soft and hard rock mass, such as purplish red mudstone and grey brown arkosic sandstone of Jurassic age, are very common in Sichuan basin of China. The mudstone is soft while the sandstone is hard and contains many opening or closing joints with a high dip angle. Some are nearly parallel and the others are nearly decussated with the trend of the slopes. Many natural slopes are in deformation or sliding because of those reasons. The stability of cutting slopes and supporting method to be taken for their stability in civil engineering are important. In this paper, the stability and deformation of the slopes are studied. The methods of analysis and support design principle are analyzed also. Finally, the method put forward is applied to study Fengdian high cutting slope in Sichuan section of the express way from Chengdu to Shanghai. The results indicate that the method is effective.

Discussion of Research Related to Structural Plane of Rock Mass Slope

In this paper, firstly, the rock slope and rock mass structure are introduced. And then, two aspects of the study of the structural plane are discussed： The first aspect is method for determining mechanical parameters of structural plane; The second aspect is analysis of shear strength of structural plane.

Rock mass response for lined rock caverns subjected to high internal gas pressure

The storage of hydrogen gas in underground lined rock caverns(LRCs)enables the implementation of the first fossil-free steelmaking process to meet the large demand for crude steel.Predicting the response of rock mass is important to ensure that gas leakage due to rupture of the steel lining does not occur.Analytical and numerical models can be used to estimate the rock mass response to high internal pressure;however,the fitness of these models under different in situ stress conditions and cavern shapes has not been studied.In this paper,the suitability of analytical and numerical models to estimate the maximum cavern wall tangential strain under high internal pressure is studied.The analytical model is derived in detail and finite element(FE)models considering both two-dimensional(2D)and three-dimensional(3D)geometries are presented.These models are verified with field measurements from the LRC in Skallen,southwestern Sweden.The analytical model is inexpensive to implement and gives good results for isotropic in situ stress conditions and large cavern heights.For the case of anisotropic horizontal in situ stresses,as the conditions in Skallen,the 3D FE model is the best approach.

Numerical Analysis of Finite Deformation of Overbroken Rock Mass in Gob Area Based on Euler Model of Control Volume

The overbroken rock mass of gob areas is made up of broken and accumulated rock blocks compressed to some extent by the overlying strata. The beating pressure of the gob can directly affect the safety of mining fields, formarion of road retained along the next goaf and seepage of water and methane through the gob. In this paper, the software RFPA＇2000 is used to construct numerical models. Especially the Euler method of control volume is proposed to solve the simulation difficulty arising from plastically finite deformations. The results show that three characteristic regions occurred in the gob area： （1） a naturally accumulated region, 0-10 m away from unbroken surrounding rock walls, where the beating pressure is nearly zero; （2） an overcompacted region, 10-20 m away from unbroken walls, where the beating pressure results in the maximum value of the gob area; （3） a stable compaction region, more than 20 m away from unbroken walls and occupying absolutely most of the gob area, where the beating pressures show basically no differences. Such a characteristic can exolain the easy-seeoaged “O”-ring phenomena around mining fields very well.

Effect of fissure water on mechanical characteristics of rock mass

In view of the effect of fissure water in fractured rock mass on the strength of rock mass in engineering projects, we pre-pared specimens of cement mortar to simulate saturated rock mass with continuous fractures of different slope angles. By exerting static and dynamic loads on the specimens, the mechanical characteristics of rock mass with fissure water under these loads can be analyzed. Our experimental results indicate that the static compressive strength of saturated fractured rock mass is related to the slope angle. The lowest compressive strength of fractured rock mass occurs when the slope angle is 45°, while the highest strength occurs when the specimen has no fractures. Fissure water can weaken the strength of rock mass. The softening coefficient does not vary with the slope angle and type of load. The hydrodynamic pressure of fractured rock mass gradually increases with an increase in dynamic load. For a 0° slope angle, the hydrodynamic pressure reaches its highest level. When the slope angle is 90°, the hydro-dynamic pressure is the lowest.

Evaluating Rock Mass Properties of Vipingo Coral Limestone Quarry Based on a Modified Geological Strength Index (GSI) and State of Karstification

The process of evaluating rock mass strength requires that major structural features such as joints that influence rock strength are considered. In carbonate rock masses, however, the strength of the rock mass is largely dependent on intact rock strength and structural features play a secondary role. Laboratory experiments on porous rock have shown that intact rock strength reduces with increasing porosity, which has a direct effect on the rock mass strength. Rock porosity has however not been well accounted for in rock mass characterization methods currently in use. This research applies the modified GSI method for carbonate rock masses which is based on a combination of GSI and total porosity. The main aim is to quantify the GSI with respect to rock porosity which is a direct indicator of the state of karstification, as an inherent feature that affects rock mass strength. An empirical equation is proposed whereby the GSI as observed in the field is modified by a natural log of the value of porosity, giving rise to a modified GSI (GSIm). The GSIm together with laboratory properties of rock is used to determine the properties of Vipingo coral limestone from RocLab software. A deterministic parametric slope stability analysis is done using the finite element software Phase 2 with the rock mass properties as input parameters. The analysis results point to a direct dependence of the slope stability on slope angle, slope height and rock mass strength of the lithological unit. The graphs make a useful design guide for slopes engineered in this type of rock mass.

Mechanical Response of Saturated Geological Rock Mass under Tidal Force

In this paper, the mechanical response of saturated geological rock under tidal force is explored by poroelastic theory. First, we use the free energy formula of saturated rock under a tidal force to study the relationships of pore pressure with stress, and stress with strain. Then we analyze the relationship between rock strain and tidal potential by the equilibrium differential equations of saturated rock under tidal force. Finally, we derive the physical relationship between the two parameters （pore pressure and tidal mean stress） of saturated rock and tidal potential. The relationship shows that：pore pressure is directly proportional with tidal potential, but tidal mean stress of saturated rock is inversely proportional with tidal potential. The ratio coefficient is related not only to the Lame coefficients of rock skeletons, but also to the Blot modulus. By using this model to analyze observational well water level of C-18 well which locates in Huili, Sichuan Province, the well level response coefficient （D） was estimated. This way, we derive the Skempton coefficient （B）, the coefficient A and C which refer to the response coefficients of pore pressure and tidal stress to tidal potential respectively. Then we compare the differences among each coefficient in coupling and uncoupling conditions. It shows that for saturated rocks, the response of stress and pore pressure to earth tides is a product of coupling, and it is necessary to take into account the coupling effect when we study the mechanical response. The model will provide the basis not only for the study of mechanics and hydrodynamics of well-confined aquifer systems, and the mechanics of faulting under tidal force, but also for quantitative research of the triggering mechanism of tidal forces.

A-BQ,a classification system for anisotropic rock mass based on China National Standard

The rock mass in nature is in most cases anisotropic,while the existing classifications are mostly developed with the assumption of isotropic conditions that not always meet the engineering requirements.In this study,an anisotropic system based on China National Standard of BQ,named as A-BQ,is developed to address the classification of anisotropic rock mass incorporating the anisotropy degree as well as the quality of rock mass.Two series of basic rating factors are incorporated including inherent anisotropy and structure anisotropy.The anisotropy degree of rock mass is characterized by the ratio of maximum to minimum quality score and adjusted by the confining stress.The quality score of rock mass is determined by the key factors of anisotropic structure occurrence and the correction factors of stress state and groundwater condition.The quality of rock mass is characterized by a quality score and classified in five grades.The assessment of stability status and probable failure modes are also suggested for tunnel and slope engineering for different quality grades.Finally,two cases of tunnel and slope are presented to illustrate the application of the developed classification system into the rock masses under varied stress state.

Failure evaluation and control factor analysis of slope block instability along traffic corridor in Southeastern Tibet

The instability of slope blocks occurred frequently along traffic corridor in Southeastern Tibet(TCST),which was primarily controlled by the rock mass structures.A rapid method evaluating the control effects of rock mass structures was proposed through field statistics of the slopes and rock mass structures along TCST,which combined the stereographic projection method,modified M-JCS model,and limit equilibrium theory.The instabilities of slope blocks along TCST were then evaluated rapidly,and the different control factors of instability were analyzed.Results showed that the probabilities of toppling(5.31%),planar(16.15%),and wedge(35.37%)failure of slope blocks along TCST increased sequentially.These instability modes were respectively controlled by the anti-dip joint,the joint parallel to slope surface with a dip angle smaller than the slope angle(singlejoint),and two groups of joints inclined out of the slope(double-joints).Regarding the control effects on slope block instability,the stabilization ability of doublejoints(72.7%),anti-dip joint(67.4%),and single-joint(57.6%)decreased sequentially,resulting in different probabilities of slope block instability.Additionally,nearby regional faults significantly influenced the joints,leading to spatial heterogeneity and segmental clustering in the stabilization ability provided by joints to the slope blocks.Consequently,the stability of slope blocks gradually weakened as they approached the fault zones.This paper can provide guidance and assistance for investigating the development characteristics of rock mass structures and the stability of slope blocks.