Intelligent Fault Diagnosis Method of Rolling Bearings Based on Transfer Residual Swin Transformer with Shifted Windows

Due to their robust learning and expression ability for complex features,the deep learning(DL)model plays a vital role in bearing fault diagnosis.However,since there are fewer labeled samples in fault diagnosis,the depth of DL models in fault diagnosis is generally shallower than that of DL models in other fields,which limits the diagnostic performance.To solve this problem,a novel transfer residual Swin Transformer(RST)is proposed for rolling bearings in this paper.RST has 24 residual self-attention layers,which use the hierarchical design and the shifted window-based residual self-attention.Combined with transfer learning techniques,the transfer RST model uses pre-trained parameters from ImageNet.A new end-to-end method for fault diagnosis based on deep transfer RST is proposed.Firstly,wavelet transform transforms the vibration signal into a wavelet time-frequency diagram.The signal’s time-frequency domain representation can be represented simultaneously.Secondly,the wavelet time-frequency diagram is the input of the RST model to obtain the fault type.Finally,our method is verified on public and self-built datasets.Experimental results show the superior performance of our method by comparing it with a shallow neural network.

Predicting Reliability and Remaining Useful Life of Rolling Bearings Based on Optimized Neural Networks

In this study,an optimized long short-term memory(LSTM)network is proposed to predict the reliability and remaining useful life(RUL)of rolling bearings based on an improved whale-optimized algorithm(IWOA).The multi-domain features are extracted to construct the feature dataset because the single-domain features are difficult to characterize the performance degeneration of the rolling bearing.To provide covariates for reliability assessment,a kernel principal component analysis is used to reduce the dimensionality of the features.A Weibull distribution proportional hazard model(WPHM)is used for the reliability assessment of rolling bearing,and a beluga whale optimization(BWO)algorithm is combined with maximum likelihood estimation(MLE)to improve the estimation accuracy of the model parameters of the WPHM,which provides the data basis for predicting reliability.Considering the possible gradient explosion by training the rolling bearing lifetime data and the difficulties in selecting the key network parameters,an optimized LSTM network called the improved whale optimization algorithm-based long short-term memory(IWOA-LSTM)network is proposed.As IWOA better jumps out of the local optimization,the fitting and prediction accuracies of the network are correspondingly improved.The experimental results show that compared with the whale optimization algorithm-based long short-term memory(WOA-LSTM)network,the reliability prediction and RUL prediction accuracies of the rolling bearing are improved by the proposed IWOA-LSTM network.

Deep Residual Joint Transfer Strategy for Cross-Condition Fault Diagnosis of Rolling Bearings

Rolling bearings are key components of the drivetrain in wind turbines,and their health is critical to wind turbine operation.In practical diagnosis tasks,the vibration signal is usually interspersed with many disturbing components,and the variation of operating conditions leads to unbalanced data distribution among different conditions.Although intelligent diagnosis methods based on deep learning have been intensively studied,it is still challenging to diagnose rolling bearing faults with small amounts of samples.To address the above issue,we introduce the deep residual joint transfer strategy method for the cross-condition fault diagnosis of rolling bearings.One-dimensional vibration signals are pre-processed by overlapping feature extraction techniques to fully extract fault characteristics.The deep residual network is trained in training tasks with sufficient samples,for fault pattern classification.Subsequently,three transfer strategies are used to explore the generalizability and adaptability of the pre-trained models to the data distribution in target tasks.Among them,the feature transferability between different tasks is explored by model transfer,and it is validated that minimizing data differences of tasks through a dual-stream adaptation structure helps to enhance generalization of the models to the target tasks.In the experiments of rolling bearing faults with unbalanced data conditions,localized faults of motor bearings and planet bearings are successfully identified,and good fault classification results are achieved,which provide guidance for the cross-condition fault diagnosis of rolling bearings with small amounts of training data.

Rolling Bearing Fault Diagnosis Based On Convolutional Capsule Network

Fault diagnosis technology has been widely applied and is an important part of ensuring the safe operation of mechanical equipment.In response to the problem of frequent faults in rolling bearings,this paper designs a rolling bearing fault diagnosis method based on convolutional capsule network(CCN).More specifically,the original vibration signal is converted into a two-dimensional time–frequency image using continuous wavelet transform(CWT),and the feature extraction is performed on the two-dimensional time–frequency image using the convolution layer at the front end of the network,and the extracted features are input into the capsule network.The capsule network converts the extracted features into vector neurons,and the dynamic routing algorithm is used to achieve feature transfer and output the results of fault diagnosis.Two different datasets are used to compare with other traditional deep learning models to verify the fault diagnosis capability of the method.The results show that the CCN has good diagnostic capability under different working conditions,even in the presence of noise and insufficient samples,compared to other models.This method contributes to the safe and reliable operation of mechanical equipment and is suitable for other rotating scenarios.

A fatigue life prediction method of rolling bearing under elliptical contact elastohydrodynamic lubrication

In order to more accurately predict the contact fatigue life of rolling bearing, a prediction method of fatigue life of rolling bearing is proposed based on elastohydrodynamic lubrication （EHL）, the 3-paameter Weibull distribution ad fatigue strength. First,the contact stress considering elliptical EHL is obtained by mapping film pressure onto the Hertz zone. Then,the basic strength model of rolling bearing based on the 3-parameter Weibull distribution is deduced by the series connection reliability theory. Considering the effect of the type of stress, variation of shape and fuctuation of load, the mathematical models of the 尸 -tS-TV curve of the minimum life and the characteristic life for rolling bearing are established, respectively, and thus the prediction model of fatigue life of rolling bearing based on the 3-paameter Weibull distribution and fatigue strength is further deduced. Finally, the contact fatigue life obtained by the proposed method ad the latest international standard （IS0281： 2007） about the fatigue life prediction of rolling bearing are compared with those obtained by the statistical method. Results show that the proposed prediction method is effective and its relative error is smaier than that of the latest international standard （IS0281： 2007） with reliability R 〉 0. 93.

Grey Relation between Nonlinear Characteristic and Dynamic Uncertainty of Rolling Bearing Friction Torque

The rolling bearing friction torque which is characterized by its uncertainty and nonlinearity affects heavily the dynamic performance of a system such as missiles, spacecrafts and radars, etc. It is difficult to use the classical statistical theory to evaluate the dynamic evaluation of the rolling bearing friction torque for the lack of prior information about both probability distribution and trends. For this reason, based on the information poor system theory and combined with the correlation dimension in chaos theory, the concepts about the mean of the dynamic fluctuant range （MDFR） and the grey relation are proposed to resolve the problem about evaluating the nonlinear characteristic and the dynamic uncertainty of the rolling bearing friction torque. Friction torque experiments are done for three types of the rolling bearings marked with HKTA, HKTB and HKTC separately; meantime, the correlation dimension and MDFR are calculated to describe the nonlinear characteristic and the dynamic uncertainty of the friction torque, respectively. And the experiments reveal that there is a certain grey relation between the nonlinear characteristic and the dynamic uncertainty of the rolling bearing friction torque, viz. MDFR will become the nonlinear increasing trend with the correlation dimension increasing. Under the condition of fewer characteristic data and the lack of prior information about both probability distribution and trends, the unitive evaluation for the nonlinear characteristic and the dynamic uncertainty of the rolling bearing friction torque is realized with the grey confidence level of 87.7%-96.3%.

Fault Analysis of Wind Power Rolling Bearing Based on EMD Feature Extraction

In a wind turbine,the rolling bearing is the critical component.However,it has a high failure rate.Therefore,the failure analysis and fault diagnosis of wind power rolling bearings are very important to ensure the high reliability and safety of wind power equipment.In this study,the failure form and the corresponding reason for the failure are discussed firstly.Then,the natural frequency and the characteristic frequency are analyzed.The Empirical Mode Decomposition(EMD)algorithm is used to extract the characteristics of the vibration signal of the rolling bearing.Moreover,the eigenmode function is obtained and then filtered by the kurtosis criterion.Consequently,the relationship between the actual fault frequency spectrum and the theoretical fault frequency can be obtained.Then the fault analysis is performed.To enhance the accuracy of fault diagnosis,based on the previous feature extraction and the time-frequency domain feature extraction of the data after EMD decomposition processing,four different classifiers are added to diagnose and classify the fault status of rolling bearings and compare them with four different classifiers.

Multi-view feature fusion for rolling bearing fault diagnosis using random forest and autoencoder

To improve the accuracy and robustness of rolling bearing fault diagnosis under complex conditions, a novel method based on multi-view feature fusion is proposed. Firstly, multi-view features from perspectives of the time domain, frequency domain and time-frequency domain are extracted through the Fourier transform, Hilbert transform and empirical mode decomposition (EMD).Then, the random forest model (RF) is applied to select features which are highly correlated with the bearing operating state. Subsequently, the selected features are fused via the autoencoder (AE) to further reduce the redundancy. Finally, the effectiveness of the fused features is evaluated by the support vector machine (SVM). The experimental results indicate that the proposed method based on the multi-view feature fusion can effectively reflect the difference in the state of the rolling bearing, and improve the accuracy of fault diagnosis.

Fatigue Life Prediction of Rolling Bearings Based on Modified SWT Mean Stress Correction

The existing engineering empirical life analysis models are not capable of considering the constitutive behavior of materials under contact loads;as a consequence,these methods may not be accurate to predict fatigue lives of roll-ing bearings.In addition,the contact stress of bearing in operation is cyclically pulsating,it also means that the bear-ing undergo non-symmetrical fatigue loadings.Since the mean stress has great effects on fatigue life,in this work,a novel fatigue life prediction model based on the modified SWT mean stress correction is proposed as a basis of which to estimate the fatigue life of rolling bearings,in which,takes sensitivity of materials and mean stress into account.A compensation factor is introduced to overcome the inaccurate predictions resulted from the Smith,Watson,and Topper(SWT)model that considers the mean stress effect and sensitivity while assuming the sensitivity coefficient of all materials to be 0.5.Moreover,the validation of the model is finalized by several practical experimental data and the comparison to the conventional SWT model.The results show the better performance of the proposed model,especially in the accuracy than the existing SWT model.This research will shed light on a new direction for predicting the fatigue life of rolling bearings.

A Novel Rolling Bearing Vibration Impulsive Signals Detection Approach Based on Dictionary Learning

The localized faults of rolling bearings can be diagnosed by its vibration impulsive signals.However,it is always a challenge to extract the impulsive feature under background noise and non-stationary conditions.This paper investigates impulsive signals detection of a single-point defect rolling bearing and presents a novel data-driven detection approach based on dictionary learning.To overcome the effects harmonic and noise components,we propose an autoregressive-minimum entropy deconvolution model to separate harmonic and deconvolve the effect of the transmission path.To address the shortcomings of conventional sparse representation under the changeable operation environment,we propose an approach that combines K-clustering with singular value decomposition(K-SVD)and split-Bregman to extract impulsive components precisely.Via experiments on synthetic signals and real run-to-failure signals,the excellent performance for different impulsive signals detection verifies the effectiveness and robustness of the proposed approach.Meanwhile,a comparison with the state-of-the-art methods is illustrated,which shows that the proposed approach can provide more accurate detected impulsive signals.

PARAMETERS OPTIMIZATION OF CONTINUOUS WAVELET TRANSFORM AND ITS APPLICATION IN ACOUSTIC EMISSION SIGNAL ANALYSIS OF ROLLING BEARING

Morlet wavelet is suitable to extract the impulse components of mechanical fault signals. And thus its continuous wavelet transform （CWT） has been successfully used in the field of fault diagnosis. The principle of scale selection in CWT is discussed. Based on genetic algorithm, an optimization strategy for the waveform parameters of the mother wavelet is proposed with wavelet entropy as the optimization target. Based on the optimized waveform parameters, the wavelet scalogram is used to analyze the simulated acoustic emission （AE） signal and real AE signal of rolling bearing. The results indicate that the proposed method is useful and efficient to improve the quality of CWT.

Demodulation spectrum analysis for multi-fault diagnosis of rolling bearing via chirplet path pursuit

The vibration signals of multi-fault rolling bearings under nonstationary conditions are characterized by intricate modulation features,making it difficult to identify the fault characteristic frequency.To remove the time-varying behavior caused by speed fluctuation,the phase function of target component is necessary.However,the frequency components induced by different faults interfere with each other.More importantly,the complex sideband clusters around the characteristic frequency further hinder the spectrum interpretation.As such,we propose a demodulation spectrum analysis method for multi-fault bearing detection via chirplet path pursuit.First,the envelope signal is obtained by applying Hilbert transform to the raw signal.Second,the characteristic frequency is extracted via chirplet path pursuit,and the other underlying components are calculated by the characteristic coefficient.Then,the energy factors of all components are determined according to the time-varying behavior of instantaneous frequency.Next,the final demodulated signal is obtained by iteratively applying generalized demodulation with tunable E-factor and then the band pass filter is designed to separate the demodulated component.Finally,the fault pattern can be identified by matching the prominent peaks in the demodulation spectrum with the theoretical characteristic frequencies.The method is validated by simulated and experimental signals.

Fault Feature Extraction of Rolling Bearing Based on an Improved Cyclical Spectrum Density Method

The traditional cyclical spectrum density（CSD） method is widely used to analyze the fault signals of rolling bearing. All modulation frequencies are demodulated in the cyclic frequency spectrum. Consequently, recognizing bearing fault type is difficult. Therefore, a new CSD method based on kurtosis（CSDK） is proposed. The kurtosis value of each cyclic frequency is used to measure the modulation capability of cyclic frequency. When the kurtosis value is large, the modulation capability is strong. Thus, the kurtosis value is regarded as the weight coefficient to accumulate all cyclic frequencies to extract fault features. Compared with the traditional method, CSDK can reduce the interference of harmonic frequency in fault frequency, which makes fault characteristics distinct from background noise. To validate the effectiveness of the method, experiments are performed on the simulation signal, the fault signal of the bearing outer race in the test bed, and the signal gathered from the bearing of the blast furnace belt cylinder. Experimental results show that the CSDK is better than the resonance demodulation method and the CSD in extracting fault features and recognizing degradation trends. The proposed method provides a new solution to fault diagnosis in bearings.

Fusion Fault Diagnosis Approach to Rolling Bearing with Vibrational and Acoustic Emission Signals

As the key component in aeroengine rotor systems,the health status of rolling bearings directly influences the reliability and safety of aeroengine rotor systems.In order to monitor rolling bearing conditions,a fusion fault diagnosis method,namely empirical mode decomposition(EMD)-Mahalanobis distance(E2MD)and improved wavelet threshold(IWT)(E2MD-IWT)for vibrational signals and acoustic emission(AE)signals is developed to improve the diagnostic accuracy of rolling bearings.The IWT method is proposed with a hard wavelet threshold and a soft wavelet threshold.Moreover,it is shown to be effective through numerical simulation.EMD is utilized to process the original AE signals for rolling bearings so as to generate a set of components called intrinsic modes functions(IMFs).The Mahalanobis distance(MD)approach is introduced in order to determine the smallest MD between the original AE signal and IMF components.Then,the IWT approach is employed to select the IMF components with the largest MD.It is demonstrated that the proposed E2MD-IWT method for vibrational and AE signals can improve rolling bearing fault diagnosis,beyond its ability to effectively eliminate noise signals.This study offers a promising approach to fault diagnosis for rolling bearings in aeroengines with regard to vibration signals and AE signals.

Influences on Generation of White Etching Crack Networks in Rolling Bearings

In rare cases rolling bearings fail by WEC （white etching crack） damage before reaching their calculated rating life, if so called additional loads are applied on the bearing in addition to the normal Hertzian stress （PHz）. A number of additional loads have been identified by means of tests with rolling bearings. These can be small direct currents as a result of electrostatic charge or large alternating currents from inverter-fed drives that unintentionally flow through the bearing. WEC damages can also be initiated by a pure mechanical additional load which is dependent on factors including the bearing kinematics but also on the dynamics of the drive train. The current state of knowledge on this subject is presented and taken as the basis for developing a hypothesis on the WEC damage mechanism. If load situations critical for WEC cannot be avoided, the risk of WEC can be considerably reduced by the selection of suitable materials and coatings as well as, in some cases, of suitable lubricants.

Rolling Bearing Remaining Useful Life Prediction Based on Wiener Process

Rolling bearing is the key part of mechanical system.Accurate prediction of bearing life can reduce maintenance costs,improve availability,and prevent catastrophic consequences,aiming at solving the problem of the nonlinear,random and small sample problems faced by rolling bearings in actual operating conditions.In this work,the nonlinearWiener process with random effect and unbiased estimation of unknown parameters is used to predict the remaining useful life of rolling bearings.Firstly,random effects and nonlinear parameters are added to the traditional Wiener process,and a parameter unbiased estimation method is used to estimate the positional parameters of the constructed Wiener model.Finally,the model is validated using a common set of bearing datasets.Experimental results show that compared with the traditional maximum likelihood function estimation method,the parameter unbiased estimation method can effectively improve the accuracy and stability of the parameter estimation results.The model has a good fitting effect,which can accurately predict the remaining useful life of rolling bearing.

THE OPERATIONAL PROPERTY ANALYSES OF THE COMPOSITE ROLLING BEARING

This paper deals with the test research on noise and fatigue life of the composite rolling bearings which have been developed recently. The test results show that the-composite rolling bearings have remarkable advantages of low noise and great load-bearing capacity over plastic ones.

Weak Fault Diagnosis of Rolling Bearing Based on Improved Stochastic Resonance

Stochastic resonance can use noise to enhance weak signals,effectively reducing the effect of noise signals on feature extraction.In order to improve the early fault recognition rate of rolling bearings,and to overcome the shortcomings of lack of interaction in the selection of SR(Stochastic Resonance)method parameters and the lack of validation of the extracted features,an adaptive genetic random resonance early fault diagnosis method for rolling bearings was proposed.compared with the existing methods,the AGSR(Adaptive Genetic Stochastic Resonance)method uses genetic algorithms to optimize the system parameters,and further optimizes the parameters while considering the interaction between the parameters.This method can effectively extract the weak fault features of the bearing.In order to verify the effect of feature extraction,the feature signal extracted by AGSR method was input into the Fully connected neural network for fault diagnosis.the practicality of the algorithm is verified by simulation data and rolling bearing experimental data.the results show that the proposed method can effectively detect the early weak features of rolling bearings,and the fault diagnosis effect is better than the existing methods.

Fault diagnosis method of rolling bearing based onthreshold denoising synchrosqueezing transform and CNN

The rolling bearing vibration signal is non-stationary and is easily disturbed by background noise,so it is difficult to accurately diagnose bearing faults.A fault diagnosis method of rolling bearing based on the time-frequency threshold denoising synchrosqueezing transform(TDSST)and convolutional neural network(CNN)is proposed.Since the traditional methods of wavelet threshold denoising and wavelet adjacent coefficient denoising are greatly affected by the estimation accuracy of noise variance,a time-frequency denoising method based on the STFT spectral correlation coefficient threshold optimization is adopted,which is combined with a synchrosqueezing transform.The ability of the TDSST to reduce noise and improve time-frequency resolution was verified by simulated impact fault signals of rolling bearings.Finally,the CNN is utilized to diagnose the time-frequency diagrams obtained by the TDSST.The diagnostic results of the rolling bearing experimental data show that the proposed method can effectively improve the accuracy of diagnosis.When the SNR of the bearing signal is larger than 0 dB,the accuracy is over 95%,even when the SNR reduces to-4 dB,the accuracy is still around 80%.Moreover,the standard deviation of multiple test results is small,which means that the method has good robustness.

Long-Range Dependencies Learning Based on Nonlocal 1D-Convolutional Neural Network for Rolling Bearing Fault Diagnosis

In the field of data-driven bearing fault diagnosis,convolutional neural network(CNN)has been widely researched and applied due to its superior feature extraction and classification ability.However,the convolutional operation could only process a local neighborhood at a time and thus lack the ability of capturing long-range dependencies.Therefore,building an efficient learning method for long-range dependencies is crucial to comprehend and express signal features considering that the vibration signals obtained in a real industrial environment always have strong instability,periodicity,and temporal correlation.This paper introduces nonlocal mean to the CNN and presents a 1D nonlocal block(1D-NLB)to extract long-range dependencies.The 1D-NLB computes the response at a position as a weighted average value of the features at all positions.Based on it,we propose a nonlocal 1D convolutional neural network(NL-1DCNN)aiming at rolling bearing fault diagnosis.Furthermore,the 1D-NLB could be simply plugged into most existing deep learning architecture to improve their fault diagnosis ability.Under multiple noise conditions,the 1D-NLB improves the performance of the CNN on the wheelset bearing data set of high-speed train and the Case Western Reserve University bearing data set.The experiment results show that the NL-1DCNN exhibits superior results compared with six state-of-the-art fault diagnosis methods.