Shear behavior and off-fault damage of saw-cut smooth and tension-induced rough joints in granite

The damage of rock joints or fractures upon shear includes the surface damage occurring at the contact asperities and the damage beneath the shear surface within the host rock.The latter is commonly known as off-fault damage and has been much less investigated than the surface damage.The main contribution of this study is to compare the results of direct shear tests conducted on saw-cut planar joints and tension-induced rough granite joints under normal stresses ranging from 1 MPa to 50 MPa.The shear-induced off-fault damages are quantified and compared with the optical microscope observation.Our results clearly show that the planar joints slip stably under all the normal stresses except under 50 MPa,where some local fractures and regular stick-slip occur towards the end of the test.Both post-peak stress drop and stick-slip occur for all the rough joints.The residual shear strength envelopes for the rough joints and the peak shear strength envelope for the planar joints almost overlap.The root mean square(RMS)of asperity height for the rough joints decreases while it increases for the planar joint after shear,and a larger normal stress usually leads to a more significant decrease or increase in RMS.Besides,the extent of off-fault damage(or damage zone)increases with normal stress for both planar and rough joints,and it is restricted to a very thin layer with limited micro-cracks beneath the planar joint surface.In comparison,the thickness of the damage zone for the rough joints is about an order of magnitude larger than that of the planar joints,and the coalesced micro-cracks are generally inclined to the shear direction with acute angles.The findings obtained in this study contribute to a better understanding on the frictional behavior and damage characteristics of rock joints or fractures with different roughness.

Dynamic evolution of shear rate-dependent behavior of rock discontinuity under shearing condition

Rock blocks sliding along discontinuities can cause serious disasters,such as landslides,earthquakes,or rock bursts.The shear rate-dependent behavior is a typical time-dependent behavior of a rock discontinuity,and it is closely related to the stability of a rock block.To further study the shear rate-dependent behavior of rock discontinuities,shear tests with alternating shear rates(SASRs)were conducted on rock discontinuities with various surface morphologies.The dynamic evolution of the shear rate dependency was studied in detail based on the shear test results,and three stages were identified with respect to the shear stress and shear deformation states.The test results revealed that dynamic changes in shear stiffness and the energy storage abilities of the rock discontinuities occurred in relation to the shear rate-dependent behavior of crack growth,which increased with an increase in normal stress and/or the joint roughness coefficient.The stage of decreasing shear stiffness corresponded to a stage of noticeable shear rate-dependency,and the shear rate was found to have no influence on the initial crack stress.

Predicting impact forces on pipelines from deep-sea fluidized slides:A comprehensive review of key factors

Deep-sea pipelines play a pivotal role in seabed mineral resource development,global energy and resource supply provision,network communication,and environmental protection.However,the placement of these pipelines on the seabed surface exposes them to potential risks arising from the complex deep-sea hydrodynamic and geological environment,particularly submarine slides.Historical incidents have highlighted the substantial damage to pipelines due to slides.Specifically,deep-sea fluidized slides(in a debris/mud flow or turbidity current physical state),characterized by high speed,pose a significant threat.Accurately assessing the impact forces exerted on pipelines by fluidized submarine slides is crucial for ensuring pipeline safety.This study aimed to provide a comprehensive overview of recent advancements in understanding pipeline impact forces caused by fluidized deep-sea slides,thereby identifying key factors and corresponding mechanisms that influence pipeline impact forces.These factors include the velocity,density,and shear behavior of deep-sea fluidized slides,as well as the geometry,stiffness,self-weight,and mechanical model of pipelines.Additionally,the interface contact conditions and spatial relations were examined within the context of deep-sea slides and their interactions with pipelines.Building upon a thorough review of these achievements,future directions were proposed for assessing and characterizing the key factors affecting slide impact loading on pipelines.A comprehensive understanding of these results is essential for the sustainable development of deep-sea pipeline projects associated with seabed resource development and the implementation of disaster prevention measures.

On the calibration of a shear stress criterion for rock joints to represent the full stress-strain profile

Conventional numerical solutions developed to describe the geomechanical behavior of rock interfaces subjected to differential load emphasize peak and residual shear strengths.The detailed analysis of preand post-peak shear stress-displacement behavior is central to various time-dependent and dynamic rock mechanic problems such as rockbursts and structural instabilities in highly stressed conditions.The complete stress-displacement surface(CSDS)model was developed to describe analytically the pre-and post-peak behavior of rock interfaces under differential loads.Original formulations of the CSDS model required extensive curve-fitting iterations which limited its practical applicability and transparent integration into engineering tools.The present work proposes modifications to the CSDS model aimed at developing a comprehensive and modern calibration protocol to describe the complete shear stressdisplacement behavior of rock interfaces under differential loads.The proposed update to the CSDS model incorporates the concept of mobilized shear strength to enhance the post-peak formulations.Barton’s concepts of joint roughness coefficient(JRC)and joint compressive strength(JCS)are incorporated to facilitate empirical estimations for peak shear stress and normal closure relations.Triaxial/uniaxial compression test and direct shear test results are used to validate the updated model and exemplify the proposed calibration method.The results illustrate that the revised model successfully predicts the post-peak and complete axial stressestrain and shear stressedisplacement curves for rock joints.

Effect of rock joint roughness on its cyclic shear behavior

Rock joints are often subjected to dynamic loads induced by earthquake and blasting during mining and rock cutting. Hence, cyclic shear load can be induced along the joints and it is important to evaluate the shear behavior of rock joint under this condition. In the present study, synthetic rock joints were prepared with plaster of Paris(Po P). Regular joints were simulated by keeping regular asperity with asperity angles of 15°-15° and 30°-30°, and irregular rock joints which are closer to natural joints were replicated by keeping the asperity angles of 15°-30° and 15°-45°. The sample size and amplitude of roughness were kept the same for both regular and irregular joints which were 298 mm×298 mm×125 mm and 5 mm, respectively. Shear test was performed on these joints using a large-scale direct shear testing machine by keeping the frequency and amplitude of shear load under constant cyclic condition with different normal stress values. As expected, the shear strength of rock joints increased with the increases in the asperity angle and normal load during the first cycle of shearing or static load. With the increase of the number of shear cycles, the shear strength decreased for all the asperity angles but the rate of reduction was more in case of high asperity angles. Test results indicated that shear strength of irregular joints was higher than that of regular joints at different cycles of shearing at low normal stress. Shearing and degradation of joint asperities on regular joints were the same between loading and unloading, but different for irregular joints. Shear strength and joint degradation were more significant on the slope of asperity with higher angles on the irregular joint until two angles of asperities became equal during the cycle of shearing and it started behaving like regular joints for subsequent cycles.

Nonlinear shear behavior of rock joints using a linearized implementation of the Barton-Bandis model

Experiments on rock joint behaviors have shown that joint surface roughness is mobilized under shearing,inducing dilation and resulting in nonlinear joint shear strength and shear stress vs.shear displacement behaviors.The Barton-Bandis(B-B) joint model provides the most realistic prediction for the nonlinear shear behavior of rock joints.The B-B model accounts for asperity roughness and strength through the joint roughness coefficient(JRC) and joint wall compressive strength(JCS) parameters.Nevertheless,many computer codes for rock engineering analysis still use the constant shear strength parameters from the linear Mohr-Coulomb(M-C) model,which is only appropriate for smooth and non-dilatant joints.This limitation prevents fractured rock models from capturing the nonlinearity of joint shear behavior.To bridge the B-B and the M C models,this paper aims to provide a linearized implementation of the B-B model using a tangential technique to obtain the equivalent M-C parameters that can satisfy the nonlinear shear behavior of rock joints.These equivalent parameters,namely the equivalent peak cohesion,friction angle,and dilation angle,are then converted into their mobilized forms to account for the mobilization and degradation of JRC under shearing.The conversion is done by expressing JRC in the equivalent peak parameters as functions of joint shear displacement using proposed hyperbolic and logarithmic functions at the pre-and post-peak regions of shear displacement,respectively.Likewise,the pre-and post-peak joint shear stiffnesses are derived so that a complete shear stress-shear displacement relationship can be established.Verifications of the linearized implementation of the B-B model show that the shear stress-shear displacement curves,the dilation behavior,and the shear strength envelopes of rock joints are consistent with available experimental and numerical results.

Degradation of joint surface morphology, shear behavior and closure characteristics during cyclic loading

In order to investigate the failure mechanism of rock joint,a series of laboratory tests including cyclic direct shear tests under constant normal load(CNL)conditions were conducted.Morphology parameters of the rock joint surface were precisely calculated by means of a three-dimensional laser scanning machine.All test results were analyzed to investigate the shear behavior and normal displacement behavior of rock joints under CNL conditions.Degradation of rock joint surface during cyclic shear tests was also analyzed.The comparison results of the height parameters and the hybrid parameters of the joint surface during cyclic tests show that the degradation of the surface mostly happens in the first shear and the constant normal loads imposed on the joints have significant promotion effects on the morphology degradation.During cyclic shear tests,joints surfaces evolve from rough state to smooth state but keep an overall undulation.Dilatancy of rock joints degrades with the degradation of joint surface and the increase of normal loads.The closure deformation of joint is larger than that of the intact rock,and the normal stiffness increases with the increase of shearing times.

Laboratory investigation into effect of bolt profiles on shear behaviors of bolt-grout interface under constant normal stiffness (CNS) conditions

Rock bolts have been widely used for stabilizing rock mass in geotechnical engineering.It is acknowledged that the bolt profiles have a sound influence on the support effect of the rock bolting system.Previous studies have proposed some optimal rib parameters(e.g.rib spacing);unfortunately,the interface shear behaviors are generally ignored.Therefore,determination of radial stress and radial displacement on the bolt-grout interface using traditional pull-out tests is not possible.The load-bearing capacity and deformation capacity vary as bolt profiles differ,suggesting that the support effect of the bolting system can be enhanced by optimizing bolt profiles.The aim of this study is to investigate the effects of bolt profiles(with/without ribs,rib spacing,and rib height)on the shear behaviors between the rock bolt and grout material using direct shear tests.Thereby,systematic interfacial shear tests with different bolt profiles were performed under both constant normal load(CNL)and constant normal stiffness(CNS)boundary conditions.The results suggested that rib spacing has a more marked influence on the interface shear behavior than rib height does,in particular at the post-yield stage.The results could facilitate our understanding of bolt-grout interface shear behavior under CNS conditions,and optimize selection of rock bolts under in situ rock conditions.

Macro and meso characteristics evolution on shear behavior of rock joints

Direct shear tests were conducted on the rock joints under constant normal load(CNL), while the acoustic emission(AE) signals generated during shear tests were monitored with PAC Micro-II system. Before and after shearing, the surfaces of rock joints were measured by the Talysurf CLI 2000. By correlating the AE events with the shear stress-shear displacement curve, one can observe four periods of the whole course of shearing of rock joints. By the contrast of AE location and actual damage zone, it is elucidated that the AE event is related to the morphology of the joint. With the increase of shearing times, the shear behavior of rock joints gradually presents from the response of brittle behavior to that of ductile behavior. By combining the results of topography measurement, four morphological parameters of joint surface, S p(the maximum height of joint surface), N(number of islands), A(projection area) and V(volume of joint) were introduced, which decrease with shearing. Both the joint roughness coefficient(JRC) and joint matching coefficient(JMC) drop with shearing, and the shear strength of rock joints can be predicted by the JRC-JMC model. It establishes the relationship between micro-topography and macroscopic strength, which have the same change rule with shearing.

Loading direction-dependent shear behavior at different temperatures of single-layer chiral graphene sheets

The loading direction-dependent shear behavior of single-layer chiral graphene sheets at different temperatures is studied by molecular dynamics （MD） simulations. Our results show that the shear properties （such as shear stress-strain curves, buckling strains, and failure strains） of chiral graphene sheets strongly depend on the loading direction due to the structural asymmetry. The maximum values of both the critical buckling shear strain and the failure strain under positive shear deformation can be around 1.4 times higher than those under negative shear deformation. For a given chiral graphene sheet, both its failure strain and failure stress decrease with increasing temperature. In particular, the amplitude to wavelength ratio of wrinkles for different chiral graphene sheets under shear deformation using present MD simulations agrees well with that from the existing theory. These findings provide physical insights into the origins of the loading direction-dependent shear behavior of chiral graphene sheets and their potential applications in nanodevices.

Shear behavior of AZ80 Mg alloy using experimental, theoretical and numerical techniques

The shear punch test(SPT)is a suitable experiment for characterizing the shear behavior of various materials,especially where there are volume limitations.In the present investigation,the relations among various parameters such as clearance,die diameter and sample thickness,and the yield and ultimate shear strengths of AZ80Mg alloy were studied.Moreover,based on the Mohr-Coulomb theory,relatively optimum conditions were introduced for the shear punch test.With this regard,a range of2%-10%is found to be suitable for the clearance/sheet thickness ratio.To provide a simple shear stress state during a shear punch test,it is also necessary to select the die diameter/sheet thickness ratio between2:1and10:1.Based on the predictions of the Mohr-Coulomb theory,it is better to conduct a room-temperature shear punch test with a sample thickness of0.5mm,a clearance of25μm and a die diameter of2mm.Finally,the mean conversion factors to gain the tensile and compressive yield strengths of the cast AZ80from its shear one are found to be1.70and3.09,respectively.

Impacts of Disk Rock Sample Geometric Dimensions on Shear Fracture Behavior in a Punch Shear Test

Punch shear tests have been widely used to determine rock shear mechanical properties but without a standard sample geometric dimension suggestion.To investigate the impacts of sample geometric dimensions on shear behaviors in a punch shear test,simulations using Particle Flow Code were carried out.The effects of three geometric dimensions(i.e.,disk diameter,ratio of shear surface diameter to disk diameter,and ratio of disk height to shear surface diameter)were discussed.Variations of shear strength,shear stiffness,and shear dilatancy angles were studied,and the fracture processes and patterns of samples were investigated.Then,normal stress on the shear surface during test was analyzed and a suggested disk geometric dimension was given.Simulation results show that when the ratio of the shear surface diameter to the disk diameter and the ratio of disk height to the shear surface diameter is small enough,the shear strength,shear stiffness,and shear dilatancy angles are extremely sensitive to the three geometric parameters.If the ratio of surface diameter to disk diameter is too large or the ratio of disk height to surface diameter is too small,a part of the sample within the shear surface will fail due to macro tensile cracks,which is characterized by break off.Samples with a greater ratio of disk height to shear surface diameter,namely when the sample is relatively thick,crack from one end to the other while others crack from both ends towards the middle.During test,the actual normal stress on the shear surface is greater than the target value because of the extra compressive stress from the part of sample outside shear surface.

A modified model of a single rock joint's shear behavior in limestone specimens

The shear behavior of a single rock joint in limestone specimens,under a constant normal load(CNL),was analyzed in this study.Test specimens with different asperity roughness were prepared and tested.Goodman's model of a rock joint's shear behavior,under CNL,was modified to render a better representation of the data obtained.The model's applicability was validated.The proposed model showed better correlation with experimental data.It also,requires fewer variables.The steps to calculate all the necessary variables for the model are discussed.

Shear Strength Behavior of Two Landfill Clay Liners

Direct shear tests were conducted to obtain both the shear strength ofcompacted clay liners (CCLs) specimens and the interface shear strength between compacted clay linerand base soil. These experiments were conducted under the conditions of five different watercontents. The experimental results show that shear strength of both CCLs and CCLs/base interfacedecreases with the increase in the water content of CCLs and base soil. In addition, the considerateconcentration of NaCl in leachate has no deteriorating effect on the shear strength of liners.Triaxial shear tests were also conducted on clay liner specimens to obtain total and effective shearstrength under a fast compression. The shear strength parameters with total stress are φ=18. 5°and c=30 kPa for clay-bentonite, and φ=48. 5° and c=90 kPa for sand-bentonite and those witheffective stress are φ'= 27. 2° and c'=25 kPa for clay-bentonite, and φ'=35° and c'=100 kPa forsand-bentonite, respectively. These results indicate that the compacted clay-bentonite shows normalconsolidation, but that the compacted sand-bentonite exhibits over-consolidation.

Seismic behavior and mechanism analysis of innovative precast shear wall involving vertical joints

To study the seismic performance and load-transferring mechanism of an innovative precast shear wall(IPSW) involving vertical joints, an experimental investigation and theoretical analysis were successively conducted on two test walls. The test results confirm the feasibility of the novel joints as well as the favorable seismic performance of the walls, even though certain optimization measures should be taken to improve the ductility. The load-transferring mechanism subsequently is theoretically investigated based on the experimental study. The theoretical results show the load-transferring route of the novel joints is concise and definite. During the elastic stage, the vertical shear stress in the connecting steel frame(CSF) distributes uniformly; and each high-strength bolt(HSB)primarily delivers vertical shear force. However, the stress in the CSF redistributes when the walls develop into the elastic-plastic stage. At the ultimate state, the vertical shear stress and horizontal normal stress in the CSF distribute linearly; and the HSBs at both ends of the CSF transfer the maximum shear forces.

Experimental study on the shear behavior of the interface between cushion materials and the concrete raft

Cushion is a layer of granular materials between the raft and the ground. The shear behavior of the interface between the cushion and the raft may influence the seismic performance of the superstructure. In order to quantify such influences, horizontal shear tests on the interfaces between different cushion materials and concrete raft under monotonic and cyclic loading were carried out. The vertical pressure P_v, material type and cushion thickness h_c were taken as variables. Conclusions include： 1） under monotonic loading, P_v is the most significant factor; the shear resistance P_（hmax） increases as P_v increases, but the normalized factor of resistance μ_n has an opposite tendency; 2） for the materials used in this study, μ_n varies from 0.40 to 0.70, the interface friction angle δ_s varies from 20° to 35°, while u_（max） varies from 3 mm to 15 mm; 3） under cyclic loading, the interface behavior can be abstracted as a ＂three-segment＂ back-bone curve, the main parameters include μ_n, the displacement u_1 and stiffness K_1 of the elastic stage, the displacement u_2 and stiffness K_2 of the plastic stage; 4） by observation and statistical analysis, the significance of different factors, together with values of K_1, K_2 and μ_n have been obtained.

Derivation of energy-based base shear force coefficient considering hysteretic behavior and P-delta effects

A modified energy-balance equation accounting for P-delta effects and hysteretic behavior of reinforced concrete members is derived. Reduced hysteretic properties of structural components due to combined stiffness and strength degradation and pinching effects, and hysteretic damping are taken into account in a simple manner by utilizing plastic energy and seismic input energy modification factors. Having a pre-selected yield mechanism, energy balance of structure in inelastic range is considered. P-delta effects are included in derived equation by adding the external work of gravity loads to the work of equivalent inertia forces and equating the total external work to the modified plastic energy. Earthquake energy input to multi degree of freedom（MDOF） system is approximated by using the modal energy-decomposition. Energybased base shear coefficients are verified by means of both pushover analysis and nonlinear time history（NLTH） analysis of several RC frames having different number of stories. NLTH analyses of frames are performed by using the time histories of ten scaled ground motions compatible with elastic design acceleration spectrum and fulfilling duration/amplitude related requirements of Turkish Seismic Design Code. The observed correlation between energy-based base shear force coefficients and the average base shear force coefficients of NLTH analyses provides a reasonable confidence in estimation of nonlinear base shear force capacity of frames by using the derived equation.

Effect of a filter cake on shear behavior of sand-concrete pile interface

A filter cake is often formed between soil and concrete during casting concrete in the ground,such as constructions of diaphragm walls and bored piles.The present study aims to investigate the effect of the filter cake on the shear behavior of the sand-concrete pile interface.A series of sand-concrete interface direct shear tests were performed with a large-direct shear apparatus while considering different roughness(I=0,10,20 and 30 mm)and filter cake thickness(Δh=0,5 and 10 mm).For a smooth interface without a filter cake,the shear stress-horizontal displacement curves showed a“softening”response.The peak shear strength and friction angle decreased exponentially with increasing theΔh.Whereas,for a rough interface withΔh=5 or 10 mm,the shear stress-horizontal displacement curves presented a“hardening”response.The peak strength,as well as friction angle,decreased linearly with increasing theΔh.Moreover,a critical roughness I_(cr)of 10 mm was observed in the tests without a filter cake.The interface shear strength initially increased with increasing I but gradually decreased when the I exceeded I_(cr).In addition,the filter cake could reduce the roughness sensitivity on shear strength.

Shear Behavior of Novel Prestressed Concrete Beam Subjected to Monotonic and Cyclic Loading

Prestressed steel ultrahigh-strength reinforced concrete(PSURC) beam is a new type of prestressed concrete beam, which not only has a considerable compressive strength attributed to the ultrahigh strength concrete, but also ensures a certain degree of ductility at failure due to the existence of structural steel. Five of these beams were monotonically tested until shear failure to investigate the static shear performance including the failure pattern, loaddeflection behavior, shear capacity, shear crack width and shear ductility. The experimental results show that these beams have superior shear capacity, crack control ability and shear ductility. To study the shear performance under repeated overloading, seven PSURC beams were loaded in cyclic test simultaneously. The overall shear performance of cycled beams is similar to that of uncycled beams at low load level but different at high load level. The shear capacity and crack control ability of cycled beams at high load level are reduced, whereas the shear ductility is improved. In addition, the influences of variables including the degree of prestress, stirrup ratio and load level on the shear performance of both uncycled and cycled beams were also discussed and compared, respectively.

Analytical and numerical solutions for shear mechanical behaviors of structural plane

The original descriptive model of shear stress and shear displacement only reflects the stress deformation characteristics of plastic structural plane.The index model was revised and piecewise index model was built to describe the stress deformation characteristics of plastic structural plane and brittle structural plane.The relation of stress and strain to the failure mode of structural plane considering the effect of its shape was investigated,and a model which could reflect the relation between undulate angle and shear strength was built.The result indicates that structural plane presents nonlinear characteristics,specifically,the value of undulate angle,as well as corresponding shear strength,becomes larger as the normal stress decreases.