Carbon Footprint in Waste Sector of Hydropower Plant: A Case Study of Nam Theun 2 Hydropower Plant

While hydropower is generally considered a clean energy source, it is important to recognize that their waste can still contribute to greenhouse gas emissions (GHG). The purpose of this study is to assess the carbon footprint associated with the waste sector throughout the operational phase of the Nam Theun 2 hydropower plant in Laos. Understanding the environmental impact of the waste sector is crucial for ensuring the plant’s sustainability. This study utilizes the theoretical estimation method recommended in the 2019 Refinement to the 2006 IPCC Guidelines for National Greenhouse Gas Inventories, as well as the Requirements for Specification with guidance at the organization level for quantification and reporting of GHG emissions and removals. We emphasize the significance of implementing sustainable waste management practices to reduce GHG emissions and minimize the environmental impact of hydropower operations. By conducting a comprehensive analysis, this paper also provides insights into the environmental implications of waste management in hydropower plants and identifies strategies to mitigate the carbon footprint in the waste sector. The findings contribute to a better understanding of the environmental sustainability of hydropower plants and provide valuable guidance for policymakers, energy producers, and environmental practitioners involved in hydropower plant design and operation.

The Small Hydropower in China-A Focus of World Attention

This paper describes the present situation, construction experiences, existing problems and the principal tasks in the development of small hydropower in China.

To Open Up a New Aspect of Rural Hydropower and Electrification——Excerpted from Speeches on Working Conferences of National Rural Hydropower and Electrification Counties Construction

The Role and status of rural hydropower and electrification are reviewed, and the situation and tasks are putforward simultaneously.

China Powers Up Hydropower Construction in Western Region

This paper introduces the abundant hydropower resources in western region in China, the role hydropower will play in the extensive development of western region, the finished reconstruction activities, as well as the basic thought and near and long term targets on western hydropower development.

Impact of climate change on hydropower generation in Rio Jubones Basin, Ecuador

This study attempted to use the soil and water assessment tool(SWAT), integrated with geographic information systems(GIS), for assessment of climate change impacts on hydropower generation. This methodology of climate change impact modeling was developed and demonstrated through application to a hydropower plant in the Rio Jubones Basin in Ecuador. ArcSWAT 2012 was used to develop a model for simulating the river flow. The model parameters were calibrated and validated on a monthly scale with respect to the hydro-meteorological inputs observed from 1985 to 1991 and from 1992 to 1998, respectively. Statistical analyses produced Nash-Sutcliffe efficiencies(NSEs) of 0.66 and 0.61 for model calibration and validation, respectively, which were considered acceptable. Numerical simulation with the model indicated that climate change could alter the seasonal flow regime of the basin, and the hydropower potential could change due to the changing climate in the future.Scenario analysis indicates that, though the hydropower generation will increase in the wet season, the plant will face a significant power shortage during the dry season, up to 13.14% from the reference scenario, as a consequence of a 17% reduction of streamflow under an assumption of a 2.9℃ increase in temperature and a 15% decrease in rainfall. Overall, this study showed that hydrological processes are realistically modeled with SWAT and the model can be a useful tool for predicting the impact of climate change.

Experimental investigation of creep behavior of clastic rock in Xiangjiaba Hydropower Project

There are many fracture zones crossing the dam foundation of the Xiangjiaba Hydropower Project in southwestern China. Clastic rock is the main media of the fracture zone and has poor physical and mechanical properties. In order to investigate the creep behavior of clastic rock, triaxial creep tests were conducted using a rock servo-controlling rheological testing machine. The results show that the creep behavior of clastic rock is significant at a high level of deviatoric stress, and less time-dependent deformation occurs at high confining pressure. Based on the creep test results, the relationship between axial strain and time under different confining pressures was investigated, and the relationship between axial strain rate and deviatoric stress was also discussed. The strain rate increases rapidly, and the rock sample fails eventually under high deviatoric stress. Moreover, the creep failure mechanism under different confining pressures was analyzed. The main failure mechanism of clastic rock is plastic shear, accompanied by a significant compression and ductile dilatancy. On the other band, with the determined parameters, the Burgers creep model was used to fit the creep curves. The results indicate that the Burgers model can exactly describe the creep behavior of clastic rock in the Xiangjiaba Hydropower Project.

Tempo-spatial characteristics and influential factors of rockburst:a case study of transportation and drainage tunnels in Jinping Ⅱ hydropower station

Jinping Ⅱ hydropower station is located in a high in-situ stress region in Southwest China. During the excavations of the transportation and drainage tunnels, more than 460 rockburst events were recorded in the transportation tunnel and 110 in the drainage tunnel, which has a serious and negative influence on the tunnels’ construction and the safety of staff and equipment. In the paper, the characters of rockburst patterns are analyzed for the transportation and drainage tunnels. The results are illustrated as follow: (1) Most of intensive rockbursts occur in the layer T2b, and continuous occurrences of rockbursts are more frequently observed than those in other layers. (2) The critical overburden depth of rockburst in the transportation tunnel is 600 m, and the length of the continuous occurrence section of rockburst is smaller than 25 m. The damaged depth of the rockburst has the tendency to increase with the increasing overburden depth, and the maximum damaged depth is over 3.5 m. (3) From east to west (west to east) in Jinping Ⅱ hydropower station, the rockburst usually takes place in the right (left) side of tunnel working face, and then the left (right) or roof of the tunnel. The total length of the continuous occurrence section of rockburst is 57.4%–62.2% of the overall rockburst length, followed by the rockbursts of flake-splitting type and other types. (4) Compared with the transportation tunnel, the intensity of rockburst in the drainage tunnel is higher while the length of the continuous occurrence section of rockburst is smaller. The rockburst section with length less than 10 m and depth of 1 m mainly occurs in the layer at a depth of 1 800–2 000 m. The influences of opening geometry and excavation method on the characteristics of the adjacent zone are great, but the influence of the stress among the tunnel group induced by excavation is relatively low.

Rock mechanical problems and optimization for the long and deep diversion tunnels at Jinping Ⅱ hydropower station

According to site-specific environments such as high water pressures, high in-situ stresses and strong rockbursts, the design scheme of the long and deep diversion tunnels at Jinping II hydropower station was optimized to ensure construction safety. New drainage tunnels were considered. Furthermore, lining structures and grouting pressures were modified during the excavation of tunnels. The construction scheme was updated dynamically based on the complex geological conditions. For instances, the diversion tunnels were first excavated by drilling and blasting method at the first stage of construction, and then by the combination method of tunnel boring machine （TBM） and drilling and blasting, and finally by drilling and blasting method. Through optimized scheme and updated construction scheme, the excavation of diversion tunnel #1 was successfully completed in June, 2011. This paper summarizes the key issues in rock mechanics associated with the construction of the long and deep diversion tunnels at Jinping II hydropower station. The experiences of design and construction obtained from this project could provide reference to similar projects.

Unloading performances and stabilizing practices for columnar jointed basalt:A case study of Baihetan hydropower station

The columnar jointed rock mass(CJR), composed of polygonal cross-sectional columns cut by several groups of joints in various directions, was exposed during the excavations of the Baihetan hydropower station, China. In order to investigate the unloading performances and the stability conditions during excavation of the columns, an experimental field study was performed. Firstly, on-site investigations indicated that the geotechnical problems, including rock relaxation, cracking and collapse, were the most prominent for the CJR Class I that contains intensive joint network and the smallest column sizes.Comprehensive field tests, including deformation measurement by multi-point extensometers, ultrasonic wave testing, borehole television observation and stress monitoring of rock anchors, revealed that the time-dependent relaxation of the CJRs was marked. The practical excavation experiences for the Baihetan columnar jointed rock masses, such as blasting scheme, supporting time of shotcrete and rock bolts, were presented in the excavations of the diversion tunnels. These detailed investigations and practical construction experiences can provide helpful information for similar geotechnical works in jointed rock mass.

Trans-regional transmission of large-scale hydropower: problems and solutions in receiving power grid

Large-capacity hydropower transmission from southwestern China to load centers via ultra-high voltage direct current(UHVDC) or ultra-high voltage alternating current(UHVAC) transmission lines is an important measure of the accommodation of large-scale hydropower in China. The East China Grid(ECG) is the main hydropower receiver of the west–east power transmission channel in China. Moreover, it has been subject to a rapidly increasing rate of hydropower integration over the past decade. Currently, large-scale outer hydropower is one of the primary ECG power sources. However, the integration of rapidly increasing outer hydropower into the power grid is subject to a series of severe drawbacks. Therefore, this study considered the load demands and hydropower transmission characteristics for the analysis of several major problems and the determination of appropriate solutions. The power supply-demand balance problem, hydropower transmission schedule problem, and peakshaving problem were considered in this study. Correspondingly, three solutions are suggested in this paper, which include coordination between the outer hydropower and local power sources, an inter-provincial power complementary operation, and the introduction of a market mechanism. The findings of this study can serve as a basis to ensure that the ECG effectively receives an increased amount of outer hydropower in the future.

Emerging and Innovative Materials for Hydropower Engineering Applications:Turbines,Bearings,Sealing,Dams and Waterways,and Ocean Power

The hydropower sector is currently experiencing several technological developments.New technologies and practices are emerging to make hydropower more flexible and more sustainable.Novel materials have also been recently developed to increase performance,durability,and reliability;however,no systematic discussions can be found in the literature.Therefore,in this paper,novel materials for hydropower applications are presented,and their performance,advantages,and limitations are discussed.For example,composites can reduce the weight of steel equipment by 50%to 80%,polymers and superhydrophobic materials can reduce head losses by 4%to 20%,and novel bearing materials can reduce bearing wear by 6%.These improvements determine higher efficiencies,longer life span,waste reduction,and maintenance needs,although the initial cost of some materials is not yet competitive with respect to the costs of traditional materials.The novel materials are described here based on the following categories:novel materials for turbines,dams and waterways,bearings,seals,and ocean hydropower.

A Novel Hybrid FA-Based LSSVR Learning Paradigm for Hydropower Consumption Forecasting

Due to the nonlinearity and nonstationary of hydropower market data, a novel hybrid learning paradigm is proposed to predict hydropower consumption, by incorporating firefly algorithm （FA） into least square support vector regression （LSSVR）, i.e., FA-based LSSVR model. In the novel model, the powerful and effective artificial intelligence （AI） technique, i.e., LSSVR, is employed to forecast hydropower consumption. Furthermore, a promising AI optimization tool, i.e., FA, is espe- cially introduced to address the crucial but difficult task of parameters determination in LSSVR （e.g., hyper and kernel function parameters）. With the Chinese hydropower consumption as sample data, the empirical study has statistically confirmed the superiority of the novel FA-based LSSVR model to other benchmark models （including existing popular traditional econometric models, AI models and similar hybrid LSSVRs with other popular parameter searching tools）~ in terms of level and direc- tional accuracy. The empirical results also imply that the hybrid FA-based LSSVR learning paradigm with powerful forecasting tool and parameters optimization method can be employed as an effective forecasting tool for not only hydropower consumption but also other complex data.

Optimal sensor placement in hydropower house based on improved triaxial effective independence method

The capacity and size of hydro-generator units are increasing with the rapid development of hydroelectric enterprises, and the vibration of the powerhouse structure has increasingly become a major problem. Field testing is an important method for research on dynamic identification and vibration mechanisms. Research on optimal sensor placement has become a very important topic due to the need to obtain effective testing information from limited test resources. To overcome inadequacies of the present methods, this paper puts forward the triaxial effective independence driving-point residue （EfI3-DPR3） method for optimal sensor placement. The Efl3-DPR3 method can incorporate both the maximum triaxial modal kinetic energy and linear independence of the triaxial target modes at the selected nodes. It was applied to the optimal placement oftriaxial sensors for vibration testing in a hydropower house, and satisfactory results were obtained. This method can provide some guidance for optimal placement of triaxial sensors of underground powerhouses.

Mechanism of toppling and deformation in hard rock slope: a case of bank slope of Hydropower Station, Qinghai Province, China

Recently, various toppling slopes have emerged with the development of hydropower projects in the western mountainous regions of China. The slope on the right bank of the Laxiwa Hydropower Station, located on the mainstream of the Yellow River in the Qinghai Province of Northwest China, is a typical hard rock slope. Further, its deformation characteristics are different from those of common natural hard rock toppling. Because this slope is located close to the dam of the hydropower station, its deformation mechanism has a practical significance. Based on detailed geological engineering surveys, four stages of deformation have been identified using discrete element numerical software and geological engineering analysis methods, including toppling creep, initial toppling deformation, intensified toppling deformation, and current slope formation. The spatial and time-related deformation of this site also exhibited four stages, including initial toppling, toppling development, intensification of toppling, and disintegration and collapse. Subsequently, the mechanism of toppling and deformation of the bank slope were studied. The results of this study exhibit important reference value for developing the prevention–control design of toppling and for ensuring operational safety in the hydropower reservoir area.

Vibration analysis of hydropower house based on fluid-structure coupling numerical method

By using the shear stress transport （SST） model to predict the effect ot random now motion in a fluid zone, and using the Newmark method to solve the oscillation equations in a solid zone, a coupling model of the .powerhouse and its tube water was developed. The effects of fluid-structure interaction are considered through the kinematic and dynamic conditions applied to the fluid-structure interfaces （FSI）. Numerical simulation of turbulent flow through the whole flow passage of the powerhouse and concrete structure vibration analysis in the time domain were carried out with the model. Considering the effect of coupling the turbulence and the powerhouse structure, the time history response of both turbulent flows through the whole flow passage and powerhouse structure vibration were generated. Concrete structure vibration analysis shows that the displacement, velocity, and acceleration of the dynamo floor respond dramatically to pressure fluctuations in the flow passage. Furthermore, the spectrum analysis suggests that pressure fluctuation originating from the static and dynamic disturbances of hydraulic turbine blades in the flow passage is one of the most important vibration sources.

Establishment and evaluation of operation function model for cascade hydropower station

Toward solving the actual operation problems of cascade hydropower stations under hydrologic uncertainty, this paper presents the process of extraction of statistical characteristics from long-term optimal cascade operation, and proposes a monthly operation function algorithm for the actual operation of cascade hydropower stations through the identification, processing, and screening of available information during long-term optimal operation. Applying the operation function to the cascade hydropower stations on the Jinshajiang-Yangtze River system, the modeled long-term electric generation is shown to have high precision and provide benefits. Through comparison with optimal operation, the simulation results show that the operation function proposed retains the characteristics of optimal operation. Also, the inadequacies and attribution of the algorithm are discussed based on case study, providing decision support and reference information for research on large-scale cascade operation work.

Key techniques for evaluation of safety monitoring sensors in water conservancy and hydropower engineering

For the evaluation of construction quality and the verification of the design of water conservancy and hydropower engineering projects, and especially for the control of dam safety operation behavior, safety monitoring sensors are employed in a majority of engineering projects. These sensors are used to monitor the project during the dam construction and operation periods, and play an important role in reservoir safety operation and producing benefits. With the changing of operating environments and run-time of projects, there are some factors affecting the operation and management of projects, such as a certain amount of damaged sensors and instability of the measured data. Therefore, it is urgent to evaluate existing safety monitoring sensors in water conservancy and hydropower engineering projects. However, there are neither standards nor evaluation guidelines at present. Based on engineering practice, this study examined some key techniques for the evaluation of safety monitoring sensors, including the evaluation process of the safety monitoring system, on-site detection methods of two typical pieces of equipment, the differential resistor sensor and vibrating wire sensor, the on-site detection methods of communication cable faults, and a validity test of the sensor measured data. These key techniques were applied in the Xiaolangdi Water Control Project and Xiaoxi Hydropower Project. The results show that the measured data of a majority of sensors are reliable and reasonable, and can reasonably reflect the structural change behavior in the project operating process, indicating that the availabilities of the safety monitoring sensors of the two projects are high

Measures for controlling large deformations of underground caverns under high in-situ stress condition--A case study of JinpingⅠhydropower station

The Jinping I hydropower station is a huge water conservancy project consisting of the highest concrete arch dam to date in the world and a highly complex and large underground powerhouse cavern. It is located on the right bank with extremely high in-situ stress and a few discontinuities observed in surrounding rock masses. The problems of rock mass deformation and failure result in considerable challenges related to project design and construction and have raised a wide range of concerns in the fields of rock mechanics and engineering. During the excavation of underground caverns, high in-situ stress and relatively low rock mass strength in combination with large excavation dimensions lead to large deformation of the surrounding rock mass and support. Existing experiences in excavation and support cannot deal with the large deformation of rock mass effectively, and further studies are needed. In this paper, the geological conditions, layout of caverns, and design of excavation and support are first introduced, and then detailed analyses of deformation and failure characteristics of rocks are presented. Based on this, the mechanisms of deformation and failure are discussed, and the support adjustments for controlling rock large deformation and subsequent excavation procedures are proposed. Finally, the effectiveness of support and excavation adjustments to maintain the stability of the rock mass is verified. The measures for controlling the large deformation of surrounding rocks enrich the practical experiences related to the design and construction of large underground openings, and the construction of caverns in the Jinping I hydropower station provides a good case study of large-scale excavation in highly stressed ground with complex geological structures, as well as a reference case for research on rock mechanics.

Key rock mechanical problems of underground powerhouse in Shuibuya hydropower station

The complicated rock structures and the stability of surrounding rocks of the underground powerhouse were the key rock mechanical problems in Shuibuya hydropower station.In order to overcome the related rock mechanical problems encountered during its construction,a comprehensive research was carried out for the underground powerhouse in Shuibuya hydropower station based on a detailed geological survey.It covers the investigations on the initial in-situ stress distribution features,rock mechanical properties,engineering rock mass classifications by different methods,numerical modeling for stability and support analysis,proper measures for rock excavation and support.The results show that the rock excavations of the underground powerhouse under the given geological conditions can be controlled effectively.Some measures,suggested by the designers,are proved to be rational and effective.These measures mainly consist of:(1) the soft rock replacements by concrete in local area below the crane beam,(2) the shotcrete and reinforcement by rock bolts and anchor cables in surrounding rocks,and (3) 2 m concrete placement on the rock bench between adjacent tailrace tubes.The engineering practice shows that the treated surrounding rocks have a good overall stability.The deformation behaviors observed by safety equipments are within the designing limits.The research conclusions on the related rock mechanical problems,prior to the underground powerhouse excavations,are reliable.

Analysis of unlined pressure shafts and tunnels of selected Norwegian hydropower projects

Norwegian hydropower industry has more than 100 years of experiences in constructing more than4000 km-long unlined pressure shafts and tunnels with maximum static head of 1047 m（equivalent to almost 10.5 MPa） reached at unlined pressure tunnel of Nye Tyin project. Experiences gained from construction and operation of these unlined pressure shafts and tunnels were the foundation to develop design criteria and principles applied in Norway and some other countries. In addition to the confinement criteria, Norwegian state-of-the-art design principle for unlined pressure shaft and tunnel is that the minor principal stress at the location of unlined pressure shaft or tunnel should be more than the water pressure in the shaft or tunnel. This condition of the minor principal stress is prerequisite for the hydraulic jacking/splitting not to occur through joints and fractures in rock mass. Another common problem in unlined pressure shafts and tunnels is water leakage through hydraulically splitted joints or pre-existing open joints. This article reviews some of the first attempts of the use of unlined pressure shaft and tunnel concepts in Norway, highlights major failure cases and two successful cases of significance, applies Norwegian criteria to the cases and reviews and evaluates triggering factors for failure.This article further evaluates detailed engineering geology of failure cases and also assesses common geological features that could have aggravated the failure. The minor principal stress is investigated and quantified along unlined shaft and tunnel alignment of six selected project cases by using threedimensional numerical model. Furthermore, conditions of failure through pre-existing open joints by hydraulic jacking and leakage are assessed by using two-dimensional fluid flow analysis. Finally, both favorable and unfavorable ground conditions required for the applicability of Norwegian confinement criteria in locating the unlined pressure shafts and tunnels for geotectonic environment different from that of Norway are highlighted.