To address the seismic face stability challenges encountered in urban and subsea tunnel construction,an efficient probabilistic analysis framework for shield tunnel faces under seismic conditions is proposed.Based on ...To address the seismic face stability challenges encountered in urban and subsea tunnel construction,an efficient probabilistic analysis framework for shield tunnel faces under seismic conditions is proposed.Based on the upper-bound theory of limit analysis,an improved three-dimensional discrete deterministic mechanism,accounting for the heterogeneous nature of soil media,is formulated to evaluate seismic face stability.The metamodel of failure probabilistic assessments for seismic tunnel faces is constructed by integrating the sparse polynomial chaos expansion method(SPCE)with the modified pseudo-dynamic approach(MPD).The improved deterministic model is validated by comparing with published literature and numerical simulations results,and the SPCE-MPD metamodel is examined with the traditional MCS method.Based on the SPCE-MPD metamodels,the seismic effects on face failure probability and reliability index are presented and the global sensitivity analysis(GSA)is involved to reflect the influence order of seismic action parameters.Finally,the proposed approach is tested to be effective by a engineering case of the Chengdu outer ring tunnel.The results show that higher uncertainty of seismic response on face stability should be noticed in areas with intense earthquakes and variation of seismic wave velocity has the most profound influence on tunnel face stability.展开更多
Polynomial chaos expansions(PCEs)have been used in many real-world engineering applications to quantify how the uncertainty of an output is propagated from inputs by decomposing the output in terms of polynomials of t...Polynomial chaos expansions(PCEs)have been used in many real-world engineering applications to quantify how the uncertainty of an output is propagated from inputs by decomposing the output in terms of polynomials of the inputs.PCEs for models with independent inputs have been extensively explored in the literature.Recently,different approaches have been proposed for models with dependent inputs to expand the use of PCEs to more real-world applications.Typical approaches include building PCEs based on the Gram–Schmidt algorithm or transforming the dependent inputs into independent inputs.However,the two approaches have their limitations regarding computational efficiency and additional assumptions about the input distributions,respectively.In this paper,we propose a data-driven approach to build sparse PCEs for models with dependent inputs without any distributional assumptions.The proposed algorithm recursively constructs orthonormal polynomials using a set of monomials based on their correlations with the output.The proposed algorithm on building sparse PCEs not only reduces the number of minimally required observations but also improves the numerical stability and computational efficiency.Four numerical examples are implemented to validate the proposed algorithm.The source code is made publicly available for reproducibility.展开更多
Correlations among random variables make significant impacts on probabilistic load flow(PLF)calculation results.In the existing studies,correlation coefficients or Gaussian copula are usually used to model the correla...Correlations among random variables make significant impacts on probabilistic load flow(PLF)calculation results.In the existing studies,correlation coefficients or Gaussian copula are usually used to model the correlations,while vine copula,which describes the complex dependence structure(DS)of random variables,is seldom discussed since it brings in much heavier computational burdens.To overcome this problem,this paper proposes an efficient PLF method considering input random variables with complex DS.Specifically,the Rosenblatt transformation(RT)is used to transform vine copula⁃based correlated variables into independent ones;and then the sparse polynomial chaos expansion(SPCE)evaluates output random variables of PLF calculation.The effectiveness of the proposed method is verified using the IEEE 123⁃bus system.展开更多
In this paper,we discuss a gradient-enhancedℓ_(1)approach for the recovery of sparse Fourier expansions.By gradient-enhanced approaches we mean that the directional derivatives along given vectors are utilized to impr...In this paper,we discuss a gradient-enhancedℓ_(1)approach for the recovery of sparse Fourier expansions.By gradient-enhanced approaches we mean that the directional derivatives along given vectors are utilized to improve the sparse approximations.We first consider the case where both the function values and the directional derivatives at sampling points are known.We show that,under some mild conditions,the inclusion of the derivatives information can indeed decrease the coherence of measurementmatrix,and thus leads to the improved the sparse recovery conditions of theℓ_(1)minimization.We also consider the case where either the function values or the directional derivatives are known at the sampling points,in which we present a sufficient condition under which the measurement matrix satisfies RIP,provided that the samples are distributed according to the uniform measure.This result shows that the derivatives information plays a similar role as that of the function values.Several numerical examples are presented to support the theoretical statements.Potential applications to function(Hermite-type)interpolations and uncertainty quantification are also discussed.展开更多
基金Project([2018]3010)supported by the Guizhou Provincial Science and Technology Major Project,China。
文摘To address the seismic face stability challenges encountered in urban and subsea tunnel construction,an efficient probabilistic analysis framework for shield tunnel faces under seismic conditions is proposed.Based on the upper-bound theory of limit analysis,an improved three-dimensional discrete deterministic mechanism,accounting for the heterogeneous nature of soil media,is formulated to evaluate seismic face stability.The metamodel of failure probabilistic assessments for seismic tunnel faces is constructed by integrating the sparse polynomial chaos expansion method(SPCE)with the modified pseudo-dynamic approach(MPD).The improved deterministic model is validated by comparing with published literature and numerical simulations results,and the SPCE-MPD metamodel is examined with the traditional MCS method.Based on the SPCE-MPD metamodels,the seismic effects on face failure probability and reliability index are presented and the global sensitivity analysis(GSA)is involved to reflect the influence order of seismic action parameters.Finally,the proposed approach is tested to be effective by a engineering case of the Chengdu outer ring tunnel.The results show that higher uncertainty of seismic response on face stability should be noticed in areas with intense earthquakes and variation of seismic wave velocity has the most profound influence on tunnel face stability.
基金This work was supported in part by the U.S.National Science Foundation(NSF grants CMMI-1824681,DMS-1952781,and BCS-2121616).
文摘Polynomial chaos expansions(PCEs)have been used in many real-world engineering applications to quantify how the uncertainty of an output is propagated from inputs by decomposing the output in terms of polynomials of the inputs.PCEs for models with independent inputs have been extensively explored in the literature.Recently,different approaches have been proposed for models with dependent inputs to expand the use of PCEs to more real-world applications.Typical approaches include building PCEs based on the Gram–Schmidt algorithm or transforming the dependent inputs into independent inputs.However,the two approaches have their limitations regarding computational efficiency and additional assumptions about the input distributions,respectively.In this paper,we propose a data-driven approach to build sparse PCEs for models with dependent inputs without any distributional assumptions.The proposed algorithm recursively constructs orthonormal polynomials using a set of monomials based on their correlations with the output.The proposed algorithm on building sparse PCEs not only reduces the number of minimally required observations but also improves the numerical stability and computational efficiency.Four numerical examples are implemented to validate the proposed algorithm.The source code is made publicly available for reproducibility.
基金Fundamental Research Funds for the Central Universities,China(No.2232020D⁃53)。
文摘Correlations among random variables make significant impacts on probabilistic load flow(PLF)calculation results.In the existing studies,correlation coefficients or Gaussian copula are usually used to model the correlations,while vine copula,which describes the complex dependence structure(DS)of random variables,is seldom discussed since it brings in much heavier computational burdens.To overcome this problem,this paper proposes an efficient PLF method considering input random variables with complex DS.Specifically,the Rosenblatt transformation(RT)is used to transform vine copula⁃based correlated variables into independent ones;and then the sparse polynomial chaos expansion(SPCE)evaluates output random variables of PLF calculation.The effectiveness of the proposed method is verified using the IEEE 123⁃bus system.
基金Zhiqiang Xuwas supported by NSFC grant(91630203,11422113,11331012,11688101)by National Basic Research Program of China(973 Program 2015CB856000)+1 种基金Tao Zhou was supported by the NSF of China(under grant numbers 11688101,91630312,91630203,11571351,and 11731006)the science challenge project(No.TZ2018001),NCMIS,and the youth innovation promotion association(CAS).
文摘In this paper,we discuss a gradient-enhancedℓ_(1)approach for the recovery of sparse Fourier expansions.By gradient-enhanced approaches we mean that the directional derivatives along given vectors are utilized to improve the sparse approximations.We first consider the case where both the function values and the directional derivatives at sampling points are known.We show that,under some mild conditions,the inclusion of the derivatives information can indeed decrease the coherence of measurementmatrix,and thus leads to the improved the sparse recovery conditions of theℓ_(1)minimization.We also consider the case where either the function values or the directional derivatives are known at the sampling points,in which we present a sufficient condition under which the measurement matrix satisfies RIP,provided that the samples are distributed according to the uniform measure.This result shows that the derivatives information plays a similar role as that of the function values.Several numerical examples are presented to support the theoretical statements.Potential applications to function(Hermite-type)interpolations and uncertainty quantification are also discussed.