Thermal safety boundary of lithium-ion battery at different state of charge

Thermal runaway(TR)is a critical issue hindering the large-scale application of lithium-ion batteries(LIBs).Understanding the thermal safety behavior of LIBs at the cell and module level under different state of charges(SOCs)has significant implications for reinforcing the thermal safety design of the lithium-ion battery module.This study first investigates the thermal safety boundary(TSB)correspondence at the cells and modules level under the guidance of a newly proposed concept,safe electric quantity boundary(SEQB).A reasonable thermal runaway propagation(TRP)judgment indicator,peak heat transfer power(PHTP),is proposed to predict whether TRP occurs.Moreover,a validated 3D model is used to quantitatively clarify the TSB at different SOCs from the perspective of PHTP,TR trigger temperature,SOC,and the full cycle life.Besides,three different TRP transfer modes are discovered.The interconversion relationship of three different TRP modes is investigated from the perspective of PHTP.This paper explores the TSB of LIBs under different SOCs at both cell and module levels for the first time,which has great significance in guiding the thermal safety design of battery systems.

Incomplete charge transfer in CMOS image sensor caused by Si/SiO_(2)interface states in the TG channel

CMOS image sensors produced by the existing CMOS manufacturing process usually have difficulty achieving complete charge transfer owing to the introduction of potential barriers or Si/SiO_(2)interface state traps in the charge transfer path,which reduces the charge transfer efficiency and image quality.Until now,scholars have only considered mechanisms that limit charge transfer from the perspectives of potential barriers and spill back effect under high illumination condition.However,the existing models have thus far ignored the charge transfer limitation due to Si/SiO_(2)interface state traps in the transfer gate channel,particularly under low illumination.Therefore,this paper proposes,for the first time,an analytical model for quantifying the incomplete charge transfer caused by Si/SiO_(2)interface state traps in the transfer gate channel under low illumination.This model can predict the variation rules of the number of untransferred charges and charge transfer efficiency when the trap energy level follows Gaussian distribution,exponential distribution and measured distribution.The model was verified with technology computer-aided design simulations,and the results showed that the simulation results exhibit the consistency with the proposed model.

Deep learning-based battery state of charge estimation:Enhancing estimation performance with unlabelled training samples

The estimation of state of charge(SOC)using deep neural networks(DNN)generally requires a considerable number of labelled samples for training,which refer to the current and voltage pieces with knowing their corresponding SOCs.However,the collection of labelled samples is costly and time-consuming.In contrast,the unlabelled training samples,which consist of the current and voltage data with unknown SOCs,are easy to obtain.In view of this,this paper proposes an improved DNN for SOC estimation by effectively using both a pool of unlabelled samples and a limited number of labelled samples.Besides the traditional supervised network,the proposed method uses an input reconstruction network to reformulate the time dependency features of the voltage and current.In this way,the developed network can extract useful information from the unlabelled samples.The proposed method is validated under different drive cycles and temperature conditions.The results reveal that the SOC estimation accuracy of the DNN trained with both labelled and unlabelled samples outperforms that of only using a limited number of labelled samples.In addition,when the dataset with reduced number of labelled samples to some extent is used to test the developed network,it is found that the proposed method performs well and is robust in producing the model outputs with the required accuracy when the unlabelled samples are involved in the model training.Furthermore,the proposed method is evaluated with different recurrent neural networks(RNNs)applied to the input reconstruction module.The results indicate that the proposed method is feasible for various RNN algorithms,and it could be flexibly applied to other conditions as required.

Neural Network-Based State of Charge Estimation Method for Lithium-ion Batteries Based on Temperature

Lithium-ion batteries are commonly used in electric vehicles,mobile phones,and laptops.These batteries demonstrate several advantages,such as environmental friendliness,high energy density,and long life.However,battery overcharging and overdischarging may occur if the batteries are not monitored continuously.Overcharging causesfire and explosion casualties,and overdischar-ging causes a reduction in the battery capacity and life.In addition,the internal resistance of such batteries varies depending on their external temperature,elec-trolyte,cathode material,and other factors;the capacity of the batteries decreases with temperature.In this study,we develop a method for estimating the state of charge(SOC)using a neural network model that is best suited to the external tem-perature of such batteries based on their characteristics.During our simulation,we acquired data at temperatures of 25°C,30°C,35°C,and 40°C.Based on the tem-perature parameters,the voltage,current,and time parameters were obtained,and six cycles of the parameters based on the temperature were used for the experi-ment.Experimental data to verify the proposed method were obtained through a discharge experiment conducted using a vehicle driving simulator.The experi-mental data were provided as inputs to three types of neural network models:mul-tilayer neural network(MNN),long short-term memory(LSTM),and gated recurrent unit(GRU).The neural network models were trained and optimized for the specific temperatures measured during the experiment,and the SOC was estimated by selecting the most suitable model for each temperature.The experimental results revealed that the mean absolute errors of the MNN,LSTM,and GRU using the proposed method were 2.17%,2.19%,and 2.15%,respec-tively,which are better than those of the conventional method(4.47%,4.60%,and 4.40%).Finally,SOC estimation based on GRU using the proposed method was found to be 2.15%,which was the most accurate.

Fuzzy Model for Estimation of the State-of-Charge of Lithium-Ion Batteries for Electric Vehicles

A fuzzy model was established to estimate the state of charge（SOC） of a lithium-ion battery for electric vehicles.The robust Gustafson-Kessel（GK） clustering algorithm based on clustering validity indices was applied to identify the structure and antecedent parameters of the model.The least squares algorithm was utilized to determine the consequent parameters.Validation results show that this model can provide accurate SOC estimation for the lithium-ion battery and satisfy the requirement for practical electric vehicle applications.

Battery Management System with State ofCharge Indicator for Electric Vehicles

Aim To research and develop a battery management system(BMS)with the state of charge(SOC)indicator for electric vehicles (EVs).Methods On the basis of analyzing the electro-chemical characteristics of lead-acid. battery, the state of charge indicator for lead-acid battery was developed by means of an algorithm based on combination of ampere-hour, Peukert's equation and open-voltage method with the compensation of temperature,aging,self- discharging,etc..Results The BMS based on this method can attain an accurate surplus capa- city whose error is less than 5% in static experiments.It is proved by experiments that the BMS is reliable and can give the driver an accurate surplus capacity,precisely monitor the individual battery modules as the same time,even detect and warn the problems early,and so on. Conclusion A BMS can make the energy of the storage batteries used efficiently, develop the batteries cycle life,and increase the driving distance of EVs.

考虑SOC的混合储能功率分配与自适应虚拟惯性控制

电力电子化的直流配电网存在低惯性问题,不利于系统稳定运行。混合储能设备可向电网提供虚拟惯性,但不同类型的储能之间存在功率协调问题,并且储能的荷电状态(state of charge, SOC)对虚拟惯性的调节也有约束作用。针对上述问题,提出了一种自适应时间常数的分频控制策略,时间常数根据混合储能系统(hybridenergy storage system, HESS)的SOC而动态调整以改变功率分配。首先,通过分析储能SOC与虚拟惯性的关系,并考虑储能充放电极限问题,研究兼顾SOC、电压变化率以及电压幅值的自适应虚拟惯性控制策略,提高系统惯性。然后,建立控制系统的小信号模型,分析虚拟惯性系数对系统的影响。最后,基于Matlab/Simulink搭建直流配电网仿真模型,验证了所提控制策略能合理分配HESS功率,提高超级电容器利用率,改善直流电压与功率稳定性。

考虑应力特征的锂离子电池SOC估算

准确估计荷电状态(SOC)是保证锂离子电池可靠运行的基础。提出基于多维特征特别是结合力信号的数据驱动的SOC估算方法,对锂离子电池应力特征进行Savitzky-Golay(S-G)滤波,形成优化重构后的应力信号。提出基于麻雀搜索算法(SSA)改进的反向传播(BP)神经网络,提高神经网络的全局寻优能力。用恒流(CC)、联邦城市驾驶工况(FUDS)进行评估。在BP神经网络中,相比于单纯使用电信号,考虑应力特征的SOC估算的均方根误差(RMSE)降低89.1%,平均绝对误差(MAE)降低88.8%,考虑应力特征的SSA-BP神经网络的SOC估算误差在0.3%以内,鲁棒性和精确性更高。

温度自适应SMO算法估计锂离子电池的SOC

现有对锂离子电池荷电状态(SOC)的估计,没有考虑温度变化导致的SOC估计准确度降低。提出一种考虑温度的滑模观测(SMO)法进行SOC估计。基于混合脉冲功率测试(HPPC)实验的数据,得到18650型LiFePO4锂离子电池的SOC与温度、参数之间的拟合式,通过台风(Typhoon)系统进行半实物实验分析。温度自适应SMO算法在低温或常温工况下的平均误差较传统SMO算法降低0.3~0.5个百分点,直接通过拟合式所快速估计的SOC较温度自适应SMO算法平均误差在2%左右,常温25℃工况下误差低于1%,能够实现较高的估计精准度,为快速估计SOC提供了较好的算法参考。

Adaptive Kalman filter based state of charge estimation algorithm for lithium-ion battery

In order to improve the accuracy of the battery state of charge（SOC） estimation, in this paper we take a lithiumion battery as an example to study the adaptive Kalman filter based SOC estimation algorithm. Firstly, the second-order battery system model is introduced. Meanwhile, the temperature and charge rate are introduced into the model. Then, the temperature and the charge rate are adopted to estimate the battery SOC, with the help of the parameters of an adaptive Kalman filter based estimation algorithm model. Afterwards, it is verified by the numerical simulation that in the ideal case, the accuracy of SOC estimation can be enhanced by adding two elements, namely, the temperature and charge rate.Finally, the actual road conditions are simulated with ADVISOR, and the simulation results show that the proposed method improves the accuracy of battery SOC estimation under actual road conditions. Thus, its application scope in engineering is greatly expanded.

引入PID反馈的SHAEKF算法估算电池SOC

电池荷电状态(SOC)的估算精度是电动汽车电池组的重要指标。为提升SOC估算精度,在融合Sage-Husa扩展卡尔曼滤波(SHEKF)算法与自适应扩展卡尔曼滤波(AEKF)算法的基础上,增加比例积分微分(PID)反馈环节,形成改进算法。采用粒子群优化(PSO)算法对二阶RC等效电路模型进行参数辨识;用开源电池数据集对模型和算法进行实验和分析。改进的SHAEKF算法在电池动态应力测试(DST)、北京动态应力测试(BJDST)和美国联邦城市驾驶(FUDS)等工况下的平均估计误差都在1%以内,与单纯的融合算法SHAEKF算法相比,最大误差可减小5%。

基于CSO-AUKF的锂电池SOC估算方法

电池荷电状态(SOC)估算是电池管理系统(BMS)的关键技术之一。针对锂电池提出了一种基于猫群(CSO)算法和自适应无迹卡尔曼滤波(AUKF)算法相结合的电池SOC估算方法;建立了基于二阶RC等效电路模型的锂电池状态方程,采用CSO算法提高电池辨识精度,联合AUKF算法对SOC进行估算;基于混合脉冲功率测试工况(HPPC)和间歇恒流放电工况下的数据对该方法有效性进行了验证。研究结果表明:基于CSO-AUKF估算,SOC最大误差小于1.64%,估算精度及稳定性均好于遗传算法。

适用于宽温度范围的锂离子电池SOC估计方法

精确的荷电状态(SOC)估计是确保动力电池安全稳定运行的关键所在。然而,在实际应用中,环境温度的变化以及噪声干扰等因素使得SOC的精确估计变得困难重重。为了解决这一问题,本文提出一种基于多新息自适应鲁棒无迹卡尔曼滤波(MIARUKF)算法的宽温度范围下锂离子电池SOC多时间尺度联合估计方法,该算法在无迹卡尔曼滤波(UKF)算法的基础上,融合多新息理论、自适应滤波与鲁棒算法。所提算法利用多新息向量对状态估计值进行修正,并对噪声协方差进行及时更新,从而提高SOC的估计精度,通过引入H∞滤波算法来提高该算法的鲁棒性。同时为了降低电池管理系统(BMS)的计算负担,使用UKF算法在宏观时间尺度上在线估计模型参数,采用MIARUKF算法在微观时间尺度上估计电池SOC。最后,在不同SOC初始值、不同温度条件下,对电池SOC的估计结果进行比较和分析,本文所提方法最大绝对误差和平均绝对误差分别为1.05%和0.42%,表明该算法具有较高的精度和较好的鲁棒性。

基于MMC的分布式储能系统及其快速SOC均衡控制策略

提高基于模块化多电平换流器(modular multilevel converter,MMC)的分布式储能系统(distributed energy storage systems,DESS)的能量利用率,解决储能子模块(energy sub-module,ESM)荷电状态(state of charge,SOC)均衡问题至关重要。针对现有的SOC均衡控制策略的不足,提出内外分层的快速SOC均衡控制策略。外层针对桥臂间或相间的SOC差异,通过改进MMC模型预测控制(model predictive predictive control,MPC),配合自适应均衡系数,快速调整功率差额。内层引入自适应虚拟电阻法,根据ESM的SOC情况确定主导ESM,自适应调节各单元的虚拟电阻,产生相应的电压梯度,结合MMC排序算法使ESM按照各自SOC进行功率分配,从而实现ESM的SOC快速均衡,提高DESS能量利用率。通过在Matlab/Simulink构建仿真模型,证明了所提控制策略的有效性和可行性。

基于多新息扩展卡尔曼滤波的锂离子电池SOC估计

锂电池具有高能量密度、循环寿命长等优点而被广泛应用于电动汽车动力装置,但车辆运行状况复杂多变,且电池内部呈现高度非线性的性质,导致电池荷电状态(state of charge, SOC)难以准确计算。为优化锂电池SOC估计精度,构建结合Warburg元件的分数阶二阶RC模型,采用自适应遗传算法进行参数辨识;融合多新息理论和扩展卡尔曼滤波算法,提出基于多新息扩展卡尔曼滤波(multi innovation extended Kalman filter, MIEKF)的锂离子电池SOC估计算法,并利用试验数据验证该方法的有效性,为提高SOC估计精度和车载锂电池的循环使用寿命提供了新的方法途径和实践支撑。

基于AR-ECM平均差异模型的串联电池组SOC、容量多尺度联合估计方法

考虑电池单体老化差异所致的电池组不一致性,针对串联电池组荷电状态(state of charge,SOC)、容量估计问题,提出一种基于自回归等效电路模型(autoregression equivalent circuit model,AR-ECM)的平均差异模型(mean-difference model,MDM)。基于此模型,提出串联电池组SOC、容量多尺度联合估计算法。该算法由2个部分组成,一是基于AR-ECM的MDM及差异化模型参数辨识策略:条件辨识策略和定频分组辨识策略;二是基于多时间尺度H无穷滤波(multi-timescale H infinity filter,Mts-HIF)的电池组SOC、容量联合估计算法。通过将所提出MDM中的自回归平均模型(autoregression mean model,AR-MM)与传统MDM中的n阶RC平均模型(nRC mean model,nRC-MM)比较,结果表明所提出的AR-MM在复杂运行工况下具有更优的动态跟随性能。依据最小化信息量准则(akaike information criterion,AIC),AR-MM具有更优的复杂度与精度的权衡。通过与基于多时间尺度扩展卡尔曼滤波(multi-timescale extended Kalman filter,Mts-EKF)联合状态估计算法比较,结果表明所提出的Mts-HIF状态估计算法具有更优的鲁棒性、精度和收敛速度。

基于分数阶模型多新息UKF动力电池SOC估算研究

动力电池管理技术是保障新能源汽车高效、安全和可靠运行的核心和关键。动力电池的荷电状态(SOC)是动力电池管理技术的基础,然而动力电池SOC的不确定影响因素太多,如何精确估算动力电池的SOC成为关键问题。针对SOC难以精确获得的问题,搭建了动力电池测试平台,开展了动力电池的常规性能测试、寿命测试,建立了基于分数阶理论的动力电池分数阶模型,将多新息理论与分数阶模型无迹卡尔曼滤波算法结合,提出了分数阶模型多新息无迹卡尔曼滤波(FOMIUKF)算法,并采用该算法对动力电池进行SOC估算。在不同的环境温度、动态工况、SOC初始值条件下对基于不同算法的动力电池SOC估算精度进行了对比分析。结果表明:基于FOMIUKF算法对动力电池SOC估算结果的平均绝对误差和均方根误差的值最小。在不同的动态工况下,采用FOMIUKF算法对动力电池SOC估算结果的平均绝对误差的最大值约为1.04%,对SOC估算结果的均方根误差最大值约为0.8586%,这表明采用FOMIUKF算法对动力电池SOC估算结果的精度高于EKF、UKF、FOUKF算法。

基于BP神经网络与H∞滤波的锂电池SoH-SoC联合估计研究

锂电池健康状态(SoH)和荷电状态(SoC)的精确估计是新能源汽车安全运行的重要保障。针对SoH-SoC联合估计精度低、鲁棒性差的问题,提出一种基于变学习率BP神经网络和自适应渐消扩展H∞滤波的SoH-SoC联合估计方法。首先,提出一种基于单位充电压差时间间隔的新型SoH特征参数;其次,通过设计新型变学习率BP神经网络,提高传统BP网络误差收敛速度及缩短权值寻优时间;最后,通过设计新型自适应衰减因子对传统扩展H∞滤波误差协方差矩阵进行加权,建立自适应渐消扩展H∞滤波算法,减小陈旧量测值对估计结果的影响,提高扩展H∞滤波的估计精度及鲁棒性。实验结果表明,本文所提算法SoH估计误差小于0.35%,SoC估计误差小于0.5%,展现出较高的估计精度和鲁棒性。

基于LWOA-LSTM的大容量锂电池SOC估计

准确预测锂电池荷电状态(SOC)对电池安全运行至关重要,分析在电网不同模式下的SOC更是锂电池全面推广的基础。提出一种基于莱维飞行的鲸鱼优化算法(LWOA)优化长短时记忆神经网络(LSTM),对调频模式下的大容量锂离子电池SOC进行估计。首先,分析LSTM神经网络和LWOA算法,构建LWOA-LSTM模型,进行参数优化;然后,选取调频模式下大容量锂离子电池组实验数据,对数据进行预处理和模型训练;最后,实现调频模式下锂电池的SOC估计。试验结果表明:所构建模型能准确预测锂电池SOC,较WOA-LSTM模型,评估指标RMSE和MAE分别降低了25.55%、28.71%,R^(2)上升了0.76%。

基于改进AFFRLS-AUKF的锂电池SOC估计

准确估计锂电池荷电状态(SOC)是保障电池管理系统安全稳定运行的重要前提之一。为了提高锂离子电池SOC估计精度,提出一种改进自适应遗忘因子最小二乘法(AFFRLS)与自适应无迹卡尔曼滤波算法(AUKF)联合估计锂离子电池SOC的估计方法。利用改进AFFRLS对已建立的二阶RC等效电路模型进行参数辨识,再结合AUKF估计锂离子电池SOC。通过动态应力测试(DST)工况和城市道路循环(UDDS)工况验证得到联合估计方法的平均绝对误差为0.44%,均方根误差为0.61%,表明改进的AFFRLS-AUKF方法可提高参数辨识及电池SOC估计的准确性和鲁棒性。