Dataset of Comparative Observations for Land Surface Processes over the Semi-Arid Alpine Grassland against Alpine Lakes in the Source Region of the Yellow River

Thousands of lakes on the Tibetan Plateau(TP) play a critical role in the regional water cycle, weather, and climate. In recent years, the areas of TP lakes underwent drastic changes and have become a research hotspot. However, the characteristics of the lake-atmosphere interaction over the high-altitude lakes are still unclear, which inhibits model development and the accurate simulation of lake climate effects. The source region of the Yellow River(SRYR) has the largest outflow lake and freshwater lake on the TP and is one of the most densely distributed lakes on the TP. Since 2011,three observation sites have been set up in the Ngoring Lake basin in the SRYR to monitor the lake-atmosphere interaction and the differences among water-heat exchanges over the land and lake surfaces. This study presents an eight-year(2012–19), half-hourly, observation-based dataset related to lake–atmosphere interactions composed of three sites. The three sites represent the lake surface, the lakeside, and the land. The observations contain the basic meteorological elements,surface radiation, eddy covariance system, soil temperature, and moisture(for land). Information related to the sites and instruments, the continuity and completeness of data, and the differences among the observational results at different sites are described in this study. These data have been used in the previous study to reveal a few energy and water exchange characteristics of TP lakes and to validate and improve the lake and land surface model. The dataset is available at National Cryosphere Desert Data Center and Science Data Bank.

Characteristics of grassland degradation and driving forces in the source region of the Yellow River from 1985 to 2000

The source region of the Yellow River is located in the middle east of the Tibetan Plateau in northwest China. The total area is about 51,700 km^2, mainly covered by grassland （79%）, unused land （16%） and water （4%）. The increasing land utilization in this area has increased the risk of environmental degradation. The land use/cover data （1985 and 2000） provided by the Data Center of Resources and Environment in the Chinese Academy of Sciences were used to analyze the land cover change in the source region of the Yellow River. DEM （1：250,000） data, roads and settlement data were used to analyze the spatial characteristics of grasslands degradation. The ArcGIS 9 software was used to convert data types and do the overlay, reclassification and zonal statistic analysis. Results show that grassland degradation is the most important land cover change in the study area, which occupied 8.24% of the region＇s total area. Human activities are the main causes of the grassland degradation in the source region of the Yellow River： 1） the degradation rate is higher on the sunny slope than on the shady slope; 2） the grassland degradation rate decreases with an increase in the elevation, and it has a correlation coefficient of -0.93; 3） the nearer to the settlements the grassland is, the higher the degradation rate. Especially within a distance range of 12 km to the settlements, the grassland degradation rate is highly related with the distance, with a coefficient of -0.99; and 4） in the range of 4 km, the degradation rate decreases with the increase of distance to the roads, with a correlation coefficient of -0.98. Besides some physical factors, human activities have been the most important driving forces of the grassland degradation in the source region of the Yellow River since 1985. To resolve the degradation problems, population control is essential, and therefore, it can reduce the social demand of livestock products from the grassland. To achieve sustainable development, it needs to improve the management of grassland ecosystem.

Influencing factors of water resources in the source region of the Yellow River

Taking the source region of the Yellow River as a study area and based on the data from Madoi Meteorological Station and Huangheyan Hydrological Station covering the period 1955-2005, this paper analyses the changing trends of surface water resources, climate and frozen ground and reveals their causes. Results show that there exist frequent fluctuations from high to low water flow in the 51-year period. In general, the discharge has shown a de- clining trend in the 51 years especially since the 1990s. The annual distribution shows one peak which, year on year is getting smaller. （1） Precipitation has a significant and sustained influence on discharge. （2） A sharp rise of temperature resulted in the increase of evaporation and the decrease of discharge, which has a greater effect than on ice-snow melting. （3） Frozen ground tends to be degraded markedly. There is a significant positive correlation be- tween the permafrost thickness and the discharge. （4） Evaporation rates are significantly increasing, leading to the decrease of discharge. 70% of the discharge reduction resulted from climate change, and the remaining 30% may have been caused by human activities.

Impact of land-cover and climate changes on runoff of the source regions of the Yellow River

After dividing the source regions of the Yellow River into 38 sub-basins, thepaper made use of the SWAT model to simulate streamflow with validation and calibration of theobserved yearly and monthly runoff data from the Tangnag hydrological station, and simulationresults are satisfactory. Five land-cover scenario models and 24 sets of temperature andprecipitation combinations were established to simulate annual runoff and runoff depth underdifferent scenarios. The simulation shows that with the increasing of vegetation coverage annualrunoff increases and evapotranspiration decreases in the basin. When temperature decreases by 2℃and precipitation increases by 20%, catchment runoff will increase by 39.69%, which is the largestsituation among all scenarios.

Estimation of water balance in the source region of the Yellow River based on GRACE satellite data

Water storage has important significance for understanding water cycles of global and local domains and for monitoring climate and environmental changes. As a key variable in hydrology, water storage change represents the sum of precipitation, evaporation, surface runoff, soil water and groundwater exchanges. Water storage change data during the period of 2003-2008 for the source region of the Yellow River were collected from Gravity Recovery and Climate Experiment （GRACE） satellite data. The monthly actual evaporation was estimated according to the water balance equation. The simulated actual evaporation was significantly consistent and correlative with not only the observed pan （20 cm） data, but also the simulated results of the version 2 of Simple Biosphere model. The average annual evaporation of the Tangnaihai Basin was 506.4 mm, where evaporation in spring, summer, autumn and winter was 130.9 mm, 275.2 mm, 74.3 mm and 26.1 mm, and accounted for 25.8%, 54.3%, 14.7% and 5.2% of the average annual evaporation, respectively, The precipitation increased slightly and the actual evaporation showed an obvious decrease. The water storage change of the source region of the Yellow River displayed an increase of 0.51 mm per month from 2003 to 2008, which indicated that the storage capacity has significantly increased, probably caused by the degradation of permafrost and the increase of the thickness of active layers. The decline of actual evaporation and the increase of water storage capacity resulted in the increase of river runoff.

Different Responses of Vegetation to Frozen Ground Degradation in the Source Region of the Yellow River from 1980 to 2018

Frozen ground degradation under a warming climate profoundly influences the growth of alpine vegetation in the source region of the Qinghai-Tibet Plateau.This study investigated spatiotemporal variations in the frozen ground distribution,the active layer thickness(ALT)of permafrost(PF)soil and the soil freeze depth(SFD)in seasonally frozen soil from 1980 to 2018 using the temperature at the top of permafrost(TTOP)model and Stefan equation.We compared the effects of these variations on vegetation growth among different frozen ground types and vegetation types in the source region of the Yellow River(SRYR).The results showed that approximately half of the PF area(20.37%of the SRYR)was projected to degrade into seasonally frozen ground(SFG)during the past four decades;furthermore,the areal average ALT increased by 3.47 cm/yr,and the areal average SFD decreased by 0.93 cm/yr from 1980 to 2018.Accordingly,the growing season Normalized Difference Vegetation Index(NDVI)presented an increasing trend of 0.002/10 yr,and the increase rate and proportion of areas with NDVI increase were largest in the transition zone where PF degraded to SFG(the PF to SFG zone).A correlation analysis indicated that variations in ALT and SFD in the SRYR were significantly correlated with increases of NDVI in the growing season.However,a rapid decrease in SFD(<-1.4 cm/10 yr)could have reduced the soil moisture and,thus,decreased the NDVI.The NDVI for most vegetation types exhibited a significant positive correlation with ALT and a negative correlation with SFD.However,the steppe NDVI exhibited a significant negative correlation with the SFD in the PF to SFG zone but a positive correlation in the SFG zone,which was mainly limited by water condition because of different change rates of the SFD.

Evolution of the freeze-thaw cycles in the source region of the Yellow River under the influence of climate change and its hydrological effects

As an important water source and ecological barrier in the Yellow River Basin,the source region of the Yellow River(above the Huangheyan Hydrologic Station)presents a remarkable permafrost degradation trend due to climate change.Therefore,scientific understanding the effects of permafrost degradation on runoff variations is of great significance for the water resource and ecological protection in the Yellow River Basin.In this paper,we studied the mechanism and extent of the effect of degrading permafrost on surface flow in the source region of the Yellow River based on the monitoring data of temperature and moisture content of permafrost in 2013–2019 and the runoff data in 1960–2019.The following results have been found.From 2013 to 2019,the geotemperature of the monitoring sections at depths of 0–2.4 m increased by 0.16°C/a on average.With an increase in the thawing depth of the permafrost,the underground water storage space also increased,and the depth of water level above the frozen layer at the monitoring points decreased from above 1.2 m to 1.2–2 m.64.7%of the average multiyear groundwater was recharged by runoff,in which meltwater from the permafrost accounted for 10.3%.Compared to 1960-1965,the runoff depth in the surface thawing period(from May to October)and the freezing period(from November to April)decreased by 1.5 mm and 1.2 mm,respectively during 1992–1997,accounting for 4.2%and 3.4%of the average annual runoff depth,respectively.Most specifically,the decrease in the runoff depth was primarily reflected in the decreased runoff from August to December.The permafrost degradation affects the runoff within a year by changing the runoff generation,concentration characteristics and the melt water quantity from permafrost,decreasing the runoff at the later stage of the permafrost thawing.However,the permafrost degradation has limited impacts on annual runoff and does not dominate the runoff changes in the source region of the Yellow River in the longterm.

Variation Characteristics of the Large-scale Frost in East Region of the Yellow River of Gansu in Recent 40 Years

[Objective]The research aimed to study variation characteristics of large-scale frost in the east region of the Yellow River of Gansu in recent 40 years.[Method]Based on daily minimum temperature data at 15 meteorological stations over the east region of the Yellow River of Gansu from 1969 to 2008,according to common climatic statistical index of the frost,variation characteristics of the large-scale frost and continuous frost in the east region of the Yellow River of Gansu in recent 40 years were studied.[Result]Since the 1990s,average last frost date in the east region of the Yellow River of Gansu obviously advanced,and first frost date started to obviously postpone.Advancing time of the last frost date was longer than postponing time of the first frost date.Average frost-free period also obviously prolonged.Extremely early first frost date and extremely late last frost date mainly happened in the 1970s and the 1980s.Extremely late first frost date and extremely early last frost date mainly happened after the middle period of the 1990s.Extremely long frost-free period gradually started to appear frequently.In recent 40 years,the continuous frost gradually decreased,and the intensity also declined.[Conclusion]The research was favorable for understanding change characteristics of the frost and climate in the east region of the Yellow River of Gansu,and had important guidance significance for improving prediction capability of the abnormal frost disaster,effectively preventing frost disaster and improving crop yield in the area.

Spatial-temporal variations in near-surface soil freeze-thaw cycles in the source region of the Yellow River during the period 2002–2011 based on the Advanced Microwave Scanning Radiometer for the Earth Observing System(AMSR-E) data

Detecting near-surface soil freeze-thaw cycles in high-altitude cold regions is important for understanding the Earth＇s surface system, but such studies are rare. In this study, we detected the spatial-temporal variations in near-surface soil freeze-thaw cycles in the source region of the Yellow River（SRYR） during the period 2002–2011 based on data from the Advanced Microwave Scanning Radiometer for the Earth Observing System（AMSR-E）. Moreover, the trends of onset dates and durations of the soil freeze-thaw cycles under different stages were also analyzed. Results showed that the thresholds of daytime and nighttime brightness temperatures of the freeze-thaw algorithm for the SRYR were 257.59 and 261.28 K, respectively. At the spatial scale, the daily frozen surface（DFS） area and the daily surface freeze-thaw cycle surface（DFTS） area decreased by 0.08% and 0.25%, respectively, and the daily thawed surface（DTS） area increased by 0.36%. At the temporal scale, the dates of the onset of thawing and complete thawing advanced by 3.10（±1.4） and 2.46（±1.4） days, respectively; and the dates of the onset of freezing and complete freezing were delayed by 0.9（±1.4） and 1.6（±1.1） days, respectively. The duration of thawing increased by 0.72（±0.21） day/a and the duration of freezing decreased by 0.52（±0.26） day/a. In conclusion, increases in the annual minimum temperature and winter air temperature are the main factors for the advanced thawing and delayed freezing and for the increase in the duration of thawing and the decrease in the duration of freezing in the SRYR.

Water Environmental Degradation of the Source Area of the Yellow River on Northeast Qinghai-Tibet Plateau

The issue on water environmental degradation in the source area of the Yellow River has been one of very serious ecological and socially economic problems. The temporal-spatial changes of water environment led to the decreasing of land capacity and river disconnecting. The status of water environmental degradation in this paper was analyzed based on the data and field investigation. The results indicated that the surface water area in the region has obviously decreased owing to the climate changes and human irrational use of water resources and the continuous lowering of the regional groundwater table and the steadily decreasing tendency of the flow rate in the source areas of the Yellow River.

Regional climate response to global warming in the source region of the Yellow River and its impact on runoff

The source region of the Yellow River has experienced obvious climate and discharge changes in recent decades due to global warming, which largely affects the water resources and ecological and environmental security in the Yellow River basin. This study analyzed the changes in runoff and several climate factors in the source region of the Yellow River based on the observed discharges at the Tangnag hydrological station, routine meteorological data from China Meteorological Administration(CMA) stations within and near this source region, and several evaporation datasets. The results indicate that the runoff in the source region was relatively abundant from 1960 to 1989 and then declined sharply afterward. It recovered slightly after 2005 but was still below normal—10% less than that during 1960–1989. Similarly, the precipitation amounts in the source region were relatively low in the 1990s, but they increased significantly after 2003, with an average increase of 31.4 mm or 6% more when compared to that in 1960–1989. In addition, the temperatures in the source region continued to rise from 1960 to 2017, and the evaporation levels also showed an upward trend after 1990. The influences of the spatial and temporal variations in climatic factors on runoff in the source region were then further analyzed. The results indicate that the decreases in precipitation and the number of days of heavy rainfall in the source region from 1990 to 2002 were important reasons for the lower runoff during this period. After 2003, the precipitation in the southeastern part of the source region, which is a key area for runoff generation,increased only to a limited extent, but the evaporation in the entire source region generally increased with increasing temperature,which might have led to the low capacity for actual runoff production in each subbasin and persistent low runoff in the source region. Therefore, such a climate response to global warming in the source region might be unfavorable for increased runoff in the future. The above analysis provides a valuable reference for the future planning and management of water resources in the source region of the Yellow River and the entire Yellow River Basin in the context of warming.

Response of runoff in the headwater region of the Yellow River to climate change and its sensitivity analysis

Response of the runoff in the headwater region of the Yellow River to climate change and its sensibility are analyzed based on the measured data at the four hydrological stations and ten weather stations during the period 1959-2008. The result indicates that change of temperature in the region has an obvious corresponding relationship with global warming and the changes of annual average temperature in each subregion in the region have been presenting a fluctuant and rising state in the past 50 years. However the change of precipitation is more intricate than the change of temperature in the region because of the influences of the different geographical positions and environments in various areas, and the change of annual precipitation in the main runoff-producing area has been presenting a fluctuant and decreasing state in the past 50 years. And there is a remarkable nonlinear correlativity between runoff and precipitation and temperature in the region. The runoff in the region has been decreasing continuously since 1990 because the precipitation in the main run-off-producing area obviously decreases and the annual average temperature continuously rises. As a whole, the runoff in each subregion of the headwater region of the Yellow River is quite sensitive to precipitation change, while the runoff in the subregion above Jimai is more sensitive to temperature change than that in the others in the region, correspondingly.

Response of runoff to climate change and its future tendency in the source region of Yellow River

This study examines the hydrological and meteorological data of the source region of the Yellow River from 1956 to 2010 and future climate scenarios from regional climate model （PRECIS） during 2010-2020. Through analyzing the flow variations and revealing the climate causes, it predicts the variation trend for future flows. It is found that the annual mean flow showed a decreasing trend in recent 50 years in the source region of the Yellow River with quasi-periods of 5a, 8a, 15a, 22a and 42a; the weakened South China Sea summer monsoon induced precipitation decrease, as well as evaporation increase and frozen soil degeneration in the scenario of global warming are the climate factors, which have caused flow decrease. Based on the regional climate model PRECIS prediction, the flows in the source region of the Yellow River are likely to decrease generally in the next 20 years.

Land use and land cover change and its driving forces in Maqu County, China in the past 25 years

Maqu County is located in the northeast Qinghai-Tibetan Plateau, and it is the main watershed for the Yellow River. The ecosystem there is extremely vulnerable and sensitive to climate change and human activities, which have caused significant deterioration of the eco-environment in this region. In order to restore the ecological environment, a government project to restore the grazing areas to grassland was implemented in Maqu County in early 2004. This study evaluates the effects of that restoration project on land use and land cover change （LUCC）, and explores the driving forces of LUCC in Maqu County. In the study we used Landsat images obtained in 1989, 2004, 2009, and 2014 to establish databases of land use and land cover. Then we derived LUCC information by overlaying these layers using GIS software. Finally, we analyzed the main forces responsible for LUCC. The results showed that forests, high-coverage grasslands, and marshes experienced the most significant decreases during 1989–2004, by 882.8 ha, 35,250.4 ha, and 2,753.4 ha, respectively. However, moderate- and low-coverage grasslands and sand lands showed the opposite trend, increasing by 12,529.7 ha, 25,491.0 ha, and 577.5 ha, respectively. LUCC in 2004–2009 showed that ecological degradation slowed compared with 1989？2004. During 2009–2014, high- and moderate-coverage grasslands increased obviously, but low-coverage grasslands, marshes, unused lands, sand lands, and water areas showed the opposite trend. These results suggested that the degradation of the eco-environment was obvious before 2009, showing a decrease in the forests, grasslands, and water areas, and an increase in unused lands. The ecological degradation was reversed after 2009, as was mainly evidenced by increases in high- and mod-erate-coverage grasslands, and the shrinkage rate of marshes decreased obviously. These results showed that the project of restoring grazing lands to grassland had a positive effect on the LUCC. Other major factors that influence the LUCC include increasing temperature, variation in the seasonal frozen soil environment, seasonal overgrazing, and pest and rodent damage.

Effects of Grassland Restoration Approaches in Different Major Function-oriented Zones of the Headwater Region of the Yellow River in China

Given the high alpine grassland coverage and intensive animal grazing activity, the ecosystem and livelihood of the herders are extremely vulnerable in the headwater region of the Yellow River. A series of programs have been implemented by the Chinese government to restore degraded grasslands in this region, and major function-oriented zones(MFOZs) applied in 2014, have divided the region into three zones, i.e., the development prioritized, restricted, and prohibited zones, based on environmental carrying capacity, as well as the utilization intensity of grassland. This study identified various restoration approaches adopted in different MFOZs, and assessed the effects of the approaches in order to determine the most effective approaches. We collected 195 questionnaires from herders to analyze the effects of the various restoration approaches, and additional remote sensing and statistical data were also used for the analysis. Four distinct differences in the ecological and socioeconomic characteristics were found in three MFOZs.(1) Five technologies were applied in the study areas.(2) The grassland recovery rate was higher in development prioritized zones than in restricted and prohibited zones during 2000 and 2016, and especially high and very high coverage grasslands increased in the areas where crop-forage cultivation and grass seeding dominated in the prioritized zones.(3) The net income of households in the development prioritized zone was the best of all three zones.(4) The degree of awareness and willingness of herders to restore grassland was more positive in development prioritized zones than in restricted zones, where more herders adopted approaches with a combination of enclosure + deratization + crop-forage cultivation + warm shed. Based on these findings, it is recommended that decision-makers need to increase their efforts to narrow the gap of willingness and behavior between herders and other stakeholders, such as researchers and grassland administrators, in order to ensure grassland sustainability in the MFOZs. It is also beneficial to understand the effects of restoration on the ecological carrying capacities in different zones depending on the different development goals.