Deformation and failure mechanism of Yanjiao rock slope influenced by rainfall and water level fluctuation of the Xiluodu hydropower station reservoir

With the construction of the Xiluodu hydropower station on the Jinsha River,the reservoir impoundment began in 2013 and the water level fluctuates annually between 540 m and 600 m above sea level.The Yanjiao rock slope which is located on the left bank of the Jinsha River 75 km upstream of the Xiluodu dam site,began to deform in 2014.The potential failure of the slope not only threatens Yanjiao town but also affects the safe operation of the Xiluodu reservoir.This paper is to find the factors influencing the Yanjiao slope deformation through field investigation,geotechnical reconnaissance,and monitoring.Results show that the Yanjiao slope can be divided into a bank collapse area(BCA)and a strong deformation area(SDA)based on the crack distribution characteristics of the slope.The rear area of the slope has been experiencing persistent deformation with a maximum cumulative displacement(GPS monitoring point G4)of 505 mm and 399 mm in the horizontal and vertical directions,respectively.The potential failure surface of the slope is formed 36 m below the surface based on the borehole inclinometer.The bank collapses of the Yanjiao slope are directly caused by the reservoir impoundment while the deformation area of the slope is affected by the combination of the rainfall and reservoir water level fluctuation.Based on mechanism of the Yanjiao slope,prestressed anchor combined with the surface drainage and slope unloading are recommended to prevent potential deformation.

Considerations of rock dilation on modeling failure and deformation of hard rocks-a case study of the mine-by test tunnel in Canada

For the compressive stress-induced failure of tunnels at depth, rock fracturing process is often closely associated with the generation of surface parallel fractures in the initial stage, and shear failure is likely to occur in the final process during the formation of shear bands, breakouts or V-shaped notches close to the excavation boundaries. However, the perfectly elastoplastic, strain-softening and elasto-brittle-plastic models cannot reasonably describe the brittle failure of hard rock tunnels under high in-situ stress conditions. These approaches often underestimate the depth of failure and overestimate the lateral extent of failure near the excavation. Based on a practical case of the mine-by test tunnel at an underground research laboratory (URL) in Canada, the influence of rock mass dilation on the depth and extent of failure and deformation is investigated using a calibrated cohesion weakening and frictional strengthening (CWFS) model. It can be found that, when modeling brittle failure of rock masses, the calibrated CWFS model with a constant dilation angle can capture the depth and extent of stress-induced brittle failure in hard rocks at a low confinement if the stress path is correctly represented, as demonstrated by the failure shape observed in the tunnel. However, using a constant dilation angle cannot simulate the nonlinear deformation behavior near the excavation boundary accurately because the dependence of rock mass dilation on confinement and plastic shear strain is not considered. It is illustrated from the numerical simulations that the proposed plastic shear strain and confinement-dependent dilation angle model in combination with the calibrated CWFS model implemented in FLAC can reasonably reveal both rock mass failure and displacement distribution in vicinity of the excavation simultaneously. The simulation results are in good agreement with the field observations and displacement measurement data.

Assessment of cyclic deformation and critical stress amplitude of jointed rocks via cyclic triaxial testing

Jointed rock specimens with a natural replicated joint surface oriented at a mean dip angle of 60were prepared,and a series of cyclic triaxial tests was performed at different confining pressures and cyclic deviatoric stress amplitudes.The samples were subjected to 10,000 loading-unloading cycles with a frequency of 8 Hz.At each level of confining pressure,the applied cyclic deviatoric stress amplitude was increased incrementally until excessive deformation of the jointed rock specimen was observed.Analysis of the test results indicated that there existed a critical cyclic deviatoric stress amplitude(i.e.critical dynamic deviatoric stress)beyond which the jointed rock specimens yielded.The measured critical dynamic deviatoric stress was less than the corresponding static deviatoric stress.At cyclic deviatoric stress amplitudes less than the critical dynamic deviatoric stress,minor cumulative residual axial strains were observed,resulting in hysteretic damping.However,for cyclic deviatoric stresses beyond the critical dynamic deviatoric stress,the plastic strains increased promptly,and the resilient moduli degraded rapidly during the initial loading cycles.Cyclic triaxial test results showed that at higher confining pressures,the ultimate residual axial strain attained by the jointed rock specimen decreased,the steadystate dissipated energy density and steady-state damping ratio per load cycle decreased,while steadystate resilient moduli increased.

Physical model test and numerical simulation on the failure mechanism of the roadway in layered soft rocks

To explore the failure mechanism of roadway in layered soft rocks,a physical model with the physically finite elemental slab assemblage(PFESA)method was established.Infrared thermography and a video camera were employed to capture thermal responses and deformation.The model results showed that layered soft roadway suffered from large deformation.A three-dimensional distinct element code(3 DEC)model with tetrahedral blocks was built to capture the characteristics of roadway deformation,stress,and cracks.The results showed two failure patterns,layer bending fracture and layer slipping after excavation.The layer bending fracture occurred at positions where the normal direction of layers pointed to the inside of the roadway and the layer slipping occurred in the ribs.Six schemes were proposed to investigate the effects of layered soft rocks.The results showed that the deformation of ribs was obviously larger than that of the roof and floor when the roadway passed through three types of strata.When the roadway was completely in a coal seam,the change of deformation in ribs was not obvious,while the deformation in the roof and floor increased obviously.These results can provide guidance for excavation and support design of roadways in layered soft rocks.

Deformation mechanism of high-stress and broken-expansion surrounding rock and supporting optimization based on the gray correlation theory

Aiming at the large deformation and support problems of high-stress and broken-expansion surrounding rock, and taking 1 000 m level roadway of Mine II in Jinchuan as the research object, an investigation on the deformation and damage of roadway surrounding rock and an analysis of its mechanism were carried out. The gray correlation theory was used in support scheme optimization design. First, causes and mechanism of deformation of the 1 000 m horizontal transport channel were analyzed through field investigation, laboratory test and data processing methods. We arguued that poor engineering geological conditions and deep pressure increases were the main factors, and the deformation mechanism was mainly the ground deformation pressure. Second, the gray correlation theory was used to construct supporting optimization decision method in the deep roadway. This method more comprehensively considers various factors, including construction, costs, and supporting material functions. The combined support with pre-stressed anchor cables, shotcrete layer, bolt and metal net was put forward according to the actual roadway engineering characteristics. Finally, 4 support schemes were put forward for new roadways. The gray relational theory was applied to optimizing the supporting method, undertaking technical and economic comparison to obtain the correlation degree, and accordingly the schemes were evaluated. It was concluded as follows: the best was the flexible retaining scheme using the steel strand anchor; the second best was the one using plate anchors on the top and rigid common screw steel bolt on the two sides; the third was; the rigid common screw steel bolt in full section of roadway; and the worst is the planished steel rigid support. The optimized scheme was applied to the 1000 m level of new excavation roadway. The results show that the roadway surrounding rock can reach a stable state after 5 to 6 months monitoring, with a convergence rate less than 1 mm/d.

Deformation Mechanism and Stability of a Rocky Slope

A high slope is located on the side of the spillway at a hydropower station in Southwest China, which has some weak inter-layers inclining outwards. Parts of the slope show heavy weathering and unloading. There appeared deformation and tensile crack either on the surface or on the afteredge of the slope during excavation, and under a platform （elev. 488 m）, two levels of slopes collapsed on the downriver side. Based on the investigation in situ and the analysis of the geological structure, the conceptual model of deformation and failure mechanism was erected for this slope. Furthermore, the deformation characteristics were studied with FLAC^3D numerical simulation. Comprehensive analysis shows that the whole deformation of the slope is unloading rebound in certain depth scope and the whole body does not slide along any weak interlayer. In addition, two parts with prominent local deformation in the shallow layer of the slope show the models of ＂creep sfiding-tensile cracking＂ and ＂slidlng-tensile cracking＂, respectively. Based on the above analysis, the corresponding project of support and reinforcement is proposed to make the slope more stable.

Evolution of the deformation field and earthquake fracture precursors of strike-slip faults

Seismic hazard analysis is gaining increased attention in the present era because of the catastrophic effects of earthquakes.Scientists always have as a goal to develop new techniques that will help forecast earthquakes before their reoccurrence. In this research,we have performed a shear failure experiment on rock samples with prefabricated cracks to simulate the process of plate movement that forms strike-slip faults. We studied the evolution law of the deformation field to simulate the shear failure experiment, and these results gave us a comprehensive understanding of the elaborate strain distribution law and its formation process with which to identify actual fault zones. We performed uniaxial compression tests on marble slabs with prefabricated double shear cracks to study the distribution and evolution of the deformation field during shear failure. Analysis of the strain field at different loading stages showed that with an increase in the load, the shear strain field initially changed to a disordered-style distribution. Further, the strain field was partially concentrated and finally completely concentrated near the crack and then distributed in the shape of a strip along the crack. We also computed coefficients of variation(CVs) for the physical quantities u, v, and exy, which varied with the load. The CV curves were found to correspond to the different loading stages. We found that at the uniform deformation stage, the CV value was small and changed slowly,whereas at the later nonuniform deformation stage, the CV value increased sharply and changed abruptly. Therefore, the precursor to a rock sample breakdown can be predicted by observing the variation characteristics of CV statistics. The correlation we found between our experimental and theoretical results revealed that our crack evolution and sample deformation results showed good coupling with seismic distribution characteristics near the San Andreas Fault.

Mechanism of toppling and deformation in hard rock slope: a case of bank slope of Hydropower Station, Qinghai Province, China

Recently, various toppling slopes have emerged with the development of hydropower projects in the western mountainous regions of China. The slope on the right bank of the Laxiwa Hydropower Station, located on the mainstream of the Yellow River in the Qinghai Province of Northwest China, is a typical hard rock slope. Further, its deformation characteristics are different from those of common natural hard rock toppling. Because this slope is located close to the dam of the hydropower station, its deformation mechanism has a practical significance. Based on detailed geological engineering surveys, four stages of deformation have been identified using discrete element numerical software and geological engineering analysis methods, including toppling creep, initial toppling deformation, intensified toppling deformation, and current slope formation. The spatial and time-related deformation of this site also exhibited four stages, including initial toppling, toppling development, intensification of toppling, and disintegration and collapse. Subsequently, the mechanism of toppling and deformation of the bank slope were studied. The results of this study exhibit important reference value for developing the prevention–control design of toppling and for ensuring operational safety in the hydropower reservoir area.

Statistical evaluation of five failure criteria for intact salt rock

Five multiparameter empirical criteria were exclusively evaluated by comparing them with the strength data covering various stress conditions to find out which failure criterion best fits the test data and describes the mechanical behavior of the salt rock sequence (halite,bedded composite specimens and anhydrite interlayers).Full-scale comparison of all criteria for the three rock types was conducted based on five standard statistics calculated from least squares curve-fitting,which measures both the goodness of fitting and the quality of future prediction.The results indicate that all five nonlinear criteria with a basic power form are efficient in predicting the strength trend in the low tension area as well as in the high compression area of the soft rocks.The parameters obtained for the bedded rock salt are somewhat in the ones for the "pure" rocks and are even closer to those obtained for the halite.The generalized Hoek-Brown criterion is proven to perform best to two rock strength data followed by one for the Bieniawski empirical criterion,thus is the best candidate for the analysis of the salt rock.The Sheorey empirical criterion consistently achieves an intermediate performance for all the three rocks.It seems that the superiority of the poly-axial criteria (the Mogi 1967 criterion and the N-type criterion) over the former three triaxial criteria no longer exists when applied to the conventional triaxial strength data.Besides,the method of tension cut-off was proposed to solve the ambiguity problem of the two poly-axial criteria in the tension field in the plane of the major (σ1) andminor principal stress (σ3).

Numerical evaluation of strength and deformability of fractured rocks

Knowledge of the strength and deformability of fractured rocks is important for design, construction and stability evaluation of slopes, foundations and underground excavations in civil and mining engineering. However, laboratory tests of intact rock samples cannot provide information about the strength and deformation behaviors of fractured rock masses that include many fractures of varying sizes, orientations and locations. On the other hand, large-scale in situ tests of fractured rock masses are economically costly and often not practical in reality at present. Therefore, numerical modeling becomes necessary. Numerical predicting using discrete element methods(DEM) is a suitable approach for such modeling because of their advantages of explicit representations of both fractures system geometry and their constitutive behaviors of fractures, besides that of intact rock matrix. In this study, to generically determine the compressive strength of fractured rock masses, a series of numerical experiments were performed on two-dimensional discrete fracture network models based on the realistic geometrical and mechanical data of fracture systems from feld mapping. We used the UDEC code and a numerical servo-controlled program for controlling the progressive compressive loading process to avoid sudden violent failure of the models. The two loading conditions applied are similar to the standard laboratory testing for intact rock samples in order to check possible differences caused by such loading conditions. Numerical results show that the strength of fractured rocks increases with the increasing confning pressure, and that deformation behavior of fractured rocks follows elasto-plastic model with a trend of strain hardening. The stresses and strains obtained from these numerical experiments were used to ft the well-known Mohr-Coulomb(MC) and Hoek-Brown(H-B) failure criteria, represented by equivalent material properties defning these two criteria. The results show that both criteria can provide fair estimates of the compressive strengths for all tested numerical models. Parameters of the elastic deformability of fractured models during elastic deformation stages were also evaluated, and represented as equivalent Young’s modulus and Poisson’s ratio as functions of lateral confning pressure. It is the frst time that such systematic numerical predicting for strength of fractured rocks was performed considering different loading conditions, with important fndings for different behaviors of fractured rock masses, compared with testing intact rock samples under similar loading conditions.

Post-Failure Rheological Properties of Rockmass ——An Important Object of Study for Engineering Rockmass Mechanics

Post failure rheology, as an important deformable behavior of average to very poor rockmass,is discussed in this paper. Three kinds of deformations, transition deformation, post failure rheological deformation and swelling deformation, are also introduced for they are totally different from that of traditional concepts. Transition and post failure deformations are sensitive to the environmental factors, and need to be studied in the future.

Deformation Mechanisms and Safe Drilling Fluids Density in Extremely Thick Salt Formations

Hydrocarbons are very often associated with salt structures. The oil and gas industry is often required to drill along and through long salt sections to reach and recover hydrocarbons. The unique physical properties of salt require special techniques to ensure borehole stability and adequate casing design. This paper assumed that the mechanical behavior of salt is regulated by the magnitude of mean stress and octahedral shear stress and under the influence of different stress conditions the deformation of rock salt can be represented by three domains, i.e. compression domain, volume unchanged domain, and dilatancy domain, which are separated by a stress dependent boundary. In the compression domain, the volume of salt decreases until all microcracks are closed, with only elastic deformation and pure creep; in the volume unchanged domain the deformation is considered steady incompressible flow controlled by pure creep; and in the dilatancy domain the volume of salt increases during deformation due to micro-cracking, causing damage and accelerating ＂creep＂ until failure. This paper presents a hypothesis that the borehole is stable only when the magnitude of octahedral shear stress is below the dilatancy boundary. It gives the design method for determining drilling fluids density, and calculates the closure rate ofborehole with the recommended drilling fluids density. If the closure rate of the borehole is less than 0.1%, the drilling fluids density window can be used during drilling through extremely thick salt formations.

Simulation of failure process of jointed rock

A modified discontinuous deformation analysis (DDA) algorithm was proposed to simulate the failure behavior of jointed rock. In the proposed algorithm, by using the Monte-Carlo technique, random joint network was generated in the domain of interest. Based on the joint network, the triangular DDA block system was automatically generated by adopting the advanced front method. In the process of generating blocks, numerous artificial joints came into being, and once the stress states at some artificial joints satisfy the failure criterion given beforehand, artificial joints will turn into real joints. In this way, the whole fragmentation process of rock mass can be replicated. The algorithm logic was described in detail, and several numerical examples were carried out to obtain some insight into the failure behavior of rock mass containing random joints. From the numerical results, it can be found that the crack initiates from the crack tip, the growth direction of the crack depends upon the loading and constraint conditions, and the proposed method can reproduce some complicated phenomena in the whole process of rock failure.

Stability of High Slope Interbedded Strata with Low Dip Angle Constituted by Soft and Hard Rock Mass

Slopes consisting of interbedded strata of soft and hard rock mass, such as purplish red mudstone and grey brown arkosic sandstone of Jurassic age, are very common in Sichuan basin of China. The mudstone is soft while the sandstone is hard and contains many opening or closing joints with a high dip angle. Some are nearly parallel and the others are nearly decussated with the trend of the slopes. Many natural slopes are in deformation or sliding because of those reasons. The stability of cutting slopes and supporting method to be taken for their stability in civil engineering are important. In this paper, the stability and deformation of the slopes are studied. The methods of analysis and support design principle are analyzed also. Finally, the method put forward is applied to study Fengdian high cutting slope in Sichuan section of the express way from Chengdu to Shanghai. The results indicate that the method is effective.

Modeling rock specimens through 3D printing: Tentative experiments and prospects

Current developments in 3D printing （3DP） technology provide the opportunity to produce rock-like specimens and geotechnical models through additive man- ufacturing, that is, from a file viewed with a computer to a real object. This study investigated the serviceability of 3DP products as substitutes for rock specimens and rock-type materials in experimental analysis of deformation and failure in the laboratory. These experiments were performed on two types of materials as follows： （1） compressive experiments on printed sand-powder specimens in different shapes and structures, including intact cylinders, cylinders with small holes, and cuboids with pre-existing cracks, and （2） com- pressive and shearing experiments on printed polylactic acid cylinders and molded shearing blocks. These tentative tests for 3DP technology have exposed its advantages in produc- ing complicated specimens with special external forms and internal structures, the mechanical similarity of its product to rock-type material in terms of deformation and failure, and its precision in mapping shapes from the original body to the trial sample （such as a natural rock joint）. These experiments and analyses also successfully demonstrate the potential and prospects of 3DP technology to assist in the deformation and failure analysis of rock-type materials, as well as in the sim- ulation of similar material modeling experiments.

Failure responses of rock tunnel faces during excavation through the fault-fracture zone

It is essential to cast light on the construction risks in tunnel excavations through the fault-fracture zone(FFZ).This study adopts the material point method(MPM)to simulate the failure responses of a rock tunnel face during excavation through the FFZ.A numerical study was conducted to compare a physical model test and validate the feasibility of using the MPM in simulating tunnel face failure.One hundred ninety numerical simulation cases were constructed to represent a rock tunnel excavation project with different site con-figurations.The simulation results suggest that the cohesion and the friction angle significantly influence failure responses.The tunnel cover depth can magnify the failure responses,and the FFZ thickness significantly affects the mobilized rock mass volume when the FFZ consists of a weak rock mass.The numerical simulation results suggest three deformation patterns:face bulge,partial failure,and slide collapse.The failure responses can be characterized by stress arch,slip surface,angle of reposing,and influence range.The insights suggested by the face failure responses during excavation through the FFZ can aid field engineers in determining the scope of possible damage,and in establishing emergency measures to minimize losses if such failure occurs.

贵州沿空留巷支护技术的分析与改进

针对贵州某煤矿沿空留巷在原有支护条件下,靠上帮一侧顶板以及下帮底角的岩层变形破坏较严重的情况,对巷道支护方式进行改进。利用数值模拟软件,对改进支护后的巷道围岩变形破坏情况进行分析。研究发现:改进支护后的巷道围岩变形破坏情况得到明显改善,改进后的支护方式能够较好地阻滞巷道上帮一侧顶板和下帮底角的岩层严重变形破坏,从而保持巷道围岩的完整性和稳定性,研究可为类似条件矿井沿空留巷的支护方式提供参考。

断层斜交岩质高边坡开挖变形特征及其治理效果评价--以陕南地区某岩质高边坡为例

为厘清断层斜交岩质高边坡开挖变形特性以及边坡治理后的时变特性,以陕南地区某断层斜交岩质高边坡为例,综合采用现场调查、数值模拟以及多点位移监测等方法分析断层斜交岩质高边坡破坏机制,归纳了断层斜交岩质高边坡的主要致灾因子,分析了边坡开挖过程中的变形特性,并探讨了边坡治理的时效性。结果表明:研究区域地形陡峭,受断层和坡脚开挖影响呈现出典型临空地形地貌,且受地质构造影响,出露岩体破碎程度较高,节理裂隙发育;基于数值仿真论证了断层斜交岩质高边坡采用“上部锚索锁固+中部坡体刷方+下部锚索和抗滑桩加固”方案治理的可行性,现场调查和监测数据结果表明边坡治理效果明显;断层处流土溶蚀效应明显,强降雨诱发岩质高边坡后缘断层附近平台发生塌陷,在断层和坡脚部位增设排水措施后坡体病害得到有效缓解,整体变形速率得到有效控制。研究成果对断层斜交岩质高边坡的治理及破坏机制分析具有参考意义。

循环梯度加载下煤岩损伤破坏特性及能量演化规律研究

煤矿开采中岩体受开挖卸荷因素的影响常处于反复的循环加载过程,为研究循环梯度加载作用下煤岩的损伤破坏特性和能量演化规律,对煤样进行单轴循环梯度加载实验,对比分析煤岩在不同循环梯度加载下的变形破坏特性、输入能量密度、耗散能密度和损伤变量的规律。结果表明:随着循环梯度应力的递增,煤岩试样所承受的循环次数递减、峰值强度降低,分别为17.97、14.86、11.23、10.53 MPa;在循环梯度加载中,输入能量密度绝大部分以弹性应变能的形式储存于岩样内部,耗散能在单次循环输入总能量的0.2%~40%之间递增。选用累积耗散作为煤岩损伤破坏全过程的量化指标,并通过Logistic方程对煤岩损伤进行了拟合,得到了煤岩损伤的演化模型。