Intense precipitation infiltration and intricate excavation processes are crucial factors that impact the stability and security of towering and steep rock slopes within mining sites.The primary aim of this research w...Intense precipitation infiltration and intricate excavation processes are crucial factors that impact the stability and security of towering and steep rock slopes within mining sites.The primary aim of this research was to investigate the progression of cumulative failure within a cracked rock formation,considering the combined effects of precipitation and excavation activities.The study was conducted in the Huangniuqian eastern mining area of the Dexing Copper Mine in Jiangxi Province,China.An engineering geological investigation was conducted,a physical model experiment was performed,numerical calculations and theoretical analysis were conducted using the matrix discrete element method(Mat-DEM),and the deformation characteristics and the effect of the slope angle of a fractured rock mass under different scenarios were examined.The failure and instability mechanisms of the fractured rock mass under three slope angle models were analyzed.The experimental results indicate that as the slope angle increases,the combined effect of rainfall infiltration and excavation unloading is reduced.A novel approach to simulating unsaturated seepage in a rock mass,based on the van Genuchten model(VGM),has been developed.Compared to the vertical displacement observed in a similar physical experiment,the average relative errors associated with the slope angles of 45,50,and 55were 2.094%,1.916%,and 2.328%,respectively.Accordingly,the combined effect of rainfall and excavation was determined using the proposed method.Moreover,the accuracy of the numerical simulation was validated.The findings contribute to the seepage field in a meaningful way,offering insight that can inform and enhance existing methods and theories for research on the underlying mechanism of ultra-high and steep rock slope instability,which can inform the development of more effective risk management strategies.展开更多
Soft computing techniques are becoming even more popular and particularly amenable to model the complex behaviors of most geotechnical engineering systems since they have demonstrated superior predictive capacity,comp...Soft computing techniques are becoming even more popular and particularly amenable to model the complex behaviors of most geotechnical engineering systems since they have demonstrated superior predictive capacity,compared to the traditional methods.This paper presents an overview of some soft computing techniques as well as their applications in underground excavations.A case study is adopted to compare the predictive performances of soft computing techniques including eXtreme Gradient Boosting(XGBoost),Multivariate Adaptive Regression Splines(MARS),Artificial Neural Networks(ANN),and Support Vector Machine(SVM) in estimating the maximum lateral wall deflection induced by braced excavation.This study also discusses the merits and the limitations of some soft computing techniques,compared with the conventional approaches available.展开更多
Excavation damage under high in situ stress depends largely upon the potential block size associated with any violent ejection.The size and shape of the dynamic instability are largely controlled by the location,orien...Excavation damage under high in situ stress depends largely upon the potential block size associated with any violent ejection.The size and shape of the dynamic instability are largely controlled by the location,orientation and extent of the pre-existing geological discontinuities.A new methodology is presented in which the rock mass demand can be expressed in terms of the mass in tonnes of unstable rock that is ejected per unit area of the excavation surface where failure occurs.A probabilistic approach has been implemented to estimate the potential rock mass instabilities and their associated static and dynamic demands.The new methodology considers that the strain energy released by the rock mass during violent stress-driven failure is largely converted into kinetic energy of ejection for blocks.The estimated dynamic demand has been favourably compared with observations of rock mass damage in a number of underground excavations.展开更多
Estimation of in situ stresses based on back-analysis of measured stress changes and displacements has become an alternative to the direct stress measurement methods.In order to help users conduct own measurement and ...Estimation of in situ stresses based on back-analysis of measured stress changes and displacements has become an alternative to the direct stress measurement methods.In order to help users conduct own measurement and analysis,this paper presents in detail a field stress back-analysis approach directly from borehole strain changes measured during nearby underground excavation.Essential formulations in major steps and the procedure for the entire analysis process are provided to allow users to follow.The instrument for borehole strain change measurement can be the CSIR or CSIRO stress cells and other borehole strain cells that can measure strains on borehole walls.Strain changes corresponding to the stress changes at a borehole location are calculated in borehole environment.The stress changes due to nearby excavation can be calculated by an analytical model for a single circular opening and simulated by a numerical model for non-circular and multiple openings.These models are based on isotropic,homogeneous and linear elastic assumptions.The analysis of borehole strain changes is accomplished by multiple linear regression based on error minimization and an integrated process provides the best-fit solution directly to the in situ stresses.A statistical technique is adopted for screening outliers in the measurement data,checking measurement compatibility and evaluating the reliability of analysis results.An application example is included to demonstrate the practical application and the analysis procedure.展开更多
Given the conditions of residual coal from the boundary of a flat dipping open-pit mine,which uses strip areas mining and inner dumping with slope-covering,we propose an open-pit and underground integrated mining tech...Given the conditions of residual coal from the boundary of a flat dipping open-pit mine,which uses strip areas mining and inner dumping with slope-covering,we propose an open-pit and underground integrated mining technology for residual coal of end slopes.In the proposal a conveyance road and ventilation conveyance near the slope are built,corresponding to the pit mining area and the surface coal mine dump,as well as an interval haulage tunnel and air-inlet tunnel.The outcome shows that such mining method may reduce the effect to slope stability from underground mining,it does not affect the dumping advance and has a high recovery rate of residual coal resources.The working face is timbered by single hydraulic props,transported by a scraper conveyor and supported by coal walls.This method of mining is one of layered top coal caving,with high resource recovery,low production cost where positive economic benefit can be realized.展开更多
Under circumstances in which both underground mining and open-pit mining are employed, the mining effects of two approaches will be superposed and the mining slope will receive several induced stress fields, which mak...Under circumstances in which both underground mining and open-pit mining are employed, the mining effects of two approaches will be superposed and the mining slope will receive several induced stress fields, which makes the sliding mechanism and deformation law of slope rock mass more complicated. This paper, targeting at the east slope of Antaibao Mine with the joint employment of underground mining and open-pit mining, aims to study the moving law of the slope rock mass and the damage mechanism to the overburden of the goaf by numerical simulation. It is supposed that models of possible damage to the slope could be explored for guidance to safety-production of the mine.展开更多
The stability of underground entry-type excavations(UETEs)is of paramount importance for ensuring the safety of mining operations.As more engineering cases are accumulated,machine learning(ML)has demonstrated great po...The stability of underground entry-type excavations(UETEs)is of paramount importance for ensuring the safety of mining operations.As more engineering cases are accumulated,machine learning(ML)has demonstrated great potential for the stability evaluation of UETEs.In this study,a hybrid stacking ensemble method aggregating support vector machine(SVM),k-nearest neighbor(KNN),decision tree(DT),random forest(RF),multilayer perceptron neural network(MLPNN)and extreme gradient boosting(XGBoost)algorithms was proposed to assess the stability of UETEs.Firstly,a total of 399 historical cases with two indicators were collected from seven mines.Subsequently,to pursue better evaluation performance,the hyperparameters of base learners(SVM,KNN,DT,RF,MLPNN and XGBoost)and meta learner(MLPNN)were tuned by combining a five-fold cross validation(CV)and simulated annealing(SA)approach.Based on the optimal hyperparameters configuration,the stacking ensemble models were constructed using the training set(75%of the data).Finally,the performance of the proposed approach was evaluated by two global metrics(accuracy and Cohen’s Kappa)and three within-class metrics(macro average of the precision,recall and F1-score)on the test set(25%of the data).In addition,the evaluation results were compared with six base learners optimized by SA.The hybrid stacking ensemble algorithm achieved better comprehensive performance with the accuracy,Kappa coefficient,macro average of the precision,recall and F1-score were 0.92,0.851,0.885,0.88 and 0.883,respectively.The rock mass rating(RMR)had the most important influence on evaluation results.Moreover,the critical span graph(CSG)was updated based on the proposed model,representing a significant improvement compared with the previous studies.This study can provide valuable guidance for stability analysis and risk management of UETEs.However,it is necessary to consider more indicators and collect more extensive and balanced dataset to validate the model in future.展开更多
The occurrence of disasters in deep mining engineering has been confirmed to be closely related to the external dynamic disturbances and geological discontinuities.Thus,a combined finite-element method was employed to...The occurrence of disasters in deep mining engineering has been confirmed to be closely related to the external dynamic disturbances and geological discontinuities.Thus,a combined finite-element method was employed to simulate the failure process of an underground cavern,which provided insights into the failure mechanism of deep hard rock affected by factors such as the dynamic stress-wave amplitudes,disturbance direction,and dip angles of the structural plane.The crack-propagation process,stress-field distribution,displacement,velocity of failed rock,and failure zone around the circular cavern were analyzed to identify the dynamic response and failure properties of the underground structures.The simulation results indicate that the dynamic disturbance direction had less influence on the dynamic response for the constant in situ stress state,while the failure intensity and damage range around the cavern always exhibited a monotonically increasing trend with an increase in the dynamic load.The crack distribution around the circular cavern exhibited an asymmetric pattern,possibly owing to the stress-wave reflection behavior and attenuation effect along the propagation route.Geological discontinuities significantly affected the stability of nearby caverns subjected to dynamic disturbances,during which the failure intensity exhibited the pattern of an initial increase followed by a decrease with an increase in the dip angle of the structural plane.Additionally,the dynamic disturbance direction led to variations in the crack distribution for specific structural planes and stress states.These results indicate that the failure behavior should be the integrated response of the excavation unloading effect,geological conditions,and external dynamic disturbances.展开更多
The complicated rock structures and the stability of surrounding rocks of the underground powerhouse were the key rock mechanical problems in Shuibuya hydropower station.In order to overcome the related rock mechanica...The complicated rock structures and the stability of surrounding rocks of the underground powerhouse were the key rock mechanical problems in Shuibuya hydropower station.In order to overcome the related rock mechanical problems encountered during its construction,a comprehensive research was carried out for the underground powerhouse in Shuibuya hydropower station based on a detailed geological survey.It covers the investigations on the initial in-situ stress distribution features,rock mechanical properties,engineering rock mass classifications by different methods,numerical modeling for stability and support analysis,proper measures for rock excavation and support.The results show that the rock excavations of the underground powerhouse under the given geological conditions can be controlled effectively.Some measures,suggested by the designers,are proved to be rational and effective.These measures mainly consist of:(1) the soft rock replacements by concrete in local area below the crane beam,(2) the shotcrete and reinforcement by rock bolts and anchor cables in surrounding rocks,and (3) 2 m concrete placement on the rock bench between adjacent tailrace tubes.The engineering practice shows that the treated surrounding rocks have a good overall stability.The deformation behaviors observed by safety equipments are within the designing limits.The research conclusions on the related rock mechanical problems,prior to the underground powerhouse excavations,are reliable.展开更多
基金the Research Fund of National Natural Science Foundation of China(NSFC)(Grant Nos.42477142 and 42277154)the Project of Slope Safety Control and Disaster Prevention Technology Innovation team of“Youth Innovation Talent Introduction and Education Plan”of Shandong Colleges and Universities(Grant No.Lu Jiao Ke Han[2021]No.51)。
文摘Intense precipitation infiltration and intricate excavation processes are crucial factors that impact the stability and security of towering and steep rock slopes within mining sites.The primary aim of this research was to investigate the progression of cumulative failure within a cracked rock formation,considering the combined effects of precipitation and excavation activities.The study was conducted in the Huangniuqian eastern mining area of the Dexing Copper Mine in Jiangxi Province,China.An engineering geological investigation was conducted,a physical model experiment was performed,numerical calculations and theoretical analysis were conducted using the matrix discrete element method(Mat-DEM),and the deformation characteristics and the effect of the slope angle of a fractured rock mass under different scenarios were examined.The failure and instability mechanisms of the fractured rock mass under three slope angle models were analyzed.The experimental results indicate that as the slope angle increases,the combined effect of rainfall infiltration and excavation unloading is reduced.A novel approach to simulating unsaturated seepage in a rock mass,based on the van Genuchten model(VGM),has been developed.Compared to the vertical displacement observed in a similar physical experiment,the average relative errors associated with the slope angles of 45,50,and 55were 2.094%,1.916%,and 2.328%,respectively.Accordingly,the combined effect of rainfall and excavation was determined using the proposed method.Moreover,the accuracy of the numerical simulation was validated.The findings contribute to the seepage field in a meaningful way,offering insight that can inform and enhance existing methods and theories for research on the underlying mechanism of ultra-high and steep rock slope instability,which can inform the development of more effective risk management strategies.
基金supported by High-end Foreign Expert Introduction program (No.G20190022002)Chongqing Construction Science and Technology Plan Project (2019-0045)
文摘Soft computing techniques are becoming even more popular and particularly amenable to model the complex behaviors of most geotechnical engineering systems since they have demonstrated superior predictive capacity,compared to the traditional methods.This paper presents an overview of some soft computing techniques as well as their applications in underground excavations.A case study is adopted to compare the predictive performances of soft computing techniques including eXtreme Gradient Boosting(XGBoost),Multivariate Adaptive Regression Splines(MARS),Artificial Neural Networks(ANN),and Support Vector Machine(SVM) in estimating the maximum lateral wall deflection induced by braced excavation.This study also discusses the merits and the limitations of some soft computing techniques,compared with the conventional approaches available.
基金financial assistance and support provided over many years by various organisations including CODELCO Chile, CRC Mining, Mining3, MMG, DSI and Geobrugg
文摘Excavation damage under high in situ stress depends largely upon the potential block size associated with any violent ejection.The size and shape of the dynamic instability are largely controlled by the location,orientation and extent of the pre-existing geological discontinuities.A new methodology is presented in which the rock mass demand can be expressed in terms of the mass in tonnes of unstable rock that is ejected per unit area of the excavation surface where failure occurs.A probabilistic approach has been implemented to estimate the potential rock mass instabilities and their associated static and dynamic demands.The new methodology considers that the strain energy released by the rock mass during violent stress-driven failure is largely converted into kinetic energy of ejection for blocks.The estimated dynamic demand has been favourably compared with observations of rock mass damage in a number of underground excavations.
文摘Estimation of in situ stresses based on back-analysis of measured stress changes and displacements has become an alternative to the direct stress measurement methods.In order to help users conduct own measurement and analysis,this paper presents in detail a field stress back-analysis approach directly from borehole strain changes measured during nearby underground excavation.Essential formulations in major steps and the procedure for the entire analysis process are provided to allow users to follow.The instrument for borehole strain change measurement can be the CSIR or CSIRO stress cells and other borehole strain cells that can measure strains on borehole walls.Strain changes corresponding to the stress changes at a borehole location are calculated in borehole environment.The stress changes due to nearby excavation can be calculated by an analytical model for a single circular opening and simulated by a numerical model for non-circular and multiple openings.These models are based on isotropic,homogeneous and linear elastic assumptions.The analysis of borehole strain changes is accomplished by multiple linear regression based on error minimization and an integrated process provides the best-fit solution directly to the in situ stresses.A statistical technique is adopted for screening outliers in the measurement data,checking measurement compatibility and evaluating the reliability of analysis results.An application example is included to demonstrate the practical application and the analysis procedure.
文摘Given the conditions of residual coal from the boundary of a flat dipping open-pit mine,which uses strip areas mining and inner dumping with slope-covering,we propose an open-pit and underground integrated mining technology for residual coal of end slopes.In the proposal a conveyance road and ventilation conveyance near the slope are built,corresponding to the pit mining area and the surface coal mine dump,as well as an interval haulage tunnel and air-inlet tunnel.The outcome shows that such mining method may reduce the effect to slope stability from underground mining,it does not affect the dumping advance and has a high recovery rate of residual coal resources.The working face is timbered by single hydraulic props,transported by a scraper conveyor and supported by coal walls.This method of mining is one of layered top coal caving,with high resource recovery,low production cost where positive economic benefit can be realized.
文摘Under circumstances in which both underground mining and open-pit mining are employed, the mining effects of two approaches will be superposed and the mining slope will receive several induced stress fields, which makes the sliding mechanism and deformation law of slope rock mass more complicated. This paper, targeting at the east slope of Antaibao Mine with the joint employment of underground mining and open-pit mining, aims to study the moving law of the slope rock mass and the damage mechanism to the overburden of the goaf by numerical simulation. It is supposed that models of possible damage to the slope could be explored for guidance to safety-production of the mine.
基金supported by the National Natural Science Foundation of China(Grant No.52204117)the Natural Science Foundation of Hunan Province,China(Grant No.2022JJ40601).
文摘The stability of underground entry-type excavations(UETEs)is of paramount importance for ensuring the safety of mining operations.As more engineering cases are accumulated,machine learning(ML)has demonstrated great potential for the stability evaluation of UETEs.In this study,a hybrid stacking ensemble method aggregating support vector machine(SVM),k-nearest neighbor(KNN),decision tree(DT),random forest(RF),multilayer perceptron neural network(MLPNN)and extreme gradient boosting(XGBoost)algorithms was proposed to assess the stability of UETEs.Firstly,a total of 399 historical cases with two indicators were collected from seven mines.Subsequently,to pursue better evaluation performance,the hyperparameters of base learners(SVM,KNN,DT,RF,MLPNN and XGBoost)and meta learner(MLPNN)were tuned by combining a five-fold cross validation(CV)and simulated annealing(SA)approach.Based on the optimal hyperparameters configuration,the stacking ensemble models were constructed using the training set(75%of the data).Finally,the performance of the proposed approach was evaluated by two global metrics(accuracy and Cohen’s Kappa)and three within-class metrics(macro average of the precision,recall and F1-score)on the test set(25%of the data).In addition,the evaluation results were compared with six base learners optimized by SA.The hybrid stacking ensemble algorithm achieved better comprehensive performance with the accuracy,Kappa coefficient,macro average of the precision,recall and F1-score were 0.92,0.851,0.885,0.88 and 0.883,respectively.The rock mass rating(RMR)had the most important influence on evaluation results.Moreover,the critical span graph(CSG)was updated based on the proposed model,representing a significant improvement compared with the previous studies.This study can provide valuable guidance for stability analysis and risk management of UETEs.However,it is necessary to consider more indicators and collect more extensive and balanced dataset to validate the model in future.
基金The authors would like to acknowledge the financial supports from the National Natural Science Foundation of China(Grant Nos.52004143,51774194)the Open fund for State Key Laboratory of Mining Response and Disaster Prevention and Control in Deep Coal Mines,the China Postdoctoral Science Foundation(No.2020M670781)the NSFC-Shandong Joint fund(Grant No.U1806208).
文摘The occurrence of disasters in deep mining engineering has been confirmed to be closely related to the external dynamic disturbances and geological discontinuities.Thus,a combined finite-element method was employed to simulate the failure process of an underground cavern,which provided insights into the failure mechanism of deep hard rock affected by factors such as the dynamic stress-wave amplitudes,disturbance direction,and dip angles of the structural plane.The crack-propagation process,stress-field distribution,displacement,velocity of failed rock,and failure zone around the circular cavern were analyzed to identify the dynamic response and failure properties of the underground structures.The simulation results indicate that the dynamic disturbance direction had less influence on the dynamic response for the constant in situ stress state,while the failure intensity and damage range around the cavern always exhibited a monotonically increasing trend with an increase in the dynamic load.The crack distribution around the circular cavern exhibited an asymmetric pattern,possibly owing to the stress-wave reflection behavior and attenuation effect along the propagation route.Geological discontinuities significantly affected the stability of nearby caverns subjected to dynamic disturbances,during which the failure intensity exhibited the pattern of an initial increase followed by a decrease with an increase in the dip angle of the structural plane.Additionally,the dynamic disturbance direction led to variations in the crack distribution for specific structural planes and stress states.These results indicate that the failure behavior should be the integrated response of the excavation unloading effect,geological conditions,and external dynamic disturbances.
基金Supported by the National Key Technology R&D Program of China (2008BAB29B01)
文摘The complicated rock structures and the stability of surrounding rocks of the underground powerhouse were the key rock mechanical problems in Shuibuya hydropower station.In order to overcome the related rock mechanical problems encountered during its construction,a comprehensive research was carried out for the underground powerhouse in Shuibuya hydropower station based on a detailed geological survey.It covers the investigations on the initial in-situ stress distribution features,rock mechanical properties,engineering rock mass classifications by different methods,numerical modeling for stability and support analysis,proper measures for rock excavation and support.The results show that the rock excavations of the underground powerhouse under the given geological conditions can be controlled effectively.Some measures,suggested by the designers,are proved to be rational and effective.These measures mainly consist of:(1) the soft rock replacements by concrete in local area below the crane beam,(2) the shotcrete and reinforcement by rock bolts and anchor cables in surrounding rocks,and (3) 2 m concrete placement on the rock bench between adjacent tailrace tubes.The engineering practice shows that the treated surrounding rocks have a good overall stability.The deformation behaviors observed by safety equipments are within the designing limits.The research conclusions on the related rock mechanical problems,prior to the underground powerhouse excavations,are reliable.
