It has become an inevitable trend of human development to seek resources from the deep underground.However,rock encountered in deep underground engineering is usually in an anisotropic stress state(σ_(1)>σ>σ_...It has become an inevitable trend of human development to seek resources from the deep underground.However,rock encountered in deep underground engineering is usually in an anisotropic stress state(σ_(1)>σ>σ_(3))due to the influences of geological structures and engineering disturbances.It is therefore essential to study the mechanical,seepage,and dynamic disaster behaviors of deep rock under true triaxial stress to ensure the safe operation of deep rock engineering and the efficient exploitation of deep resources.In recent years,experimental techniques and research on true triaxial rock mechanics have achieved fruitful results that have promoted the rapid development of deep rock mechanics;thus,it is necessary to systematically review and summarize these developments.This work first introduced several typical true triaxial testing apparatus and then reviewed the corresponding research progress on rock deformation,strength,failure mode,brittleness,and energy as well as the 3D volumetric fracturing(dynamic disaster)properties of deep rocks under true triaxial stress.Then,several commonly used true triaxial rock strength criteria and their applicability,the permeability characteristics and mathematical models of deep reservoir rocks,and the disaster-causing processes and mechanisms of disturbed volumetric fracturing(rockburst,compound dynamic disasters)in deep rock engineering were described.This work may provide an essential reference for addressing the true triaxial rock mechanics issues involved in deep rock engineering,especially regarding the stability of surrounding rock at depth,disaster prevention and control,and oil and gas exploitation.展开更多
Precisely understanding the dynamic mechanical properties and failure modes of rocks subjected to true triaxial stress state(σ1>σ2>σ3,whereσ1,σ2,andσ3 are the major principal stress,intermediate principal ...Precisely understanding the dynamic mechanical properties and failure modes of rocks subjected to true triaxial stress state(σ1>σ2>σ3,whereσ1,σ2,andσ3 are the major principal stress,intermediate principal stress,and minor principal stress,respectively)is essential to the safety of underground engineering.However,in the laboratory,it is difficult to maintain the constant true triaxial stress state of rocks during the dynamic testing process.Herein,a numerical servo triaxial Hopkinson bar(NSTHB)was developed to study the dynamic responses of rocks confronted with a true triaxial stress state,in which lateral stresses can maintain constant.The results indicate that the dynamic strength and elastic modulus of rocks increase with the rise of intermediate principal stressσ2,while the dynamic elastic modulus is independent of the dynamic strain rate.Simulated acoustic emission distributions indicate that the intermediate principal stressσ2 dramatically affects dynamic failure modes of triaxial confined rocks.Asσ2 increases,the failure pattern switches from a single diagonal shear zone into two parallel shear zones with a small slant.Moreover,a recent triaxial Hopkinson bar experimental system using three bar pairs is also numerically established,and the measuring discrepancies are identified between the two numerical bar systems.The proposed NSTHB system provides a controllable tool for studying the dynamic triaxial behavior of rocks.展开更多
As main part of underground rock mass,the three-dimensional(3D)morphology of natural fractures plays an important role in rock mass stability.Based on previous studies on 3D morphology,this study probes into the law a...As main part of underground rock mass,the three-dimensional(3D)morphology of natural fractures plays an important role in rock mass stability.Based on previous studies on 3D morphology,this study probes into the law and mechanism regarding the influence of the confining pressure constraints on 3D morphological features of natural fractures.First,fracture surfaces were obtained by true triaxial compression test and 3D laser scanning.Then 3D morphological parameters of fractures were calculated by using Grasselli’s model.The results show that the failure mode of granites developed by true triaxial stress can be categorized into tension failure and shear failure.Based on the spatial position of fractures,they can be divided into tension fracture surface,S-1 shear fracture surface,and S-2 shear fracture surface.Micro-failure of the tension fracture surface is dominated by mainly intergranular fracture;the maximum height of asperities on the fracture surface and the 3D roughness of fracture surfaces are influenced by σ_(3) only and they are greater than those of shear fracture surfaces,a lower overall uniformity than tension fracture surface.S-1 shear fracture surface and S-2 shear fracture surface are dominated by intragranular and intergranular coupling fracture.The maximum height of asperities on the fracture surface and 3D roughness of fracture surface are affected by σ_(1),σ_(2),and σ_(3).With the increase of σ_(2) or σ_(3),the cutting off of asperities on the fracture surface becomes more common,the maximum height of asperities and 3D roughness of fracture surface further decrease,and the overall uniformity gets further improved.The experimental results are favorable for selecting technical parameters of enhanced geothermal development and the safety of underground mine engineering.展开更多
Simulations are conducted using five new artificial neural networks developed herein to demonstrate and investigate the behavior of rock material under polyaxial loading. The effects of the intermediate principal stre...Simulations are conducted using five new artificial neural networks developed herein to demonstrate and investigate the behavior of rock material under polyaxial loading. The effects of the intermediate principal stress on the intact rock strength are investigated and compared with laboratory results from the literature. To normalize differences in laboratory testing conditions, the stress state is used as the objective parameter in the artificial neural network model predictions. The variations of major principal stress of rock material with intermediate principal stress, minor principal stress and stress state are investigated. The artificial neural network simulations show that for the rock types examined, none were independent of intermediate principal stress effects. In addition, the results of the artificial neural network models, in general agreement with observations made by others, show (a) a general trend of strength increasing and reaching a peak at some intermediate stress state factor, followed by a decline in strength for most rock types; (b) a post-peak strength behavior dependent on the minor principal stress, with respect to rock type; (c) sensitivity to the stress state, and to the interaction between the stress state and uniaxial compressive strength of the test data by the artificial neural networks models (two-way analysis of variance; 95% confidence interval). Artificial neural network modeling, a self-learning approach to polyaxial stress simulation, can thus complement the commonly observed difficult task of conducting true triaxial laboratory tests, and/or other methods that attempt to improve two-dimensional (2D) failure criteria by incorporating intermediate principal stress effects.展开更多
Rockfill material is widely used for construction of high rockfill dam due to its facility,economical cost,high strength and effective aseismatic property.It is provoked profoundly to propose a suitable constitutive m...Rockfill material is widely used for construction of high rockfill dam due to its facility,economical cost,high strength and effective aseismatic property.It is provoked profoundly to propose a suitable constitutive model for a better application of this material.The dilatancy equation of rockfill material plays a significant role in the constitutive model.For the sake of simplicity,a dilatancy equation is established by the linear least square method on the basis of the rearranged data of rockfill material in the true triaxial tests.Based on the fact that the rearranged data at different initial confining pressures are aligned in a narrow band,the dilatancy behavior of rockfill material is independent of the initial confining pressure.However,different from the initial confining pressure,both the intermediate principal stress ratio and the specimen density exhibit a remarkable influence on the dilatancy behaviors of rockfill material.Furthermore,the predictions of the proposed dilatancy equation are in a good agreement with the rearranged test data of rockfill material at different specimen densities and stress paths.展开更多
Series of testing on coarse grained soils were carried out with a true triaxial testing apparatus. The loads were applied from the major principal and minor principal directions, respectively, to simulate the construc...Series of testing on coarse grained soils were carried out with a true triaxial testing apparatus. The loads were applied from the major principal and minor principal directions, respectively, to simulate the construction and water impounding process of a rock fill dam. The stress and strain relationships induced by the different loading methods were investigated. A remarkable stress-induced anisotropy under complex stress state was observed. Contrary to popular assumptions in traditional numerical analysis and constitutive models, it was found that different elastic modulus and Poisson ratio exist in different principal directions in rock fill dams. From the testing results, an anisotropic constitutive model based on Duncan-Chang nonlinear model is presented to overcome the limitations of axi-symmetric assumptions in conventional triaxial experiments and constitutive models. Both models were then applied in FEM analysis of an under-construction earth core high rock soil filled dam with the focus on hydraulic fracturing. The study reveals the major biases that exist when numerical analysis and constitutive models do not give serious consideration to the intermediate principal stress and anisotropy effects in soil rock built structures.展开更多
A true triaxial apparatus which is composed of three units was presented.The apparatus allows for investigations on deformation and seepage behaviors of a single rock fracture subjected to lateral stress and normal st...A true triaxial apparatus which is composed of three units was presented.The apparatus allows for investigations on deformation and seepage behaviors of a single rock fracture subjected to lateral stress and normal stress.The first unit has three jacks which can apply loads independently in three orthogonal directions.The second unit is used to supply water inflow,control seepage pressure and measure flow velocity in real time.The third unit is for measuring the normal deformation of rock fractures.Some tests for investigating the normal deformation and seepage behaviors of rock fractures subjected to normal and lateral loads on hard granite specimens with an artificial persistent fracture,were introduced.The results show that both the normal deformation and the hydraulic conductivity are influenced not only by the normal stress but also by the lateral stress.It is also shown that the aperture and the hydraulic conductivity decrease with the increasing normal stress but increase with the increasing lateral stress and both the aperture and the hydraulic conductivity obey exponential relationships with the normal stress and the lateral stress.展开更多
Microwave pre-treatment is considered as a promising technique for alleviating cutter wear. This paper introduces a high-power microwave-induced fracturing system for hard rock. The test system consists of a high-powe...Microwave pre-treatment is considered as a promising technique for alleviating cutter wear. This paper introduces a high-power microwave-induced fracturing system for hard rock. The test system consists of a high-power microwave subsystem (100 kW), a true triaxial testing machine, a dynamic monitoring subsystem, and an electromagnetic shielding subsystem. It can realize rapid microwave-induced fracturing, intelligent tuning of impedance, dynamic feedback under strong microwave fields, and active control of microwave parameters by addressing the following issues: the instability and insecurity of the system, the discharge breakdown between coaxial lines during high-power microwave output, and a lack of feedback of rock-microwave response. In this study, microwave-induced surface and borehole fracturing tests under true triaxial stress were carried out. Experimental comparisons imply that high-power microwave irradiation can reduce the fracturing time of hard rock and that the fracture range (160 mm) of a 915-MHz microwave source is about three times that of 2.45 GHz. After microwave-induced borehole fracturing, many tensile cracks occur on the rock surface and in the borehole: the maximum reduction of the P-wave velocity is 12.8%. The test results show that a high-power microwave source of 915 MHz is more conducive to assisting mechanical rock breaking and destressing. The system can promote the development of microwave-assisted rock breaking equipment.展开更多
基金This research was supported by the National Natural Science Foundation of China(No.52104209)the Postdoctoral Research Foundation of China(No.2021M692192)+1 种基金the National Natural Science Foundation of China(Nos.51827901 and 52174082)the Program for Guangdong Introducing Innovative and Entrepre-neurial Teams(No.2019ZT08G315).
文摘It has become an inevitable trend of human development to seek resources from the deep underground.However,rock encountered in deep underground engineering is usually in an anisotropic stress state(σ_(1)>σ>σ_(3))due to the influences of geological structures and engineering disturbances.It is therefore essential to study the mechanical,seepage,and dynamic disaster behaviors of deep rock under true triaxial stress to ensure the safe operation of deep rock engineering and the efficient exploitation of deep resources.In recent years,experimental techniques and research on true triaxial rock mechanics have achieved fruitful results that have promoted the rapid development of deep rock mechanics;thus,it is necessary to systematically review and summarize these developments.This work first introduced several typical true triaxial testing apparatus and then reviewed the corresponding research progress on rock deformation,strength,failure mode,brittleness,and energy as well as the 3D volumetric fracturing(dynamic disaster)properties of deep rocks under true triaxial stress.Then,several commonly used true triaxial rock strength criteria and their applicability,the permeability characteristics and mathematical models of deep reservoir rocks,and the disaster-causing processes and mechanisms of disturbed volumetric fracturing(rockburst,compound dynamic disasters)in deep rock engineering were described.This work may provide an essential reference for addressing the true triaxial rock mechanics issues involved in deep rock engineering,especially regarding the stability of surrounding rock at depth,disaster prevention and control,and oil and gas exploitation.
基金the financial support from the National Natural Science Foundation of China(Nos.52039007 and 52009086)the Sichuan Province Youth Science and Technology Innovation Team(No.2020JDTD0001)。
文摘Precisely understanding the dynamic mechanical properties and failure modes of rocks subjected to true triaxial stress state(σ1>σ2>σ3,whereσ1,σ2,andσ3 are the major principal stress,intermediate principal stress,and minor principal stress,respectively)is essential to the safety of underground engineering.However,in the laboratory,it is difficult to maintain the constant true triaxial stress state of rocks during the dynamic testing process.Herein,a numerical servo triaxial Hopkinson bar(NSTHB)was developed to study the dynamic responses of rocks confronted with a true triaxial stress state,in which lateral stresses can maintain constant.The results indicate that the dynamic strength and elastic modulus of rocks increase with the rise of intermediate principal stressσ2,while the dynamic elastic modulus is independent of the dynamic strain rate.Simulated acoustic emission distributions indicate that the intermediate principal stressσ2 dramatically affects dynamic failure modes of triaxial confined rocks.Asσ2 increases,the failure pattern switches from a single diagonal shear zone into two parallel shear zones with a small slant.Moreover,a recent triaxial Hopkinson bar experimental system using three bar pairs is also numerically established,and the measuring discrepancies are identified between the two numerical bar systems.The proposed NSTHB system provides a controllable tool for studying the dynamic triaxial behavior of rocks.
基金support from the National Natural Science Foundation of China(Nos.51974173 and 52004147)the Natural Science Foundation of Shandong Province(Nos.ZR2020QD122 and ZR2020QE129).
文摘As main part of underground rock mass,the three-dimensional(3D)morphology of natural fractures plays an important role in rock mass stability.Based on previous studies on 3D morphology,this study probes into the law and mechanism regarding the influence of the confining pressure constraints on 3D morphological features of natural fractures.First,fracture surfaces were obtained by true triaxial compression test and 3D laser scanning.Then 3D morphological parameters of fractures were calculated by using Grasselli’s model.The results show that the failure mode of granites developed by true triaxial stress can be categorized into tension failure and shear failure.Based on the spatial position of fractures,they can be divided into tension fracture surface,S-1 shear fracture surface,and S-2 shear fracture surface.Micro-failure of the tension fracture surface is dominated by mainly intergranular fracture;the maximum height of asperities on the fracture surface and the 3D roughness of fracture surfaces are influenced by σ_(3) only and they are greater than those of shear fracture surfaces,a lower overall uniformity than tension fracture surface.S-1 shear fracture surface and S-2 shear fracture surface are dominated by intragranular and intergranular coupling fracture.The maximum height of asperities on the fracture surface and 3D roughness of fracture surface are affected by σ_(1),σ_(2),and σ_(3).With the increase of σ_(2) or σ_(3),the cutting off of asperities on the fracture surface becomes more common,the maximum height of asperities and 3D roughness of fracture surface further decrease,and the overall uniformity gets further improved.The experimental results are favorable for selecting technical parameters of enhanced geothermal development and the safety of underground mine engineering.
文摘Simulations are conducted using five new artificial neural networks developed herein to demonstrate and investigate the behavior of rock material under polyaxial loading. The effects of the intermediate principal stress on the intact rock strength are investigated and compared with laboratory results from the literature. To normalize differences in laboratory testing conditions, the stress state is used as the objective parameter in the artificial neural network model predictions. The variations of major principal stress of rock material with intermediate principal stress, minor principal stress and stress state are investigated. The artificial neural network simulations show that for the rock types examined, none were independent of intermediate principal stress effects. In addition, the results of the artificial neural network models, in general agreement with observations made by others, show (a) a general trend of strength increasing and reaching a peak at some intermediate stress state factor, followed by a decline in strength for most rock types; (b) a post-peak strength behavior dependent on the minor principal stress, with respect to rock type; (c) sensitivity to the stress state, and to the interaction between the stress state and uniaxial compressive strength of the test data by the artificial neural networks models (two-way analysis of variance; 95% confidence interval). Artificial neural network modeling, a self-learning approach to polyaxial stress simulation, can thus complement the commonly observed difficult task of conducting true triaxial laboratory tests, and/or other methods that attempt to improve two-dimensional (2D) failure criteria by incorporating intermediate principal stress effects.
基金supported by the Key Project of National Natural Science Foundation of China and Yalongjiang Hydroelectric Development Joint Research Fund(Grant No.50639050)the National Natural Science Foundation for Distinguished Young Scholar(Grant No.50825901)+1 种基金the Public Service Sector R&D Project of Ministry of Water Resource of China (Grant No.200801014)China Scholarship Fund(Grant No.2010671026)
文摘Rockfill material is widely used for construction of high rockfill dam due to its facility,economical cost,high strength and effective aseismatic property.It is provoked profoundly to propose a suitable constitutive model for a better application of this material.The dilatancy equation of rockfill material plays a significant role in the constitutive model.For the sake of simplicity,a dilatancy equation is established by the linear least square method on the basis of the rearranged data of rockfill material in the true triaxial tests.Based on the fact that the rearranged data at different initial confining pressures are aligned in a narrow band,the dilatancy behavior of rockfill material is independent of the initial confining pressure.However,different from the initial confining pressure,both the intermediate principal stress ratio and the specimen density exhibit a remarkable influence on the dilatancy behaviors of rockfill material.Furthermore,the predictions of the proposed dilatancy equation are in a good agreement with the rearranged test data of rockfill material at different specimen densities and stress paths.
基金Project(50809023)supported by the National Natural Science Foundation of ChinaProject(2015B17714)supported by the Fundamental Research Funds for Central Universities,China
文摘Series of testing on coarse grained soils were carried out with a true triaxial testing apparatus. The loads were applied from the major principal and minor principal directions, respectively, to simulate the construction and water impounding process of a rock fill dam. The stress and strain relationships induced by the different loading methods were investigated. A remarkable stress-induced anisotropy under complex stress state was observed. Contrary to popular assumptions in traditional numerical analysis and constitutive models, it was found that different elastic modulus and Poisson ratio exist in different principal directions in rock fill dams. From the testing results, an anisotropic constitutive model based on Duncan-Chang nonlinear model is presented to overcome the limitations of axi-symmetric assumptions in conventional triaxial experiments and constitutive models. Both models were then applied in FEM analysis of an under-construction earth core high rock soil filled dam with the focus on hydraulic fracturing. The study reveals the major biases that exist when numerical analysis and constitutive models do not give serious consideration to the intermediate principal stress and anisotropy effects in soil rock built structures.
基金Projects(50809069,10872207) supported by the National Natural Science Foundation of ChinaProject(2009CAD017) supported by Outstanding Youth of Hubei Province,China
文摘A true triaxial apparatus which is composed of three units was presented.The apparatus allows for investigations on deformation and seepage behaviors of a single rock fracture subjected to lateral stress and normal stress.The first unit has three jacks which can apply loads independently in three orthogonal directions.The second unit is used to supply water inflow,control seepage pressure and measure flow velocity in real time.The third unit is for measuring the normal deformation of rock fractures.Some tests for investigating the normal deformation and seepage behaviors of rock fractures subjected to normal and lateral loads on hard granite specimens with an artificial persistent fracture,were introduced.The results show that both the normal deformation and the hydraulic conductivity are influenced not only by the normal stress but also by the lateral stress.It is also shown that the aperture and the hydraulic conductivity decrease with the increasing normal stress but increase with the increasing lateral stress and both the aperture and the hydraulic conductivity obey exponential relationships with the normal stress and the lateral stress.
基金supported by the National Natural Science Foundation of China(No.12072376)the Fundamental Research Funds for the Central Universities of Central South University,China(No.2020zzts708).
基金support from the Na-tional Natural Science Foundation of China(Grant No.41827806)the liaoning Revitalization Talent Program of China(Grant No.XLYCYSZX1902).
文摘Microwave pre-treatment is considered as a promising technique for alleviating cutter wear. This paper introduces a high-power microwave-induced fracturing system for hard rock. The test system consists of a high-power microwave subsystem (100 kW), a true triaxial testing machine, a dynamic monitoring subsystem, and an electromagnetic shielding subsystem. It can realize rapid microwave-induced fracturing, intelligent tuning of impedance, dynamic feedback under strong microwave fields, and active control of microwave parameters by addressing the following issues: the instability and insecurity of the system, the discharge breakdown between coaxial lines during high-power microwave output, and a lack of feedback of rock-microwave response. In this study, microwave-induced surface and borehole fracturing tests under true triaxial stress were carried out. Experimental comparisons imply that high-power microwave irradiation can reduce the fracturing time of hard rock and that the fracture range (160 mm) of a 915-MHz microwave source is about three times that of 2.45 GHz. After microwave-induced borehole fracturing, many tensile cracks occur on the rock surface and in the borehole: the maximum reduction of the P-wave velocity is 12.8%. The test results show that a high-power microwave source of 915 MHz is more conducive to assisting mechanical rock breaking and destressing. The system can promote the development of microwave-assisted rock breaking equipment.