Roof collapse mechanism of weak surrounding rock for deep-buried tunnels under high geostress conditions

High geostress,a typical attribute of tunnels located at significant depths,is crucial in causing stress-induced failure and influencing the stability of the tunnel crown.This study developed an analytical method for the failure mechanism that occurs in deep-buried tunnel roofs,taking into account the influence of geostress.The limit analysis theory was utilized for deriving analytical solutions about the geometry of the collapsing surface and the limit supporting pressure.The collapsing surface obtained by the analytical solution was validated by the findings of the physical model test,which shows a high level of agreement with the actual one.An extensive investigation was done to explore the effects of the lateral pressure coefficients,the tunnel buried depth,the geological conditions of the surrounding rock,the long-short axis ratio,and the size of the tunnel profile.The findings indicate that an increase in the lateral pressure coefficient from 0.5 to 1.5 results in a reduction in the height of the collapsing zone by 2.08 m and the width of the collapsing zone by 1.15 m,while simultaneously increases the limit supporting pressure by 18.9%.The proposed upper bound method accurately determines the limit supporting pressure and the geometry of the collapsing surface,which aligns well with the results acquired through numerical modelling and on-site monitoring in actual engineering applications.The proposed analytical method can serve as a reference for similar crown failure issues of deep-buried tunnels.

Deformation Mechanism and Design Countermeasures of Tunnel Portal in Volcanic Deposit Clay Stratum

Shortly after tunneling,problems such as primary-support through cracks and clearance infringement are found in the shallow-buried section of tunnel No.4 of the Jakarta-Bandung High Speed Railway(Jakarta-Bandung HSR),and orthogonal cracks can be found on the earth surface in front of the working face,which brings great challenges to the tunnel construction.In view of the above engineering problems,the sliding surface is speculated according to the geological and field conditions,and the impact of landslides is applied in the model in the form of external load.The paper uses the numerical simulation method to analyze and compare the impact of landslides on the tunnel structure and deformation,and puts forward the reinforcement measures.The conclusions of the studies are:(1)under the influence of heavy rainfall,the strength index of volcanic deposit clay stratum drops sharply,and meanwhile the multiple factors including tunnel excavation are liable to cause sliding of the front slope;(2)parallel landslide in front of the tunnel has a great impact on the tunnel,so setting-up of pre-reinforcement measures to control landslide shall be the focus of similar projects during design;(3)the deformation and stress of the tunnel structure can be significantly controlled for safe construction by strengthening the shallow-buried tunnel with pile foundation and longitudinal and transverse beam frames during landslide.

Mechanical properties and influence mechanism of confined concrete arches in high-stress tunnels

Deep underground projects(e.g., coal mines), are often faced with complex conditions such as high stress and extremely soft rock. The strength and rigidity of the traditional support system are often insufficient,which makes it difficult to meet the requirements of ground control under complex conditions. As a new support form with high strength and rigidity, the confined concrete arch plays an important role in controlling the rock deformation under complex conditions. The section shape of the tunnel has an important impact on the mechanical properties and design of the support system. However, studies on the mechanical properties and influence mechanism of the new confined concrete arch are rarely reported. To this end, the mechanical properties of traditional U-shaped steel and new confined concrete arches are compared and comparative tests on arches of circular and straight-leg semicircular shapes in deep tunnels are conducted. A large mechanical testing system for underground engineering support structure is developed. The mechanical properties and influence mechanism of confined concrete arches with different section shapes under different loading modes and cross-section parameters are systematically studied. Test results show that the bearing capacity of the confined concrete arch is 2.10 times that of the U-shaped steel arch, and the bearing capacity of the circular confined concrete arch is 2.27 times that of the straight-leg semicircular arch. Among the various influencing factors and their engineering parameters,the lateral stress coefficient has the greatest impact on the bearing capacity of the confined concrete arch,followed by the steel pipe wall thickness, steel strength, and core concrete strength. Subsequently, the economic index of bearing capacity and cost is established, and the optimization design method for the confined concrete arch is proposed. Finally, this design method is applied to a high-stress tunnel under complex conditions, and the deformation of the surrounding rock is effectively controlled.

Microscopic growth mechanism and edge states of monolayer 1T'-MoTe_(2)

Transition metal ditellurides(TMTDs)have versatile physical properties,including non-trivial topology,Weyl semimetal states and unique spin texture.Controlled growth of high-quality and large-scale monolayer TMTDs with preferred crystal phases is crucial for their applications.Here,we demonstrate the epitaxial growth of 1T'-MoTe_(2) on Au(111)and graphitized silicon carbide(Gr/SiC)by molecular beam epitaxy(MBE).We investigate the morphology of the grown1T'-MoTe_(2) at the atomic level by scanning tunnelling microscopy(STM)and reveal the corresponding microscopic growth mechanism.It is found that the unique ordered Te structures preferentially deposited on Au(111)regulate the growth of monolayer single crystal 1T'-MoTe_(2),while the Mo clusters were preferentially deposited on the Gr/SiC substrate,which impedes the ordered growth of monolayer MoTe_(2).We confirm that the size of single crystal 1T'-MoTe_(2) grown on Au(111)is nearly two orders of magnitude larger than that on Gr/SiC.By scanning tunnelling spectroscopy(STS),we observe that the STS spectrum of the monolayer 1T'-MoTe_(2) nano-island at the edge is different from that at the interior,which exhibits enhanced conductivity.

Correction to:Wear mechanism and life prediction of the ripper in a 9‐m‐diameter shield machine tunneling project of the Beijing new airport line in a sand‐pebble stratum

Jiang H,Zhu J,Zhang X,Zhang J,Li H,Meng L.Wear mechanism and life prediction of the ripper in a 9‐m‐diameter shield machine tunneling project of the Beijing new airport line in a sand‐pebble stratum.Deep Undergr Sci Eng.2022;1:65‐76.doi:10.1002/dug2.12010.

Research on in situ stress inversion of deep-buried tunnel based on pressure/tension axis mechanism and geological structure

The investigation of the in situ stress distribution has always been a key condition for engineering design of deep tunnels and analysis of surrounding rock stability.In this paper,a comprehensive judgment method coupled with pressure/tension(P/T)axis mechanism and geological structure is proposed to invert the in situ stress in the Duoxiongla tunnel in Tibet.In the process of TBM tunnel excavation,3887 groups of microseismic events were collected by means of microseismic monitoring technology.By studying the temporal and spatial distribution of 3887 groups of microseismic events,42 groups of microseismic data were selected for in situ stress inversion.Then the focal mechanisms of 42 groups of microseisms were inverted.Combined with the analysis of the previous geological survey,the inversion results of the in situ stress were analyzed.According to the focal mechanism of the tunnel area,the linear in situ stress inversion method was used to invert the in situ stress in the source area.Finally,according to the PTGS(pressure/tension axis mechanism and geological structure)comprehensive judgment method proposed in this paper,the in situ stress of the tunnel microseismic region was determined.The results show that there are mainly three groups of fissures and joint surfaces in the tunnel area,and the in situ stress is dominated by the horizontrun tectonic stress;the main driving force of the rupture surface in the excavation process of Duoxiongla tunnel is the horizontal tectonic stress;the distribution of the maximum and minimum principal stress obtained by the inversion is consistent with the distribution of the P/T axis;combined with the linear in situ stress inversion method and the comprehensive judgment of PTGS,the azimuth and dip angles of the three principal stresses are finally determined as N90.71°E,4.06°,N5.35°W,3.06°,and N8.10W,85.32°,respectively.The study verifies the feasibility of microseismic inversion of in situ stress.

Study on Mechanism of Water Inrush of Karst Tunnels

Water inrush,which is one of the challenging issues and hot topics in the tunneling industry,is very easy to occur during the construction of karst tunnels.The mechanism of water inrush of karst tunnels is discussed and analyzed in the paper:the water inrush of karst tunnels is generally divided into three steps,i.e.,the forming of the hazard source,the forming of the water inrush passage and the failure of the anti-inrush rock mass.The failure of the anti-inrush rock mass of karst tunnels are classified into 5 types,i.e.,the integral tensile-shear failure,the hydraulic fracturing,the infiltration induced sliding of the filling medium,the loss of key blocks and the comprehensive water inrush mode.The failure mechanism is studied on basis of typical cases and by means of numerical simulation or theoretical analysis.Conclusion is drawn that most of the water inrushes in actual tunneling are comprehensive water inrushes,which are the comprehensive results of the interrelation and interaction of various water inrush types,and that different types of water inrushes have related continuity and progressive evolution relationships under certain conditions.

A multi-purpose prototype test system for mechanical behavior of tunnel supporting structure: Development and application

A multi-purpose prototype test system is developed to study the mechanical behavior of tunnel sup-porting structure,including a modular counterforce device,a powerful loading equipment,an advanced intelligent management system and an efficient noncontact deformation measurement system.The functions of the prototype test system are adjustable size and shape of the modular counterforce structure,sufficient load reserve and accurate loading,multi-connection linkage intelligent management,and high-precision and continuously positioned noncontact deformation measurement.The modular counterforce structure is currently the largest in the world,with an outer diameter of 20.5 m,an inner diameter of 16.5 m and a height of 6 m.The case application proves that the prototype test system can reproduce the mechanical behavior of the tunnel lining during load-bearing,deformation and failure processes in detail.

Limit analysis of roof collapse in tunnels under seepage forces condition with three-dimensional failure mechanism

The state of roof collapse in tunnels is actually three-dimensional, so constructing a three-dimensional failure collapse mechanism is crucial so as to reflect the realistic collapsing scopes more reasonably. According to Hoek-Brown failure criterion and the upper bound theorem of limit analysis, the solution for describing the shape of roof collapse in circular or rectangular tunnels subjected to seepage forces is derived by virtue of variational calculation. The seepage forces calculated from the gradient of excess pore pressure distribution are taken as external loading in the limit analysis, and it is of great convenience to compute the pore pressure with pore pressure coefficient. Consequently, the effect of seepage forces is taken as a work rate of external force and incorporated into the upper bound limit analysis. The numerical results of collapse dimensions with different rock parameters show great validity and agreement by comparing with the results of that with two-dimensional failure mechanism.

Model test to investigate failure mechanism and loading characteristics of shallow-bias tunnels with small clear distance

Based on the similarity theory,a tunnel excavation simulation testing system under typical unsymmetrical loading conditions was established.Using this system,the failure mechanism of surrounding rock of shallow-bias tunnels with small clear distance was analyzed along with the load characteristics.The results show that:1) The failure process of surrounding rock of shallow-bias tunnels with small clear distance consists of structural and stratum deformation induced by tunnel excavation; Microfracture surfaces are formed in the tunnel surrounding rock and extend deep into the rock mass in a larger density; Tensile cracking occurs in shallow position on the deep-buried side,with shear slip in deep rock mass.In the meantime,rapid deformation and slip take place on the shallow-buried side until the surrounding rocks totally collapse.The production and development of micro-fracture surfaces in the tunnel surrounding rock and tensile cracking in the shallow position on the deep-buried side represent the key stages of failure.2) The final failure mode is featured by an inverted conical fracture with tunnel arch as its top and the slope at tunnel entrance slope as its bottom.The range of failure on the deep-buried side is significantly larger than that on the shallow-buried side.Such difference becomes more prominent with the increasing bias angle.What distinguishes it from the "linear fracture surface" model is that the model proposed has a larger fracture angle on the two sides.Moreover,the bottom of the fracture is located at the springing line of tunnel arch.3) The total vertical load increases with bias angle.Compared with the existing methods,the unsymmetrical loading effect in measurement is more prominent.At last,countermeasures are proposed according to the analysis results: during engineering process,1) The surrounding rock mass on the deep-buried side should be reinforced apart from the tunnel surrounding rock for shallow-buried tunnels with small clear distance; moreover,the scope of consolidation should go beyond the midline of tunnel(along the direction of the top of slope) by 4 excavation spans of single tunnel.2) It is necessary to modify the load value of shallow-bias tunnels with small clear distance.

Formation mechanism of rockburst in deep tunnel adjacent to faults:Implication from numerical simulation and microseismic monitoring

Rockbursts were frequently encountered in the construction of deeply buried tunnels at the Jinping-II hydropower station, Southwest China. In those cases, the existence of large structural planes, such as faults, was usually observed near the excavation boundaries. The formation mechanism of the “11·28” rockburst, which was a typical rockburst and occurred in a drainage tunnel under a deep burial depth, high in-situ stress state and complex geological conditions, has been difficult to explain. Realistic failure process analysis(RFPA3D) software was adopted to numerically simulate the whole failure process of the surrounding rock mass around the tunnel subjected to excavation. The spatial distribution of acoustic emission derived from numerical simulation contributed to explaining the mechanical responses of the process. Analyses of the stress, safety reserve coefficient and damage degree were performed to reveal the effect of faults on the formation of rockbursts in the deep tunnel. The existence of faults results in the formation of stress anomaly areas between the tunnel and the fault. The surrounding rock mass failure propagates toward the fault from the initial failure, to different degrees. The relative positions and angles of faults play significant roles in the extent and development of surrounding rock mass failure, respectively. The increase in the lateral stress coefficient leads to the aggravation of the surrounding rock mass damage, especially in the roof and floor of the tunnel. Moreover, as the rock strength-stress ratio increases, the failure mode of the near-fault tunnel gradually changes from the stress-controlled type to the compound-controlled type. These findings were consistent with the microseismic monitoring results and field observations, which was helpful to understand the mechanical behavior of tunnel excavation affected by faults. The achievements of this study can provide some references for analysis of the failure mechanisms of similar deep tunnels.

Reliability analysis of supporting pressure in tunnels based on three-dimensional failure mechanism

Based on nonlinear failure criterion,a three-dimensional failure mechanism of the possible collapse of deep tunnel is presented with limit analysis theory.Support pressure is taken into consideration in the virtual work equation performed under the upper bound theorem.It is necessary to point out that the properties of surrounding rock mass plays a vital role in the shape of collapsing rock mass.The first order reliability method and Monte Carlo simulation method are then employed to analyze the stability of presented mechanism.Different rock parameters are considered random variables to value the corresponding reliability index with an increasing applied support pressure.The reliability indexes calculated by two methods are in good agreement.Sensitivity analysis was performed and the influence of coefficient variation of rock parameters was discussed.It is shown that the tensile strength plays a much more important role in reliability index than dimensionless parameter,and that small changes occurring in the coefficient of variation would make great influence of reliability index.Thus,significant attention should be paid to the properties of surrounding rock mass and the applied support pressure to maintain the stability of tunnel can be determined for a given reliability index.

The conductive mechanisms of a titanium oxide memristor with dopant drift and a tunnel barrier

Nano-scale titanium oxide memristors exhibit complex conductive characteristics, which have already been proved by existing research. One possible reason for this is that more than one mechanism exists, and together they codetermine the conductive behaviors of the memristor. In this paper, we first analyze the theoretical base and conductive process of a memristor, and then propose a compatible circuit model to discuss and simulate the coexistence of the dopant drift and tunnel barrier-based mechanisms. Simulation results are given and compared with the published experimental data to prove the possibility of the coexistence. This work provides a practical model and some suggestions for studying the conductive mechanisms of memristors.

Failure mechanism of large-diameter shield tunnels and its effects on ground surface settlements

A new technique for the analysis of the three-dimensional collapse failure mechanism and the ground surface settlements for the large-diameter shield tunnels were presented.The technique is based on a velocity field model using more different truncated solid conical blocks to clarify the multiblock failure mechanism.Furthermore,the shape of blocks between the failure surface and the tunnel face was considered as an entire circle,and the supporting pressure was assumed as non-uniform distribution on the tunnel face and increased with the tunnel embedded depth.The ground surface settlements and failure mechanism above large-diameter shield tunnels were also investigated under different supporting pressures by the finite difference method.

Bearing mechanism of a tunnel-type anchorage in a railway suspension bridge

A tunnel-type anchorage(TTA)is one of the main components in suspension bridges:the bearing mechanism is a key problem.Investigating the deformation characteristics,development law,and failure phenomenon of a TTA under load can provide the theoretical basis for a robust design.Utilizing the TTA of the Jinsha River suspension bridge at Lijiang Shangri-La railway as a prototype,a laboratory model test of the TTA was carried out for three different contact conditions between the anchorage body and the surrounding rock.The stress and deformation distribution law of the anchorage body and its surrounding rock were studied,and the ultimate bearing capacity and failure mode of the TTA were analyzed.The test results show that the compressive stress level is highest at the rear part of the anchorage body.Moving away from the rear portion of the body,the stress decays in a negative exponential function.Based on the load transfer curve,the calculation formula for the shear stress on the contact surface between the anchorage body and the surrounding rock was derived,which shows that the distribution of the shear stress along the axial direction of the anchorage body is not uniform.The distance from the maximum value to the loading surface is approximately 1/3 of the length of the anchorage body,and the stress decreases as the distance from the loading surface increases.Furthermore,the contact condition between the anchorage body and surrounding rock has a great influence on the bearing capacity of the TTA.The increase in the anti-skid tooth ridge and radial anchor bolt can improve the cooperative working capacity of the anchorage body and the surrounding rock,which is approximately 50%higher than that of the flat contact condition.The main function of the anchor bolt is to increase the overall rigidity of the TTA.The contact condition between the anchorage body and the surrounding rock will lead to a change in the failure mode of the TTA.With an increase in the degree of contact,the failure mode will change from shear sliding along the interface to trumpet-shaped inverted cone-shaped failure extending into the surrounding rock.

Time-dependent squeezing deformation mechanism of tunnels in layered soft-rock stratum under high geo-stress

Large squeezing deformation of layered soft rock tunnel under high geo-stress has a significant time-dependent deformation behavior.In this paper,we studied the deformation mechanism during the construction period of deep-buried softrock tunnel by means of a combination of field observations and a numerical method.First,a new classification criterion for large deformations based on the power exponent variation law between the deformation and the strength-stress ratio is proposed.Then,the initial damage tensor reflecting the bedding plane(joint)distribution and an equivalent damage evolution equation derived from the viscoplastic strain are introduced based on the geometric research method,i.e.,a new rheological damage model(RDL model)of layered soft rock is established consisting of elastic,viscous,viscoelastic,viscoplastic and plastic elements.A field test was conducted on the Maoxian tunnel in Sichuan province,southwestern China,which is in broken phyllite(layered soft rock)under high geo-stress.The tunnel has experienced large deformation due to serious squeezing pressure,thus we adopted double primary support method to overcome the supporting structure failure problems.The rheological parameters of phyllite in the Maoxian tunnel were recognized by using SA-PSO optimization,and the RDL model does a good job in describing the time-dependent deformation behavior of a layered soft-rock tunnel under high geo-stress.Thus,the RDL model was used to investigate the supporting effect and bearing mechanism of the double primary support method.Compared with the single primary support method,the surrounding rock pressure,secondary lining force,surrounding rock deformation,and the depth of the damage to the rock mass was reduced by 40%-60%after the double primary support method was used.

Collapse mechanism of deep tunnels with three-centered arch cross section

The possible collapse of different circumstances is derived with the help of the limit analysis theory.Analytical equations related to collapsing mechanisms in deep tunnel with smooth three-centered arc cross sections are derived on the basis of Hoek-Brown failure criterion and upper bound limit analysis.The pore water pressure is considered in the analysis,as a work rate of external force.Numerical results about the shape of detaching curve and the weight of collapsing block per unit length corresponding to different parameters are obtained with the help of mathematical software.The shapes of collapsing block are drawn with respected to different parameters.Furthermore,the effects of different parameters on the shape of detaching curve and the weight of the collapsing block are discussed.

3D DEM simulation of hard rock fracture in deep tunnel excavation induced by changes in principal stress magnitude and orientation

To achieve the loading of the stress path of hard rock,the spherical discrete element model(DEM)and the new flexible membrane technology were utilized to realize the transient loading of three principal stresses with arbitrary magnitudes and orientations.Furthermore,based on the deep tunnel of China Jinping Underground Laboratory II(CJPL-II),the deformation and fracture evolution characteristics of deep hard rock induced by excavation stress path were analyzed,and the mechanisms of transient loading-unloading and stress rotation-induced fractures were revealed from a mesoscopic perspective.The results indicated that the stressestrain curve exhibits different trends and degrees of sudden changes when subjected to transient changes in principal stress,accompanied by sudden changes in strain rate.Stress rotation induces spatially directional deformation,resulting in fractures of different degrees and orientations,and increasing the degree of deformation anisotropy.The correlation between the degree of induced fracture and the unloading magnitude of minimum principal stress,as well as its initial level is significant and positive.The process of mechanical response during transient unloading exhibits clear nonlinearity and directivity.After transient unloading,both the minimum principal stress and minimum principal strain rate decrease sharply and then tend to stabilize.This occurs from the edge to the interior and from the direction of the minimum principal stress to the direction of the maximum principal stress on theε1-ε3 plane.Transient unloading will induce a tensile stress wave.The ability to induce fractures due to changes in principal stress magnitude,orientation and rotation paths gradually increases.The analysis indicates a positive correlation between the abrupt change amplitude of strain rate and the maximum unloading magnitude,which is determined by the magnitude and rotation of principal stress.A high tensile strain rate is more likely to induce fractures under low minimum principal stress.

Formation mechanisms of water inrush and mud burst in a migmatite tunnel：a case study in China

This paper presents a case study of water inrush and mud burst occurring in a migmatite tunnel to study its formation mechanisms. The geological investigation and mineralogical analysis showed that water inrush and mud burst in the migmatite was closely related to the component of the host rock. High content of soluble minerals,e.g.,calcite and dolomite,would make the migmatite rock prone to be fragmentized,isintegrated and eventually form different sorts of connected or semi-connected veins. The field exploration revealed most cavities in the magmatite tunnel were eroded by groundwater and formed large interconnected networks. The two faults and the dike in the magmatite tunnel became the preferred paths and provided great convenience for plenty of precipitation and mud slurry. Due to high water pressure and blast disturbance,the cavities can soon connect each other as well as all sorts of veins,forming a complex ground channel for water inrush and mud burst. To estimate the potential occurrenceof water inrush and mud burst,the water bursting coefficient was employed. The results showed the water bursting coefficient of the magmatite tunnel was much bigger than the threshold values and it can be used to explain the accident of water inrush and mud burst occurring in the magmatite tunnel.

Stability evaluation method of large cross-section tunnel considering modification of thickness-span ratio in mechanized operation

Purpose-This study aims to research the large cross-section tunnel stability evaluation method corrected after considering the thickness-span ratio.Design/methodology/approach-First,taking the Liuyuan Tunnel of Huanggang-Huangmei High-Speed Railway as an example and taking deflection of the third principal stress of the surrounding rock at a vault after tunnel excavation as the criterion,the critical buried depth of the large section tunnel was determined.Then,the strength reduction method was employed to calculate the tunnel safety factor under different rock classes and thickness-span ratios,and mathematical statistics was conducted to identify the relationships of the tunnel safety factor with the thickness-span ratio and the basic quality(BQ)index of the rock for different rock classes.Finally,the influences of thickness-span ratio,groundwater,initial stress of rock and structural attitude factors were considered to obtain the corrected BQ,based on which the stability of a large cross-section tunnel with a depth of more than 100 m during mechanized operation was analyzed.This evaluation method was then applied to Liuyuan Tunnel and Cimushan No.2 Tunnel of Chongqing Urban Expressway for verification.Findings-This study shows that under different rock classes,the tunnel safety factor is a strict power function of the thickness-span ratio,while a linear function of the BQ to some extent.It is more suitable to use the corrected BQ as a quantitative index to evaluate tunnel stability according to the actual conditions of the site.Originality/value-The existing industry standards do not consider the influence of buried depth and span in the evaluation of tunnel stability.The stability evaluation method of large section tunnel considering the correction of overburden span ratio proposed in this paper achieves higher accuracy for the stability evaluation of surrounding rock in a full or large-section mechanized excavation of double line high-speed railway tunnels.